2014-08-13T10:09:52-05:00 2013-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2013-01-01 156016932 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMM 3157358212 1222 STATE STREET UTICA NY 13502 MARGARET O'SHEA PRESIDENT & CEO 3157358212 2014-08-12 1 ROY CLARK P00737936 3157355216 2014-08-05 2013 2015-11-30 17:44:51Z MARGARET O'SHEA 1222 STATE STREET UTICA NY 13502 8801584 0 X FOUNDATIONHOC.ORG X 1952 NY SINCE 1952, THE COMMUNITY FOUNDATION HAS INVESTED 47.1 MILLION DOLLARS INTO ONEIDA AND HERKIMER COUNTIES. THE FOUNDATION PARTNERS WITH VARIOUS ORGANIZATIONS AND NONPROFITS IN ORDER TO MAKE IMPACTFUL INVESTMENTS IN PRIORITY AREAS OF NEED, INCLUDING ECONOMIC DEVELOPMENT, EDUCATION, ARTS AND CULTURE AND HEALTH. 18 18 13 65 0 0 1792966 4231375 0 0 6083411 4570209 0 0 7876377 8801584 2189578 2881430 0 0 700709 839619 0 0 343685 1392712 1297311 4282999 5018360 3593378 3783224 101339408 117511869 6533611 7209664 94805797 110302205 THE MISSION OF THE FOUNDATION IS TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES. 0 0 3465221 2881430 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES' PRIMARY PURPOSE IS TO IMPROVE THE QUALITY OF LIFE FOR RESIDENTS OF HERKIMER AND ONEIDA COUNTIES NOW AND FOR GENERATIONS TO COME BY BUILDING COMMUNITY ENDOWMENT, ADDRESSING NEEDS THROUGH GRANTMAKING AND PROVIDING LEADERSHIP ON KEY COMMUNITY ISSUES. 3465221 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 12 0 13 1 0 1 CJ 0 0 0 0 0 0 1 0 X 18 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X GILLES G LAUZON 3157358212 1222 STATE STREET UTICA NY 13502 EVE VAN DE WAL TRUSTEE 2.00 X 0 0 0 LAUREN E BULL TRUSTEE 2.00 X 0 0 0 MARY LYONS BRADLEY TRUSTEE 2.00 X 0 0 0 LINDA COHEN TRUSTEE 2.00 X 0 0 0 KEITH FENSTEMACHER CHAIR 3.00 X X 0 0 0 RICHARD F CALLAHAN TRUSTEE 2.00 X 0 0 0 DAVID M JONES TRUSTEE 1.00 X 0 0 0 SUSAN G MATT TRUSTEE 2.00 X 0 0 0 GILLES GLAUZON DIRECTOR OF FINANCE 40.00 X X 81158 0 5681 MARY F MORSE TRUSTEE 1.00 X 0 0 0 JUDITH V SWEET SECRETARY-TREASURER 3.00 X X 0 0 0 RICHARD C TANTILLO TRUSTEE 1.00 X 0 0 0 MARGARET A O'SHEA PRESIDENT-CEO 40.00 X X 134861 0 43443 RONALD CUCCARO CHAIR-ELECT 3.00 X X 0 0 0 BURT DANOVITZ TRUSTEE 1.00 X 0 0 0 ANNE MARIE MURRAY TRUSTEE 1.00 X 0 0 0 LMICHAEL FITZGERALD TRUSTEE 2.00 X 0 0 0 REV ROBERT UMIDI TRUSTEE 1.00 X 0 0 0 BONNIE WOODS TRUSTEE 2.00 X 0 0 0 LAURA CASAMENTO TRUSTEE 1.00 X 0 0 0 RANDALL J VANWAGONER TRUSTEE 2.00 X 0 0 0 DOMINICK D CARBONE SECRETARY-TREASURER 3.00 X X 0 0 0 GEORGIANA ROBERTS IDE TRUSTEE 1.00 X 0 0 0 216019 0 49124 1 0 1 0 0 4231375 1339607 4231375 1872339 1872339 2697870 0 2697870 2697870 2697870 8801584 4570209 0 0 2881430 2881430 237152 79050 79050 79052 485941 204254 123575 158112 21805 9158 5451 7196 42358 17790 10590 13978 52363 21992 13091 17280 64102 32051 32051 19378 9689 9689 17325 8662 8663 795936 795936 19886 6628 6628 6630 8481 8481 18624 4656 9312 4656 35735 8934 17867 8934 39270 39270 5000 5000 32052 8013 16026 8013 20676 20676 10643 10643 PROGRAM INITIATIVES 133080 133080 DEVELOPMENT AND MARKETI 79668 39834 39834 ANNUAL REPORT AND NEWSL 25590 25590 DUES AND SUBSCRIPTIONS 20667 20667 -48802 -48802 5018360 3465221 1209454 343685 1029191 1018064 320593 121568 107891 199025 87687743 103291476 12184923 11959745 3038 0 326622 1043559 101339408 117511869 308470 120918 1316905 1467656 4908236 5621090 6533611 7209664 X 30989010 36763978 40364456 49785120 23452331 23753107 94805797 110302205 101339408 117511869 3783224 11713184 0 X 0 1 X 1 0 X 1455373 1178371 1702298 1778100 2733353 8847495 1455373 1178371 1702298 1778100 2733353 8847495 720351 8127144 1882623 1828051 2002250 1880990 1880365 9474279 18321774 0.44360 0.38690 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 88 7 830523 24405 845230 12279 19488235 545483 1 1 92759311 3844617 15487077 2881430 44031 1390839 107784705 83379712 1737960 11300931 2189578 1469714 92759311 86567826 1343081 -22020 3280148 1567 1227460 83379712 78135114 1253438 11721833 2974518 158566 1409475 86567826 56923548 8804396 15039059 1630290 150000 851599 78135114 0.31770 0.22040 0.46190 0 0 69779 69779 7413 5725 1688 243401 115843 127558 199025 INVESTED CASH 667966 F ALTERNATIVE INVESTMENTS 10195033 F LIFE INSURANCE 139722 F REAL ESTATE 957024 F 11959745 COMPENSATED ABSENCES 9890 AGENCY LIABILITES 4505288 CHARITABLE GIFT ANNUITIES 1105912 5621090 X 19718832 11713190 11713190 8005642 795936 6 795942 8801584 4222424 0 4222424 795936 795936 5018360 PART X, LINE 2: THE FOUNDATION'S FEDERAL AND STATE INFORMATIONAL RETURNS FOR THE TAX YEARS 2009 THROUGH 2011 REMAIN SUBJECT TO EXAMINATION BY THE RESPECTIVE TAXING AUTHORITY. PART XI, LINE 4B - OTHER ADJUSTMENTS: ROUNDING PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING 1 ALBANY LAW SCHOOL 80 NEW SCOTLAND AVE ALBANY NY 12208 141338309 501(C)3 10000 IN SUPPORT OF THE ANNUAL FUND AND THE HELEN WILKINSON MEMORIAL FUNDGTANT FOR PUBLIC SUPPORTGRANT FOR PUBLIC SUPPORT AMERICAN RED CROSS OF CNY 344 WEST GENESEE STREET SYRACUSE NY 13202 530196605 501(C)3 5000 FOR DISASTER RELIEF IN HERKIMER COUNTY AMERICAN RED CROSS OF THE MOHAWK VALLEY 1415 GENESEE STREET UTICA NY 13501 530196605 501(C)3 28000 HELP SUPPORT VICTEMS OF THE MOORE, OKLAHOMA TORNADO & HERKIMER COUNTY FLOOD RELIEF ANIMAL ALLIANCE OF GREATER SYRACUSE 7641 MERRITT DRIVE BALWINSVILLE NY 13027 300698105 501(C)3 5000 FOR GENERAL SUPPORT BOYS AND GIRLS CLUBS OF THE MOHAWK VALLEY 755 LANSING STREET UTICA NY 13501 150532057 501(C)3 42500 AFTER SCHOOL PROGRAMS AT COLUMBUS AND BELLAMY & GENERAL SUPPORT CENTRAL ASSOCIATIONS FOR THE BLIND & VISUALLY IMPAIRED 507 KENT STREET UTICA NY 13502 150543587 501(C)3 10845 FOR THE UPGRADE OF TRAINING EQUIPMENT, ADAPTIVE SPORTS PROGRAMS AND GENERAL SUPPORT CHARLES T SITRIN HEALTH CARE CENTER INC 2050 TILDEN AVE NEW HARTFORD NY 13413 223100745 501(C)3 5560 FUNDING FOR MEMBERSHIP DUES AT THE UTICA CURLING CLUB FROM THE CNY ADAPTIVE CURLING FUND THE CHILDREN'S MUSEUM 311 MAIN STREET UTICA NY 13501 160918936 501(C)3 11670 CARPET REPLACEMENT CITIZENS UNITED FOR RESEARCH IN EPILEPSY PO BOX 150 HERKIMER NY 13350 364253176 501(C)3 6500 FOR GENERAL SUPPORT CITY OF UTICA 1 KENNEDY PLAZA UTICA NY 13502 501(C)3 30000 ELECTRICAL REPAIRS TO BOGG'S SQUARE MONUMENT BUILDING CLARKSON UNIVERSITY 8 CLARKSON AVE POTSDAM NY 13699 5000 SCHOLORSHIP AWARD CLINTON ABC PROGRAM INC 3989 CAMPUS ROAD CLINTON NY 13323 237296910 501(C)3 6440 FOR GENERAL SUPPORT CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION 75 CHENANGO AVE CLINTON NY 13323 161413396 501(C)3 9285 AGENCY GRANT CNY CAT COALITION PO BOX 6182 SYRACUSE NY 13217 061688749 501(C)3 10000 FOR CORPORATE LEVEL SUPPORT COMMUNITY TRANSPORTATION SERVICES PO BOX 995 OLD FORGE NY 13420 161320715 501(C)3 14065 PURCHASE OF REPLACEMENT VEHICLES COMPASSION COALITION 509 LAFAYETTE STREET UTICA NY 13502 161579336 501(C)3 31500 FOR GENERAL SUPPORT AND ROOF REPLACEMENT DESALES CENTER INC 309 N GENESEE STREET UTICA NY 13501 134350899 501(C)3 21600 HEALTH AND SAFETY UPGRADES DODGE PRATT NORTHAM ART & COMMUNITY CENTER INC 106 SCHUYLER STREET BOONVILLE NY 13309 161159220 501(C)3 6000 SCHOOL'S OUT: A CREATIVE ME AND POTTERY ECONOMIC DEVELOPMENT GROWTH ENTERPRISES CORPORATION 153 BROOKS ROAD ROME NY 13441 160874637 501(C)3 5000 FOR GENERAL SUPPORT AND SMALL BUSINESS EDGEUCATION SERIES FAMILY NUTRITION CENTER(A DIVISION OF KIDS ONEIDA INC) 310 MAIN STREET UTICA NY 13502 161386755 501(C)3 6000 FOR GENERAL SUPPORT, PROGRAMMING, TO SUPPORT THE CHILDREN'S CHRISTMAS PARTYDONOR-ADVISED GRANT FOR GENERAL SUPPORT HUMANE SOCIETY OF ROME PO BOX 4572 ROME NY 13442 160875792 501(C)3 20000 FOR GENERAL SUPPORTHIRING INTERN TO ARCHIVE AND PRESERVE DONATED MATERIALS ELDERLIFE INC DBA PARKWAY SENIOR CENTER 220 MEMORIAL PARKWWAY UTICA NY 13501 161557404 501(C)3 20000 PURCHASE OF NEW FITNESS EQUIPMENT FAXTON-ST LUKE'S HEALTHCARE FOUNDATION PO BOX 479 UTICA NY 13503 223078768 501(C)3 50000 FOR GENERAL SUPPORT FAXTON-ST LUKE'S HEALTHCARE FOUNDATION PO BOX 479 UTICA NY 13503 223078768 501(C)3 51000 FOR THE CARE OF INDIGENT PATIENTS FRACTURED ATLAS INC 248 W 35TH STREET 10TH FLOOR NEW YORK NY 10001 113451703 501(C)3 5000 FOR STUDIO GRAND IN OAKLAND, CALIFORNIA GOOD NEWS FOUNDATION OF CENTRAL NY INC 10475 COSBY MANOR ROAD UTICA NY 13502 161421215 501(C)3 1501000 FOR GENERAL SUPPORT AND THE DANCE THE NIGHT AWAY EVENT HAMILTON COLLEGE 198 COLLEGE HILL ROAD CLINTON NY 13352 150532200 12500 SUPPORT FOR VISTA WORKERS AND GENERAL SUPPORT HELPING ANIMALS LIVE ORGANIZATION 72 NORTH ANN STREET LITTLE FALLS NY 13365 481306560 501(C)3 7094 FOR REPAIRS AND PAYING OFF MORTGAGE HERKIMER COUNTY COMMUNITY COLLEGE FOUNDATION 100 RESERVOIR ROAD HERKIMER NY 13350 166076227 501(C)3 16500 FOR SCHOLORSHIPS AND PROGRAM FUNDING OF NATURE TRAIL PROJECT HERKIMER COUNTY HUMANE SOCIETY PO BOX 73 MOHAWK NY 13407 161145993 501(C)3 22842 FOR GENERAL SUPPORT AND EMERGENCY WATER REPAIR HOPE CHAPEL AME ZION CHURCH 749 SOUTH STREET MOHAWK NY 13501 30000 AGENCY GRANT FOR STAIRWAY CHAIR LIFTS AND PARKING LOT PROJECTS HOPE HOUSE PO BOX 161 UTICA NY 13503 223242715 501(C)3 7380 GANTS TO HELP WITH FOOD PURCHASES, OPERATIONAL EXPENSES, AND GENERAL SUPPORT HOUSE OF THE GOOD SHEPHERD 1550 CHAMPLIN AVE UTICA NY 13502 150532199 501(C)3 5600 GRANTS FOR GENERAL SUPPORT AND THE PROMISE CAMPAIGN JEWISH COMMUNITY FEDERATION OF MV 2310 ONEIDA STREET UTICA NY 13501 150533576 501(C)3 8000 FOR THE GENERAL FUND AND THE UNITED JEWISH APPEAL KIDS ONEIDA 1500 GENESEE STREET UTICA NY 13502 161541078 501(C)3 5820 IN SUPPORT OF THE PHOTOVOICE PROGRAM LITTLE FALLS HOSPITAL 140 BURWELL STREET LITTLE FALLS NY 13365 150533578 501(C)3 100000 CAPITAL PROJECT SUPPORT MADISON SQUARE BOYS AND GIRLS CLUB INC 317 MADISON AVE NEW YORK NY 10017 135596792 501(C)3 15000 FOR GENERAL SUPPORT MOHAWK VALLEY CHAPTER OF THE BARBERSHOP HARMONY SOCIETY PO BOX 0445 NEW HARTFORD NY 13413 390926339 501(C)3 5000 FOR RISER FUND RAISING EFFORTS MOHAWK VALLEY COMMUNITY ACTION AGENCY INC 9882 RIVER ROAD UTICA NY 13502 160918009 501(C)3 44163 GRANT IN SUPPORT OF THE COMMUNITY RESOURCE SPECIALIST, THE GETTING AHEAD PROGRAM, YOUTH TO ATTEND SUMMER CAMP, AND GENERAL SUPPORT MOHAWK VALLEY COMMUNITY COLLEGE FOUNDATION 1101 SHERMAN AVE UTICA NY 13501 166071031 501(C)3 19000 GRANT FOR THE HEALTH INFORMATION TECHNOLOGY PROGRAM COORDINATOR, NEW CAREER SCHOLORSHIP PROGRAM, SCHOLORSHIPS, AND GENERAL SUPPORT MOHAWK VALLEY RESOURCE CENTER FOR REFUGEES 309 GENESEE STREET UTICA NY 13501 161158764 501(C)3 11780 FOR EMERGENCY NEEDS AND GENERAL SUPPORT MULTI-CULTURAL ASSOCIATION OF MEDICAL INTERPRETERS OF CENTRAL NEW YORK 287 GENESEE STREET UTICA NY 13501 161560911 501(C)3 20000 CAPACITY BUILDING MINI-GRANT FOR STRATEGIC BUSINESS PLANS MUNSON-WILLIAMS-PROCTOR ARTS INSTITUTE 310 GENESEE STREET UTICA NY 13502 150532214 29300 FOR GENERAL SUPPORT AND THE SHARED TRADITIONS PROGRAM NORTH UTICA SENIORS CITIZENS COMMUNITY CENTER 50 RIVERSIDE DRIVE UTICA NY 13502 161059103 501(C)3 34959 CREATION OF A HEALTH AND WELLNESS CENTER NORTHERN ADIRONDACK PLANNED PARENTHOOD INC 66 BRINKERHOFF STREET PLATTSBURGH NY 12901 5000 DESIGNATED GRANT NOTRE DAME JUNIOR-SENIOR HIGH SCHOOL 2 NOTRE DAME LANE UTICA NY 13502 10000 FOR 2012/2013 ACADEMIC YEAR TUITION ASSISTANCE TO SUPPORT THREE FAMILIES IN NEED ON POINT FOR COLLEGE 1654 WEST ONODAGA STREET SYRACUSE NY 13204 161569356 501(C)3 25700 FOR GENERAL SUPPORT OF SCHOLORSHIPS FOR UTICA STUDENTS TO ATTEND COLLEGE ONEIDA COUNTY HISTORICAL SOCIETY 1608 GENESEE STREET UTICA NY 13502 150564081 501(C)3 13284 IN SUPPORT OF THE 2013 TELETHON AND THE ANNUAL FUND DRIVE OUR LADY OF THE HAMPTONS REGIONAL CATHOLIC CHURCH 160 NORTH MAIN STREET SOUTHHAMPTON NY 11968 5000 FOR GENERAL SUPPORT PARKWAY SENIOR CENTER 220 MEMORIAL PARKWAY UTICA NY 13501 161557404 501(C)3 20000 TO HIRE A MARKETING/FUND DEVELOPMENT CONSULTANT PLANNED PARENTHOOD-MOHAWK HUDSON INC 1424 GENESEE STREET UTICA NY 13502 146004167 6300 FOR GENERAL SUPPORT PRESBYTERIAN HOMES FOUNDATION 5290 MIDDLE SETTLEMENT ROAD NEW HARTFORD NY 13414 133348349 501(C)3 14000 CAPACITY BUILDING MINI-GRANT TO DEVELOP A LONG TERM PLAN REMSEN PERFORMING AND VISUAL ARTS CENTER INC PO BOX 9 REMSEN NY 13438 900724319 501(C)3 5000 RENOVATIONS TO CREATE A HANDICAPPED ACCESSIBLE BATHROOM RESOURCE CENTER FOR INDEPENDENT LIVING PO BOX 210 UTICA NY 13501 222518284 501(C)3 9100 DESIGNATED GRANT ROME CITY SCHOOL DISTRICT 409 BELL ROAD S ROME NY 13440 8750 TO SUPPORT THE INTERACT CLUB, SCHOLORSHIPS & TACHER OF THE YEAR AWARD ROOT FARM FOUNDATION 6000 ROCK ROAD VERONA NY 13478 161568243 501(C)3 20500 IN SUPPORT OF SPRING PROGRAMMING AND GENERAL SUPPORT ROWAN UNIVERSITY 201 MULLICA HILL ROAD GLASSBORO NJ 08028 5000 SCHOLORSHIP AWARD SHERILL KENWOOD FREE LIBRARY 543 SHERRILL ROAD SHERILL NY 13461 166184347 10508 UPGRADES TO THE LIBRARY'S SECURITY AND SAFETY INFRASTRUCTURE SPRING FARM CARES 3364 ROUTE 12 CLINTON NY 13323 161388835 20230 IN SUPPORT OF THE RUN/WALK FOR THE ANIMALS AND GENERAL SUPPORT ST ELIZABETH MEDICAL CENTER FOUNDATION 2209 GENESEE STREET UTICA NY 13501 501(C)3 68430 FOR GENERAL SUPPORT OF THE EMERGENCY ROOM AND RENOVATIONS AT TOWN OF WEBB HEALTH CLINIC STEVENS SWAN HUMANE SOCIETY 5664 HORATIO STREET UTICA NY 13502 150551485 23430 IN SUPPORT OF THE 2013 ANNUAL TELETHON FUNDRAISER AND GENERAL SUPPORT THE SUDDES GROUP 6665 EAGLE CREEK LANE OSTRANDER OH 43061 5000 FOR A NON-PROFIT TRAINING THE WOMAN'S FUND INC 2 WILLIAMS STREET CLINTON NY 13323 204296797 501(C)3 10500 FOR GENERAL SUPPORT OF THE ENDOWMENT FUND THEA BOWMAN HOUSE INC 731 LAFAYETTE STREET UTICA NY 13502 161488620 501(C)3 10910 TO PURCHASE TAP SHOES FOR PARTICIPATING YOUTH, TO UPDATE THE LEARNING CENTER, & GENERAL SUPPORT TOWN OF INLET PO BOX 179 INLET NY 13360 7000 TO PURCHASE A MAP INCLUDING HIKING TRAILS AND PUT UP SIGNAGE TUG HILL TOMMOROW INC PO BOX 6063 WATERTOWN NY 13601 223115498 12000 FOR GENERAL SUPPORT UNITED WAY OF THE VALLEY & GREATER UTICA AREA 201 LAFAYETTE STREET SUITE 201 UTICA NY 13502 150532074 88280 FOR GENERAL SUPPORT, THE LITERACY COALITION & FLOOD DISASTER RELIEF, BRIDGE FUNDING. UNITY HALL FOUNDATION PO BOX 393 BARNEVELD NY 13304 7500 AUDIO VISUAL UPGRADE UNIVERSITY OF ROCHESTER PO BOX 270261 ROCHESTER NY 14627 5000 FOR SCHOLORSHIP AWARD UTICA COLLEGE 1600 BURRSTONE ROAD UTICA NY 13502 161476258 105725 IN SUPPORT OF YOUNG SCHOLORS STRATEGIC PLANNING AND CONSULTING, SCHOLORSHIPS, & GENERAL SUPPORT UTICA MUNICIPAL HOUSING AUTHORITY 509 SECOND STREET UTICA NY 13501 21863 PUBLIC HOUSING AMERICORPS PROJECT UTICA PUBLIC LIBRARY 303 GENESEE STREET UTICA NY 13501 150618132 24567 FOR MICROFICHE READER, SUMMER READING PROGRAM, PROFESSIONAL DEVELOPMENT TRAINING, & GENERAL SUPPORT VALLEY HEALTH SERVICES 690 WEST GERMAN STREET HERKIMER NY 13350 222511614 100000 SUPPORTIVE HOUSING SERVICES VIEW 3273 STATE RT 28 OLD FORGE NY 13420 161001728 11397 FOR GENERAL SUPPORT VILLAGE OF HERKIMER 120 GREEN ST HERKIMER NY 13350 156001318 5000 EXPENSES FOR HERKIMER COMMUNITY MUSEUM VILLAGE OF MOHAWK 28 COLUMBIA STREET MOHAWK NY 13407 8030 BUILDING A GAZEBO AND DECK AT THE NEW CEMETARY WANDERERS REST HUMANE ASSOCIATION 7138 SUTHERLAND DSRIVE CANASTOTA NY 13032 161191312 10000 FOR GENERAL SUPPORT WATERVILLE HISTORICAL SOCIETY INC 220 EAST MAIN STREET WATERVILLE NY 13480 237156982 6797 RENOVATIONS TO MAKE THE BUILDING HANIDCAPPED ACCESSIBLE WOMAN'S EMPLOYMENT AND RESOURCE CENTER PO BOX 8097 1411 GENESEE ST UTICA NY 13505 161577318 9768 FOR NEW DIRECTIONS (WORKFORCE TRAINING) IN RURAL AREAS UTICA DOLLARS FOR SCHOLARS NOT KNOWN UTICA NY 13501 13764 SCHOLARSHIP AWARDS WORKFORCE INVESTMENT BOARD 209 ELIZABETH STREET UTICA NY 13501 161140488 10000 IN SUPPORT OF A SEMI HIGH TECH U TWO-DAY TEACHER TRAINING SUMMER PROGRAM FOR UP TO 60 TEACHERS YMCA OF THE GREATER TRI-VALLEY 301 WEST BLOOMFIELD STREET ROME NY 13440 237045379 90500 CAPITAL CAMPAIGN FOR ROME FACILITY YOUTH EMPOWERMENT PROJECT INC 404-408 COURT STREET UTICA NY 13501 320040736 5830 CAPACITY BUILDING MINI-GRANT FOR AN ORGANIZATIONAL ASSESSMENT YWCA OF THE MOHAWK VALLEY 1000 CORNELIA STREET UTICA NY 13502 150532279 12800 CAPACITY BUILDING MINI-GRANT, FOR NEW HORIZONS, & FOR GENERAL SUPPORT CHARLES T SITRIN HEALTH CARE CENTER INC 2050 TILDEN AVE NEW HARTFORD NY 13413 223100745 501(C)3 5560 FOR ADAPTIVE PROGRAMS X X X 0 0 0 0 0 0 0 0 0 MARGARET A O'SHEA PRESIDENT-CEO 134861 0 0 0 0 0 34651 0 8792 0 178304 0 0 0 X 15 540277 MARKET VALUE X 1 794330 MARKET VALUE 0 0 1 1 PART I, LINE 32B: SCHEDULE M, LINE 32B: THE FOUNDATION USES A FINANCIAL INSTITUTION TO RECEIVE AND SELL PUBLICLY TRADED SECURITIES. FORM 990, PART VI, SECTION A, LINE 2 ONE PERSON IS EMPLOYED BY THE OTHER IN A SOLE PROPRIETORSHIP OR BY AN ORGANIZATION WITH WHICH THE OTHER IS ASSOCIATED AS A TRUSTEE, DIRECTOR, OFFICER, KEY EMPLOYEE, OR GREATER THAN 35% OWNER. 1.) EVE VAN DE WAL IS THE REGIONAL PRESIDENT OF AN ORGANIZATION IN WHICH MARGARET O'SHEA, RONALD CUCCARO, AND JUDITH SWEET ARE BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT 990 IS REVIEWED AND APPROVED BY THE FOUNDATION'S AUDIT AND COMPLIANCE COMMITTEE TO ENSURE COMPLIANCE WITH TAX LAWS. THE FINAL VERSION OF THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER. IN ORDER TO ASSIST BOARD MEMBERS WITH THEIR REVIEW OF THE FORM 990, A GUIDANCE TABLE IS PROVIDED THAT DESCRIBES EACH PART OF THE FORM 990 ALONG WITH KEY QUESTIONS THAT THE REVIEWER SHOULD CONSIDER WHEN REVIEWING THE 990. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION'S POLICY ON CONFLICTS OF INTEREST & CONFIDENTIALITY APPLIES TO ALL PERSONS HOLDING POSITIONS OF RESPONSIBILITY AND TRUST ON BEHALF OF THE FOUNDATION, INCLUDING BUT NOT LIMITED TO MEMBERS OF THE BOARD OF TRUSTEES, VOLUNTEER COMMITTEE MEMBERS AND MEMBERS OF THE FOUNDATION STAFF. THE FOUNDATION'S POLICY MANDATES THAT A DISCLOSURE FORM BE UPDATED ANNUALLY LISTING THE NAMES OR NONPROFIT ORGANIZATIONS OR BUSINESSES/CORPORATIONS IN WHICH THEY OR AN IMMEDIATE FAMILY MEMBERS HOLD A POSITION THAT MAY GIVE RISE TO A POTENTIAL CONFLICT BETWEEN PERSONAL INTERESTS AND THE INTERESTS OF THE FOUNDATION. THE FOUNDATION'S POLICY REQURIES DISCLOSURE OF A CONFLICT OF INTEREST: (A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING HIS OR HER DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; (B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE FOUNDATION; (C) AS SOON AS POSSIBLE AFTER THE BOARD MEMBER OR OFFICER SHALL LEARN OF A CONFLICT OF INTEREST IN ANY OTHER CONTEXT. THE FOUNDATION'S POLICY STATES THAT FOLLOWING THE RECEIPT OF INFORMATION CONCERNING A CONTRACT OR TRANSACTION INVOLVING A POTENTIAL CONFLICT OF INTEREST, THE BOARD SHALL CONSIDER THE MATERIAL FACTS CONCERNING THE PROPOSED CONTRACT OR TRANSACTION INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED. THE BOARD SHALL APPROVE ONLY THOSE CONTRACTS OR TRANSACTIONS IN WHICH THE TERMS ARE FAIR AND REASONABLE TO THE FOUNDATION AND THE ARRANGEMENTS ARE CONSISTENT WITH RECOMMENDING TO THE BOARD A CONFLICT OF INTEREST POLICY, RECOMMENDING THE FORMAT OF THE ANNUAL DISCLOSURE FORM, RECOMMENDING CHANGES AS NEEDED, AND ENSURING THE ORGANIZATION'S COMPLIANCE WITH ITS POLICY ON AT LEAST AN ANNUAL BASIS. THE FOUNDATION'S POLICY STATES THAT PERSONS WITH A CONFLICT SHALL NOT BE AUTHORIZED TO APPROVE A CONTRACT OR TRANSACTION. AT THE TIME OF THE DISCUSSION AND DECISION CONCERNING THE AUTHORIZATION OF SUCH CONTRACT OR TRANSACTION, THE INTERESTED BOARD MEMBER OR OFFICER SHOULD NOT BE PRESENT AT THE MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE FOUNDATION'S PRESIDENT/CEO INCLUDES A REVIEW AND APPROVAL BY THE BOARD WHICH IS BASED ON PRIOR YEAR'S SALARY AS WELL AS COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON OUR WEBSITE. IN ADDITION, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST. COMMUNITY FOUNDATION GIFT HOLDING LLC 1222 STATE STREET UTICA NY 13502 HOLDING OF GIFTED REAL ESTATE NY 794330 957024 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMMUNITY FOUNDATION HOLDING CORPORATION 1222 STATE STREET UTICA NY 13502 200254573 PROPERTY MANAGEMENT NY 501(C)(3) 8 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0