2014-03-26T14:31:51-05:00 2013-11-30 221478099 COHNREZNICK LLP 23 CHRISTOPHER WAY EATONTOWN NJ 07724 990PF 2012-12-01 136879648 THE CHRISTINA AND ROBERT DOW FOUNDATION CHRI 7323808615 2719 MAIN STREET LAWRENCEVILLE NJ 08648 ROBERT DOW 7323808615 2014-03-24 1 JOHN A CORSARO CPA P01220795 7325780700 2012 2015-12-30 17:16:21Z X 137178871 X 3743255 390 390 4735583 4730099 10412382 32101859 10412382 18891610 15142871 0 0 0 0 0 44680 0 0 0 44680 0 0 0 3301500 3301500 3346180 0 0 3301500 15545430 15142871 0 309725 40531 40594 93439495 109068343 137138277 93749220 109108874 137178871 0 0 X 0 0 0 0 93749220 109108874 93749220 109108874 93749220 109108874 93749220 15545430 0 109294650 185776 109108874 LORD ABBETT MUTUAL FUNDS 2013-11-30 25663484 21689477 3974007 3974007 JP MORGAN CUSTODY ACCOUNT P 2013-11-30 5213 5213 5213 CAPITAL GAINS DIVIDENDS P 6433162 6433162 6433162 10412382 0 8578818 102761069 0.083483 5110778 95331705 0.053610 3742823 82136094 0.045569 4886128 68782428 0.071037 3125750 74098778 0.042184 0.295883 0.059177 121322321 7179491 151429 7330920 3301500 302857 0 302857 0 302857 44680 44680 258177 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A THE FOUNDATION 7323808615 2719 MAIN STREET LAWRENCEVILLE NJ 08648 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT S DOW 2719 MAIN STREET LAWRENCEVILLE NJ 08648 2.00 0 0 0 CHRISTINA SEIX DOW 2719 MAIN STREET LAWRENCEVILLE NJ 08648 2.00 0 0 0 NONE 0 NONE 0 N/A 0 0 121789094 1380775 0 123169869 0 0 123169869 1847548 121322321 6066116 6066116 302857 302857 5763259 0 5763259 0 5763259 3301500 0 3301500 0 3301500 5763259 0 0 1288909 430191 3530121 5249221 3301500 0 0 0 3301500 0 2461759 2461759 2787462 0 0 0 0 0 0 0 2787462 2787462 ROBERT S DOW CHRISTINA SEIX DOW X CASA OF MERCER COUNTYINC 1450 PARKSIDE AVESUITE 22 EWING NJ 08638 NONE PUBLIC CHARITY COMMUNITY 10000 CHILDREN'S FUTURES 16 WEST FRONT STREETSUITE 220 TRENTON NJ 08608 NONE PUBLIC CHARITY COMMUNITY 10000 CHRISTINA SEIX ACADEMY 1550 STUYVESANT AVENUE TRENTON NJ 08618 NONE PUBLIC CHARITY SCHOLARSHIP 1250000 EAGLE ROCK GRADUATE FUND 2750 NOTAIAH ROAD ESTES PARK CO 80517 NONE PUBLIC CHARITY COMMUNITY 5000 FRIENDS OF ORFANATO NINOS DE CRISTO 222 WEST 14 STREETSUITE 12E NEW YORK NY 10011 NONE PUBLIC CHARITY COMMUNITY 5000 ISLESINC 10 WOOD STREET TRENTON NJ 08618 NONE PUBLIC CHARITY COMMUNITY 5000 JP MORGAN CHARITABLE GIVING FUND C/O NATIONAL PHILANTHROPIC TRUST 165 TOWNSHIP LINE ROAD SUITE 150 JENKINTOWN PA 190463594 NONE PUBLIC CHARITY COMMUNITY 2000000 LAWRENCEVILLE MAIN STREET 17 PHILLIPS AVENUE LAWRENCEVILLE NJ 08648 NONE PUBLIC CHARITY COMMUNITY 500 MERCER STREET FRIENDS FOOD BANK 824 SILVIA STREET EWING NJ 08628 NONE PUBLIC CHARITY COMMUNITY 500 OLIVER SCHOLARS PROGRAM 80 MAIDEN LANE SUITE 706 NEW YORK NY 10038 NONE PUBLIC CHARITY COMMUNITY 5000 SHILOH CDC FREEDOM SCHOOL 416 BELLEVUE AVESUITE 201 TRENTON NJ 08618 NONE PUBLIC CHARITY COMMUNITY 5000 TASK 72 1/2 ESCHER STREET PO BOX 872 TRENTON NJ 08605 NONE PUBLIC CHARITY COMMUNITY 500 YWCA TRENTON 140 EHANOVER STREET TRENTON NJ 08608 NONE PUBLIC CHARITY COMMUNITY 5000 3301500 0 14 390 14 4735583 14 10412382 0 15148355 0 15148355 0 0 0 0 0 0 0 0 0 0 X X 1 ROBERT CHRISTINA DOW 2719 MAIN STREET LAWRENCEVILLE NJ 08648 600000 X 2 ROBERT S DOW 2011 TRUST 500 STANTON CHRISTIANA ROAD NEWARK DE 19713 40000 X 3 CHRISTINA SEIX DOW 2011 TRUST 500 STANTON CHRISTIANA ROAD NEWARK DE 19713 2503255 X X 4 CHRISTINA SEIX DOW 2011 TRUST 500 STANTON CHRISTIANA ROAD NEWARK DE 19713 600000 X 3 184,676.636 SHARES TAX FREE AND MUNI SECURITIES 2503255 2012-12-24 BNY-GOLDEN KNIGHT II CLO AT COST 4814258 4814258 LA 685 AFFILIATED FUND I AT COST 0 0 LA 603 CLASSIC STOCK I AT COST 0 0 LA 577 CALIBRATED DIV GROWTH I AT COST 3775894 4405230 LA 3375 CALIBRATED MID CAP VALUE I AT COST 14203409 17471805 LA 3369 CALIBRATED LARGE CAP VALUE I AT COST 14126410 17729598 LA 1422 INTERNATIONAL CORE EQ I AT COST 5350150 6828927 LA 2120 INTERNATIONAL DIV INC I AT COST 4800000 5682828 LA 686 INTERNATIONAL OPPUR I AT COST 0 0 LA 1449 DIVERSIFIED EQ STRAT I AT COST 8339589 13599474 LA 1428 BALANCED STRAT I AT COST 0 0 LA 1429 ALPHA STRATEGY I AT COST 11198164 19001015 LA 1427 INCOME FD I AT COST 0 0 LA 694 HIGH YLD I AT COST 7858879 8365199 LA 2084 FLOATING RATE I AT COST 10293612 10445056 LA 1408 CONVERTIBLE I AT COST 0 0 LA 688 BOND DEBEN I AT COST 0 0 LA 1439 DIVERS EQ STRAT I AT COST 5284146 6087220 LA 1423 GLOBAL ALLOC I AT COST 5728447 5979282 LA 594 VALUE OPPOR I AT COST 0 0 LA 608 STOCK APPRE I AT COST 0 0 LA 687 SMALL CAP VALUE I AT COST 0 0 LA 591 SMALL CAP BLEND I AT COST 0 0 LA 699 MICRO CAP VALUE I AT COST 5392892 7049987 LA 700 MICRO CAP GROWTH I AT COST 6977799 8753704 LA 692 GROWTH OPPOR I AT COST 0 0 LA 3338 GROWTH LDRE FD I AT COST 0 0 LA 1403 FUND EQUITY I AT COST 0 0 LA 690 DEVEL GROWTH I AT COST 0 0 LA 1426 USG MM I AT COST 924694 924694 LA 1440 DIV INC STRATEGY FUND I AT COST 0 0 LA 249 SHORT DURATION AT COST 0 0 BOOK VS TAX GAIN ON SALES OF SECURITIES 185776 FEDERAL INCOME TAXES 44680 0 0 0