2014-05-14T12:07:34-05:00 2013-12-31 420714325 MCGLADREY LLP 1001 LAKESIDE AVE SUITE 200 CLEVELAND OH 441141152 990PF 2013-01-01 650164300 THE MILTON AND TAMAR MALTZ FAMILY FOUNDATION MILT 2167813010 3333 RICHMOND ROAD NO 460 BEACHWOOD OH 44122 DAVID MALTZ TREASURER 2167813010 2014-05-13 1 LAWRENCE M HIRSH P00092825 2165231900 2013 2015-12-30 17:16:21Z X 94132810 X 6076498 1893577 1893577 6944294 18862801 6944294 -21566 -21566 14892803 8816305 0 0 0 3299 3299 0 22150 22150 0 500234 500234 0 261 261 0 91892 91892 0 617836 617836 0 3700000 3700000 4317836 617836 3700000 10574967 8198469 4667187 8254494 8289007 2599575 2528314 2563111 25783689 21892854 28724165 19481235 19861149 19573663 23841782 28710200 34982864 76373468 81247011 94132810 0 0 X 1000000 1000000 0 0 75373468 80247011 76373468 81247011 76373468 81247011 76373468 10574967 113032 87061467 5814456 81247011 ALPINE HERITAGE, LP P 81594 81594 81594 ALPINE HERITAGE, LP P 5555 5555 5555 BANK OF NEW YORK P 538691 500124 38567 38567 BANK OF NEW YORK D 11208172 5721235 5486937 5486937 ENERGY TRANSFER PARTNERS LP P 911 911 911 ITHAN CREEK P 219311 219311 219311 J.P. MORGAN P 1493591 1396342 97249 97249 KARPUS INVESTMENT MANAGEMENT- #12634260 P 579167 611546 -32379 -32379 KARPUS INVESTMENT MANAGEMENT- #12634260 P 2490394 2217416 272978 272978 KARPUS INVESTMENT MANAGEMENT- #12641380 P 50000 47500 2500 2500 KARPUS INVESTMENT MANAGEMENT- #12641380 P 1570813 1424344 146469 146469 LEGACY CAPITAL PARTNERS FUND III P 15397 15397 15397 PRIMUS HIGH YIELD BOND FUND LP P 697 697 697 PRIMUS HIGH YIELD BOND FUND LP P 7124 7124 7124 THE SILCHESTER INTERNATIONAL INVESTMENT P 27013 27013 27013 THE SILCHESTER INTERNATIONAL INVESTMENT P 316464 316464 316464 WELLINGTON MANAGEMENT INVESTORS P 16137 16137 16137 CAPITAL GAINS DIVIDENDS P 241770 241770 241770 6944294 0 3369230 73625028 0.045762 3005530 68483625 0.043887 2457180 61278587 0.040099 2410496 50298815 0.047924 826200 48994064 0.016863 0.194535 0.038907 84530397 3288824 81985 3370809 3700000 X 81985 0 81985 0 81985 34258 34258 X 47727 0 0 0 0 0 0 0 0 0 0 1 1 OH FL 1 0 1 0 0 1 WWW.MALTZFOUNDATION.ORG DAVID MALTZ 2167813010 3333 RICHMOND ROAD SUITE 460 BEACHWOOD OH 44122 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MILTON S MALTZ 5500 MILITARY TRAIL SUITE 22-367 JUPITER FL 33458 PRESIDENT 2.00 0 0 0 TAMAR MALTZ 5500 MILITARY TRAIL SUITE 22-367 JUPITER FL 33458 SECRETARY 2.00 0 0 0 JULIE KONIGSBERG 5500 MILITARY TRAIL SUITE 22-367 JUPITER FL 33458 VICE PRESIDENT 2.00 0 0 0 DANIEL MALTZ 5500 MILITARY TRAIL SUITE 22-367 JUPITER FL 33458 VICE PRESIDENT 2.00 0 0 0 DAVID MALTZ 5500 MILITARY TRAIL SUITE 22-367 JUPITER FL 33458 TREASURER 2.00 0 0 0 NONE 0 NONE 0 NOT APPLICABLE 0 0 82780276 3037386 0 85817662 0 0 85817662 1287265 84530397 4226520 4226520 81985 81985 4144535 0 4144535 0 4144535 3700000 0 3700000 81985 3618015 4144535 3639713 0 0 3700000 3639713 0 0 60287 0 0 0 0 0 0 0 0 4084248 0 0 0 MILTON S MALTZ TAMAR MALTZ JULIE KONIGSBERG DANIEL MALTZ DAVID MALTZ X AFRICAN WILDLIFE FOUNDATION 1400 SIXTEENTH STREET NW SUITE 120 WASHINGTON DC 20036 N/A PUBLIC CHARITY RESTRICTED SUPPORT 20000 AFRICAN WILDLIFE FOUNDATION 1400 SIXTEENTH STREET NW SUITE 120 WASHINGTON DC 20036 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 ALI FORNEY CENTER 224 W 35TH STREET NEW YORK NY 10001 N/A PUBLIC CHARITY OPERATING SUPPORT 30000 AMERICAN FRIENDS OF MAGEN DAVID ADOM 3300 PGA BOULEVARD SUITE 510 PALM BEACH GARDENS FL 33410 N/A PUBLIC CHARITY ANNUAL SUPPORT 1000 AMERICAN FRIENDS OF THE ISRAEL PHILHARMONIC ORCHESTRA 122 EAST 42ND STREET SUITE 4507 NEW YORK NY 10168 N/A PUBLIC CHARITY ANNUAL SUPPORT 50000 AMERICAN ISRAEL EDUCATION FOUNDATION 251 H STREET NW WASHINGTON DC 20001 N/A PUBLIC CHARITY ANNUAL SUPPORT 75000 AMERICAN JEWISH COMMITTEE 1422 EUCLID AVENUE SUITE 625 CLEVELAND OH 44115 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 4490 ANIMAL BALANCE PO BOX 8454 BEND OR 97709 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 75000 ANTI-DEFAMATION LEAGUE 50 PUBLIC SQUARE 1702 TERMINAL TOWER CLEVELAND OH 44113 N/A PUBLIC CHARITY ANNUAL SUPPORT 50000 ARTHRITIS FOUNDATION - NE OHIO CHAPTER 4630 RICHMOND ROAD SUITE 240 CLEVELAND OH 441285954 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 BELLEFAIRE JCB 22001 FAIRMOUNT BOULEVARD SHAKER HEIGHTS OH 44118 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 BIG BROTHERS BIG SISTERS OF TUCSON 160 E ALAMEDA STREET TUCSON AZ 857011201 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 7000 CASE WESTERN RESERVE UNIVERSITY ADELBERT HALL 216 10900 EUCLID AVENUE CLEVELAND OH 441067001 N/A PUBLIC CHARITY RESTRICTED SUPPORT 500000 CHAMBERFEST CLEVELAND 2489 GUILFORD ROAD CLEVELAND HEIGHTS OH 44118 N/A PUBLIC CHARITY OPERATING SUPPORT 50000 CHAUTAUQUA FOUNDATION PO BOX 28 CHAUTAUQUA NY 14722 N/A PUBLIC CHARITY CAPITAL SUPPORT 200000 CLEVELAND ARTS PRIZE PO BOX 21126 CLEVELAND OH 44121 N/A PUBLIC CHARITY ANNUAL SUPPORT 10000 CLEVELAND FOODBANK 15500 SOUTH WATERLOO ROAD CLEVELAND OH 44110 N/A PUBLIC CHARITY FRESH PRODUCE INITIATIVE 260000 CLEVELAND HILLEL FOUNDATION 11291 EUCLID AVENUE CLEVELAND OH 44106 N/A PUBLIC CHARITY ANNUAL SUPPORT 5000 CLEVELAND INSTITUTE OF MUSIC 11021 EAST BOULEVARD CLEVELAND OH 44106 N/A PUBLIC CHARITY ANNUAL SUPPORT 2000 CLEVELAND MUSEUM OF NATURAL HISTORY 1 WADE OVAL DRIVE CLEVELAND OH 44106 N/A PUBLIC CHARITY ANNUAL SUPPORT 15000 CLEVELAND PLAY HOUSE 8500 EUCLID AVENUE CLEVELAND OH 44106 N/A PUBLIC CHARITY ANNUAL SUPPORT 25000 CLEVELAND PLAY HOUSE 8500 EUCLID AVENUE CLEVELAND OH 44106 N/A PUBLIC CHARITY CAPITAL SUPPORT 200000 CLEVELAND SIGHT CENTER 1909 EAST 101ST STREET PO BOX 1988 CLEVELAND OH 44106 N/A PUBLIC CHARITY ANNUAL SUPPORT 5000 CLEVELAND ZOOLOGICAL SOCIETY 3900 WILDLIFE WAY CLEVELAND OH 44109 N/A PUBLIC CHARITY RESTRICTED SUPPORT 180000 COLUMBIA UNIVERSITY 180 FT WASHINGTON AVENUE NEW YORK NY 10032 N/A PUBLIC CHARITY GRAY MATTERS FUND 10000 CONGREGATION OR CHADASH 3939 NORTH ALVERNON WAY TUCSON AZ 85718 N/A PUBLIC CHARITY EXPANDING THE CAPACITY CAMPAIGN 250000 CONSERVATION INTERNATIONAL 2011 CRYSTAL DRIVE SUITE 500 ARLINGTON VA 22202 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 50000 COUNCIL GARDENS 2501 NORTH TAYLOR ROAD CLEVELAND OH 441181395 N/A PUBLIC CHARITY ANNUAL SUPPORT 2500 DIABETES ACTION RESEARCH AND EDUCATION FOUNDATION PO BOX 34635 BETHESDA MD 20827 N/A PUBLIC CHARITY ANNUAL SUPPORT 5000 DIAN FOSSEY GORILLA FUND INTERNATIONAL 800 CHEROKEE AVENUE SE ATLANTA GA 303151440 N/A PUBLIC CHARITY ANTI-POACHING PATROLS 150000 DOBAMA THEATRE 2340 LEE ROAD CLEVELAND HEIGHTS OH 44118 N/A PUBLIC CHARITY ANNUAL SUPPORT 30000 EARTHJUSTICE 50 CALIFORNIA STREET SUITE 500 SAN FRANCISCO CA 94111 N/A PUBLIC CHARITY LITIGATION SUPPORT 29000 FRIENDS OF BREAKTHROUGH SCHOOLS 10118 HAMPDEN AVENUE CLEVELAND OH 44108 N/A PUBLIC CHARITY CITIZENS ACADEMY 1000 FRIENDS OF SABINO CANYON PO BOX 31265 TUCSON AZ 857511265 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5500 FRIENDS OF THE AARON GARBER LIBRARY 26500 SHAKER BOULEVARD BEACHWOOD OH 44122 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 FRIENDS OF THE ISRAEL DEFENSE FORCES PO BOX 22410 BEACHWOOD OH 44122 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 2000 FRONTIER RECREATION JULY SUMMER DAY CAMP 2550 LANDER ROAD PEPPER PIKE OH 44124 N/A PUBLIC CHARITY MINORITY CAMPER SCHOLARSHIPS 7500 FUCHS MIZRACHI SCHOOL 26600 SHAKER BOULEVARD BEACHWOOD OH 44122 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 HADASSAH 50 WEST 58TH STREET NEW YORK CITY NY 100192500 N/A PUBLIC CHARITY SARAH WETSMAN DAVIDSON TOWER 50000 HANDMAKER FOUNDATION 2221 N ROSEMONT BOULEVARD TUCSON AZ 85712 N/A PUBLIC CHARITY RESTRICTED SUPPORT 10000 HEBREW FREE LOAN ASSOCIATION 4301 EAST FIFTH STREET TUCSON AZ 857112005 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 25000 HEBREW SHELTER HOME 3659 SOUTH GREEN ROAD SUITE 322 BEACHWOOD OH 44122 N/A PUBLIC CHARITY OPERATING SUPPORT 20000 HEIGHTS HILL MENTAL HEALTH SERVICE 25 FLATBUSH AVENUE THIRD FLOOR BROOKLYN NY 11217 N/A PUBLIC CHARITY RAINBOW HEIGHTS CLUB SUPPORT 130000 HENRY MORRISON FLAGLER MUSEUM ONE WHITEHALL WAY PO BOX 969 PALM BEACH FL 33480 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 HILLEL OF BROWARD AND PALM BEACH 777 GLADES ROAD BUILDING LY-3A BOCA RATON FL 33431 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 1000 HOPEWELL 139 BELL STREET SUITE 206 CHAGRIN FALLS OH 44022 N/A PUBLIC CHARITY ANNUAL SUPPORT 5000 HOUSE OF NEIGHBORLY SERVICE PO BOX 7155 TUCSON AZ 85725 N/A PUBLIC CHARITY MURAL PROJECT 8000 HOUSE OF NEIGHBORLY SERVICE PO BOX 7155 TUCSON AZ 85725 N/A PUBLIC CHARITY CAPITAL REPAIRS 8000 JEWISH FEDERATION OF PALM BEACH COUNTY 4601 COMMUNITY DRIVE WEST PALM BEACH FL 334172760 N/A PUBLIC CHARITY ANNUAL SUPPORT 12000 JEWISH HISTORY MUSEUM PO BOX 889 TUCSON AZ 85702 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 JEWISH NATIONAL FUND 78 RANDALL AVENUE ROCKVILLE CENTRE NY 11570 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 10000 JULIE BILLIART SCHOOL 4982 CLUBSIDE ROAD LYNDHURST OH 441242596 N/A PUBLIC CHARITY ANNUAL SUPPORT 3000 JUPITER MEDICAL CENTER FOUNDATION 1210 SOUTH OLD DIXIE HIGHWAY JUPITER FL 334587299 N/A PUBLIC CHARITY ANNUAL SUPPORT 10000 KOL ISRAEL FOUNDATION 2121 SOUTH GREEN ROAD STE 208 CLEVELAND OH 44122 N/A PUBLIC CHARITY ANNUAL SUPPORT 5000 MALTZ MUSEUM OF JEWISH HERITAGE 2929 RICHMOND ROAD BEACHWOOD OH 44122 N/A PUBLIC CHARITY SPECIAL EXHIBITS 69810 MALTZ MUSEUM OF JEWISH HERITAGE 2929 RICHMOND ROAD BEACHWOOD OH 44122 N/A PUBLIC CHARITY SUSTAINABILITY INITIATIVES 1000 MAZON 10495 SANTA MONICA BOULEVARD SUITE 100 LOS ANGELES CA 90025 N/A PUBLIC CHARITY ISRAEL HUNGER INITIATIVES 10000 MEDWISH INTERNATIONAL 17325 EUCLID AVENUE CLEVELAND OH 44112 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 MEMORIAL SLOAN-KETTERING CANCER CENTER 633 THIRD AVENUE 28TH FLOOR NEW YORK NY 10017 N/A PUBLIC CHARITY ANNUAL SUPPORT 1000 MERCY CORPS 9 WATERHOUSE STREET CAMBRIDGE MA 02138 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 45000 MONTEFIORE FOUNDATION ONE DAVID N MYERS PARKWAY BEACHWOOD OH 44122 N/A PUBLIC CHARITY ANNUAL SUPPORT 5000 MONTEFIORE FOUNDATION ONE DAVID N MYERS PARKWAY BEACHWOOD OH 44122 N/A PUBLIC CHARITY CAPITAL SUPPORT 1000 NAMI OHIO 1225 DUBLIN ROAD COLUMBUS OH 43215 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 1000 NATIONAL ASSOCIATION OF SOCIAL WORKERS FOUNDATION 750 FIRST STREET NE SUITE 700 WASHINGTON DC 200022421 N/A PUBLIC CHARITY SWAN PROGRAM 5000 NATIONAL MULTIPLE SCLEROSIS SOCIETY OHIO BUCKEYE CHAPTER 6155 ROCKSIDE ROAD SUITE 202 INDEPENDENCE OH 44131 N/A PUBLIC CHARITY MEDICAL RESEARCH 75000 NATURE CENTER AT SHAKER LAKES 2600 SOUTH PARK BOULEVARD CLEVELAND OH 441201668 N/A PUBLIC CHARITY ANNUAL SUPPORT 1000 NATURE CENTER AT SHAKER LAKES 2600 SOUTH PARK BOULEVARD CLEVELAND OH 441201668 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 4000 PALM BEACH COUNTY CULTURAL COUNCIL 601 LAKE AVENUE LAKE WORTH FL 33460 N/A PUBLIC CHARITY CULTURE AND COCKTAILS SERIES 20000 PIANO INTERNATIONAL ASSOCIATION OF NORTHERN OHIO 12200 FAIRHILL ROAD CLEVELAND OH 44120 N/A PUBLIC CHARITY CLEVELAND INTERNATIONAL PIANO COMPETITION 3500 PLAN OF NE OHIO INC 3659 SOUTH GREEN ROAD SUITE 322 BEACHWOOD OH 44122 N/A PUBLIC CHARITY OPERATING SUPPORT 30000 POPULATION ACTION INTERNATIONAL 1300 19TH STREET NW SUITE 200 WASHINGTON DC 200361624 N/A PUBLIC CHARITY INDONESIA PROJECTS 30000 REFORM TEMPLE OF JUPITER-TEQUESTA 2250 S CENTRAL BOULEVARD JUPITER FL 33458 N/A PUBLIC CHARITY ANNUAL SUPPORT 1000 ROOSEVELT UNIVERSITY 430 S MICHIGAN AVENUE AUD827 CHICAGO IL 606059866 N/A PUBLIC CHARITY ANNUAL SUPPORT 5000 SEGULA PO BOX 18097 CLEVELAND HEIGHTS OH 441180097 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 1000 SHOES AND CLOTHES FOR KIDS 3311 PERKINS AVENUE SUITE 205 CLEVELAND OH 44114 N/A PUBLIC CHARITY ANNUAL SUPPORT 50000 SOUTHERN POVERTY LAW CENTER 400 WASHINGTON AVENUE MONTGOMERY AL 36104 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 15000 THE CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE CLEVELAND OH 44195 N/A PUBLIC CHARITY PROSTATE CANCER RESEARCH 250000 THE EVERETT JEWISH LIFE CENTER IN CHAUTAUQUA 36 MASSEY AVENUE CHAUTAUQUA NY 14722 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 15000 THE RATNER SCHOOL 27575 SHAKER BOULEVARD PEPPER PIKE OH 44124 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 24200 THE RATNER SCHOOL 27575 SHAKER BOULEVARD PEPPER PIKE OH 44124 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 5000 THE TEMPLE TIFERETH - ISRAEL 26000 SHAKER BOULEVARD BEACHWOOD OH 44122 N/A PUBLIC CHARITY ANNUAL SUPPORT 20000 TOHONO CHUL PARK 7366 N PASEO DEL NORTE TUCSON AZ 85704 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 6000 TREES WATER AND PEOPLE 633 REMINGTON STREET FORT COLLINS CO 80524 N/A PUBLIC CHARITY ANNUAL SUPPORT 10000 TUCSON JEWISH COMMUNITY CENTER 3800 EAST RIVER ROAD TUCSON AZ 85718 N/A PUBLIC CHARITY TUCSON INTERNATIONAL JEWISH FILM FESTIVAL 2500 TUCSON PIMA ARTS COUNCIL 100 NORTH STONE AVENUE 303 TUCSON AZ 85701 N/A PUBLIC CHARITY PLACE V INITIATIVE GRANTS 20000 UNION FOR REFORM JUDAISM 633 THIRD AVENUE NEW YORK NY 100176778 N/A PUBLIC CHARITY REFORM ISRAEL APPEAL 5000 UNIVERSITY OF ARIZONA CANCER CENTER 1515 N CAMPBELL AVENUE TUCSON AZ 857245013 N/A PUBLIC CHARITY RESTRICTED SUPPORT 155000 UNIVERSITY OF ARIZONA 1131 E SECOND STREET TUCSON AZ 857210071 N/A PUBLIC CHARITY APHASIA SCHOLARSHIP FUND 25000 UNIVERSITY OF ARIZONAUAPRESENTS 888 NORTH EUCLID ROOM 203 TUCSON AZ 857210158 N/A PUBLIC CHARITY 2014-2015 SEASON 70000 UNIVERSITY OF MICHIGAN 701 E UNIVERSITY ANN ARBOR MI 481091245 N/A PUBLIC CHARITY RESIDENTIAL COLLEGE 28000 WESTERN RESERVE HISTORICAL SOCIETY 10825 EAST BOULEVARD CLEVELAND OH 44106 N/A PUBLIC CHARITY ANNUAL SUPPORT 10000 WORLD JEWISH CONGRESS AMERICAN SECTION 501 MADISON AVENUE NEW YORK NY 10022 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 1000 YOUNG AUDIENCES OF NORTHEAST OHIO 13110 SHAKER SQUARE SUITE C203 CLEVELAND OH 441202313 N/A PUBLIC CHARITY ANNUAL AND ENDOWMENT SUPPORT 35000 3700000 CHAUTAUQUA FOUNDATION PO BOX 28 CHAUTAUQUA NY 14722 N/A PUBLIC CHARITY CAPITAL SUPPORT 800000 THE EVERETT JEWISH LIFE CENTER IN CHAUTAUQUA 36 MASSEY AVENUE CHAUTAUQUA NY 14722 N/A PUBLIC CHARITY UNRESTRICTED SUPPORT 10000 810000 14 1893577 18 6944294 ALPINE HERITAGE LP 14 -39048 BANK OF NEW YORK 14 -12450 CRESTWOOD MIDSTREAM PARTNERS LP 14 -11009 CRESTWOOD MIDSTREAM PARTNERS LP (FKA INERGY MIDSTREAM) 14 -2254 ENERGY TRANSFER PARTNERS LP 14 -6999 ENTERPRISE PRODUCTS PARTNERS LP 14 -4346 GENESIS ENERGY LP 14 -5061 JP MORGAN 14 -747 KARPUS I INVESTMENTS 14 -3612 LEGACY CAPITAL PARTNERS FUND III 14 -41629 LINN ENERGY, LLC 14 -236 OZ OVERSEAS FUND 14 21155 PENN VIRGINIA RESOURCE PARTNERS LP 14 -4767 PIMCO ABSOLUTE RETURN STRATEGY IV 14 42403 PRIMUS HIGH YIELD BOND FUND LP 14 -413 RAMIUS 14 45012 SILCHESTER INTL INVESTORS INC 14 14863 SPECTRA ENERGY PARTNERS, LP 14 -12530 VANGUARD NATURAL RESOURCES, LLC 14 102 0 8816305 0 8816305 0 0 0 0 0 0 0 0 0 0 X X 1 JDD HOLDINGS LLC 3333 RICHMOND ROAD SUITE 460 BEACHWOOD OH 44122 5106372 X X 2 JDD HOLDINGS LLC 3333 RICHMOND ROAD SUITE 460 BEACHWOOD OH 44122 970126 X X 1 PUBLICLY TRADED SECURITIES. 5016348 2013-09-16 2 PUBLICLY TRADED SECURITIES. 970126 2013-09-19 MCGLADREY LLP 22150 22150 0 BANK OF NEW YORK CORPORATE BONDS 966031 1006106 JP MORGAN CORPORATE BONDS 3491040 3825267 KARPUS FIXED INCOME 8712093 8057368 PIMCO MUTUAL FUNDS 6691985 6684922 BANK OF NEW YORK EQUITIES 12687567 18151958 FPA EQUITIES 2337253 2190947 JP MORGAN EQUITIES 2640209 2992175 KARPUS EQUITIES 4227825 5389085 2528314 2563111 0 0 ALPINE HERITAGE AT COST 1240912 1307749 BANK OF NEW YORK - MLP - CRESTWOOD MAINSTREAM PARTNERS AT COST 41822 79897 BANK OF NEW YORK - MLP - ENERGY TRANSFER PARTNERS AT COST 66089 114500 BANK OF NEW YORK - MLP - GENESIS TRANSFER PARTNERS AT COST 45223 105140 BANK OF NEW YORK - MLP - LINN ENERGY AT COST 13465 30790 BANK OF NEW YORK - MLP - PVR AT COST 28566 80490 BANK OF NEW YORK - MLP - SPECTRA ENERGY AT COST 68238 136050 BANK OF NEW YORK - MLP - VANGUARD NATURAL RESOURCES AT COST 44336 59040 BAY POND AT COST 1284019 1662489 CAPITAL GUARDIAN ETOP AT COST 1063840 1060208 FPA CRESCENT AT COST 2438642 3403630 ITHAN CREEK AT COST 1725295 2295010 JP MORGAN - ENTERPRISE PRODUCTS AT COST 30700 119340 LEGACY CAPITAL PARTNERS III AT COST 151262 264418 OZ OVERSEAS AT COST 3787056 6015683 PIMCO GMA AT COST 4909333 4661690 PIMCO PARS AT COST 2348421 2730091 RAMIUS AT COST 54314 54314 SILCHESTER AT COST 8968667 10400069 STATE OF ISRAEL BONDS 5TH AT COST 400000 402266 BAKER & HOSTETLER 3299 3299 0 OTHER DECREASES IN VARIOUS ACCOUNTS 21318 UNREALIZED INVESTMENT ACTIVITY - KARPUS I 29233 UNREALIZED INVESTMENT ACTIVITY - KARPUS II 3244 ADJUSTMENT FOR DIFFERENCE BETWEEN BASIS AND FMV OF STOCK RECEIVED 5760661 LICENSE 270 270 0 SUBSCRIPTIONS 227 227 0 MEALS & ENTERTAINMENT 1371 1371 0 REIMBURSED MANAGEMENT EXPENSES 90024 90024 0 ALPINE HERITAGE LP -39048 -39048 -39048 BANK OF NEW YORK -12450 -12450 -12450 CRESTWOOD MIDSTREAM PARTNERS LP -11009 -11009 -11009 CRESTWOOD MIDSTREAM PARTNERS LP (FKA INERGY MIDSTREAM) -2254 -2254 -2254 ENERGY TRANSFER PARTNERS LP -6999 -6999 -6999 ENTERPRISE PRODUCTS PARTNERS LP -4346 -4346 -4346 GENESIS ENERGY LP -5061 -5061 -5061 JP MORGAN -747 -747 -747 KARPUS I INVESTMENTS -3612 -3612 -3612 LEGACY CAPITAL PARTNERS FUND III -41629 -41629 -41629 LINN ENERGY, LLC -236 -236 -236 OZ OVERSEAS FUND 21155 21155 21155 PENN VIRGINIA RESOURCE PARTNERS LP -4767 -4767 -4767 PIMCO ABSOLUTE RETURN STRATEGY IV 42403 42403 42403 PRIMUS HIGH YIELD BOND FUND LP -413 -413 -413 RAMIUS 45012 45012 45012 SILCHESTER INTL INVESTORS INC 14863 14863 14863 SPECTRA ENERGY PARTNERS, LP -12530 -12530 -12530 VANGUARD NATURAL RESOURCES, LLC 102 102 102 UNREALIZED INVESTMENT ACTIVITY - BANK OF NEW YORK 89334 UNREALIZED INVESTMENT ACTIVITY - CAPITAL GUARDIAN ETOP 19468 UNREALIZED INVESTMENT ACTIVITY - JP MORGAN PREF 4230 HUMAN RESOURCE CONSULTING FEES: DISE & COMPANY 6667 6667 0 INVESTMENT ADVISORY FEES: BANK OF NEW YORK 56807 56807 0 INVESTMENT ADVISORY FEES: JP MORGAN 42 42 0 INVESTMENT ADVISORY FEES: KARPUS 86057 86057 0 INVESTMENT ADVISORY FEES: LINN ENERGY 3894 3894 0 INVESTMENT ADVISORY FEES: OZ OVERSEAS FUND 270099 270099 0 INVESTMENT ADVISORY FEES: PRIMUS HIGH YIELD BOND FUND 9428 9428 0 INVESTMENT ADVISORY FEES: VANGUARD NATURAL RESOURCES 1004 1004 0 SILCHESTER ADVISORY FEES 66236 66236 0 JDD HOLDINGS LLC 3333 RICHMOND ROAD SUITE 460 BEACHWOOD OH 44122 FLORIDA TAXES 61 61 0 OHIO TAXES 200 200 0