2014-05-13T12:21:51-05:00 2013-06-30 271728945 O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2012-07-01 131991946 ABBOTT HOUSE ABBO 9145917300 100 NORTH BROADWAY IRVINGTON NY 105331254 JAMES KAUFMAN 9145917300 2014-05-09 1 GARRETT M HIGGINS P00543209 9143818900 2014-05-09 2012 2015-11-30 17:44:51Z JAMES KAUFMAN 100 NORTH BROADWAY IRVINGTON NY 105331254 45223334 0 X WWW.ABBOTTHOUSE.NET X 1963 NY THE MISSION OF ABBOTT HOUSE IS TO PROVIDE COMPREHENSIVE AND CARING SERVICES FOR ABUSED, NEGLECTED AND ABANDONED CHILDREN AND THEIR FAMILIES AND TO OFFER OUR SERVICES WITH COMPASSION, ALWAYS MINDFUL OF THE DIGNITY OF EACH PERSON SERVED, WITH A GOAL OF SECURING A SAFE, PERMANENT AND LOVING HOME FOR EACH CHILD WHO COMES TO US. AS THE PROVIDER OF DAY AND RESIDENTIAL SERVICES FOR DEVELOPMENTALLY DISABLED CHILDREN AND ADULTS, WE CELEBRATE THE VALUE AND POTENTIAL OF EACH PERSON AS WE COMMIT OUR RESOURCES TO ENABLE EACH INDIVIDUAL TO DEVELOP TO HIS/HER POTENTIAL. 13 13 833 120 0 0 19330192 18884557 26300681 24982308 53491 147839 394847 464283 46079211 44478987 0 0 0 0 29495546 29830392 0 0 130484 15760983 15495142 45256529 45325534 822682 -846547 16451284 14644010 26578802 23765560 -10127518 -9121550 X ABBOTT HOUSE IS A COMMUNITY-BASED HUMAN SERVICES AGENCY, HEADQUARTERED IN IRVINGTON, NY, WITH PROGRAMS THROUGHOUT THE LOWER HUDSON VALLEY AND NEW YORK CITY, SERVING THREE DISTINCT POPULATIONS: FOSTER CHILDREN, YOUTH WITH MENTAL HEALTH ISSUES, AND ADULTS WITH DEVELOPMENTAL DISABILITIES. ABBOTT HOUSE IS 625 DEDICATED PROFESSIONALS, 350 FOSTER AND ADOPTIVE PARENTS, AND 120 VOLUNTEERS, ALL FOCUSED ON THE SINGULAR MISSION OF SERVING OVER 1,300 PEOPLE EACH YEAR AND TENS OF THOUSANDS OF OTHERS WHOSE LIVES ARE TOUCHED BY THOSE ENTRUSTED TO ITS CARE. 0 0 13909705 SCHEDULE O - REGULAR & THERAPEUTIC FAMILY FOSTER CARE PROGRAMSTHE GOAL FOR CHILDREN AND YOUTH IN FOSTER CARE IS TO PROVIDE SAFETY AND CREATE PERMANENCY - WHETHER THAT MEANS WORKING WITH FAMILIES TO HEAL AND REUNITE OR CAREFULLY FINDING THE RIGHT FOSTER OR ADOPTIVE FAMILY FOR EACH YOUNG PERSON.- ABBOTT HOUSE PROVIDES SOCIAL SUPPORT SERVICES AS WELL AS MEDICAL AND MENTAL HEALTH CARE FOR ABUSED, NEGLECTED AND EMOTIONALLY DISTURBED CHILDREN AND TEENAGERS, AND THEIR FAMILIES. - BRIDGES TO HEALTH PROVIDES HEALTHCARE MANAGEMENT AND SUPPORTIVE SERVICES TO FOSTER CHILDREN WITH COMPLEX MEDICAL, DEVELOPMENTAL, AND MENTAL HEALTH NEEDS IN BOTH THEIR LOCAL COMMUNITY AND THEIR HOMES.- ABBOTT HOUSE ALSO PROVIDES POST ADOPTION SERVICES TO FAMILIES FOLLOWING THE ADOPTION PROCESS.- ABBOTT HOUSE USES MODELS OF CASE AND FAMILY MANAGEMENT THAT ARE PROVEN TO WORK IN IMPROVING FAMILY DYNAMICS AND OUTCOMES FOR CHILDREN. 15028391 15399283 SCHEDULE O - SERVICES FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES (SPDD)THE GOAL FOR THE DEVELOPMENTALLY DISABLED PERSONS AT ABBOTT HOUSE HOMES IS TO CRAFT THEIR SKILLS, INTERESTS, AND ABILITIES TO EMPOWER THEM TO LIVE AS INDEPENDENTLY AS POSSIBLE.- ABBOTT HOUSE PROVIDES RESIDENTIAL CARE, MEDICAID SERVICE COORDINATION, AND DAY HABILITATION SERVICES FOR ADULTS WITH DEVELOPMENTAL DISABILITIES.- OTHER SERVICES INCLUDE: SELF-ADVOCACY, A PROGRAM THAT TEACHES INDIVIDUALS LEADERSHIP SKILLS WHILE EMPOWERING THEM TO SPEAK ABOUT ISSUES THEY FIND IMPORTANT; AND THE ABBOTT HOUSE SPECIAL OLYMPICS, A NON-COMPETITIVE, SKILL BUILDING ATHLETIC PROGRAM. 8618790 9517166 SCHEDULE O - BRIDGES TO HEALTH (B2H) AND FOSTER CARE MEDICAL PROGRAMTHE GOAL FOR THESE YOUNG PEOPLE IS TO ADDRESS THE ISSUES THAT BROUGHT THEM INTO CARE, WHILE LIVING IN A FAMILY-LIKE ENVIRONMENT IN NEIGHBORHOOD SETTINGS.- THE PLEASANTVILLE COMMUNITY RESIDENCE, FUNDED BY THE OFFICE OF MENTAL HEALTH, PROVIDES RESIDENTIAL CARE FOR EMOTIONALLY DISTURBED BOYS AND GIRLS.- THE NON-SECURE DETENTION PROGRAM PROVIDES TEMPORARY RESIDENTIAL CARE FOR YOUTH ACCUSED OF COMMITTING DELINQUENT OR CRIMINAL ACTS. THE FOREMOST AIM OF THE PROGRAM IS TO PROVIDE YOUTH WITH NEW SKILLS AND OPPORTUNITIES SO THAT THEIR FIRST CONTACT WITH THE JUSTICE SYSTEM WILL BE THEIR LAST. 3747996 65859 CONGREGATE FOSTER CAREFOR CHILDREN AND TEENS WHO NEED ADDITIONAL SUPPORT OR WHO HAVE NOT YET BEEN MATCHED WITH A FOSTER FAMILY, RESIDENTIAL CARE IN A GROUP HOME SETTING SERVES AS A SAFE AND NURTURING ATMOSPHERE AS THEY CONTINUE THEIR INDIVIDUAL JOURNEYS TOWARD PERMANENCY.ABBOTT HOUSE OPERATES THREE THERAPEUTIC GROUP HOMES IN WESTCHESTER AND SULLIVAN COUNTIES FOR YOUNG ADULTS. WE ALSO OPERATE A COMMUNITY RESIDENCE (FUNDED BY THE NEW YORK STATE OFFICE OF MENTAL HEALTH) FOR YOUNGER CHILDREN WITH SEVERE EMOTIONAL/BEHAVIORAL ISSUES.ADDITIONALLY, OUR NON-SECURE DETENTION GROUP HOME PROGRAM PROVIDES TEMPORARY CARE AND CUSTODY OF YOUTH ACCUSED OF COMMITTING DELINQUENT OR CRIMINAL ACTS AND DETAINED BY POLICE ARREST OR COURT ORDER. LOCATED IN EAST ELMHURST, QUEENS, THE NON-SECURE DETENTION PROVIDES CARE WHILE YOUTH AWAIT THEIR COURT DATES AND DISPOSITION OF THEIR CASES. 218162 PREPARING YOUTH FOR ADULTHOOD (PYA)THE PREPARING YOUTH FOR ADULTHOOD (PYA) PROGRAM WORKS WITH YOUNG ADULTS IN FOSTER CARE WHO ARE APPROACHING 21 YEARS OF AGE. PYA COMBINES VOCATIONAL AND JOB SKILLS TRAININGS FOR TEENAGERS IN BUSINESS SETTINGS. JOBS SKILLS, WORK HABITS AND SOCIAL SKILLS ARE ADDRESSED IN THIS PROGRAM, AS WELL AS HOUSING AND EDUCATION.YOUNG ADULTS IN PYA LEARN HOW TO RESEARCH AND APPLY FOR COLLEGES OR VOCATIONAL SCHOOLS AND HOW TO APPLY FOR HOUSING. OTHER AREAS COVERED BY PYA INCLUDE: BUDGETING AND MONEY MANAGEMENT; ACCESSING COMMUNITY RESOURCES; CONSUMER AWARENESS; LEGAL ISSUES; INTERPERSONAL RELATIONSHIPS; PAYING AND MONITORING UTILITIES; HOUSEKEEPING AND HOME MANAGEMENT; FOOD MANAGEMENT; AND LIFE COACHING. FOCUSING ON EMPLOYMENT, HOUSING AND EDUCATION, PYA SERVES AS A VEHICLE FOR YOUTH TO BECOME PREPARED FOR ADULTHOOD. 3966158 65859 41523044 1 1 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 161 0 833 1 0 0 0 0 0 1 1 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X GERARD P FINN 9145917300 100 NORTH BROADWAY IRVINGTON NY 10533 GREGORY T MOONEY 2.00 X X 0 0 0 WILLIAM L ELLIS JR 2.00 X 0 0 0 DAWN M FASANO 2.00 X 0 0 0 LAURENCE R GOLDING 2.00 X 0 0 0 ANN E GROW PHD 2.00 X 0 0 0 PHILIP M MALEY 2.00 X 0 0 0 C EDWARD MIDGLEY 2.00 X 0 0 0 JOSEPH M PASTORE JR 2.00 X X 0 0 0 ROBERT S RUOTOLO 2.00 X 0 0 0 MARY SMITH 2.00 X 0 0 0 LAWRENCE W THOMAS 2.00 X 0 0 0 ALLEN REICHMAN 2.00 X 0 0 0 SCOTT D RICHTER 2.00 X X 0 0 0 RONALD W FILANTE 2.00 X 0 0 0 ALICE KENNY 2.00 X 0 0 0 JAMES KAUFMAN 2.00 X X 0 0 0 CLAUDE B MEYERS 35.00 X 216448 0 0 ROBERT M COSTELLO 35.00 X 172348 0 13926 LUIS M RODRIGUEZ MD 35.00 X 201075 0 5164 GERARD FINN 35.00 X 162775 0 13926 THEREAH IVEY 35.00 X 113245 0 5325 TATYANA SARTAN MD 35.00 X 145685 0 5325 MYRA GRAY 35.00 X 136153 0 232 DAN R MARGOSHES 35.00 X 157987 0 13926 MAURIZIO ZAMBENEDETTI 35.00 X 110796 0 0 1416512 0 57824 11 0 1 0 QUINLAN & FIELDS 245 SAW MILL RIVER ROAD SUITE 106 HAWTHRONE NY 10532 LEGAL SERVICES 308987 1 47175 18740610 96772 18884557 MEDICAID 623990 23571741 23571741 SOCIAL SECURITY INCOME 623990 1211336 1211336 SUPP. NUTRITION ASSISTANCE PROGRA 623990 199231 199231 24982308 48577 48577 357873 67930 289943 289943 289943 734688 21260 656686 0 78002 21260 99262 99262 18705 47175 19731 -1026 -1026 INSURANCE RECOVERY 900099 162624 162624 PARKING TICKET REIMBURSEMENT 900099 6792 6792 TRAINING INCOME 900099 5950 5950 175366 44478987 24982308 0 612122 783276 213538 569738 23373668 21812565 1475304 85799 445356 406544 37228 1584 3442719 3168321 262033 12365 1785373 1629783 149240 6350 377199 351000 26199 80030 80030 1155663 1005999 148422 1242 1769878 1373142 378278 18458 2127772 2029389 97732 651 461701 449599 10630 1472 167368 136682 28199 2487 713502 671146 42356 641805 610736 31069 FOSTER CARE PAYMENTS AN 5774380 5774380 VEHICLES, FUEL, REPAIR 970164 893375 76774 15 FOOD AND CLOTHING 605234 599433 5740 61 CHILDREN'S EXPENSE 278391 278391 372055 119021 253034 45325534 41523044 3672006 130484 54600 54100 770175 1376655 7298819 4768903 176742 567904 16598146 11089655 6157899 5508491 1739697 1964930 253352 403027 16451284 14644010 5602266 6288901 864000 816000 158814 154356 9231395 7963000 10722327 8543303 26578802 23765560 X -10434088 -9376356 240820 189056 65750 65750 -10127518 -9121550 16451284 14644010 X -846547 127813 1724702 X X 0 1 X 1 0 X 29947735 29762665 27094196 19526180 18884557 125215333 29947735 29762665 27094196 19526180 18884557 125215333 125215333 54093 335301 308398 430653 406450 1534895 144219 256338 200878 51947 175366 828748 127578976 119395155 0.98150 0.98220 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2008 AMOUNT: $ 144,219. 2009 AMOUNT: $ 256,338. 2010 AMOUNT: $ 30,659. 2011 AMOUNT: $ 7,068. PROPERTY INSURANCE RECOVERY - 2010 AMOUNT: $ 113,479. 2011 AMOUNT: $ 44,879. 2012 AMOUNT: $ 162,624. FEE REIMBURSEMENT - 2010 AMOUNT: $ 56,740. PARKING TICKET REIMBURSEMENT - 2012 AMOUNT: $ 6,792. TRAINING INCOME - 2012 AMOUNT: $ 5,950. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 1824237 248744 17034 2055947 1887551 -62078 1236 1824237 1589750 311380 13579 1887551 1647259 4157 278194 335000 4860 1589750 2405232 2033 -742055 17951 1647259 0.95890 0.03200 0.00910 0 0 1697474 1697474 10333965 7088648 3245317 1052791 868722 184069 2194589 1822880 371709 1319327 1309405 9922 5508491 ACCRUED PENSION 7208720 DUE TO GOVERNMENT AGENCIES 1334583 8543303 X 44694461 127813 87661 215474 44478987 0 44478987 45413195 87661 87661 45325534 0 45325534 PART IV, LINE 2B: FUNDS ARE HELD BY ABBOTT HOUSE ON BEHALF OF CLIENTS. SUCH FUNDS REPRESENT AMOUNTS RECEIVED BY CLIENTS AND OTHER CLIENTS' FUNDS DEPOSITED WITH ABBOTT HOUSE FOR SAFEKEEPING. THESE FUNDS ARE DISBURSED BY ABBOTT HOUSE AT THE REQUEST OF, OR ON BEHALF OF, CLIENTS FOR THEIR PERSONAL USE. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE AGENCY'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES WHICH CONSIST OF BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS AN ENDOWMENT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE AGENCY IS NO LONGER SUBJECT TO EXAMINATIONS BY APPLICABLE TAXING JURISDICTIONS FOR FISCAL PERIODS PRIOR TO JUNE 30, 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 6B 67,930. SPECIAL EVENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B 19,731. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 6B 67,930. SPECIAL EVENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B 19,731. GOLF OUTING 65880 47175 18705 17160 2571 65880 47175 18705 17160 2571 19731 -1026 X X 0 0 0 0 0 0 0 0 0 CLAUDE B MEYERS 213055 0 0 0 3393 0 0 0 0 0 216448 0 0 0 ROBERT M COSTELLO 165562 0 0 0 6786 0 0 0 13926 0 186274 0 0 0 LUIS M RODRIGUEZ MD 193898 0 0 0 7177 0 0 0 5164 0 206239 0 0 0 GERARD FINN 156250 0 0 0 6525 0 0 0 13926 0 176701 0 0 0 TATYANA SARTAN MD 145685 0 0 0 0 0 0 0 5325 0 151010 0 0 0 DAN R MARGOSHES 152245 0 0 0 5742 0 0 0 13926 0 171913 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 ABBOTT HOUSE HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS FOR ANY COMMENTS. ANY COMMENTS ARE THEN GROUPED, SUMMARIZED AND PROVIDED TO THE OUTSIDE ACCOUNTANTS. EACH ISSUE IS DOCUMENTED AND ADDRESSED UNTIL THE RETURN IS FINALIZED AND APPROVED FOR FILING. AT THE BOARD MEETING FOLLOWING THE FILING OF THE FORM 990, THE CEO AND CFO PRESENT THE FORM 990 TO THE ENTIRE BOARD. THE 990 IS ELECTRONICALLY SENT TO THE ENTIRE BOARD BEFORE THE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH KEY EMPLOYEE, BOARD MEMBER AND OFFICER OF ABBOTT HOUSE SHALL COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE AT THE TIME OF HIS/HER APPOINTMENT. THE QUESTIONNAIRE FOR THE KEY EMPLOYEES WILL BE REVIEWED BY THE PRESIDENT AND CEO, WHO WILL ATTEMPT TO RESOLVE ANY ACTUAL OR POTENTIAL CONFLICTS. IN ADDITION, THE QUESTIONNAIRE FOR THE BOARD MEMBERS AND OFFICERS SHALL BE REVIEWED BY THE CHAIRMAN OF THE BOARD IN CONSULTATION WITH THE PRESIDENT AND CEO, WHO WILL ATTEMPT TO RESOLVE ANY ACTUAL OR POTENTIAL CONFLICTS. THEREAFTER, THE QUESTIONNAIRE WILL BE COMPLETED ON AN ANNUAL BASIS FOR EMPLOYEES, OFFICERS, AND BOARD MEMBERS. A KEY EMPLOYEE, BOARD MEMBER OR OFFICER, WHO HAS AN INTEREST MUST IMMEDIATELY DISCLOSE TO THE PRESIDENT AND CEO, THE EXISTENCE AND NATURE OF HIS OR HER INTEREST IN THE PROPOSED NEGOTIATION, TRANSACTION OR ARRANGEMENT BETWEEN ABBOTT HOUSE AND ANOTHER INDIVIDUAL OR ORGANIZATION. RECORDS OF SUCH DISCLOSURE SHALL INCLUDE THE NAME OF THE INTERESTED PERSON, THE NATURE OF THE INTEREST, A RECORD OF ANY DETERMINATION MADE BY THE PRESIDENT AND CEO. FOR BOARD MEMBERS AND OFFICERS, THE RECORD WILL ALSO INCLUDE ANY DETERMINATION MADE BY THE BOARD AND THE NAMES OF PERSONS WHO WERE PRESENT FOR THE DISCUSSIONS AND ANY VOTES. AN INTERESTED PERSON MAY NOT PARTICIPATE IN THE PROPOSED NEGOTIATION, TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE SALARIES FOR THE PRESIDENT AND CHIEF EXECUTIVE OFFICER ARE DETERMINED BY A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD. THE PROCEDURES THAT THE CHAIRMAN FOLLOWS ARE: - REVIEWS THE PERFORMANCE OF THE CHIEF EXECUTIVE AS MEASURED AGAINST PREVIOUSLY AGREED OBJECTIVES - GATHERS INFORMATION ON COMPENSATION PAID TO CHIEF EXECUTIVES OF COMPARABLE ORGANIZATIONS - MEETS WITH THE CHIEF EXECUTIVE TO DISCUSS AND DOCUMENT STRENGTHS, WEAKNESSES AND GOALS FOR THE UPCOMING YEAR. ONCE THESE STEPS HAVE BEEN COMPLETED, THE CHAIRMAN OF THE BOARD PRESENTS HIS OR HER FINDINGS AND RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE AND THEN PRESENTS THE COMPENSATION PROPOSAL TO THE BOARD OF DIRECTORS IN AN EXECUTIVE SESSION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION, FORM 990, FORM 1023, AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: PENSION LIABILITY ADJUSTMENT 1,724,702. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR.