2014-05-13T10:08:37-05:00 2013-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2012-10-01 223098727 INSTITUTE FOR SUSTAINABLE COMMUNITIES INST 8022292900 535 STONE CUTTERS WAY MONTPELIER VT 05602 FRED SILBERNAGEL 8022292900 2014-05-13 1 FRANK H SMITH P00639053 2028225000 2014-05-13 2012 2015-11-30 17:44:51Z GEORGE HAMILTON 535 STONE CUTTERS WAY MONTPELIER VT 05602 16086739 0 X WWW.ISCVT.ORG X 1991 VT HELP COMMUNITIES AROUND THE WORLD ADDRESS ENVIRONMENTAL, ECONOMIC, AND SOCIAL CHALLENGES. 14 14 43 14 0 0 8963736 15718332 304691 329322 1670 10160 35696 28925 9305793 16086739 2928862 3250082 0 0 4514519 5013858 0 0 137024 2812856 3629350 10256237 11893290 -950444 4193449 6410196 10517023 1126507 1022427 5283689 9494596 X THE INSTITUTE FOR SUSTAINABLE COMMUNITIES (ISC) IS AN INDEPENDENT, NONPROFIT, TAX-EXEMPT ORGANIZATION THAT PROVIDES TRAINING AND TECHNICAL ASSISTANCE TO COMMUNITIES, NONGOVERNMENTAL ORGANIZATIONS (NGOS), BUSINESSES, AND GOVERNMENT AGENCIES. ISC'S MISSION IS TO HELP COMMUNITIES AROUND THE WORLD ADDRESS ENVIRONMENTAL, ECONOMIC, AND SOCIAL CHALLENGES TO BUILD A BETTER FUTURE SHAPED AND SHARED BY ALL. ISC'S APPROACH TO ENGAGING COMMUNITIES AND BUILDING THE CAPACITY OF LOCAL ORGANIZATIONS TO SOLVE PROBLEMS IS CRITICAL TO ADDRESSING ISSUES LIKE ENVIRONMENTAL HEALTH AND CLIMATE CHANGE, WHERE CITIZEN COMMITMENT, BUSINESS ENGAGEMENT, AND LOCAL LEADERSHIP ARE NEEDED TO HAVE THE MOST IMPACT. 0 0 4410557 2337573 EUROPE AND EURASIA: SERBIA CIVIL SOCIETY FORWARD - CIVIL SOCIETY FORWARD (CSF) IS A TWO-YEAR PROGRAM FUNDED BY THE U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) THAT BUILDS ON THE SUCCESS OF ISC'S CIVIL SOCIETY ADVOCACY INITIATIVE (CSAI); IT IS DESIGNED TO ACCELERATE LOCAL INVESTMENT IN AND CAPACITY-BUILDING OF SERBIA-BASED NONPROFIT ORGANIZATIONS, IN PREPARATION FOR SERBIA'S EVENTUAL ACCESSION TO THE EUROPEAN UNION. WHEN IT IS COMPLETED IN NOVEMBER 2014, CSF WILL LEAVE A STRONG COHORT OF LOCAL NONPROFIT ORGANIZATIONS WORKING TOGETHER TO SUPPORT SERBIAN CITIZENS.SERBIA CIVIL SOCIETY ADVOCACY INITIATIVE (CSAI) - THIS HIGHLY SUCCESSFUL SEVEN-YEAR PROGRAM CONCLUDED IN MAY, 2013. CSAI'S MISSION WAS TO SUPPORT TARGETED CITIZEN ADVOCACY PROGRAMS TO ENHANCE THE ABILITY OF CITIZENS OF SERBIA TO TAKE RESPONSIBILITY FOR DEFINING THEIR OWN FUTURE. OVER THE LIFE OF THE PROGRAM, SERBIA HAS SEEN GREAT ADVANCES IN AWARENESS, ADVOCACY, AND POLICY; SERBIAN ORGANIZATIONS HAVE GROWN IN NUMBER AND STRENGTH. ISC'S PROGRAM TRAINED 1,565 CIVIC ACTIVISTS FROM 258 CIVIL SOCIETY ORGANIZATIONS, AND CSOS FROM 52 CITIES PARTICIPATED IN 145 TRAINING EVENTS. OVERALL, CSAI SUPPORTED (THROUGH GRANTS AND TRAININGS) 237 ORGANIZATIONS, AND COMPLETED 394 PROJECTS IN TOTAL. 3409331 693211 131579 ASIA: ISC'S PARTNERSHIP FOR CLIMATE ACTION PROGRAM IN CHINA IS BRINGING CLEANER, HEALTHIER, AND MORE SUSTAINABLE ENVIRONMENTAL PROGRAMS AND PRACTICES TO GUANGDONG AND JIANGSU, TWO OF CHINA'S MOST INDUSTRIALIZED PROVINCES. TAKING ADVANTAGE OF THE BEST CHINESE AND U.S. EXPERTISE, ISC'S WORK FOCUSES ON DEVELOPING COOPERATION AMONG COMMUNITIES, BUSINESSES, SCHOOLS AND GOVERNMENT TO BUILD LOCAL COMMITMENT TO GREENHOUSE GAS (GHG) MANAGEMENT, ENVIRONMENTAL HEALTH AND SAFETY, AND ENERGY EFFICIENCY TO TACKLE THE PRIMARY SOURCES OF GHG EMISSIONS IN CHINA. AS PART OF THIS PROJECT, ISC WORKS WITH INDUSTRY TO IMPLEMENT ENERGY EFFICIENCY PROJECTS IN FACTORIES, AND ALSO WORKS WITH LOCAL AND SUB-NATIONAL GOVERNMENTS TO IMPROVE PLANNING AND IMPLEMENTATION OF LOW CARBON DEVELOPMENT. PCA WILL COMPLETE ITS WORK IN MARCH, 2014.WITH FUNDING FROM USAID AND CORPORATE AND FOUNDATION SOURCES, ISC HAS ESTABLISHED TWO ENVIRONMENT, HEALTH AND SAFETY CENTERS (EHS+ CENTERS) IN CHINA TO TRAIN FACTORY MANAGERS TO IMPROVE WORKER HEALTH AND SAFETY WHILE REDUCING HARMFUL ENVIRONMENTAL POLLUTION, INCLUDING GHG EMISSIONS. THESE LOCALLY-OPERATED CENTERS HAVE BEEN SO SUCCESSFUL THAT ISC IS EXPANDING ITS EHS+ NETWORK, LAUNCHING AN EHS+ CENTER IN BANGLADESH (OPENING EARLY 2014) AND ONE IN INDIA (EXPECTED TO OPEN IN LATE 2014).OTHER PROJECTS IN ASIA INCLUDE THE GUANGDONG PARTNERSHIP FOR ENERGY EFFICIENCY, FOCUSING ON IMPROVING PUBLIC BUILDINGS. ISC IS A PARTNER ON USAID'S LOW EMISSIONS ASIAN DEVELOPMENT (LEAD) PROGRAM AND LEADS THE SUB-NATIONAL WORKING GROUP OF THE LEDS (LOW EMISSIONS DEVELOPMENT STRATEGIES) GLOBAL PARTNERSHIP. 1607256 219298 197743 U.S. PROGRAMS: IN 2009, ISC LAUNCHED ITS SIGNATURE CLIMATE LEADERSHIP ACADEMY, AND OVER THE PAST 4 YEARS THIS INNOVATIVE PROGRAM HAS BROUGHT TOGETHER 1,650 LEADERS FROM 450 COMMUNITIES IN THE U.S. TO TRANSLATE THEIR COMMITMENT TO CREATING SUSTAINABLE COMMUNITIES AND REDUCING CLIMATE POLLUTION INTO EFFECTIVE ACTION. THE ACADEMY BRINGS TOGETHER TEAMS OF SENIOR MUNICIPAL AND REGIONAL OFFICIALS, LOCAL CLIMATE AND ENERGY PRACTITIONERS, AND EXPERT FACULTY AROUND PRESSING CLIMATE-RELATED TOPICS SUCH AS LOW-CARBON TRANSPORTATION, URBAN FOOD SYSTEMS, CLIMATE ADAPTATION AND GREEN JOBS.ISC WAS A PARTNER IN PHASE I OF THE HUD, EPA AND DOT-FUNDED SUSTAINABLE COMMUNITIES INITIATIVE. ISC FOCUSED ON THE DEVELOPMENT AND SUPPORT OF THE NATIONAL SUSTAINABLE COMMUNITIES LEARNING NETWORK (SCLN), A TECHNICAL ASSISTANCE PARTNERSHIP DESIGNED TO BUILD CAPACITY IN 300 HUD-GRANTEE COMMUNITIES AND REGIONS; THIS WORK CONCLUDED IN SEPTEMBER, 2013. IN PHASE II, ISC WILL CONTINUE TO EXPAND THE SCLN TO HELP MORE THAN 200 AMERICAN CITIES IMPLEMENT ACTION PLANS FOR SUSTAINABLE DEVELOPMENT AND ECONOMIC GROWTH.OTHER U.S. PROGRAM WORK INCLUDES REGIONAL NETWORK DEVELOPMENT FOR CLIMATE ADAPTATION AND RESILIENCE, BRINGING TOGETHER COMMUNITIES WITH SIMILAR CHALLENGES (FOR EXAMPLE, HIGH DESERT OR COASTAL). WITH SUPPORT FROM THE KRESGE FOUNDATION, ISC SUPPORTS THE IMPLEMENTATION OF THE SOUTH FLORIDA REGIONAL CLIMATE CHANGE COMPACT; OTHER ISC-SUPPORTED CLIMATE ADAPTATION NETWORKS INCLUDE THE WESTERN ADAPTATION ALLIANCE AND THE AMERICAN SOCIETY OF ADAPTATION PROFESSIONALS. 399932 SPECIAL PROGRAMS 399932 9827076 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 33 0 1 43 1 0 1 CH RI 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X X FRED SILBERNAGEL 8022292900 535 STONE CUTTERS WAY MONTPELIER VT 05602 RICHARD PAISNER 1.00 X X 0 0 0 JANET BALLANTYNE 1.00 X X 0 0 0 ELIZABETH KNUP 1.00 X X 0 0 0 JOHN DOOLEY 1.00 X X 0 0 0 LUANN BENNETT 1.00 X 0 0 0 JAN BLOMSTRANN 1.00 X 0 0 0 LAUREL COLLESS 1.00 X 0 0 0 ANN CONDON 1.00 X 0 0 0 PEREZ EHRICH 1.00 X 0 0 0 MADELEINE KUNIN 1.00 X 0 0 0 RAMSEY LUHR 1.00 X 0 0 0 GREG NICKELS 1.00 X 0 0 0 GUS SPETH 1.00 X 0 0 0 SANDY STASH 1.00 X 0 0 0 GEORGE HAMILTON 40.00 X 167978 0 25627 FREDERICK SILBERNAGEL 40.00 X 40868 0 3504 MICHAEL DESPINES 40.00 X 120408 0 13751 BARBARA MCANDREW 40.00 X 109804 0 21856 STEVE NICHOLAS 40.00 X 113510 0 22578 STEPHANIE RUST 40.00 X 103033 0 17866 MATTHEW DEGROOT 40.00 X 143215 0 43963 798816 0 149145 7 0 1 0 T ADIL CHOWDHURY H 3/1 R 3-A KHULSHI CHITTAGONG BG CONSULTING 102803 ROOT CHANGE 610 8TH STREET NE WASHINGTON DC 20002 CONSULTING 102090 2 10781045 4937287 10374 15718332 CONTRACTS 900099 226974 226974 REGISTRATIONS 900099 102348 102348 329322 10160 10160 SUBLEASE INCOME 900099 24197 24197 OTHER INCOME 900099 4728 4728 28925 16086739 329322 0 39085 X 594800 594800 2655282 2655282 357344 39199 305161 12984 3597120 2673873 839184 84063 128333 99760 25663 2910 704813 505826 182111 16876 226248 156830 63897 5521 26232 18465 7767 88187 82978 4200 1009 1215857 1144648 70888 321 94248 88788 4861 599 136851 101689 29017 6145 28314 19359 7899 1056 381793 225519 156274 636673 536176 98497 2000 187660 187660 529586 517762 11416 408 27062 27062 38034 4119 33915 FOREIGN TAXES 108945 108945 STAFF RECRUITMENT & DEV 72503 36721 35449 333 SUBSCRIPTIONS & PUBL. 53723 24995 25929 2799 FOREIGN CURRENCY TRANS. 3682 3682 0 0 11893290 9827076 1929190 137024 1445472 23715 502227 3093575 3579361 6359353 234764 158305 353738 585044 584758 537294 64998 47464 177967 197554 51669 52013 6410196 10517023 1126507 1022427 1126507 1022427 X 696748 764559 4586941 8730037 5283689 9494596 6410196 10517023 4193449 17458 0 X 0 1 X 1 1 1 X 8785925 13937270 14719152 8963736 15718332 62124415 8785925 13937270 14719152 8963736 15718332 62124415 5618635 56505780 18545 1689 30049 23570 34357 108210 1288 20326 13796 4728 40138 62272763 1465722 0.90740 0.91910 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER - 2008 AMOUNT: $ 1,288. 2010 AMOUNT: $ 20,326. 2011 AMOUNT: $ 13,796. 2012 AMOUNT: $ 4,728. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 59403 39633 19770 216315 208453 7862 309040 289208 19832 47464 X 16660774 17458 556577 574035 16086739 0 16086739 12449867 556577 556577 11893290 0 11893290 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: ISC PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED SEPTEMBER 30, 2013, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 EUROPE (INCLUDING ICELAND AND GREENLAND) 1 14 PROGRAM SERVICES TRAINING & CAPACITY BUILDING 2487990 EAST ASIA AND THE PACIFIC 3 24 PROGRAM SERVICES TRAINING & CAPACITY BUILDING 2737465 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING 2337573 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 317709 4 38 0 0 4 38 7880737 0 7880737 EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 496597 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 85148 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 81766 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 75512 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 54395 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 51786 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 49592 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 48554 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 47705 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 46329 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 45600 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 42507 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 40620 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 36492 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 34507 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 33725 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 33658 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 33640 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 32556 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 30876 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 30000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 30000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 29929 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 29806 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 29109 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 27229 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 25900 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 25621 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 25187 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 25092 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 24960 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 24899 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 24825 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 23845 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 22900 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 22600 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 21979 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 21500 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 21423 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 21000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19989 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19921 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19850 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 19033 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18986 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18700 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18413 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17500 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16764 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16222 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 15064 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 14856 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 14541 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 14473 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13880 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13367 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13208 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13160 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13109 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12995 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12459 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 11494 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 10086 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 9456 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 9408 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 9222 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 8920 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 8894 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 7225 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 6949 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 6564 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 200000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 62500 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 12073 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 10917 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 10461 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 10000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 10000 CHECK/DRAFT 78 0 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: ISC HOLDS COMPETITIVE SUB-GRANT APPLICATION SOLICITATIONS AND AWARDS. THE AWARDEES ARE REVIEWED FOR ELIGIBILITY AND CAPACITY TO PERFORM; IN MOST CASES THE POTENTIAL AWARDEES ARE ALSO REVIEWED BY USAID PRIOR TO THE AWARD. ISC MONITORS BOTH MATERIAL AND FINANCIAL PROGRESS ON THE AWARDS THROUGH ACCOUNTING RECORDS, PROGRESS REPORTS AND SITE VISITS. 1 SMART GROWTH AMERICA 1707 L STREET NW SUITE 1050 WASHINGTON DC 20036 270038938 501(C)(3) 219298 CLIMATE & ENVIRONMENT WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 521257057 501(C)(3) 375502 CLIMATE & ENVIRONMENT 2 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ISC HOLDS COMPETITIVE SUB-GRANT APPLICATION SOLICITATIONS AND AWARDS. THE AWARDEES ARE REVIEWED FOR ELIGIBILITY AND CAPACITY TO PERFORM; IN MOST CASES THE POTENTIAL AWARDEES ARE ALSO REVIEWED BY USAID PRIOR TO THE AWARD. ISC MONITORS BOTH MATERIAL AND FINANCIAL PROGRESS ON THE AWARDS THROUGH ACCOUNTING RECORDS, PROGRESS REPORTS AND SITE VISITS. X 1 1 X X 0 0 0 0 0 0 0 0 0 GEORGE HAMILTON 167978 0 0 0 0 0 10391 0 15236 0 193605 0 0 0 MATTHEW DEGROOT 143215 0 0 0 0 0 5739 0 38224 0 187178 0 0 0 PART I, LINE 1A MATTHEW DEGROOT, PROGRAM DIRECTOR OF ASIA, RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION FOR THE YEAR ENDED SEPTEMBER 30, 2013. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY OUTSIDE ACCOUNTANTS AND THEN SENT TO ISC FOR REVIEW. THE GOVERNING BODY RECEIVES A COPY OF THE FINAL FEDERAL FORM 990 FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE STAFF AND THE BOARD OF DIRECTORS ARE ASKED TO REVIEW THE ISC CONFLICT OF INTEREST POLICY STATEMENT AND INDICATE COMPLIANCE WITH THE POLICY. IF A CONFLICT ARISES THE ISSUE MAY BE BROUGHT TO THE PRESIDENT. THE DECISION OF THE PRESIDENT IS FINAL UNLESS, IN THE OPINION OF EITHER PARTY, THE PRESIDENT'S DECISION IS CONSIDERED TO BE A MAJOR VIOLATION OF ISC'S POLICY. IF THE DECISION OF THE PRESIDENT IS CONSIDERED TO BE A MAJOR VIOLATION OF ESTABLISHED ISC POLICY BY ONE OF THE PARTIES, THE AGGRIEVED PARTY MAY APPEAL THE DECISION OF THE PRESIDENT BY SENDING A COMPLETE DESCRIPTION OF THE PROBLEM TO THE PRESIDENT AND TO THE CHAIRMAN OF THE ISC BOARD OF DIRECTORS. STAFF MEMBERS SHOULD BE CERTAIN THAT THE CONFLICT IS WELL DOCUMENTED AND REPRESENTS SIGNIFICANT AND SUBSTANTIVE DIFFERENCES WITH ESTABLISHED ISC POLICY. APPEALING A DECISION OF THE PRESIDENT WILL NOT INTERFERE WITH DECISIONS OR PROCEDURES REGARDING TERMINATION OF EMPLOYMENT OR "INVOLUNTARY SEPARATION." THE CHAIRMAN WILL CONSIDER THE APPEAL AND ISSUE FINDINGS AND A DECISION WITHIN SEVEN DAYS. THE CHAIRMAN'S DECISION ON WHETHER THE PRESIDENT VIOLATED ISC POLICY IS FINAL AND CANNOT BE APPEALED. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION, AND ANY ADJUSTMENTS, IS ANNUALLY REVIEWED BY THE BOARD OF DIRECTORS. IN ADDITIONAL TO THE BOARD MEMBERS' EXPERIENCE, THIS REVIEW INCLUDES A REVIEW OF COMPENSATION LEVELS FROM COMPARABLE ORGANIZATIONS THROUGH THE USE OF SURVEY DATA FROM PROFESSIONAL ORGANIZATIONS. THE DECISION IS RECORDED IN THE BOARD OF DIRECTOR'S MINUTES. THE ISC MANAGEMENT TEAM PERIODICALLY REVIEWS THE COMPENSATION OF KEY STAFF MEMBERS AGAINST THAT PROVIDED TO COMPARABLE POSITIONS IN OTHER NGOS THROUGH THE USE OF SURVEY DATA FROM PROFESSIONAL ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ISC MAKES AVAILABLE, ON ITS WEBSITE EITHER DIRECTLY OR THROUGH APPROPRIATE LINKS, LISTS OF BOARD MEMBERS, STAFF, ORGANIZATION CONTACT INFORMATION, AUDITED FINANCIAL STATEMENTS, FEDERAL FORM 990 REPORTS AND ITS 501(C)(3) DESIGNATION. OTHER GOVERNING DOCUMENTS, INCLUDING CONFLICT OF INTEREST STATEMENTS ARE AVAILABLE UPON REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G TECHNICAL EXPERTISE: PROGRAM SERVICE EXPENSES 1,071,749. MANAGEMENT AND GENERAL EXPENSES 58,435. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,130,184. PAYROLL SERVICES: PROGRAM SERVICE EXPENSES 26,840. MANAGEMENT AND GENERAL EXPENSES 4,365. FUNDRAISING EXPENSES 113. TOTAL EXPENSES 31,318. OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 46,059. MANAGEMENT AND GENERAL EXPENSES 8,088. FUNDRAISING EXPENSES 208. TOTAL EXPENSES 54,355. ISC ENTERPRISES L3C 535 STONE CUTTERS WAY MONTPELIER VT 05602 383844778 FURTHER ISC MISSION VT 0 11708 INSTITUTE FOR SUSTAINABLE COMMUNITIES