2014-04-03T17:08:10-05:00 2013-06-30 953001179 WINDES INC PO BOX 87 LONG BEACH CA 908010087 990 2012-07-01 956123757 CALIFORNIA STATE UNIVERSITY FOUNDATION CALI 5629514810 401 GOLDEN SHORE 6TH FLOOR LONG BEACH CA 90802 LORI A REDFEARN 5629514810 2014-03-24 1 DONITA M JOSEPH P00286656 5624351191 2012 2015-11-30 17:44:51Z LORI REDFEARN 401 GOLDEN SHORE 6TH FLOOR LONG BEACH CA 90802 11560567 0 X HTTP://WWW.CALSTATE.EDU/FOUNDATION/ X 1962 CA SERVE THE NATIONAL, STATE, AND REGIONAL INTERESTS OF THE UNIVERSITY. 18 17 1 16 554 0 3109190 4889462 0 14325 596844 1364806 43707 39782 3749741 6308375 1991579 4236710 0 0 30000 31435 0 0 2739 361276 382163 2382855 4650308 1366886 1658067 22540249 24786459 4936410 5451479 17603839 19334980 X ESTABLISHED IN 1962, THE FOUNDATION IS THE CENTRAL FOUNDATION FOR THE CSU SYSTEM AND SERVES THE OFFICE OF THE CHANCELLOR. THE FOUNDATION EXISTS TO SUPPORT EXCELLENCE IN TEACHING AND LEARNING, AND TO SERVE THE NATIONAL, STATE AND REGIONAL INTERESTS OF THE UNIVERSITY. THE CALIFORNIA STATE UNIVERSITY FOUNDATION IS COMMITTED TO ENHANCING AND PROMOTING THE CALIFORNIA STATE UNIVERSITY (CSU) AS A LEADER OF VALUE AND QUALITY IN HIGHER EDUCATION. 0 0 4228210 4228210 THE CSU FOUNDATION DISTRIBUTED SCHOLARSHIPS AND GRANTS TO BENEFIT STUDENTS THROUGHOUT THE CSU SYSTEM. INCLUDED IN THESE EFFORTS WERE THE PROVISION OF FUNDING OF $1,385,000 FROM THE STEPHEN BECHTEL FUND, THE JAMES IRVINE FOUNDATION, AND THE DAVID AND LUCILLE PACKARD FOUNDTION FOR THE CLINICAL TEACHER PREPARATION, LINKED LEARNING, AND TEACHER INDUCTION PROJECTS AND $599,000 FROM THE JAMES IRVINE FOUNDATION, THE WILLIAM AND FLORA HEWLET FOUNDATION, THE ROSALIND AND ARTHUR GILBERT FOUNDATION, AND WALTER S. JOHNSON FOUNDATION FOR THE GIVE STUDENTS A COMPASS II AND GENERAL EDUCATION TRANSFER CURRICULUM PROJECTS. 272268 14325 THE CSU FOUNDATION SUPPORTED THE EDUCATIONAL AND GOVERNANCE ACTIVITIES OF THE 23 UNIVERSITY CAMPUSES, THROUGH REGULAR MEETINGS OF ITS TRUSTEES, PRESIDENTS, EMPLOYEES, AND ALUMNI LEADERS AS WELL AS PROVIDING EMPLOYEE RECOGNITION. 4500478 1 1 0 1 0 0 0 0 0 1 0 1 0 0 1 1 1 1 0 0 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 12 0 1 1 1 0 0 0 0 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA WA X X ALICE KIM 5629514627 401 GOLDEN SHORE 5TH FLOOR LONG BEACH CA 90802 RONALD R BARHORST 0.10 X 0 0 0 RALPH R PESQUEIRA 0.10 X 0 0 0 MICHAEL LIZARRAGA 0.10 X 0 0 0 JOHN H AUGUSTINE 0.10 X 0 0 0 LIDIA MARTINEZ 0.10 X 0 0 0 SHARI M SLATE 0.10 X 0 0 0 PETER BRIGHTBILL 0.10 X 0 0 0 PETER A DUBOIS 0.10 X 0 0 0 MATTHEW JENKINS 0.10 X 0 0 0 AG KAWAMURA 0.10 X 0 0 0 MICHAEL LUCKI 0.10 X 0 0 0 GEORGE M MARCUS 0.10 X 0 0 0 KENNETH P MCNEELY 0.10 X 0 0 0 ALI C RAZI 0.10 X 0 0 0 MONA C SIMPSON 0.10 X 0 0 0 RODNEY K SPACKMAN 0.10 X 0 0 0 GADDI H VASQUEZ 0.10 X 0 0 0 CHARLES B REED 2.00 70.00 X 30000 426239 95532 TIMOTHY P WHITE 2.00 70.00 X 0 0 0 GARRETT P ASHLEY 3.00 57.00 X 0 252778 65866 LORI A REDFEARN 8.00 40.00 X 0 169733 47172 30000 848750 208570 0 0 1 0 0 4889462 44800 4889462 MEETING REGISTRATION FEES 900099 14325 14325 14325 452798 554 452244 6164200 5252192 912008 912008 912008 ADMINISTRATIVE FEES 900099 34513 34513 MISCELLANEOUS 900099 5269 5269 39782 6308375 14325 554 1404034 3779216 3779216 331494 331494 126000 126000 30000 30000 1435 1435 10632 9919 713 30500 30500 2000 2000 23809 23809 259 259 235 182 53 45960 35047 10913 515 515 33481 14895 18586 206434 195213 11126 95 1979 1979 26359 15916 8512 1931 4650308 4500478 147091 2739 150 150 2242403 911471 1299619 670000 2454 4000 18560620 20023363 326979 3063275 108024 114200 22540249 24786459 26922 81706 4909488 5369773 4936410 5451479 X 3640003 3887889 5989201 7074659 7974635 8372432 17603839 19334980 22540249 24786459 1658067 73074 0 X 0 1 X 1 0 X 2569394 2076778 1918235 3109190 4889462 14563059 240325 234868 475193 2569394 2076778 1918235 3349515 5124330 15038252 1749639 13288613 271887 301261 458174 439805 452798 1923925 37834 43707 5269 86810 17048987 131358 0.77940 0.68280 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 2000 0 0 0 2000 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: THE CSU FOUNDATION MADE A $2,000 CONTRIBUTION TO SUPPORT THE GOVERNOR'S INITIATIVE ON THE NOVEMBER 6, 2012 BALLOT, PROPOSITION 30: THE SCHOOLS AND LOCAL PUBLIC SAFETY PROTECTION ACT OF 2012 TO PROVIDE INCREASED FUNDING TO THE UNIVERSITY OF CALIFORNIA, CALIFORNIA STATE UNIVERSITY, AND CALIFORNIA COMMUNITY COLLEGE SYSTEMS, HELPING PROTECT QUALITY AND STUDENT ACCESS, AND STABILIZING CALIFORNIA PUBLIC HIGHER EDUCATION AS AN ENGINE OF ECONOMIC GROWTH AND OPPORTUNITY. 10933190 2666478 1111865 332110 18392 14361031 11180830 135420 -75711 290783 16566 10933190 9145819 610720 1739889 299296 16302 11180830 8015593 73288 1189761 118590 14233 9145819 9353406 76588 -1161948 238469 2097 11887 8015593 0.15000 0.58000 0.27000 0 0 0 VENTURE CAPITAL AND PARTNERSHIPS 331350 F ALTERNATIVE INVESTMENTS 2731925 F 3063275 CHARITABLE GIFT ANNUITY LIABILITY 5126999 OTHER PAYABLES 114200 ALUMNI COUNCIL LIABILITY 128362 CAL STATE STUDENT ASSOCIATION LIABILITY 212 5369773 X 6592508 73074 234868 307942 6284566 23809 23809 6308375 4861367 234868 234868 4626499 23809 23809 4650308 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: EACH OF THE FOUNDATION'S ENDOWMENTS HAS BEEN ESTABLISHED TO SUPPORT A SCHOLARSHIP OR PROGRAM FUND RECORDED IN TEMPORARILY RESTRICTED NET ASSETS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF TAX POSITIONS, SUCH AS FILING STATUS OF TAX-EXEMPT, ONLY AFTER DETERMINING THAT THE RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN AUDIT. THE FOUNDATION IS SUBJECT TO POTENTIAL INCOME TAX AUDITS ON OPEN TAX YEARS BY ANY TAXING JURISDICTION IN WHICH IT OPERATES. THE STATUTE OF LIMITATIONS FOR FEDERAL AND CALIFORNIA STATE PURPOSES IS GENERALLY THREE AND FOUR YEARS, RESPECTIVELY. 0 EAST ASIA AND THE PACIFIC 0 0 GRANTS ARE GIVEN TO RECIPIENTS WHO ARE US CITIZENS STUDYING OR TEACHING IN THE REGION. N/A 126000 0 0 0 0 0 0 126000 0 126000 WANG FAMILY SCHOLARSHIP EAST ASIA AND THE PACIFIC 19 76000 CHECK CASH WANG FAMILY STIPEND EAST ASIA AND THE PACIFIC 10 50000 CHECK CASH 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE CSU FOUNDATION ISSUES STUDENT AND FACULTY SCHOLARSHIPS AND FELLOWSHIPS TO THE CSU CHANCELLOR'S OFFICE INTERNATIONAL PROGRAMS (IP) DEPARTMENT. IP SENDS THE CHECKS TO THE HOME ADDRESSES IN THE U.S. OF STUDENTS AND FACULTY WHO HAVE BEEN SELECTED. STUDENTS ATTEND CLASSES AND ARE MONITORED JUST AS STUDENTS ARE MONITORED AT CALIFORNIA STATE UNIVERSITIES HERE IN THE UNITED STATES. FACULTY SUBMITS A FINAL REPORT OF THEIR PROJECT ALONG WITH A SUMMARY OF EXPENDITURES. METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: GRANTS ARE AWARDED TO STUDENTS AND FACULTY WHO USE FUNDS FOR EDUCATIONAL AND RESEARCH PURPOSES. 1 AAHHE AMERICAN ASSOCIATION OF HISPANICS IN HIGHER EDUCATION 1120 S CADY MALL TEMPE AZ 852875303 300150324 501(C)(3) 5000 2013 AAHHE CONFERENCE AMERICAN ASSOCIATION OF STATE COLLEGES AND UNIVERSITIES 1307 NEW YORK AVE WASHINGTON DC 20005 520747578 501(C)(3) 3000 MILLENNIUM LEADERSHIP INITIATIVE API LEGISLATIVE CAUCUS INSTITUTE PO BOX 189488 SACRAMENTO CA 95818 202609319 501(C)(3) 2500 SPONSOR CAPITOL ACADEMY 120 ASIAN PACIFIC YOUTH LEADERSHIP PROJECT PO BOX 22423 SACRAMENTO CA 95822 943167910 501(C)(3) 2500 SUPPORT ANNUAL DINNER CAL POLY CORPORATION ONE GRAND AVENUE SAN LUIS OBISPO CA 93407 951648180 501(C)(3) 50000 100K IN 10 STAR INITIATIVE CAL POLY POMONA 3801 W TEMPLE AVE POMONA CA 91768 954255659 PUBLIC UNIVERSITY 22300 ENERGY EFF & EDUC GRANT CAL STATE STUDENT ASSOCIATION 401 GOLDEN SHORE LONG BEACH CA 90802 942311940 501(C)(3) 1000 CSSA LEADERSHIP RECEPTION CHICANO LATINO YOUTH LEADERSHIP PROGRAM PO BOX 161566 SACRAMENTO CA 95816 943069819 501(C)(3) 20000 2012-13 SUPPORT CONGRESSIONAL HISPANIC CAUCUS INSTITUTE 911 2ND STREET WASHINGTON DC 20002 521114225 501(C)(3) 6000 SPONSOR ANNUAL AWARDS GALA CSU DOMINGUEZ HILLS 1000 E VICTORIA ST CARSON CA 90747 931043787 501(C)(3) 5000 ECO LED PROJECT CSU DOMINGUEZ HILLS FOUNDATION 1000 E VICTORIA ST CARSON CA 90747 952543028 501(C)(3) 500 PRINTING PROGRAM FOR ANNUAL POW WOW CSU FULLERTON 800 N STATE COLLEGE BLVD FULLERTON CA 926346868 330632102 PUBLIC UNIVERSITY 15913 BOEING CSU/ISI PROJECT & CSU/ISI COLLABORATION CSU LOS ANGELES 5151 STATE UNIVERSITY DRIVE LOS ANGELES CA 90032 954386558 PUBLIC UNIVERSITY 27500 ENERGY EFF & EDUC GRANT CSU NORTHRIDGE 18111 NORDHOFF NORTHRIDGE CA 91330 954358677 PUBLIC UNIVERSITY 5000 ECO LED PROJECT CSU SACRAMENTO 6000 J STREET SACRAMENTO CA 958196068 680365325 PUBLIC UNIVERSITY 500 AMERICAN INDIAN SUMMER INSTITUTE CSU SAN DIEGO 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 330373293 PUBLIC UNIVERSITY 4971 BOEING ISI/CSU GRANT CSULB 49ER FOUNDATION 6300 STATE UNIVERSITY DRIVE LONG BEACH CA 90840 956106694 501(C)(3) 31703 TRANSFORMING STEM TEACHING & LEARNING & NOYCE SCIENCE GRANT HISPANIC STEM INITIATIVE 617 HOFFMAN CORPUS CHRISTI TX 78404 452041408 501(C)(3) 1000 SUPPORT HISPANIC STEM INITIATIVE HOPE HISPANAS ORGANIZED FOR POLITICAL EQUALITY 634 SOUTH SPRING STREET LOS ANGELES CA 90014 954718409 501(C)(3) 11500 SUPPORT 2013 YLTLP INNER CITY STRUGGLE 124 NORTH TOWNSEND AVENUE LOS ANGELES CA 90063 272133211 501(C)(3) 1500 SPONSOR ANNUAL DINNER LEADERSHIP CALIFORNIA 253 N SAN GABRIEL BLVD PASADENA CA 91107 680149768 PUBLIC UNIVERSITY 1500 DONATION FOR AWARDS EVENT NAPAHE 2507 UNIVERSITY AVENUE DES MOINES IA 50311 760379482 501(C)(3) 5000 SPONSOR 2013 CONFERENCE NATIONAL COUNCIL OF LA RAZA PO BOX 748421 LOS ANGELES CA 900748421 860212873 501(C)(3) 5000 MEMBERSHIP IN PRESIDENT'S COUNCIL OMEGA EDUCATIONAL FOUNDATION PO BOX 91302 LOS ANGELES CA 90009 954549444 501(C)(3) 2500 SPONSOR YOUTH CONFERENCE TRUSTEES OF THE CSU 401 GOLDEN SHORE LONG BEACH CA 90802 954601267 501(C)(3) 3517867 SEE SCHEDULE I, PART IV UNITED CAMBODIAN COMMUNITY 2201 ANAHEIM STREET LONG BEACH CA 90804 953442295 501(C)(3) 1000 SUPPORT HOMEWORK ASSISTANCE PROGRAM US BANKCONGRESSIONAL BLACK CAUCUS 1720 MASSACHUSETTS AVE NW WASHINGTON DC 20036 521160561 501(C)(3) 6000 2013 ANNUAL CONFERENCE US BANKILLINOIS INSTITUTE OF TECHNOLOGY 3300 S FEDERAL STREET 210 CHICAGO IL 60616 362170136 501(C)(3) 100 GIFT TO HONOR DR. HARRY GILLESPIE US BANKSOCIETY OF MEXICAN AMERICAN ENGINEERS 2437 BAY AREA BLVD 100 HOUSTON TX 77058 953135632 501(C)(3) 1000 SYMPOSIUM 2013 SPONSORSHIP VET FUND FOUNDATION 1415 L STREET SACRAMENTO CA 95814 205195691 501(C)(3) 5000 2013 WOMEN VETERANS CONFERENCE TELACU EDUCATION FOUNDATION 5400 E OLYMPIC BLVD 300 LOS ANGELES CA 900225187 954384333 501(C)(3) 5000 SPONSORSHIP 11 5 SCHOLARSHIPS 79 290694 SCHOLARSHIPS TO INDIVIDUAL CSU STUDENTS NONCASH GRANTS 27 40800 FMV PERSONAL ELECTRONIC EQUIPMENT AWARDED TO SCHOLARSHIP RECIPIENTS AND SELECTED FACULTY; AIR TRAVEL PASSES PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE CSU FOUNDATION RECEIVES FUNDS FROM FOUNDATIONS, CORPORATIONS, AND INDIVIDUALS TO MAKE GRANTS AND GIVE OTHER ASSISTANCE TO DOMESTIC ENTITIES. IN THESE CASES WE ADHERE TO THE ELIGIBILITY AND STANDARDS STIPULATED BY THE FUNDING SOURCES. WE ALSO PROVIDE SCHOLARSHIPS TO DOMESTIC INDIVIDUALS, AND ARE GUIDED BY THE SCHOLARSHIP FUNDING SOURCES ON THE ELIGIBILITY STANDARDS THEY ESTABLISH. IN COLLABORATION WITH FINANCIAL AID OFFICERS, WE REVIEW THE MATERIALS UPON SUBMISSION, AND ONCE SATISFIED THAT REQUIREMENTS ARE MET, MAKE SELECTIONS. THE FINANCIAL AID OFFICES ARE RESPONSIBLE FOR SEEING THAT STUDENTS MAINTAIN FULL-TIME ENROLLMENT DURING THE SCHOLARSHIP PERIOD THEREAFTER. SCHEDULE I, PART II, COLUMN (H) GRANT TO TRUSTEES OF THE CSU CSU FOUNDATION REIMBURSES THE CALIFORNIA STATE UNIVERSITY FOR THE FOLLOWING EDUCATIONAL PROGRAMS: 1) PRE COLLEGE ADVISING 674,135 2) CALIFORNIA ALLIANCE FOR CLINICAL PREPARATION 115,000 3) NATIONAL PROFESSIONAL SERVICES PROGRAM 114,109 4) COMPASS PROGRAM FOR STUDENTS 602,598 5) ENERGIZING CAREER OPPORTUNITIES 2,880 6) ACCESSIBLE TECHNOLOGY INITIATIVE 109,145 7) PREPARING SCIENCE TEACHERS 475,000 8) INNOVATIVE TEACHER INDUCTION PROGRAM 460,000 9) FORMER FOSTER CARE YOUTH 140,000 10) REGIONAL NETWORK FOR ENGAGED LEARNING 125,000 11) GENERAL EDUCATION TRANSFER CURRICULUM 250,000 12) LINKED LEARNING EDUCATION 300,000 13) TEACHER EDUCATION -TRANSITIONAL KINDERGARTEN PROGRAM 150,000 3,517,867 SCHEDULE I, PART III CSU FOUNDATION ADHERES TO THE STANDARDS AND REPORTING REQUIREMENTS STIPULATED BY THE FUNDING SOURCES FOR GRANTS TO DOMESTIC ENTITIES AND FOR SCHOLARSHIPS TO DOMESTIC INDIVIDUALS. X 1 1 X 0 0 0 0 0 0 0 0 0 CHARLES B REED 30000 426239 0 0 0 0 0 80696 0 14836 30000 521771 0 0 GARRETT P ASHLEY 0 252778 0 0 0 0 0 45948 0 19918 0 318644 0 0 LORI A REDFEARN 0 169733 0 0 0 0 0 32545 0 14627 0 216905 0 0 PART I, LINE 1A AT THE CHANCELLOR'S DISCRETION, EXECUTIVE STAFF MAY BE REIMBURSED FOR SPOUSAL TRAVEL EXPENDITURES WHEN THE SPOUSE PERFORMS OFFICIAL CSU DUTIES AND THE SPOUSE IS REGISTERED AS A CSU VOLUNTEER. THIS OCCURS AN INFREQUENT AMOUNT OF TIMES DURING THE YEAR. PART I, LINE 1B THE CSU FOUNDATION ABIDES BY RESTRICTIONS OUTLINED IN THE INTEGRATED ADMINISTRATIVE MANUAL - HOSPITALITY POLICY, WHICH REQUIRES THAT THERE BE SUBSTANTIATION BEFORE EXPENSES OF AN INSIDER ARE REIMBURSED. SUPPLEMENTAL INFORMATION PART III ALL COMPENSATED OFFICERS AND DIRECTORS ARE HIRED BY THE CALIFORNIA STATE UNIVERSITY ("THE CSU") AND THE COMPENSATION POLICY OF THE CSU INCLUDES THE FOLLOWING: 1. THE GOAL OF THE CSU CONTINUES TO BE TO ATTRACT, MOTIVATE, AND RETAIN THE MOST HIGHLY QUALIFIED INDIVIDUALS TO SERVE AS FACULTY, STAFF, ADMINISTRATORS, AND EXECUTIVES, WHOSE KNOWLEDGE, EXPERIENCE, AND CONTRIBUTIONS CAN ADVANCE THE UNIVERSITY'S MISSION. 2. IT IS THE CONTINUED INTENT OF THE BOARD OF TRUSTEES TO COMPENSATE ALL CSU EMPLOYEES IN A MANNER THAT IS FAIR, REASONABLE, COMPETITIVE, AND FISCALLY PRUDENT, IN RESPECT TO THE SYSTEM BUDGET AND STATE FUNDING. 3. TO THAT END, THE CSU WILL CONTINUE TO EVALUATE COMPETITIVE AND FAIR COMPENSATION FOR ALL CSU EMPLOYEES BASED ON PERIODIC MARKET COMPARISON SURVEYS. 4. IN ADDITION, THE CSU WILL MAINTAIN AND UPDATE ANNUALLY A TIERED LIST OF CSU COMPARISON INSTITUTIONS FOR PRESIDENTIAL COMPENSATION. THE LIST WILL TAKE INTO ACCOUNT LOCATION, ENROLLMENT, BUDGET, PERCENTAGE OF STUDENTS RECEIVING PELL GRANTS, SIX YEAR GRADUATION RATES, RESEARCH FUNDING, AND SUCH OTHER SUBJECTS AS FROM TIME TO TIME BE DEEMED APPROPRIATE. PRESIDENTIAL COMPENSATION WILL BE GUIDED WITH REFERENCE TO THE MEAN OF THE APPROPRIATE TIER OF COMPARISON INSTITUTIONS, TOGETHER WITH AN INDIVIDUAL CANDIDATE'S REPUTATION FOR NATIONAL POLICY LEADERSHIP AND LENGTH AND DEPTH OF EXECUTIVE EXPERIENCE. 5. NOTWITHSTANDING THE PRESIDENTIAL COMPENSATION CRITERIA ENUMERATED IN ITEM 4 (ABOVE) AND UNTIL THE BOARD OF TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY DETERMINES OTHERWISE, WHEN A PRESIDENTIAL VACANCY OCCURS, THE INITIAL BASE SALARY, PAID WITH PUBLIC FUNDS TO THE SUCCESSOR PRESIDENT, SHALL NOT EXCEED TEN PERCENT OF THE PREVIOUS INCUMBENT'S PAY. X TECHNOLOGY PACKAGES 27 36800 CASH 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): AMOUNT IN COLUMN 3 REPRESENTS NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY FOR REVIEWING THE ORGANIZATION'S FORM 990 (INCLUDING ALL PERTINENT SCHEDULES). BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE, A FINAL COPY OF THE FORM 990 WILL BE FORWARDED TO THE ENTIRE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND KEY CSU STAFF ARE ANNUALLY ASKED TO REVIEW AND AFFIRM THAT THEY HAVE NO CONFLICTS OF INTEREST AS DESCRIBED IN THE CONFLICT OF INTEREST POLICY STATEMENT. UPON THE IDENTIFICATION OF ANY CONFLICT, THE INFORMATION IS THEN FORWARDED TO THE EXECUTIVES OF THE BOARD AND APPROPRIATE ACTION IS TAKEN. THIS ACTION MAY RANGE FROM THE BOARD NOT APPROVING A CONTRACT BASED ON POTENTIAL CONFLICT TO REMOVAL FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE CSU OR AN EXECUTIVE COMPENSATION CONSULTING FIRM CONDUCTS PERIODIC MARKET SURVEYS AND PRODUCES A COMPREHENSIVE ANALYSIS OF CSU EXECUTIVE COMPENSATION. IN ADDITION TO ANNUAL PERFORMANCE EVALUATIONS, THE BOARD OF TRUSTEES USES THIS ANALYSIS IN THE FORMAL EVALUATION PROCESS, WHICH OCCURS EVERY THREE YEARS. THIS CLOSED DOOR SESSION ASSESSES THE OFFICERS AND EMPLOYEES ABILITIES TO PERFORM THEIR DUTIES WITHIN THE CSU SYSTEM. IN ADDITION, COMPENSATION PAID BY THE FOUNDATION TO THE CHANCELLOR IS REVIEWED AND APPROVED BY THE ENTITY'S BOARD OF GOVERNORS, INDEPENDENT OF THE COMPENSATED ENTITY. COMPENSATION POLICY: 1. THE GOAL OF THE CSU CONTINUES TO BE TO ATTRACT, MOTIVATE, AND RETAIN THE MOST HIGHLY QUALIFIED INDIVIDUALS TO SERVE AS FACULTY, STAFF, ADMINISTRATORS, AND EXECUTIVES, WHOSE KNOWLEDGE, EXPERIENCE, AND CONTRIBUTIONS CAN ADVANCE THE UNIVERSITY'S MISSION. 2. IT IS THE CONTINUED INTENT OF THE BOARD OF TRUSTEES TO COMPENSATE ALL CSU EMPLOYEES IN A MANNER THAT IS FAIR, REASONABLE, COMPETITIVE, AND FISCALLY PRUDENT, IN RESPECT TO THE SYSTEM BUDGET AND STATE FUNDING. 3. TO THAT END, THE CSU WILL CONTINUE TO EVALUATE COMPETITIVE AND FAIR COMPENSATION FOR ALL CSU EMPLOYEES BASED ON PERIODIC MARKET COMPARISON SURVEYS. 4. IN ADDITION, THE CSU WILL MAINTAIN AND UPDATE ANNUALLY A TIERED LIST OF CSU COMPARISON INSTITUTIONS FOR PRESIDENTIAL COMPENSATION. THE LIST WILL TAKE INTO ACCOUNT LOCATION, ENROLLMENT, BUDGET, PERCENTAGE OF STUDENTS RECEIVING PELL GRANTS, SIX YEAR GRADUATION RATES, RESEARCH FUNDING, AND SUCH OTHER SUBJECTS AS FROM TIME TO TIME BE DEEMED APPROPRIATE. PRESIDENTIAL COMPENSATION WILL BE GUIDED WITH REFERENCE TO THE MEAN OF THE APPROPRIATE TIER OF COMPARISON INSTITUTIONS, TOGETHER WITH AN INDIVIDUAL CANDIDATE'S REPUTATION FOR NATIONAL POLICY LEADERSHIP AND LENGTH AND DEPTH OF EXECUTIVE EXPERIENCE. 5. NOTWITHSTANDING THE PRESIDENTIAL COMPENSATION CRITERIA ENUMERATED IN ITEM 4 (ABOVE) AND UNTIL THE BOARD OF TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY DETERMINES OTHERWISE, WHEN A PRESIDENTIAL VACANCY OCCURS, THE INITIAL BASE SALARY, PAID WITH PUBLIC FUNDS TO THE SUCCESSOR PRESIDENT, SHALL NOT EXCEED TEN PERCENT OF THE PREVIOUS INCUMBENT'S PAY. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990, THE ARTICLES OF INCORPORATION, THE BYLAWS, THE IRS DETERMINATION LETTER, THE AUDITED STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE POSTED ON THE FOLLOWING WEBSITE: HTTP://WWW.CALSTATE.EDU/FOUNDATION/ FUNDRAISING EXPENSES FORM 990, PART I, LINE 16B THE CSU FOUNDATION DOES NOT CONDUCT FUNDRAISING SPECIAL EVENTS, ANNUAL FUND SOLICITATIONS, OR EMPLOY PROFESSIONAL FUNDRAISERS. THUS, THERE ARE MINIMAL FUNDRAISING EXPENDITURES INCURRED BY THE ORGANIZATION. CHARITABLE SUPPORT RECEIVED RESULTS FROM EFFORTS BY THE CALIFORNIA STATE UNIVERSITY. CALIFORNIA STATE UNIVERSITY 401 GOLDEN SHORE 6TH FLOOR LONG BEACH CA 90802 954601267 EDUCATION CA LINE 2 N/A 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0