2014-05-13T19:06:25-05:00 2013-06-30 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2012-07-01 131740455 HORACE MANN SCHOOL HORA 7184323420 231 WEST 246TH STREET BRONX NY 10471 EDWARD LEVY 7184323420 2014-05-12 1 FREDERICK H ROTHMAN P01275277 2128674000 2012 2015-11-30 17:44:51Z EDWARD LEVY 231 WEST 246TH STREET BRONX NY 10471 97595297 0 X WWW.HORACEMANN.ORG X 1887 NY THE HORACE MANN SCHOOL SEEKS TO EDUCATE AND NURTURE ITS STUDENTS AND HELPS THEM FULFILL THEIR POTENTIAL. THE SCHOOL PROVIDES A CHALLENGING AND RIGOROUS SET OF ACADEMIC AND EXTRACURRICULAR PROGRAMS WITHIN A CARING AND SUPPORTIVE ENVIRONMENT. STUDENTS ARE ENCOURAGED TO TEST AND LEARN ABOUT THEMSELVES, TO DEVELOP A CONCERN FOR OTHERS, AND TO GROW INTELLECTUALLY, PHYSICALLY, SOCIALLY AND EMOTIONALLY. THE SCHOOL SEEKS TO FOSTER A CAPACITY IN EACH INDIVIDUAL FOR CLEAR AND CREATIVE THOUGHT. THE SCHOOL ENCOURAGES STUDENTS TO UNDERSTAND THAT LEARNING IS A LIFELONG ENDEAVOR VALUABLE IN ITSELF. THE HORACE MANN SCHOOL SEEKS A DIVERSE STUDENT BODY AND FOSTERS A RESPECT FOR INDIVIDUAL AND CULTURAL DIFFERENCES. AS A COLLEGE PREPARATORY SCHOOL, HORACE MANN EMPHASIZES LIBERAL ARTS AND PREPARES ITS STUDENTS FOR LEADERSHIP IN VARIETY OF FIELDS AND ENDEAVORS. TO ACCOMPLISH THIS TASK, THE SCHOOL OFFERS PROGRAMS AND ACTIVITIES WHICH ENCOURAGE EXELLENCE AND ALSO MAINTAINS AN OUTSTANDING FACULTY. 35 35 622 100 0 0 10650930 7820401 68747575 73901612 -2655939 2214477 79829 194757 76822395 84131247 8407117 8968219 0 0 45577443 49343079 0 0 1960144 23079626 22780834 77064186 81092132 -241791 3039115 234333293 242768829 109212554 110214914 125120739 132553915 X THE HORACE MANN SCHOOL SEEKS TO EDUCATE AND NURTURE ITS STUDENTS AND HELPS THEM FULFILL THEIR POTENTIAL. THE SCHOOL PROVIDES A CHALLENGING AND RIGOROUS SET OF ACADEMIC AND EXTRACURRICULAR PROGRAMS WITHIN A CARING AND SUPPORTIVE ENVIRONMENT. STUDENTS ARE ENCOURAGED TO TEST AND LEARN ABOUT THEMSELVES, TO DEVELOP A CONCERN FOR OTHERS, AND TO GROW INTELLECTUALLY, PHYSICALLY, SOCIALLY AND EMOTIONALLY. THE SCHOOL SEEKS TO FOSTER A CAPACITY IN EACH INDIVIDUAL FOR CLEAR AND CREATIVE THOUGHT. THE SCHOOL ENCOURAGES STUDENTS TO UNDERSTAND THAT LEARNING IS A LIFELONG ENDEAVOR VALUABLE IN ITSELF. THE HORACE MANN SCHOOL SEEKS A DIVERSE STUDENT BODY AND FOSTERS A RESPECT FOR INDIVIDUAL AND CULTURAL DIFFERENCES. AS A COLLEGE PREPARATORY SCHOOL, HORACE MANN EMPHASIZES LIBERAL ARTS AND PREPARES ITS STUDENTS FOR LEADERSHIP IN VARIETY OF FIELDS AND ENDEAVORS. TO ACCOMPLISH THIS TASK, THE SCHOOL OFFERS PROGRAMS AND ACTIVITIES WHICH ENCOURAGE EXELLENCE AND ALSO MAINTAINS AN OUTSTANDING FACULTY. 0 0 71810712 8968219 73901612 HORACE MANN SCHOOL IS AN EDUCATIONAL INSTITUTION CONDUCTING PROGRAMS AT THE NURSERY, ELEMENTARY, MIDDLE AND HIGH SCHOOL LEVELS.THE STUDENT BODY CONSISTS OF 1,816 STUDENTS. 71810712 1 1 0 0 0 0 1 0 0 1 1 1 0 0 1 1 0 1 1 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 150 1 1 622 1 0 0 0 0 0 1 1 0 0 0 0 X 35 35 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X EDWARD L SINCLAIR JR 7184323420 231 WEST 246TH STREET BRONX NY 10471 STEVEN M FRIEDMAN 8.00 X X 0 0 0 DEBORAH S COGUT 8.00 X X 0 0 0 CAROLYN OKIN 8.00 X X 0 0 0 EDWARD LEVY 8.00 X X 0 0 0 ROBERT P HEIDENBERG 8.00 X X 0 0 0 GLENN AUGUST 8.00 X 0 0 0 STEVEN C BUSSEY 8.00 X 0 0 0 MICHAEL COLACINO 8.00 X 0 0 0 ELLEN DAVIS 8.00 X 0 0 0 RONALD DICKERMAN 8.00 X 0 0 0 JAMSHID EHSANI 8.00 X 0 0 0 LAURENCE S GRAFSTEIN 8.00 X 0 0 0 LAWRENCE OTIS GRAHAM 8.00 X 0 0 0 MICHAEL HELLER 8.00 X 0 0 0 HOWARD P KAGAN 8.00 X 0 0 0 FARRAH G KLEINER 8.00 X 0 0 0 DOMINIC C KULIK 8.00 X 0 0 0 JUSTIN D LERER 8.00 X 0 0 0 HOWARD W LUTNICK 8.00 X 0 0 0 MATTHEW MARK 8.00 X 0 0 0 JONATHAN M MELTZER 8.00 X 0 0 0 ERIC MINDICH 8.00 X 0 0 0 MANISH MITTAL 8.00 X 0 0 0 WILLIAM MONTGOMERY 8.00 X 0 0 0 ANDREA OLSHAN 8.00 X 0 0 0 MICHAEL A PRUZAN 8.00 X 0 0 0 JOSEPH B ROSE 8.00 X 0 0 0 RICHARD RUBEN 8.00 X 0 0 0 AMANDA R SALZHAUER 8.00 X 0 0 0 USHA SAXENA 8.00 X 0 0 0 BETH KOBLINER SHAW 8.00 X 0 0 0 DANIEL SHUCHMAN 8.00 X 0 0 0 THOMAS D STERN 8.00 X 0 0 0 SAMONA TAIT EDD 8.00 X 0 0 0 CATHERINE GOODSTEIN WALLACE MD 8.00 X 0 0 0 THOMAS KELLY 60.00 X 657382 0 39307 EDWARD L SINCLAIR JR 50.00 X 334552 0 51411 GLENN SHERRATT 40.00 X 222012 0 30190 BARBARA TISCHLER 40.00 X 206869 0 26788 JOHN YEAGER 40.00 X 209748 0 39774 DAVID SCHILLER 40.00 X 207749 0 41422 ROBIN INGRAM 40.00 X 199633 0 50936 ROBERT ANNUNZIATA 40.00 X 193253 0 51709 LISA MOREIRA 40.00 X 188377 0 91043 WENDY STEINTHAL 40.00 X 198066 0 20395 GEORGE BLEIMANN 40.00 X 252220 0 25878 MARCIA LEVY 40.00 X 167470 0 52643 MELISSA PARENTO 40.00 X 169339 0 52124 ADAM KENNER 40.00 X 162919 0 59325 MITCH FRANCIS 40.00 X 181101 0 50911 TOM KATZENBACH 40.00 X 162344 0 49463 SUSAN DELANTY 40.00 X 156665 0 46687 CANH OXELSON 40.00 X 233672 0 10896 PATRICIA ZUROSKI 40.00 X 173748 0 35526 4277119 0 826428 149 0 1 0 SCHULTE ROTH & ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 LEGAL SERVICES 2373551 FLIK INTERNATIONAL CORP PO BOX 91337 CHICAGO IL 60693 FOOD SERVICE 2114907 SUPERTRANS NY INC 60 ALEXANDER STREET YONKERS NY 10701 STUDENT TRANSPORT 699960 A&A MAINTENANCE ENTERPRISE 965 MIDLAND AVENUE YONKERS NY 10704 CLEANING SERVICE 651342 LUCADAMO & SONS INC 215 SOUTH 13TH AVENUE MTVERNON NY 10550 CONSTRUCTION CONTRACTOR 510470 25 98700 242441 904247 6575013 353326 7820401 TUITION 611600 70846033 70846033 FACILITY IMPR./OTHER FEES 611600 1793879 1793879 SUMMER & OTHER PROGRAMS 611600 733620 733620 OTHER RELATED REVENUE 611600 528080 528080 73901612 1588720 1588720 12000 12553 -553 -553 -553 13792164 13166407 625757 625757 625757 480400 242441 285090 195310 195310 84131247 73901612 0 2409234 8968219 8968219 3372386 2442220 733099 197067 33686269 30835891 2212840 637538 2595585 2378273 173642 43670 7247864 6551687 554042 142135 2440975 2196679 191190 53106 446862 446862 78300 78300 89143 89143 377386 156400 197836 23150 2982069 2316619 624720 40730 1113881 1113881 4003084 3561364 401564 40156 200412 172454 27090 868 635352 164206 467052 4094 1983250 1983250 5612917 5612917 462660 462660 FOOD SERVICE 1552519 1552519 JOHN DORR NATURE LAB EX 695847 695847 DEVELOPMENT OFFICE EVEN 549625 549625 1997527 1108286 661236 228005 81092132 71810712 7321276 1960144 255966 291152 12218876 9771238 2618390 1139236 713423 2773744 56555 48639 1011966 1369603 149841441 48157787 104024009 101683654 64941715 64126538 47701187 60883627 791206 681398 234333293 242768829 5389533 6723873 38361533 39248884 40995000 39695000 24466488 24547157 109212554 110214914 X 92356253 97861356 12428710 14095066 20335776 20597493 125120739 132553915 234333293 242768829 X 3039115 10207650 -5813589 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 67.00 1 1 0 12.00 0 1 21266497 261717 2225880 520038 334725 22899331 22634519 136742 -788584 465343 250837 21266497 31793408 1346028 2304516 5057979 7751454 22634519 29807379 972078 2325083 642788 668344 31793408 34650921 360630 -3947962 509903 746307 29807379 0.89950 0.10050 0 0 7154103 7154103 126460227 41635297 84824930 8434718 3830181 4604537 7792393 2692309 5100084 101683654 STATE OF ISRAEL BONDS 66000 F ALTERNATIVE INVESTMENTS 60817627 F 60883627 ACCRUED EMPLOYEE BENEFITS 23953826 OTHER LIABILITIES 593331 24547157 X 85579178 10207650 297643 10505293 75073885 89143 8968219 9057362 84131247 72332413 297643 297643 72034770 89143 8968219 9057362 81092132 DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: THE ORGANIZATION CARRIES THE VALUE ON THE BALANCE SHEET AT THE APPRAISED VALUE AT THE DATE OF GIFT NET OF EASEMENT. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE NET INVESTMENT INCOME GENERATED FROM THE INVESTED ENDOWMENT FUNDS IS USED AT THE RATE OF 4.5% PER YEAR TO SUPPORT THE PROGRAMS AND THE FACILITIES OF THE SCHOOL. USES INCLUDE FINANCIAL AID TO ENROLLED STUDENTS, SCHOOL LIBRARIES, MAINTENANCE OF FACILITIES AND FACULTY ENRICHMENT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2010 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 12,553. SPECIAL EVENT EXPENSES 285,090. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 8,968,219. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 12,553. SPECIAL EVENT EXPENSES 285,090. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 8,968,219. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE SCHOOL IN CONJUNCTION WITH ISAAGNY PUBLISHES ITS NON-DISCRIMINATION POLICY IN VARIOUS NEWSPAPERS AND PUBLICATIONS INCLUDING METRO NEWS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 SCHOOL RECEIVED NEW YORK STATE AID FOR MANDATED SERVICES. P/A ANNUAL BENEFIT 596389 242441 353948 138600 58310 BOOK FAIRS 28210 28210 16835 12 98242 98242 71345 722841 242441 480400 138600 146490 285090 195310 1 FINANCIAL AID FOR QUALIFIED STUDENTS 290 8968219 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: HORACE MANN SCHOOL MAKES EVERY EFFORT TO INSURE THAT EVERY STUDENT WHO WISHES TO ENROLL AND/OR CURRENTLY ATTENDS HAS THE FINANCIAL ABILITY TO DO SO. THE FINANCIAL AID COMMITTEE DETERMINES AWARDS ON THE BASIS OF DEMONSTRATED FINANCIAL NEED. GRANTS CONSIST OF FINANCIAL AID AWARDED TO APPROXIMATELY 290 STUDENTS IN AMOUNTS REPRESENTING PORTIONS OF ANNUAL TUITION AS DETERMINED BY THE ADMINISTRATION OF THE SCHOOL. THE RECIPIENTS HAVE NO RELATIONSHIP TO THE SCHOOL OTHER THAN THEIR STATUS AS STUDENTS. THE AMOUNTS ARE BASED ON THE SCHOOL'S INTERNAL CALCULATIONS AND ADJUSTMENTS OF THE NAIS SCHOOL AND STUDENT SERVICE (SSS) METHODOLOGY. X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 THOMAS KELLY 657382 0 0 0 0 0 24639 0 14668 0 696689 0 0 0 EDWARD L SINCLAIR JR 334552 0 0 0 0 0 24640 0 26771 0 385963 0 0 0 GLENN SHERRATT 222012 0 0 0 0 0 16393 0 13797 0 252202 0 0 0 BARBARA TISCHLER 206869 0 0 0 0 0 11489 0 15299 0 233657 0 0 0 JOHN YEAGER 209748 0 0 0 0 0 18969 0 20805 0 249522 0 0 0 DAVID SCHILLER 207749 0 0 0 0 0 20602 0 20820 0 249171 0 0 0 ROBIN INGRAM 199633 0 0 0 0 0 20261 0 30675 0 250569 0 0 0 ROBERT ANNUNZIATA 193253 0 0 0 0 0 19614 0 32095 0 244962 0 0 0 LISA MOREIRA 188377 0 0 0 0 0 18326 0 72717 0 279420 0 0 0 WENDY STEINTHAL 198066 0 0 0 0 0 19097 0 1298 0 218461 0 0 0 GEORGE BLEIMANN 252220 0 0 0 0 0 11345 0 14533 0 278098 0 0 0 MARCIA LEVY 167470 0 0 0 0 0 17570 0 35073 0 220113 0 0 0 MELISSA PARENTO 169339 0 0 0 0 0 16726 0 35398 0 221463 0 0 0 ADAM KENNER 162919 0 0 0 0 0 17777 0 41548 0 222244 0 0 0 MITCH FRANCIS 181101 0 0 0 0 0 18004 0 32907 0 232012 0 0 0 TOM KATZENBACH 162344 0 0 0 0 0 16799 0 32664 0 211807 0 0 0 SUSAN DELANTY 156665 0 0 0 0 0 16069 0 30618 0 203352 0 0 0 CANH OXELSON 233672 0 0 0 0 0 0 0 10896 0 244568 0 0 0 PATRICIA ZUROSKI 173748 0 0 0 0 0 17493 0 18033 0 209274 0 0 0 PART I, LINE 1A THE HOUSING ALLOWANCE IS PROVIDED TO THOMAS KELLEY, HEAD OF SCHOOL AND LISA MOREIRA, DIRECTOR AF ADMISSIONS. HOUSING IS PROVIDED ON CAMPUS AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER PURSUANT TO CONTRACTUAL PROVISION AND IS NONTAXABLE. SOCIAL CLUB DUES ARE NON-TAXABLE BY VIRTUE OF BEING A WORKING CONDITION FRINGE UNDER IRC SECTION 132. X 17 353326 SELLING PRICE X AUCTION ITEMS 132 207501 SELLING PRICE 0 0 1 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS. THIRD PARTY USE: PART I, LINE 32B: CONTRIBUTIONS RECEIVED AS SECURITIES ARE SOLD IMMEDIATELY BY BROKER FORM 990, PART VI, SECTION B, LINE 11 THE ENTIRE FORM 990 WAS REVIEWED BY THE CFO. THE FORM 990 WITH THE EXCEPTION OF SCHEDULE B (SCHEDULE OF CONTRIBUTIONS)WAS REVIEWED BY THE AUDIT COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ASSISTANT TO THE CFO, IN CONJUNCTION WITH THE AUDIT COMMITTEE, ANNUALLY OBTAINS COPIES ALL OF THE SIGNED CONFLICT OF INTEREST POLICIES. IN ADDITION TO THE VOTING BOARD MEMBERS, CONFLICT OF INTEREST AND CONFIDENTIALITY STATEMENTS ARE ALSO ANNUALLY SIGNED BY MEMBERS OF THE ADMIN. COUNCIL WHO ARE KEY EMPLOYEES. IF AT ANY TIME DURING HIS OR HER TERM OF SERVICE A TRUSTEE OR AN OFFICER HAS ANY INTEREST WHICH MAY POSE A CONFLICT OF INTEREST AT ANY TIME DURING THAT TRUSTEE'S OR OFFICER'S SERVICE, HE OR SHE SHALL PROMPTLY DISCLOSE THE MATERIAL FACTS OF THAT INTEREST IN WRITING TO THE CHAIR OF THE BOARD AND CHAIR OF THE AUDIT COMMITTEE OF THE BOARD. WHEN ANY MATTER IN WHICH A TRUSTEE OR AN OFFICER HAS AN INTEREST COMES BEFORE THE BOARD OR ANY COMMITTEE OF THE BOARD FOR DECISION OR APPROVAL, THAT INTEREST SHALL BE IMMEDIATELY DISCLOSED TO THE BOARD OR THE COMMITTEE BY THAT TRUSTEE OR OFFICER, AND THE TRUSTEE OR OFFICER SHALL RECUSE HIMSELF/HERSELF FROM ANY DISCUSSION AND/OR VOTE RELATING THERETO. FORM 990, PART VI, SECTION B, LINE 15 DURING THE ANNUAL BUDGET PROCESS, THE EXECUTIVE COMMITTEE ACTING AS THE COMPENSATION COMMITTEE, REVIEWS RELEVANT COMPARABLE COMPENSATION DATA AND FORMALLY MEETS AND APPROVES RECOMMENDED COMPENSATION FOR OFFICERS AND KEY EMPLOYEES. THEY DOCUMENT THIS REVIEW CONTEMPORANEOUSLY. THIS PROCESS WAS LAST PERFORMED IN MAY 2012. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE THESE DOCUMENTS PUBLIC OTHER THAN TO THE BOARD OF TRUSTEES. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: POST RETIERMENT BENEFIT ADJUSTMENT 1,475,970. SETTLEMENT COSTS -6,638,371. BAD DEBT LOSS -648,500. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT -2,688. FORM 990, PART XII, LINE 2C THIS PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. JOHN DORR NATURE LAB OF HORACE MANN SCHOOL INC 231 W 246TH STREET BRONX NY 10471 066085965 HOLDING COMPANY NY 501(C)(3) PF N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0