2014-08-12T10:03:17-05:00 2013-12-31 522057543 DROLET & ASSOCIATES PLLC 1901 L STREET NW 250 WASHINGTON DC 20036 990 2013-01-01 650617866 ASSOCIATION OF SMALL FOUNDATIONS ASSO 2025806560 1720 N STREET NW WASHINGTON DC 200362907 HENRY BERMAN CEO 2025806560 2014-08-08 1 HOLLY CAPORALE P00235685 2028220717 2013 2015-11-30 17:44:51Z EXPONENT PHILANTHROPY HENRY BERMAN 1720 N STREET NW WASHINGTON DC 200362907 3026822 0 X WWW.EXPONENTPHILANTHROPY.ORG X 1995 DE BUILD AND STRENGTHEN SMALL-STAFF PHILANTHROPY. 14 14 26 425 58600 0 1023440 800376 2179717 1899986 7620 4216 268454 322244 3479231 3026822 0 0 0 0 1822320 1847462 0 0 336985 1715160 1102335 3537480 2949797 -58249 77025 3740700 3371865 972674 928239 2768026 2443626 X EXPONENT PHILANTHROPY (FORMERLY, THE ASSOCIATION OF SMALL FOUNDATIONS) EMPOWERS PHILANTHROPISTS TO LEVERAGE THEIR RESOURCES AND AMPLIFY THEIR IMPACT. EXPONENT PHILANTHROPY IS A NON-PROFIT CORPORATION INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE. WE ARE A VIBRANT MEMBERSHIP ORGANIZATION OF APPROXIMATELY 2,400 FOUNDATIONS AND OTHER PHILANTHROPISTS WITH FEW OR NO STAFF, PROVIDING RESOURCES AND VALUABLE CONNECTIONS TO HELP FUNDERS MAKE THE MOST OF THE MINUTES THEY HAVE AND THE DOLLARS THEY GIVE. AT EXPONENT PHILANTHROPY, WE AMPLIFY AND CELEBRATE THE VITAL WORK OF THIS DIVERSE GROUP OF GIVERS. WE DO THIS BY GUIDING OUR MEMBERS; CONNECTING THEM TO EACH OTHER , TO TRENDS AND RESOURCES, AND ACTING AS A CHAMPION FOR THEIR STYLE OF PHILANTHROPY. 0 0 789279 218020 NETWORKING & CONNECTION: EXPONENT PHILANTHROPY PROVIDES OPPORTUNITIES FOR MEMBERS AND PROSPECTIVE MEMBERS TO NETWORK AND CONNECT THROUGH THE PRODUCTION OF EDUCATIONAL PROGRAMS, PEER LEARNING COHORTS, MEMBER ADVISORY COMMITTEES, OUR ON-LINE MEMBER DIRECTORY AND DISCUSSION LIST. WE ALSO LOOK FOR OPPORTUNITIES TO FACILITATE PEER-TO-PEER RELATIONSHIPS AMONG OUR MEMBERS. HIGHLIGHTS IN 2013 INCLUDE OUR CONNECT CONFERENCE IN NEW MEXICO WHICH BROUGHT TOGETHER 300 PHILANTHROPIC LEADERS AND ADVISORS FOR A 3-DAY CONFERENCE. IN 2013 WE ALSO LAUNCHED A NEW NEXTGEN FELLOWS PROGRAM, A NEW MASTER JUGGLER INSTITUTE FOR FOUNDATION EXECUTIVE DIRECTORS, AND HOSTED A DAY LONG SEMINAR ON COMPLETING THE 990-PF. EXPONENT PHILANTHROPY CONTINUED ITS TWITTER PRESENCE @EXPONENTPHIL. 911377 LEARNING: EXPONENT PHILANTHROPY PROVIDES OPPORTUNITIES FOR MEMBERS AND PROSPECTIVE MEMBERS TO BECOME INCREASINGLY KNOWLEDGEABLE IN CORE TOPICS, INTENTIONALITY, AND LEADERSHIP THROUGH THE PRODUCTION OF EDUCATIONAL PROGRAMS, THE PUBLICATION OF WRITTEN MATERIALS AND A RICH LIBRARY OF ONLINE TOOLS AND RESOURCES ON TOPICS RELATED TO STARTING UP, FOUNDATION ADMINISTRATION, BOARDS AND GOVERNANCE, FAMILY PHILANTHROPY, GRANTMAKING, IMPACT AND EVALUATION, INVESTMENTS, AND TAX AND LEGAL ISSUES. HIGHLIGHTS INCLUDE "ESSENTIALS" OUR QUARTERLY PUBLICATION, PRIMERS AND TEAR SHEETS, CONNECT AND NATIONAL CONFERENCES. IN 2013, EXPONENT PHILANTHROPY INTRODUCED A NEW 10 MINUTE IMPACT ASSESSMENT TOOL FOR PHILANTHROPISTS. 499391 EDUCATIONAL OUTREACH: EXPONENT PHILANTHROPY DELIVERS INSTRUCTIONAL MATERIALS TO BOTH MEMBER AND NON-MEMBER FOUNDATIONS, WITH OUR CURRENT CORE AUDIENCE BEING ALL FOUNDATIONS WITH FEWER THAN 5 STAFF MEMBERS. THE MATERIALS WE DISTRIBUTE AND/OR PROVIDE TO NON-MEMBER FOUNDATIONS INCLUDE ARTICLES, TEAR SHEETS AND ACCESS TO ASF PROGRAMS AND EVENTS. 226124 MEMBER COMMITTEES : EXPONENT PHILANTHROPY OPERATES MEMBER-DRIVEN ADVISORY COMMITTEES THAT DEVELOP STRATEGIES TO ADDRESS THE CHANGING NEEDS OF CHARITABLE FOUNDATIONS; SET ORGANIZATION POLICIES; GOVERN THE ORGANIZATION; AND ASSESS, DESIGN AND REFINE EXPONENT PHILANTHROPY'S PROGRAMS AND SERVICES. IN 2013, WE UNDERWENT A BRAND REVIEW AND BEGAN PLANNING THE LAUNCH OF A NEW BRAND IN 2014 THAT BETTER COMMUNICATES THE ORGANIZATION'S VALUE PROPOSITION AND EXPANDED AUDIENCE OF PHILANTHROPISTS. 226124 2426171 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 21 0 1 26 1 1 1 0 0 0 0 1 1 0 0 0 0 X 14 14 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 0 1 1 X X HENRY BERMAN 2025806560 1720 N STREET NW WASHINGTON DC 200362907 ANNE GUNSTEENS CHAIR 6.00 X X 0 0 0 SHIRISH DAYAL VICE CHAIR 4.00 X X 0 0 0 CHRISTOPHER PETERMANN TREASURER 5.00 X X 0 0 0 FLOYD S KEENE SECRETARY 5.00 X X 0 0 0 JUANITA GARCIA ASSISTANT SECRETARY 2.00 X 0 0 0 MEGAN MCTIERNAN MEMBER 2.00 X 0 0 0 PAUL SPIVEY MEMBER 3.00 X 0 0 0 MARK STRODE MEMBER 2.00 X 0 0 0 HEATHER L CARROLL MEMBER 4.00 X 0 0 0 KATHERINE LORENZ MEMBER 2.00 X 0 0 0 MARLENE J FLUHARTY MEMBER 4.50 X 0 0 0 ELIOT P GREEN MEMBER 3.00 X 0 0 0 GALI COOKS MEMBER 1.00 X 0 0 0 JEAN BUCKLEY MEMBER 3.50 X 0 0 0 JEFF GLEBOCKI MEMBER 3.00 X 0 0 0 HENRY BERMAN CEO 40.00 X 218560 0 43440 KATHRYN PETRILLO-SMITH MANAGING DIRECTOR 40.00 X 93760 0 19689 HANH LE CHIEF PROGRAM OFFICER 40.00 X 89900 0 19000 402220 0 82129 1 0 1 0 0 800376 800376 MEMBERSHIP DUES 900099 1662270 1662270 REGISTRATION FEES 900099 218020 218020 PUBLICATION SALES 900099 19696 19696 1899986 4216 4216 68129 68129 SUBLEASE INCOME 900099 195515 195515 REFERRAL FEES 900099 45000 45000 ADVERTISING REVENUE 541800 13600 13600 254115 3026822 1899986 58600 267860 474350 407747 12268 54335 1065094 885349 13573 166172 117165 97093 1392 18680 77532 64511 1009 12012 113321 95119 1757 16445 70780 70780 228453 219701 5464 3288 217874 179837 22849 15188 33915 32507 413 995 300968 231519 48155 21294 70036 52725 31 17280 141925 133228 942 7755 16917 10817 4230 1870 9646 6169 2411 1066 DUES AND PUBLICATIONS 11057 9225 1270 562 TEMPORARY HELP 342 342 422 282 97 43 2949797 2426171 186641 336985 49221 36222 976500 1356476 187547 169085 1037 37875 15377 16221 193781 161288 30245 32493 1055016 699940 778 1424979 1023553 3740700 3371865 196520 128475 763254 788864 12900 10900 972674 928239 X 1142980 1252878 1625046 1190748 2768026 2443626 3740700 3371865 X 77025 -401425 X X 0 1 X 1 0 X 1298584 1196084 1069696 1023440 800376 5388180 1546020 1881117 1732386 2179717 1880290 9219530 2844604 3077201 2802082 3203157 2680666 14607710 431000 255000 10000 115000 85000 896000 151645 151645 582645 255000 10000 115000 85000 1047645 13560065 233891 200110 260569 267074 287556 1249200 233891 200110 260569 267074 287556 1249200 58600 58600 3078495 3277311 3062651 3470231 3026822 15915510 0.85200 0.77320 0.07850 0.07160 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 2949797 2949797 297490 74373 0 0 354042 298710 326874 297490 1277116 1915674 0 0 0 0 88511 74678 81719 74373 319281 478922 0 0 0 0 193781 161288 32493 32493 CERTIFICATES OF DEPOSIT 699940 F 699940 DONATED OFFICE SPACE RECEIVABLE 1018998 DEPOSITS 4555 1023553 TENANT SECURITY DEPOSITS 10900 10900 X 3056508 29686 29686 3026822 0 3026822 3380908 431111 431111 2949797 0 2949797 PART X, LINE 2: THE ASSOCIATION REQUIRES THAT A TAX POSITION BE RECOGNIZED OR DERECOGNIZED BASED ON A "MORE-LIKELY-THAN-NOT" THRESHOLD. THIS APPLIES TO POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE ASSOCIATION DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE, OR REFLECT, ANY UNCERTAIN TAX POSITIONS. X X X X X X 0 0 0 0 0 0 0 1 0 HENRY BERMAN CEO 198560 0 20000 0 0 0 23218 0 20222 0 262000 0 0 0 PART I, LINE 7 PART I, LINE 7- THE CEO RECEIVED A BONUS OF $20,000 WHICH WAS BASED ON PERFORMANCE. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE VOTING RIGHTS, EACH MEMBER ORGANIZATION HAS ONE VOTE. THE GOVERNING BODY IS ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A THERE IS ONLY ONE CLASS OF MEMBERS AND THEIR RIGHTS ARE RESTRICTED TO ANNUALLY ELECTING THE BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 MEMBERS OF THE ASSOCIATION'S STAFF AND BOARD REVIEW THE FORM 990 CAREFULLY TO ENSURE ITS COMPLETENESS AND ACCURACY. FORM 990, PART VI, SECTION B, LINE 12C ASSOCIATION STAFF AND BOARD MEMBERS ARE REQUIRED ANNUALLY TO READ THE CONFLICT OF INTEREST POLICY AND AFFIRM THEIR COMPLIANCE IN WRITING. MATTERS OF CONFLICT ARE ADDRESSED INDIVIDUALLY BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE, WHICH IS ALSO THE COMPENSATION COMMITTEE, REVIEWS COMPENSATION DATA ON A YEARLY BASIS AND ESTABLISHES THE CEO'S CONTRACT. FORM 990, PART VI, SECTION C, LINE 19 WE POST OUR FINANCIAL STATEMENTS, 990 FORMS, 1023 FORM AND IRS DETERMINATION LETTER ON OUR WEBSITE, FREELY AVAILABLE FOR DOWNLOADING. FORM 990, PART XI, LINE 9: DONATED LEASE EXPENSE UNDER LONG TERM LEASE -401,425. FORM 990, PART XII, LINE 2C: FORM 990, PART XII, LINE 2C: THE AUDIT COMMITTEE OF THE BOARD ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT AUDITOR. THIS PROCESS HAS NOT CHANGED FROM PRIOR YEARS.