2014-05-07T12:42:22-05:00 2013-09-30 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 990 2012-10-01 131624046 INSTITUTE OF INTERNATIONAL EDUCATION % KEVIN HAGGERTY INST 2128838200 809 UNITED NATIONS PLAZA Suite NEW YORK NY 10017 PETER THOMPSON 2128838200 2014-05-07 6464713000 2012 2015-11-30 17:44:51Z ALLAN E GOODMAN 809 UNITED NATIONS PLAZA NEW YORK NY 10017 442854339 false X WWW.IIE.ORG X 1919 NY IIE IS AN INTL NOT-FOR-PROFIT CORP THAT IMPLEMENTS HIGHER ED EXCHANGE, TRAINING PROGRAMS & EXPANDS NETWORKS INVOLVING US/NON-US PARTICIPANTS ON BEHALF OF PUBLIC AND PRIVATE SECTORS, SPONSORS AND DONORS. 45 43 720 2843 0 0 360377790 416881029 18872519 17528882 4135461 3119924 862784 1088119 384248554 438617954 277979921 320708656 0 0 48235186 52088751 105000 52500 578406 60132769 63342336 386452876 436192243 -2204322 2425711 214153444 264124642 105767761 142863815 108385683 121260827 X SEE SCHEDULE O. false false 332545396 270212337 10602757 INTERNATIONAL EXCHANGE OF STUDENTS AND SCHOLARS. SEE SCHEDULE O. 59915790 45770100 765752 LEADERSHIP DEVELOPMENT EDUCATIONAL SERVICES. SEE SCHEDULE O. 11191190 1807729 4931219 HIGHER EDUCATION INSTITUTIONAL DEVELOPMENT. SEE SCHEDULE O. 5302951 2854686 0 EMERGENCY STUDENT AND SCHOLAR ASSISTANCE 1178787 63804 1229154 REASEARCH AND PUBLICATIONS 6481738 2918490 1229154 410134114 true true false true false false false false false true true true false false false false true true false true true true true true true false false true true true false false false false true false false false false false false false false true true true false false true X 361 0 720 true false true false false false true true false false false false X 45 43 true false false false false false false true true false true true true true true true true true true true false AL AK AZ AR CA CO CT FL GA HI IL KS KY MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X KEVIN HAGGERTY 2129845398 809 UNITED NATIONS PLAZA NEW YORK NY 10017 X MR THOMAS S JOHNSON 6.0 X X 0 0 0 DR HENRY KAUFMAN 1.0 X 0 0 0 MR MARK ANGELSON 12.0 X X 0 0 0 MS MARYAM PANAHY ANSARY 2.0 X 0 0 0 MS DENISE BENMOSCHE 1.0 X 0 0 0 MR SETH R BERGSTEIN 1.0 X 0 0 0 DR LEE C BOLLINGER 1.0 X 0 0 0 DR GEORGE CAMPBELL JR 2.0 X 0 0 0 MS MARIA LIVANOS CATTAUI 2.0 X 0 0 0 DR RICHARD A DEBS 2.0 X 0 0 0 MR ROBERT L DILENSCHNEIDER 20.0 X 0 0 0 MR GEORGE J DONNELLY 1.0 X 0 0 0 DR WILLIAM G DURDEN 1.5 X 0 0 0 AMBASSADOR HARRIET ELAM-THOMAS 5.0 1.0 X 0 0 0 MR G STEPHEN FISHER 1.0 X 0 0 0 MR STEPHEN C FRANCIS 2.0 X 0 0 0 MR SCOTT FREIDHEIM 3.0 X 0 0 0 MR VICTOR J GOLDBERG 2.0 1.0 X 0 0 0 DR ALLAN E GOODMAN 40.0 X X 501058 0 67225 MR PETER M GOTTSEGEN 1.0 X 0 0 0 MR JACK M GREENBERG 1.0 X 0 0 0 MS RUTH HINERFELD 4.0 X X 0 0 0 DR KAREN A HOLBROOK 2.0 1.0 X 0 0 0 MR SA IBRAHIM 1.0 X 0 0 0 DR HENRY G JARECKI 3.0 X X 0 0 0 MR JULIAN JOHNSON 1.0 X 0 0 0 MR MARK KAPLAN 3.0 X 0 0 0 SENATOR EDWARD KAUFMAN 1.0 X 0 0 0 MS LAYA KHADJAVI 1.0 X 0 0 0 DR HENRY A KISSINGER 1.0 X 0 0 0 MR JOHN W LOW 1.0 X 0 0 0 AMBASSADOR DONALD F MCHENRY 1.0 0.5 X 0 0 0 MR MICHAEL G MORRIS 1.0 X 0 0 0 MR LAURENCE C MORSE 1.0 X 0 0 0 MR KARLHEINZ MUHR 6.0 X 0 0 0 MR RAJU NARISETTI 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0 105767761 142863815 X 39827590 52536521 61988691 62067108 6569402 6657198 108385683 121260827 214153444 264124642 X 2425711 7549433 2900000 X false true X true true true X 338813957 309497032 339940082 360377790 416881029 1765509890 0 0 338813957 309497032 339940082 360377790 416881029 1765509890 181892961 1583616929 2076787 2307821 3485840 2667340 1617099 12154887 0 -101115 -107183 -21301 862784 1088119 1721304 1779386081 100859267 0.88998 0.85115 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false true false false true false true 118044 118044 false SCHEDULE C, PART II-B, LINE 1I OTHER LOBBYING ACTIVITIES THE CEO, TRUSTEES, SENIOR STAFF AND ALUMNI VOLUNTEERS OF INSTITUTE OF INTERNATIONAL EDUCATION AS WELL AS INDEPENDENT CONSULTANTS MEET WITH LEGISLATIVE AND GOVERNMENT OFFICIALS AND/OR THEIR STAFF TO PROVIDE INFORMATION REGARDING THE MISSION AND PROGRAMS. FROM TIME TO TIME WE HAVE SUPPLEMENTED THESE VISITS WITH CORRESPONDENCE. 64217784 1629542 5888355 1433579 477860 69824242 59301741 1179512 7938842 3151733 1050578 64217784 58547646 5308487 135886 3402803 1287475 59301741 54916515 1504318 4894436 2177677 589946 58547646 48107918 6871737 2357117 2420257 54916515 0.16500 0.05000 0.78500 false false 0 19094755 12074409 7020346 0 10383790 4855206 5528584 0 8691871 7964815 727056 0 17644626 13568774 4075852 17351838 SILCHESTER 13653451 F 13653451 445931297 7549433 7549433 438381864 236090 236090 438617954 433056153 433056153 236090 2900000 3136090 436192243 SCHEDULE D, PART V, LINE 4 INTENDED USE OF ORGANIZATION'S ENDOWMENT FUNDS THE INSTITUTE INTENDS TO USE ITS ENDOWMENT, WHICH CONSISTS OF INDIVIDUAL FUNDS THAT HAVE BEEN ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING SCHOLAR SUPPORT AND SCHOLARSHIPS, CONSISTENT WITH THE PURPOSES FOR WHICH THE FUNDS HAVE BEEN ESTABLISHED. SCHEDULE D, PART XII, LINE 4B OTHER EXPENSE REVERSAL : $2,900,000 true Central America and the Caribbean Program Services EDUCATION GRANTS-INDIV 1866113 East Asia and the Pacific 6 35 Maintaining offices 4968608 East Asia and the Pacific Grantmaking 171289 East Asia and the Pacific Program Services EDUCATION GRANTS-INDIV 13358557 Europe (Including Iceland and Greenland) 1 11 Maintaining offices 1090758 Europe (Including Iceland and Greenland) Grantmaking 153407 Europe (Including Iceland and Greenland) Program Services EDUCATION GRANTS-INDIV 13922818 Middle East and North Africa 1 15 Maintaining offices 1199827 Middle East and North Africa Grantmaking 55560 Middle East and North Africa Program Services EDUCATION GRANTS-INDIV 4559731 North America 1 19 Maintaining offices 3872787 North America Grantmaking 20000 North America Program Services EDUCATION GRANTS-INDIV 965712 Russia and the Newly Independent States 2 24 Maintaining offices 2183248 Russia and the Newly Independent States Program Services EDUCATION GRANTS-INDIV 3243397 South America Grantmaking 589395 South America Program Services EDUCATION GRANTS-INDIV 3454697 South Asia 1 10 Maintaining offices 906814 South Asia Grantmaking 7787 South Asia Program Services EDUCATION GRANTS-INDIV 2105873 Sub-Saharan Africa 1 17 Maintaining offices 596520 Sub-Saharan Africa Grantmaking 139834 Sub-Saharan Africa Program Services EDUCATION GRANTS-INDIV 10859519 11 104 2 27 13 131 55675904 14616347 70292251 MIDDLE EAST AND NORTH AFRICA EDUCATION 14100 CHECK N/A N/A MIDDLE EAST AND NORTH AFRICA EDUCATION 14100 CHECK N/A N/A MIDDLE EAST AND NORTH AFRICA EDUCATION 18300 CHECK N/A N/A SOUTH AMERICA 10000 CHECK N/A N/A SUB-SAHARAN AFRICA 139449 CHECK N/A N/A NORTH AMERICA 10000 CHECK N/A N/A EUROPE 10907 CHECK N/A N/A SOUTH AMERICA 298336 CHECK N/A N/A SOUTH AMERICA 280059 CHECK N/A N/A EAST ASIA AND THE PACIFIC 19814 CHECK N/A N/A MIDDLE EAST AND NORTH AFRICA 9060 CHECK N/A N/A NORTH AMERICA 10000 CHECK N/A N/A EUROPE 65000 CHECK N/A N/A EAST ASIA AND THE PACIFIC 151475 CHECK N/A N/A EUROPE 45000 CHECK N/A N/A EUROPE 32500 CHECK N/A N/A SOUTH ASIA 7787 CHECK N/A N/A 17 GRANTEE ALLOWANCE, BOOKS CENTRAL AMERICA AND THE CARIBBEAN 18 15563 Check N/A N/A GRANTEE COST OF LIVING CENTRAL AMERICA AND THE CARIBBEAN 85 906741 Check N/A N/A INSURANCE CENTRAL AMERICA AND THE CARIBBEAN 21 5248 Check N/A N/A SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 166 669863 Check N/A N/A TRAVEL AND FIELD TRIPS CENTRAL AMERICA AND THE CARIBBEAN 76 254289 Check N/A N/A TUITION CENTRAL AMERICA AND THE CARIBBEAN 8 14409 Check N/A N/A GRANTEE ALLOWANCE, BOOKS EAST ASIA AND THE PACIFIC 37 42376 Check N/A N/A GRANTEE COST OF LIVING EAST ASIA AND THE PACIFIC 612 5350186 Check N/A N/A INSURANCE EAST ASIA AND THE PACIFIC 180 69231 Check N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 1021 4566175 Check N/A N/A TRAVEL AND FIELD TRIPS EAST ASIA AND THE PACIFIC 306 1170446 Check N/A N/A TUITION EAST ASIA AND THE PACIFIC 538 2160143 Check N/A N/A GRANTEE ALLOWANCE, BOOKS EUROPE 70 68813 Check N/A N/A GRANTEE COST OF LIVING EUROPE 652 5268742 Check N/A N/A INSURANCE EUROPE 497 107102 Check N/A N/A SCHOLARSHIPS EUROPE 1040 4348665 Check N/A N/A TRAVEL AND FIELD TRIPS EUROPE 629 1896746 Check N/A N/A TUITION EUROPE 230 2232750 Check N/A N/A GRANTEE ALLOWANCE, BOOKS MIDDLE EAST AND NORTH AFRICA 16 10655 Check N/A N/A GRANTEE COST OF LIVING MIDDLE EAST AND NORTH AFRICA 314 2126732 Check N/A N/A INSURANCE MIDDLE EAST AND NORTH AFRICA 123 25623 Check N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 209 1029182 Check N/A N/A TRAVEL AND FIELD TRIPS MIDDLE EAST AND NORTH AFRICA 207 539721 Check N/A N/A TUITION MIDDLE EAST AND NORTH AFRICA 38 827818 Check N/A N/A GRANTEE ALLOWANCE, BOOKS NORTH AMERICA 6 1803 Check N/A N/A GRANTEE COST OF LIVING NORTH AMERICA 70 293941 Check N/A N/A INSURANCE NORTH AMERICA 40 35388 Check N/A N/A SCHOLARSHIPS NORTH AMERICA 34 149169 Check N/A N/A TRAVEL AND FIELD TRIPS NORTH AMERICA 69 226237 Check N/A N/A TUITION NORTH AMERICA 57 259174 Check N/A N/A GRANTEE ALLOWANCE, BOOKS RUSSIA AND THE NEWLY INDEPENDENT STATES 48 49115 Check N/A N/A GRANTEE COST OF LIVING RUSSIA AND THE NEWLY INDEPENDENT STATES 192 2223384 Check N/A N/A INSURANCE RUSSIA AND THE NEWLY INDEPENDENT STATES 14 12785 Check N/A N/A SCHOLARSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 90 381350 Check N/A N/A TRAVEL AND FIELD TRIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 105 422019 Check N/A N/A TUITION RUSSIA AND THE NEWLY INDEPENDENT STATES 50 154744 Check N/A N/A GRANTEE ALLOWANCE, BOOKS SOUTH AMERICA 4 15035 Check N/A N/A GRANTEE COST OF LIVING SOUTH AMERICA 230 974301 Check N/A N/A INSURANCE SOUTH AMERICA 107 17577 Check N/A N/A SCHOLARSHIPS SOUTH AMERICA 362 1566719 Check N/A N/A TRAVEL AND FIELD TRIPS SOUTH AMERICA 201 673100 Check N/A N/A TUITION SOUTH AMERICA 25 207965 Check N/A N/A GRANTEE ALLOWANCE, BOOKS SOUTH ASIA 5 4587 Check N/A N/A GRANTEE COST OF LIVING SOUTH ASIA 134 666542 Check N/A N/A INSURANCE SOUTH ASIA 29 3429 Check N/A N/A SCHOLARSHIPS SOUTH ASIA 147 669721 Check N/A N/A TRAVEL AND FIELD TRIPS SOUTH ASIA 116 509052 Check N/A N/A TUITION SOUTH ASIA 37 252542 Check N/A N/A GRANTEE ALLOWANCE, BOOKS SUB-SAHARAN AFRICA 82 62522 Check N/A N/A GRANTEE COST OF LIVING SUB-SAHARAN AFRICA 585 6777222 Check N/A N/A INSURANCE SUB-SAHARAN AFRICA 209 19083 Check N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 293 1278945 Check N/A N/A TRAVEL AND FIELD TRIPS SUB-SAHARAN AFRICA 470 2015377 Check N/A N/A TUITION SUB-SAHARAN AFRICA 117 706370 Check N/A N/A false false true true false true SCHEDULE F, PART I, LINE 2 PROCEDURES FOR MONITORING GRANTS OUTSIDE THE UNITED STATES OVERALL: OPERATIONS ARE MANAGED BY THE PROGRAM MANAGERS AND VARIOUS DEPARTMENTS WITHIN FINANCE AND ADMINISTRATION (I.E., CONTROLLER'S DIVISION, GRANTS AND CONTRACTS, LEGAL SERVICES AND ADMINISTRATIVE SERVICES). THERE IS REGULAR MONTHLY MONITORING BY THESE MANAGERS. PERIODIC REPORTS ARE SUBMITTED TO THE SPONSOR PER CONTRACT OR GRANT REQUIREMENTS. BUDGETS: BUDGETS ARE ESTABLISHED ON A DIVISIONAL AND PROGRAM BASIS WITH COORDINATION BY THE PROGRAM DIRECTORS. VARIANCES ARE REVIEWED EACH MONTH BY THE PROGRAM DIRECTORS. IIE USES BUDGET TO ACTUAL REPORTS THAT ARE UPDATED WEEKLY TO MONITOR PERFORMANCE. MID-YEAR BUDGET REVIEWS ARE PERFORMED BY SENIOR MANAGEMENT TO REVIEW THE ACTIVITIES OF ALL PROGRAMS AND ADJUST TO CHANGES IN BUDGET ASSUMPTIONS. SEVERAL TIMES DURING THE FISCAL YEAR THE OVERALL BUDGET FOR THE ORGANIZATION IS REVIEWED BY THE BUDGET AND FINANCE COMMITTEE. PAYMENTS: PAYMENTS FOR DISBURSEMENTS AND REIMBURSEMENTS RELATING TO ALL GRANT FUNDS REQUIRE APPROPRIATE SUPPORTING DOCUMENTATION. BEFORE PAYMENTS ARE MADE, GRANTEES AND VENDORS ARE CHECKED AGAINST SPECIALLY DESIGNATED NATIONALS LISTS AND OTHER SIMILAR PROHIBITED TRANSACTIONS LISTS TO HELP CONFIRM THAT PAYMENTS ARE NOT PROHIBITED. UPON APPROVAL, PAYMENTS WILL INCLUDE AGREEMENTS STATING THE TERMS OF THE GRANT SIGNED BY IIE AND THE GRANTEE OR VENDOR AND IIE SUPERVISOR/MANAGER LEVEL APPROVED PAYMENT DOCUMENTS TO PROCESS EACH OF THE DISBURSEMENTS OR REIMBURSEMENTS. ALL COSTS ASSOCIATED WITH THESE PAYMENTS ARE CONTROLLED BY PROGRAM MANAGEMENT AS WELL AS THE FINANCE TEAM WHO CONFIRM THAT THE PAYMENTS ARE RELATED TO ALLOWABLE AND SPONSOR APPROVED ACTIVITIES. 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THERE IS REGULAR MONTHLY MONITORING BY THESE MANAGERS. PERIODIC REPORTS ARE SUBMITTED TO THE SPONSOR PER CONTRACT OR GRANT REQUIREMENTS. BUDGETS: BUDGETS ARE ESTABLISHED ON A DIVISIONAL AND PROGRAM BASIS WITH COORDINATION BY THE PROGRAM DIRECTORS. VARIANCES ARE REVIEWED EACH MONTH BY THE PROGRAM DIRECTORS. IIE USES BUDGET TO ACTUAL REPORTS THAT ARE UPDATED WEEKLY TO MONITOR PERFORMANCE. MID-YEAR BUDGET REVIEWS ARE PERFORMED BY SENIOR MANAGEMENT TO REVIEW THE ACTIVITIES OF ALL PROGRAMS AND ADJUST TO CHANGES IN BUDGET ASSUMPTIONS. SEVERAL TIMES DURING THE FISCAL YEAR THE OVERALL BUDGET FOR THE ORGANIZATION IS REVIEWED BY THE BUDGET AND FINANCE COMMITTEE. PAYMENTS: PAYMENTS FOR DISBURSEMENTS AND REIMBURSEMENTS RELATING TO ALL GRANT FUNDS REQUIRE APPROPRIATE SUPPORTING DOCUMENTATION. BEFORE PAYMENTS ARE MADE, GRANTEES AND VENDORS ARE CHECKED AGAINST SPECIALLY DESIGNATED NATIONALS LISTS AND OTHER SIMILAR PROHIBITED TRANSACTIONS LISTS TO HELP CONFIRM THAT PAYMENTS ARE NOT PROHIBITED. UPON APPROVAL, PAYMENTS WILL INCLUDE AGREEMENTS STATING THE TERMS OF THE GRANT SIGNED BY IIE AND THE GRANTEE OR VENDOR AND IIE SUPERVISOR/MANAGER LEVEL APPROVED PAYMENT DOCUMENTS TO PROCESS EACH OF THE DISBURSEMENTS OR REIMBURSEMENTS. ALL COSTS ASSOCIATED WITH THESE PAYMENTS ARE CONTROLLED BY PROGRAM MANAGEMENT AS WELL AS THE FINANCE TEAM WHO CONFIRM THAT THE PAYMENTS ARE RELATED TO ALLOWABLE AND SPONSOR APPROVED ACTIVITIES. 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SCHEDULE J, PART I, LINE 4A SEVERANCE PAYMENT THE FORMER CFO RECEIVED A SEVERANCE PAYMENT OF $100,000 IN CALENDAR YEAR 2012. SCHEDULE J, PART I, LINE 4B PARTICIPATION IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE CEO CAN PARTICIPATE IN THE 457(F) PLAN. THE CEO RECEIVED A CONTRIBUTION OF $22,394 DURING THE CALENDAR YEAR 2012. THE EXECUTIVE VICE PRESIDENT CAN PARTICIPATE IN THE 457(F) PLAN. THE EXECUTIVE VICE PRESIDENT, JAYE CHEN, RECEIVED A CONTRIBUTION OF $1,225 DURING THE CALENDAR YEAR 2012. ALEXA RUSSO DAUGHTER OF TRUSTEE 11111 SCHOLAR GRANT EDUCATION SCHEDULE L, PART III ALL GRANTEE APPLICANTS ARE SUBJECT TO THE SAME CRITERIA DURING THE SELECTION PROCESS. FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION THE INSTITUTE OF INTERNATIONAL EDUCATION, INC. (THE "INSTITUTE") IS A NOT-FOR-PROFIT CORPORATION THAT WAS ORGANIZED AND OPERATES EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES TO PROMOTE INTERNATIONAL EDUCATIONAL AND CULTURAL EXCHANGES. THE INSTITUTE'S PROGRAMS INCLUDE, BUT ARE NOT LIMITED TO, MANAGING FELLOWSHIPS AND SCHOLARSHIPS; ASSISTING THREATENED STUDENTS AND SCHOLARS THROUGH ITS SCHOLAR RESCUE FUND, EMERGENCY STUDENT FUND, AND OTHER EFFORTS; DEVELOPING LEADERS BY BUILDING LEADERSHIP SKILLS AND ENHANCING THE CAPACITY OF INDIVIDUALS AND ORGANIZATIONS TO ADDRESS LOCAL AND GLOBAL CHALLENGES; PROVIDING STRATEGIC RESOURCES AND SERVICES TO HELP FACULTY AND ADMINISTRATORS INTERNATIONALIZE THEIR CAMPUSES; HELPING INSTITUTIONS OF HIGHER EDUCATION BUILD CAPACITY; PROMOTING INTERNATIONAL DEVELOPMENT; AND ENGAGING IN OTHER ACTIVITIES IN FURTHERANCE OF ITS PURPOSES. FORM 990, PART III, LINE 4A - 4D PROGRAM SERVICE ACCOMPLISHMENTS: LINE 4A - INTERNATIONAL EXCHANGE OF STUDENTS AND SCHOLARS: EXPENSES $332,546,396 INCLUDING GRANTS OF$270,212,337;REVENUE$10,602,757 BY IMPLEMENTING SOME OF THE WORLD'S MOST PRESTIGIOUS AND INNOVATIVE SCHOLARSHIP PROGRAMS IN A FAIR, OPEN, AND TRANSPARENT MANNER, THE INSTITUTE PROVIDES TALENT FROM AROUND THE WORLD WITH ACCESS TO LEADING INSTITUTIONS OF HIGHER EDUCATION AND THE INTERNATIONAL EXPERIENCE THAT IS CRITICAL TO SUCCESS IN THE 21ST CENTURY WORKPLACE. THESE PROGRAMS ARE VITAL TO PROMOTING MUTUAL UNDERSTANDING AND DEVELOPING GLOBAL LEADERS. EXAMPLES INCLUDE THE BRAZIL SCIENTIFIC MOBILITY PROGRAM SPONSORED BY THE BRAZILIAN GOVERNMENT, FULBRIGHT STUDENT AND FULBRIGHT SCHOLAR PROGRAMS WHICH ARE SPONSORED BY THE US DEPARTMENT OF STATE. LINE 4B - LEADERSHIP DEVELOPMENT EDUCATIONAL SERVICES: EXPENSES: $59,915,790 INCLUDING GRANTS OF $45,770,100;REVENUE:$765,752 THE INSTITUTE IMPLEMENTS PROGRAMS TO BUILD LEADERSHIP SKILLS AND ENHANCE THE CAPACITY OF INDIVIDUALS AND ORGANIZATIONS TO ADDRESS LOCAL AND GLOBAL CHALLENGES. LONG AND SHORT TERM TRAINING PROGRAMS IMPLEMENTED BY THE INSTITUTE CONNECT STUDENTS AND PROFESSIONALS WITH PEERS AND COLLEAGUES AROUND THE WORLD TO GAIN THE SKILLS AND INTERNATIONAL PERSPECTIVES THEY WILL NEED TO FORGE SOLUTIONS TO GLOBAL CHALLENGES. EXAMPLES INCLUDE NATIONAL SECURITY EDUCATION PROGRAMS SPONSORED BY THE UNITED STATES DEPARTMENT OF DEFENSE, USAID PROGRAMS, AND PROGRAMS FUNDED BY THE INSTITUTE. LINE 4C - HIGHER EDUCATION INSTITUTIONAL DEVELOPMENT: EXPENSES: $11,191,190 INCLUDING GRANTS OF $1,807,729; REVENUE:$4,931,219 THE INSTITUTE WORKS CLOSELY WITH PUBLIC AND PRIVATE HIGHER EDUCATION INSTITUTIONS TO DEVELOP HIGH-QUALITY ACADEMIC EXCHANGE PROGRAMS IN COORDINATION WITH GOVERNMENT AND NOT-FOR-PROFIT ORGANIZATIONS AND CORPORATIONS. LEVERAGING EXTENSIVE NETWORKS AND EXPERTISE WITHIN THE HIGHER EDUCATION COMMUNITY WORLDWIDE, THE INSTITUTE IS UNIQUELY POSITIONED TO HELP SHAPE NEW UNIVERSITIES AND EXPAND THE CAPABILITIES AND RELATIONSHIPS OF EXISTING ACADEMIC INSTITUTIONS. THE INSTITUTE ALSO HELPS IDENTIFY AND DEVELOP RELATIONSHIPS WITH UNIVERSITIES IN THE US AND OTHER COUNTRIES. EXAMPLES OF THESE RELATIONSHIPS INCLUDE KING ABDULLAH UNIVERSITY OF SCIENCE AND TECHNOLOGY (KAUST) AND NEW YORK UNIVERSITY, ABU DHABI. LINE 4D - EMERGENCY STUDENT AND SCHOLAR ASSISTANCE: EXPENSES:$5,302,951 INCLUDING GRANTS OF $2,854,686; REVENUE:$NONE THE INSTITUTE PROVIDES EMERGENCY ASSISTANCE TO SCHOLARS AND STUDENTS THROUGHOUT THE WORLD. THROUGH THE SCHOLAR RESCUE FUND, THE INSTITUTE PROVIDES SUPPORT AND SAFE HAVEN TO ACADEMICS WHO ARE PERSECUTED AS A RESULT OF THEIR ACADEMIC WORK. THROUGH THE EMERGENCY STUDENT FUND, THE INSTITUTE PROVIDES SUPPORT TO STUDENTS FACING EMERGENCIES AND CRISES SUCH AS ILLNESS, NATURAL DISASTERS, OR CONFLICT IN THEIR HOME COUNTRIES. LINE 4D - RESEARCH AND PUBLICATIONS: EXPENSES:$1,178,787 INCLUDING GRANTS OF $63,804; REVENUE:$1,229,154 THE INSTITUTE PRODUCES APPLIED RESEARCH AND POLICY ANALYSIS IN THE FIELD OF INTERNATIONAL EDUCATION AND STUDENT MOBILITY. AN EXAMPLE IS "OPEN DOORS," A COMPREHENSIVE INFORMATION RESOURCE PRODUCED WITH SUPPORT FROM THE UNITED STATES DEPARTMENT OF STATE THAT DOCUMENTS AND ANALYZES ACADEMIC MOBILITY BETWEEN THE US AND THE NATIONS OF THE WORLD. THE INSTITUTE ALSO PROVIDES RESEARCH AND PROGRAM EVALUATION SERVICES TO DOMESTIC AND INTERNATIONAL GOVERNMENT AGENCIES, NOT-FOR-PROFIT ORGANIZATIONS AND FOUNDATIONS. THE INSTITUTE'S PUBLICATIONS, CONFERENCES AND MEMBERSHIP ORGANIZATION (IIE NETWORK) ON INTERNATIONAL EDUCATION TOPICS AND GUIDES TO INTERNATIONAL STUDY PROGRAMS AND FUNDING HELP GUIDE POLICIES AND PROGRAMS IN THE FIELD OF INTERNATIONAL EDUCATION. FORM 990, PART V, LINE 4B FOREIGN COUNTRIES CHINA; HUNGARY; MEXICO; THAILAND; VIETNAM; EGYPT; INDIA; RUSSIA; UKRAINE; ETHIOPIA; UNITED KINGDOM; INDONESIA. FORM 990, PART VI, LINE 2 FAMILY AND BUSINESS RELATIONSHIPS 1. H. JARECKI, TRUSTEE, AND M. KAPLAN, TRUSTEE - BUSINESS RELATIONSHIP 2. H. JARECKI, TRUSTEE, AND T. RUSSO, TRUSTEE - BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 11A REVIEW PROCESS FOR FORM 990 THE ORGANIZATION'S AUDIT COMMITTEE REVIEWS THE FINAL FORM 990. THE FINAL FORM 990 IS THEN PRESENTED TO THE BOARD OF TRUSTEE MEMBERS BEFORE FILING. FORM 990, PART VI, LINE 12C CONFLICT OF INTEREST POLICY THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED TO ALL OFFICERS, TRUSTEES AND EMPLOYEES. UPDATED ANNUAL DISCLOSURES ARE REQUIRED FROM EACH RECIPIENT. THIS PROCESS IS MONITORED BY HUMAN RESOURCES AND THE SECRETARY OF THE BOARD. FORM 990, PART VI, LINE 15A & 15B COMPENSATION POLICY THE COMPENSATION AND HUMAN RESOURCES COMMITTEE ANNUALLY REVIEWS THE SALARIES FOR THE INSTITUTE'S SENIOR EXECUTIVES, INCLUDING THE PRESIDENT, OFFICERS AND KEY EMPLOYEES. THE COMMITTEE BASES ITS REVIEW, IN PART, ON A REVIEW OF COMPARABLE DATA OBTAINED FROM AN OUTISDE CONSULTANT, WHICH IS UPDATED FROM TIME TO TIME. THE COMMITTEE REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE ANNUAL SALARY, INCENTIVE COMPENSATION, AND ANY OTHER BENEFITS ("EXECUTIVE COMPENSATION") OF THE PRESIDENT; THE EXECUTIVE COMMITTEE THEN APPRISES THE BOARD OF TRUSTEES OF ITS DETERMINATION. THE COMMITTEE ALSO REVIEWS AND APPROVES THE EXECUTIVE COMPENSATION OF THE INSTITUTE'S SENIOR EXECUTIVES, WHICH ACTION IS THEN CONVEYED TO THE EXECUTIVE COMMITTEE. FORM 990, PART VI, LINE 19 DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION THE CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON IIE'S WEBSITE. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART VII AVERAGE HOURS THE AVERAGE HOURS PER WEEK ARE BASED UPON ESTIMATES. ACTUAL HOURS INCURRED MAY FLUCTUATE THROUGHOUT THE YEAR. 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