2014-08-11T11:06:11-05:00 2013-12-31 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2013-01-01 135505367 THE ANIMAL MEDICAL CENTER ANIM 2128388100 510 EAST 62ND STREET NEW YORK NY 100658314 PAUL GREENE CFO 2128388100 2014-08-13 1 GARRETT M HIGGINS P00543209 2122862600 2013 2015-11-30 17:44:51Z PAUL GREENE 510 EAST 62ND STREET NEW YORK NY 100658314 51226667 0 X WWW.AMCNY.ORG X 1910 NY SEE SCHEDULE O FOR MISSION STATEMENT. 31 31 483 75 -296882 -297132 12133121 8750502 27510765 29684904 1081456 1552894 -599283 -704728 40126059 39283572 1233481 1792570 0 0 21765114 22860712 44890 40000 871417 12813653 13326149 35857138 38019431 4268921 1264141 79364746 81903089 20908976 18322442 58455770 63580647 X THE AMC OPERATES AN INSTITUTE FOR VETERINARY EDUCATION, CLINICAL RESEARCH AND CHARITY CARE FOR ANIMALS AT ITS FACILITY LOCATED IN NEW YORK CITY. 0 0 22829897 29594804 POSTGRADUATE EDUCATION FOR 50 YEARS, THE AMC HAS MAINTAINED FLAGSHIP OFFERINGS IN POSTGRADUATE EDUCATION. WITH A CASELOAD OF 40,000+ ANIMAL VISITS PER YEAR - ONE OF THE LARGEST IN THE US - THE AMC PROVIDES EXTENSIVE TRAINING FOR INTERNS AND RESIDENTS. THE ANIMAL MEDICAL CENTER WAS FOUNDED IN 1910 TO PROVIDE THE BEST IN VETERINARY CARE. IN 1954, THE CASPARY RESEARCH INSTITUTE WAS ESTABLISHED TO EXPLORE THE CAUSES OF NATURALLY OCCURRING ANIMAL DISEASE AND DEVELOP NEW TREATMENTS. THE AMC IMMEDIATELY BEGAN ATTRACTING A NEW GENERATION OF VETERINARIANS AND, IN 1964, ESTABLISHED FORMAL INTERNSHIP AND RESIDENCY PROGRAMS FOR VETERINARY SCHOOL GRADUATES. THE FIRST CLASS OF INTERNS GRADUATED IN 1964, MAKING 2014 THE 50TH ANNIVERSARY OF THIS OUTSTANDING POST-GRADUATE PROGRAM.SINCE THEN, NEARLY 2,000 VETERINARIANS HAVE PARTICIPATED IN THE AMC POSTGRADUATE PROGRAM. PARTICIPANTS IN BOTH THE INTERNSHIP AND RESIDENCY PROGRAMS DEVELOP AND REFINE CLINICAL SKILLS AND DIAGNOSTIC ABILITIES UNDER THE TUTELAGE OF SOME OF THE WORLD'S FINEST VETERINARIANS. THEY GAIN VALUABLE INSIGHTS THROUGH INTENSIVE ROTATIONS IN 17 DIFFERENT VETERINARY SPECIALTY SERVICES AND TRAINING IN THE LATEST PRACTICES, THERAPIES, AND TECHNOLOGIES. IN ADDITION, INTERNS AND RESIDENTS PARTICIPATE IN 300 HOURS OF LECTURES, MAKING THEM WELL PREPARED TO CONTINUE TO THE NEXT STEP IN THEIR CAREERS. BY THE END OF THE INTERNSHIP PROGRAM, GRADUATES ARE PREPARED TO ESTABLISH OR JOIN A QUALITY PRIVATE PRACTICE, ENGAGE IN CLINICAL RESEARCH, OR CONTINUE THEIR PROFESSIONAL TRAINING. FOLLOWING THE COMPLETION OF A RESIDENCY, THE CANDIDATE IS ELIGIBLE FOR BOARD CERTIFICATION IN HIS OR HER CHOSEN FIELD IN ORDER TO OBTAIN SPECIALIST STATUS. THE POSTGRADUATE EXPERIENCE AT THE AMC PROVIDES A FIRM FOUNDATION FOR A LIFE DEDICATED TO VETERINARY MEDICINE. AMC GRADUATED INTERNS AND RESIDENTS OFTEN BECOME LEADERS IN THEIR CHOSEN FIELDS AND ARE KNOWN FOR MAKING GROUNDBREAKING DISCOVERIES, PUBLISHING THEIR WORK IN MEDICAL JOURNALS AND TEXTBOOKS, SHARING THEIR EXPERTISE WITH COLLEAGUES WORLDWIDE AND DISSEMINATING KNOWLEDGE GENERATED AT THE AMC THROUGHOUT THE VETERINARY COMMUNITY. 3462650 1792570 COMMUNITY OUTREACH SERVING THE ANIMALS OF THOSE LESS FORTUNATE HAS ALWAYS BEEN A CENTRAL PART OF THE AMC'S MISSION. THE AMC'S FOUNDERS RECOGNIZED THAT PETS AND THEIR OWNERS WERE SUFFERING BECAUSE THEY COULD NOT AFFORD VETERINARY CARE. THEY STEPPED IN, AND NEARLY A CENTURY LATER AMC CONTINUES THIS TRADITION THROUGH VARIOUS COMMUNITY FUNDS. THE NEED FOR FREE AND/OR SUBSIDIZED CARE CONTINUES TO SEE RISING DEMAND, ESPECIALLY IN THIS CHALLENGING ECONOMIC CLIMATE. FOR ANIMAL LOVERS WHO ARE STRUGGLING TO MAKE ENDS MEET, THE COST OF THEIR PET'S HEALTH CARE MAY ALREADY BE DIFFICULT TO BEAR, AND THE ADDED BURDEN OF EMERGENCY OR SPECIALTY TREATMENT IS OFTEN MORE THAN THEY CAN HANDLE. FORTUNATELY, THE AMC'S COMMUNITY FUNDS PROVIDE A RESOURCE FOR THESE PET OWNERS. THE AMC'S COMMUNITY FUNDS ARE COMPRISED OF SIX INDIVIDUAL PROGRAMS, EACH SERVING A DIFFERENT SEGMENT OF THE COMMUNITY. THEY INCLUDE THE FOLLOWING: THE PATIENT ASSISTANCE FUND (PAF) PROVIDES URGENT CARE TO ANIMALS WHOSE OWNERS DEMONSTRATE FINANCIAL HARDSHIP. THESE CASES MOST OFTEN COME THROUGH OUR EMERGENCY SERVICE, WHERE PETS ARE STABILIZED AND TRANSFERRED TO ONE OF OUR 17 SPECIALTIES FOR MORE COMPREHENSIVE CARE. THE SENIORS' ANIMAL VETERINARY EFFORT (SAVE) PROVIDES WELLNESS AND PREVENTIVE VETERINARY CARE FOR THE PETS OF ELDERLY CLIENTS OF LIMITED FINANCIAL MEANS. FOR MANY SENIORS, PETS ARE THEIR ONLY FAMILY, AND THEY PROVIDE MUCH-NEEDED COMPANIONSHIP AND AFFECTION. BECAUSE SO MANY SENIORS LIVE ON A FIXED INCOME, ASSISTANCE PROVIDED BY SAVE IS OFTEN CRUCIAL TO THE CONTINUATION OF THE IMPORTANT BOND BETWEEN ANIMAL AND OWNER. THE FRANK V.D. LLOYD FUND FOR GUIDE DOGS PROVIDES WELLNESS AND PREVENTIVE VETERINARY CARE FOR THE WORKING GUIDE DOGS OF VISUALLY IMPAIRED CLIENTS IN THE TRI-STATE AREA. WITHOUT PROPER MEDICAL ATTENTION, EVEN A MINOR AILMENT CAN END THE CAREER OF A SERVICE DOG, ALONG WITH THE EXTRAORDINARY PARTNERSHIP IT SHARES WITH ITS OWNER. THE FUND FOR GUIDE DOGS HELPS CARE FOR THESE CANINE FRIENDS AND ESCORTS. THE BUDDY FUND PROVIDES FULL OR PARTIAL SUBSIDIES FOR THE TREATMENT OF CANCER IN COMPANION ANIMALS. FOR MANY PEOPLE THE COST OF CANCER CARE CAN BE PROHIBITIVELY EXPENSIVE. THE BUDDY FUND WORKS TO ALLEVIATE THE FINANCIAL BURDEN, AND KEEP PETS HEALTHY AND WITH THEIR FAMILIES FOR AS LONG AS POSSIBLE. THE MONTY AND MINNY FUND THE MONTY AND MINNY FUND WAS ESTABLISHED IN 2010 TO GIVE PETS ACCESS TO REHABILITATION SERVICES THAT THEIR OWNERS COULD NOT AFFORD. THESE SERVICES INCLUDE ACUPUNCTURE, MASSAGE, PHYSICAL REHABILITATION AND FITNESS, HERBAL MEDICINE, AND HOMEOPATHY.AMC TO THE RESCUE FUND THE AMC ESTABLISHED A NEW COMMUNITY FUND IN 2013 CALLED AMC TO THE RESCUE. THIS FUND WAS ESTABLISHED SPECIFICALLY TO PROVIDE SUBSIDIZED SPECIALTY CARE TO ANIMALS, WHOSE HEALTH HAS BECOME AN OBSTACLE TO THEIR ADOPTION AND ARE CURRENTLY CARED FOR BY RESCUE GROUPS. THE ANIMAL MEDICAL CENTER UNDERSTANDS THE PLIGHT OF THOSE WHO OPERATE RESCUE GROUPS AND THE OFTEN LIMITED FUNDS AVAILABLE FOR TREATMENT OF ANIMALS BEYOND GENERAL CARE. THEREFORE, THROUGH AMC TO THE RESCUE, WE HAVE PROVIDED A MEANS FOR SOME OF THESE NEEDY ANIMALS TO RECEIVE CARE. HUMAN-ANIMAL BOND PROGRAMSPET LOSS SUPPORT GROUP:THE PET LOSS SUPPORT GROUP ALLOWS PET OWNERS TO SHARE EXPERIENCES AND FEELINGS IN A SUPPORTIVE AND COMPASSIONATE ENVIRONMENT, PROVIDED BY A LICENSED CLINICAL SOCIAL WORKER.THE PET OUTREACH PROGRAM:THE PET OUTREACH PROGRAM SERVES THE COMMUNITY THROUGH PET VISITS TO NURSING HOMES, HOSPITALS, SCHOOLS, AND OTHER INSTITUTIONS IN THE NEW YORK AREA. THE ANIMAL MEDICAL CENTER HAS PARTNERED WITH ANGEL ON A LEASH WHO PROVIDE THE TRAINING REQUIRED FOR VOLUNTEERS AND ANIMALS SO THAT THEY MAY SAFELY OFFER COMPANIONSHIP TO THE ELDERLY AND DISABLED WHO CANNOT HAVE PETS OF THEIR OWN. THE SERVICE HELPS ISOLATED PEOPLE MAKE FRIENDS. 1079390 117281 RESEARCH PROGRAM CASPARY RESEARCH INSTITUTE SOUND RESEARCH IS ONE OF THE AMC'S KEY STRENGTHS. THROUGH THE CASPARY RESEARCH INSTITUTE, NEW KNOWLEDGE IS GENERATED WHICH HELPS TO PROMOTE BOTH VETERINARY AND HUMAN MEDICINE. THE ANIMAL MEDICAL CENTER PARTICIPATES IN SCIENTIFIC STUDIES THAT CENTER AROUND INVESTIGATING NATURALLY OCCURRING DISEASE IN COMPANION ANIMALS. SUCH INITIATIVES INVOLVE COLLECTING AND ANALYZING DATA ASSOCIATED WITH PATIENT DEMOGRAPHICS, EPIDEMIOLOGY, PATHOPHYSIOLOGY, HEALTH OUTCOMES, PATHOLOGY, AND EVALUATIONS THAT AIM TO DETERMINE SAFER OR MORE EFFECTIVE DIAGNOSTIC AND TREATMENT OPTIONS. TOWARD THESE ENDS, THE ANIMAL MEDICAL CENTER HAS WON COMPETITIVE GRANT AWARDS TO SUPPORT SUCH STUDIES FROM MORRIS ANIMAL FOUNDATION, WINN FELINE FOUNDATION, THE CANINE HEALTH FOUNDATION OF THE AMERICAN KENNEL CLUB, AND OTHER SOURCES. ADDITIONAL FUNDING HAS BEEN OBTAINED FROM CORPORATE SPONSORSHIP INCLUDING IDEXX, BAYER, AND ORION. RESEARCH INITIATIVES INCLUDE COLLABORATIVE, MULTICENTER TRIALS INVOLVING VETERINARY AND MEDICAL COLLEGES AND SPECIALISTS IN PRIVATE PRACTICE. THE AMC HOSTS A BI-ANNUAL ADVANCED RENAL THERAPIES SYMPOSIUM (ARTS), WHICH BRINGS TOGETHER A RECORD-BREAKING ATTENDANCE OF VETERINARIANS FROM AROUND THE WORLD TO PROMOTE NEW TECHNIQUES IN TREATING KIDNEY DISEASE. THERE ARE FEW RESOURCES AVAILABLE THAT SPECIFICALLY FOCUS ON VETERINARY EXTRA-CORPOREAL THERAPIES, AND ARTS REPRESENTS THE ONLY VETERINARY EVENT CREATED TO HELP FILL THIS GAP. THE AMC RECENTLY HELD ITS 2014 SYMPOSIUM. IN ADDITION TO THE LECTURES AND HANDS-ON DEMONSTRATIONS, THE SYMPOSIUM INCLUDED A SESSION ON THE ADEQUACY OF DIALYSIS IN DETAIL. THE LABORATORIES WERE EXPANDED TO BE MORE INTERACTIVE AND THE SEMINAR AGENDA INCLUDED ABSTRACT SESSIONS, POSTER PRESENTATIONS, AND A TOPICAL DEBATE. ANOTHER FEATURE OF THIS SYMPOSIUM WAS THE PRESENTATION OF DATA FROM A MULTI-CENTER COLLABORATION ON COMPLICATIONS OF HEMODIALYSIS. IN NOVEMBER OF 2013, THE ANIMAL MEDICAL CENTER HOSTED THE SECOND ANNUAL ZOOBIQUITY CONFERENCE, THE FIRST OF ITS KIND TO BE HELD ON THE EAST COAST. THE ZOOBIQUITY CONFERENCE EXPLORED THE SPECIES SPANNING APPROACH TO MEDICINE BETWEEN PHYSICIANS AND VETERINARIANS CARING FOR THEIR SPECIFIC PATIENTS. THE CONFERENCE BROUGHT TOGETHER LEADING CLINICIANS AND SCIENTISTS IN BOTH HUMAN AND VETERINARY MEDICINE TO DISCUSS DISEASES IN A WIDE SPECTRUM OF ANIMAL SPECIES AND HUMANS. THE INTENTION OF THE CONFERENCE WAS TO CREATE CONVERSATIONS AND RELATIONSHIPS BETWEEN HUMAN AND VETERINARY COLLEAGUES WHO ARE OFTEN CONFRONTED WITH SIMILAR CLINICAL CHALLENGES. PRESENTATIONS WERE GIVEN BY WORLD RENOWNED PHYSICIANS AND VETERINARIAN CLINICIANS AND RESEARCHERS ABOUT TOPICS SUCH AS DEMENTIA, AMYOTROPHIC LATERAL SCLEROSIS (ALS), BREAST CANCER AND PSYCHOLOGICAL DISORDERS. CE CREDITS WERE PROVIDED FOR BOTH VETERINARIANS AND PHYSICIANS WHO ATTENDED THE CONFERENCE. 27371937 1 1 0 0 0 0 0 0 1 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 24 0 483 1 1 1 0 0 0 0 1 1 0 0 0 0 X 31 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT NJ NY X X PAUL GREENE CFO 2128388100 510 EAST 62ND STREET NEW YORK NY 100658314 MR ROBERT LIBERMAN CHAIRMAN 20.00 X X 0 0 0 MR NEIL MCCARTHY VICE CHAIRMAN 3.00 X X 0 0 0 MR ELI HOFFMAN VICE CHAIRMAN / TREASURER 4.00 X X 0 0 0 MRS ELAINE LANGONE VICE CHAIRMAN/ SECRETARY 1.00 X X 0 0 0 MRS CASS ADELMAN TRUSTEE 1.00 X 0 0 0 MRS SUSAN BAKER TRUSTEE 1.00 X 0 0 0 MRS DONNA ACQUAVELLA TRUSTEE 1.00 X 0 0 0 MRS VIRGINIA BURKE TRUSTEE 1.00 X 0 0 0 DR ELISABETH COHEN TRUSTEE 1.00 X 0 0 0 MR BRUCE CRAWFORD TRUSTEE 1.00 X 0 0 0 DR WILLIAM D DEHOFF TRUSTEE 1.00 X 0 0 0 MR RODMAN DRAKE TRUSTEE 1.00 X 0 0 0 MRS EMILIA FANJUL TRUSTEE 1.00 X 0 0 0 MRS TINA SANTI FLAHERTY TRUSTEE 1.00 X 0 0 0 MR DAVID FORD TRUSTEE 1.00 X 0 0 0 MRS ALEXANDRA GOELET TRUSTEE 1.00 X 0 0 0 MR MICHAEL HEANER TRUSTEE 1.00 X 0 0 0 MR EDWIN HERSHEY TRUSTEE 1.00 X 0 0 0 MR NORMAN ISRAEL TRUSTEE 1.00 X 0 0 0 MRS NANCY KISSINGER TRUSTEE 1.00 X 0 0 0 MRS SHARON AMSTERDAM KOPLIN TRUSTEE 1.00 X 0 0 0 MRS EMILIA KRIMENDAHL TRUSTEE 1.00 X 0 0 0 PROFESSOR IRIS C LOVE TRUSTEE 1.00 X 0 0 0 MR JAMES MARCUS TRUSTEE 1.00 X 0 0 0 MRS ELIZABETH MOORE TRUSTEE 1.00 X 0 0 0 MRS KATHERINE RAYNER TRUSTEE 1.00 X 0 0 0 DR ALAN H REBAR TRUSTEE 1.00 X 0 0 0 MRS OSCAR DE LA RENTA TRUSTEE 1.00 X 0 0 0 MRS LISA SCHIFF TRUSTEE 1.00 X 0 0 0 MRS JANET B YORK TRUSTEE 1.00 X 0 0 0 MR MAL BRETT SCHWARTZ TRUSTEE 1.00 X 0 0 0 MRS KATHRYN COYNE CEO 40.00 X 448336 0 22827 MR PAUL GREENE CFO 40.00 X 170468 0 30336 DR RICHARD GOLDSTEIN CMO 40.00 X 299365 0 8613 MRS CAROL DISMORE COO 40.00 X 244163 0 15859 DR ROBERT HART STAFF DOCTOR (SURGERY) 40.00 X 297935 0 24253 DR JANET KOVAK MCCLARAN STAFF DOCTOR (SURGERY) 40.00 X 262284 0 31911 DR CHARLES WEISSE STAFF DOCTOR (IR) 40.00 X 262290 0 15535 DR NICOLE LEIBMAN STAFF DOCTOR (ONCOLOGY) 40.00 X 248843 0 2183 DR MARK MACINA STAFF DOCTOR (DERMATOLOGY) 40.00 X 232419 0 12274 2466103 0 163791 39 0 1 0 IDEXX DISTRIBUTION INC PO BOX 101327 ATLANTA GA 30392 LABORATORY SERVICES 1001115 NAVISITE INC PO BOX 10138 UNIONDALE NY 11555 IT SUPPORT AND SERVICES 502389 PATTERSON BELKNAP WEBB & TYLER LLP 1133 AVENUE OF THE AMERICAS NEW YORK NY 10036 LEGAL SERVICES 269712 B&M GENERAL RENOVATION INC 3914 9TH AVENUE BROOKLYN NY 11220 CONSTRUCTION 252845 NEXERA CONSULTING 555 WEST 57TH STREET NEW YORK NY 10019 MATERIAL MGMT SERVICES 177554 11 1566586 7183916 925860 8750502 PATIENT SERVICES 900099 29398280 29398280 LABORATORY FEES 541380 166471 166471 RESEARCH STUDIES 900099 93133 93133 EDUCATION 923110 27020 27020 29684904 727895 22 727873 24148 24148 2034901 2574543 -539642 -539642 -296904 -242738 9822933 57780 9009021 46693 813912 11087 824999 824999 89150 1566586 312838 -223688 -223688 LAUNDRY MACHINE REVENUE 900099 16190 16190 REBATES AND REFUNDS 900099 12129 3033 9096 OTHER REVENUE 900099 6135 6135 34454 39283572 29712085 -296882 1117867 1792570 1792570 1239967 123191 1116776 18410535 14446229 3598179 366127 60000 44486 14396 1118 1880110 1459527 383747 36836 1270100 945199 301143 23758 283625 264399 19226 119700 119700 40000 40000 95979 95979 2294530 1236471 814103 243956 285347 285347 5167689 4360446 759775 47468 597838 597838 985884 492942 492942 46664 33669 11385 1610 313182 120637 130265 62280 19694 19482 212 1688075 1274260 413815 368992 184496 184496 BAD DEBT 526534 501240 25294 EQUIPMENT 315594 199543 115597 454 PROFESSIONAL CARE 87351 77117 9846 388 MEMBER DUES 84720 17825 39016 27879 44751 42607 1827 317 38019431 27371937 9776077 871417 862352 1101054 4254892 6075935 6528727 5597071 810445 868970 380925 440608 231527 382427 67094553 28428470 39913244 38666083 19526623 18357432 4903179 8065699 1952832 2347810 79364746 81903089 7288220 6070758 1494177 1315702 90173 103323 10503866 10247010 1532540 585649 20908976 18322442 X 40135525 43831990 10397768 11798262 7922477 7950395 58455770 63580647 79364746 81903089 X 1264141 1635711 2225025 X X 0 1 X 1 0 X 5569843 9367942 6580508 12133121 8750502 42401916 21615165 24643439 25286903 27657819 29774054 128977380 27185008 34011381 31867411 39790940 38524556 171379296 821049 1693794 1397933 7263500 2150300 13326576 0 821049 1693794 1397933 7263500 2150300 13326576 158052720 1887365 2001014 2587109 2640075 2786944 11902507 1887365 2001014 2587109 2640075 2786944 11902507 34454 34454 29072373 36012395 34454520 42431015 41345954 183316257 0.86220 0.86550 0.06490 0.06620 X SCHEDULE A, PART II, LINE 12, EXPLANATION OF OTHER INCOME: LAUNDRY MACHINE REVENUE - 2013 AMOUNT: $ 16,190. REBATES AND REFUNDS - 2013 AMOUNT: $ 12,129. OTHER REVENUE - 2013 AMOUNT: $ 6,135. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 6822090 963890 7785980 6071110 750980 6822090 6389154 5085 -323129 6071110 7419179 107376 762599 1900000 6389154 6435654 983525 7419179 1.00000 0 0 1676074 1676074 20711563 32716278 20444457 32983384 9180049 5957598 3222451 2810589 2026415 784174 38666083 INVESTMENT - ALTERNATIVE INVESTMENTS 7724632 F INVESTMENT - STRUCTURED NOTES 341067 F 8065699 CAPITAL LEASE PAYABLE 236080 FAIR VALUE OF INTEREST SWAP AGREEMENT 349569 585649 X 41605277 1635711 2574543 4210254 37395023 95979 1792570 1888549 39283572 37834008 2574543 2574543 35259465 95979 2663987 2759966 38019431 PART IV, LINE 2B: THE AMC IS THE OWNER OF TWO BUILDINGS, PRIMARILY USED TO HOUSE AMC STAFF/INTERNS AND RESIDENTS. THE AMC COLLECTS ONE MONTHS RENT AS A SECURITY DEPOSIT. ALL TENANT SECURITY DEPOSITS ARE HELD SEPARATELY IN ESCROW ACCOUNTS. PART V, LINE 4: THE AMC MAINTAINS VARIOUS DONOR-RESTRICTED FUNDS WHOSE PURPOSE IS TO PROVIDE LONG TERM SUPPORT FOR ITS CHARITABLE PROGRAMS. PART X, LINE 2: AMC RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY WHEN THEY ARE MORE THAN LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT IS NOT AWARE OF ANY VIOLATION OF ITS TAX STATUS AS AN ORGANIZATION EXEMPT FROM INCOME TAXES, NOR OF ANY EXPOSURE TO UNRELATED BUSINESS INCOME TAX. MANAGEMENT HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. AMC IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII, LINE 6B 2,574,543. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANT EXPENSE (NETTED AGAINST INCOME ON F/S) 1,792,570. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII, LINE 6B 2,574,543. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANT EXPENSE (NETTED AGAINST INCOME ON F/S) 1,792,570. FUNDRASISING EXPENSES (REPORTED ON F/S) 871,417. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 2746284 0 0 0 0 0 0 2746284 0 2746284 1 0 1 1 0 0 X X X X X 1 PIDALIA LLC 186 DUCHAINE BLVD NEW BEDFORD MA 02745 FUNDRAISING CONSULTANT 0 254282 40000 214282 254282 40000 214282 NY CT NJ TOP DOG GALA 1568976 1492026 76950 112363 35800 107621 LIVING LEGENDS 53098 45298 7800 16308 7244 2 33662 29262 4400 8734 7053 650 17065 1655736 1566586 89150 137405 7053 36450 131930 312838 -223688 1 CHARITY GRANTS 608 1629165 SEE SCHEDULE I, PART IV FOR DESCRIPTION OF NON-CASH ASSISTANCE. CASE STUDY GRANTS 26 48178 GRANTS TO ASSIST CLIENTS PARTICIPATING IN VARIOUS STUDIES. BLOOD DONOR GRANTS 9 65196 GRANTS TO COVER WELLNESS, CHECK-UPS AND BLOOD TESTS FOR ANIMAL DONORS. CONTRACTUAL GRANTS 42 50031 GRANTS TO ASSIST IN THE CARE OF NYPD CANINE. PART I, LINE 2: THE SELECTION OF GRANT RECIPIENTS IS BASED ON THE TYPE OF FUND THAT IS BEING APPLIED FOR. NEED CAN BE BASED ON BUT IS NOT LIMITED TO APPLICANTS' INCOME LEVELS AND PHYSICAL DISABILITIES. AS THESE GRANTS ARE IN THE FORM OF FORGIVENESS OF FEES AT THE TIME OF SERVICE, THERE IS NO REQUIREMENT TO MONITOR THEIR USE ON AN ONGOING OR PROSPECTIVE BASIS. SCH I, PART III, LINE 1, COL (F) - DESCRIPTION OF NON-CASH ASSISTANCE CHARITY GRANTS ARE GRANTS TO HELP GUIDE DOGS AND STRAYS, AS WELL AS ASSIST SENIOR CITIZENS AND OTHERS IN NEED WITH THE CARE OF THEIR PETS. X 1 1 X X X X 0 0 0 0 0 0 0 1 0 MRS KATHRYN COYNE CEO 378544 0 0 0 69792 0 0 0 22827 0 471163 0 0 0 MR PAUL GREENE CFO 167848 0 2500 0 120 0 0 0 30336 0 200804 0 0 0 DR RICHARD GOLDSTEIN CMO 299178 0 0 0 187 0 0 0 8613 0 307978 0 0 0 MRS CAROL DISMORE COO 243341 0 0 0 822 0 0 0 15859 0 260022 0 0 0 DR ROBERT HART STAFF DOCTOR (SURGERY) 297748 0 0 0 187 0 0 0 24253 0 322188 0 0 0 DR JANET KOVAK MCCLARAN STAFF DOCTOR (SURGERY) 262162 0 0 0 122 0 2054 0 29857 0 294195 0 0 0 DR CHARLES WEISSE STAFF DOCTOR (IR) 262165 0 0 0 125 0 0 0 15535 0 277825 0 0 0 DR NICOLE LEIBMAN STAFF DOCTOR (ONCOLOGY) 248663 0 0 0 180 0 1488 0 695 0 251026 0 0 0 DR MARK MACINA STAFF DOCTOR (DERMATOLOGY) 232143 0 0 0 276 0 2405 0 9869 0 244693 0 0 0 PART I, LINE 1A AS A CONDITION OF HER EMPLOYMENT, IN ORDER TO FULFILL THE CONDITIONS OF HER EMPLOYMENT, MRS. KATHRYN COYNE IS PROVIDED WITH HOUSING BY THE ANIMAL MEDICAL CENTER, WHICH IS INCLUDED IN HER 2013 FORM W-2. THE VALUE OF THE HOUSING PROVIDED IN 2013 WAS $69,000. PART I, LINE 7 THE CFO RECEIVED A BONUS PAYMENT IN FISCAL YEAR ENDING 12/31/2013, AS DETERMINED BY THE CEO AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. MARGARET BARRON SEE SCH L, PART V 68197 EMPLOYMENT 0 SCH L, PART IV, COLUMN (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:FAMILY MEMBER OF KATHRYN COYNE, CEO X 14 698048 FMV X 1 42000 FMV X 1 185812 COST VALUE 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN PART 1, COLUMN (B) OF SCHEDULE M. FORM 990, PART I, LINE 1: MISSION STATEMENT THE ANIMAL MEDICAL CENTER (AMC) OPERATES AN INSTITUTE FOR VETERINARY EDUCATION, CLINICAL RESEARCH AND CHARITY CARE FOR ANIMALS AT ITS VETERINARY MEDICAL FACILITY LOCATED IN NEW YORK CITY. FORM 990, PART VI, SECTION B, LINE 11 THE ANIMAL MEDICAL CENTER,INC. HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND THE FINANCE COMMITTEE AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT'S SUBMITTED ELECTRONICALLY AND/OR IN PERSON TO MEMBERS OF THE ORGANIZATION'S GOVERNING BODY FOR ANY COMMENTS PRIOR TO ITS SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C THE ANIMAL MEDICAL CENTER REQUIRES ALL OFFICERS, TRUSTEES, AND KEY EMPLOYEES TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS BY COMPLETING THE ANIMAL MEDICAL CENTER'S INTERNAL "CONFLICT OF INTEREST" POLICY AND RETURNING IT TO OUR ORGANIZATIONAL DEVELOPMENT AND HUMAN RESOURCES DIRECTOR FOR DETERMINATION OF WHETHER A CONFLICT EXISTS. ACTUAL CONFLICTS ARE REVIEWED BY BOTH THE ORGANIZATIONAL DEVELOPMENT AND HUMAN RESOURCES DIRECTOR AND THE CEO. SHOULD A CONFLICT EXIST THE PERSON WITH THE CONFLICT WOULD NEED TO CEASE THE CONFLICTING BEHAVIOR OR RESIGN THEIR POSITION. FORM 990, PART VI, SECTION B, LINE 15 THE ANIMAL MEDICAL CENTER HAS ESTABLISHED A WRITTEN COMPENSATION POLICY FOR THEIR COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR THE CEO, TOP MANAGEMENT OFFICIAL (CFO, COO AND CMO), AND OTHER OFFICERS OR KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE COMPENSATION BE PERIODICALLY REVIEWED BY THE COMPENSATION COMMITTEE AND THAT THE COMMITTEE SHOULD BE FREE OF CONFLICTS OF INTEREST. IN ADDITION, THE APPROVING COMPENSATION COMMITTEE NEEDS TO REVIEW APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMPENSATION COMMITTEE USES A VARIETY OF INFORMATION AND STUDIES THAT ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES, SUCH AS 990'S OF RELATED ORGANIZATION'S, SALARY SURVEYS OF LIKE POSITIONS IN SIMILARLY SIZED ORGANIZATIONS, BOTH FOR PROFIT AND NON-PROFIT. THE COMPENSATION COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS REQUIRED TO BE ADEQUATELY DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT AND SHOULD DOCUMENT THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION AND THOSE WHO VOTED ON IT, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE ANIMAL MEDICAL CENTER REVIEWED COMPENSATION IN DECEMBER 2013. FORM 990, PART VI, SECTION C, LINE 19 THE ANIMAL MEDICAL CENTER MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE AND IS AVAILABLE ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FORM 990 AS WELL AS THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, FORM 1023, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON WRITTEN REQUEST AT 510 E. 62ND STREET, NEW YORK, NY 10065-8314 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-838-8100. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF INTEREST SWAP AGREEMENT 726,732. CHANGE IN BENEFICIAL INTEREST IN TRUST 486,698. PENSION LIABILITY ADJUSTMENT 1,011,595. FORM 990, PART XII, LINE 2C: AMC HAS NOT CHANGED ITS OVERSIGHT AND SELECTION PROCESS OF AN INDEPENDENT ACCOUNTANT.