2014-03-17T10:31:47-05:00 2013-04-30 464001827 SAXBST LLP 28 WEST 44TH STREET NEW YORK NY 10036 990 2012-05-01 111823976 UNITED WELFARE FUND UNIT 7186584848 138-50 QUEENS BLVD BRIARWOOD NY 11435 EDWARD L BYRNE SR 7186584848 2014-03-11 1 PATRICK C STINES P01592735 2126618640 2012 2015-11-30 17:44:51Z EDWARD L BYRNE SR 138-50 QUEENS BLVD BRIARWOOD NY 11435 298908672 0 X N/A X 1956 NY SEE SCHEDULE O. 16 16 19 0 0 0 0 0 154337591 157717083 15010581 13035891 -13002 -19053 169335170 170733921 0 0 153622781 150250768 2988937 2741249 0 0 0 9255578 9813598 165867296 162805615 3467874 7928306 494834349 493063126 1851219 663971 492983130 492399155 TO PROVIDE HEALTH, SEVERANCE, DEATH AND OTHER SUPPLEMENTAL WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR BENEFICIARIES. 0 0 TO PROVIDE HEALTH, SEVERANCE, DEATH AND OTHER SUPPLEMENTAL WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR BENEFICIARIES. 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 5643 0 1 19 1 0 0 0 0 0 0 X 16 16 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 0 0 0 X EDWARD L BYRNE SR 7186584848 138-50 QUEENS BLVD BRIARWOOD NY 11435 X JONATHAN S AMES 70.00 X 0 0 0 LORI AMES 65.00 X 0 0 0 PETER DEVITO JR 65.00 X 0 0 0 CHARLES SHIMKUS 65.00 X 0 0 0 TROY ANDERSON 65.00 X 0 0 0 JAMES SCAGNELLI 65.00 X 0 0 0 KEVIN BARRY 65.00 X 0 0 0 SEAN CULLINAN 65.00 X 0 0 0 DONALD BARKIN 10.00 X 0 0 0 LARRY AMATULLI 10.00 X 0 0 0 STEVEN BARNA 10.00 X 0 0 0 JAY GEORGE 10.00 X 0 0 0 AGOSTINO VONA 10.00 X 0 0 0 PAUL STENDARDI 10.00 X 0 0 0 CARL CURCIO 10.00 X 0 0 0 CAROL BARKIN 10.00 X 0 0 0 EDWARD L BYRNE SR 65.00 X 0 0 0 JOSEPH M PECORA 65.00 X 241024 0 68414 GERALDINE DORSEY 40.00 X 126199 0 30442 SAM MATTHEWS 40.00 X 201150 0 40170 MATTHEW T POWER 40.00 X 162169 0 40928 STEVEN R ELLIOTT JR 65.00 X 254280 0 73116 JOSEPHINE FALCONE 40.00 X 112456 0 43840 1097278 0 296910 7 0 1 1 RICHARD M GREENSPAN PC 220 HEATHERDELL ROAD ARSLEY NY 10502 LEGAL 356408 BLACKROCK 40 EAST 52ND STREET NEW YORK NY 10022 INVESTMENT MGMT 260000 NIXON PEABODY LLC 401 9TH ST NW WASHINGTON DC 20004 LEGAL 115615 O'DWYER & BERNSTEIN LLP 52 DUANE ST NEW YORK NY 10007 LEGAL 105500 4 EMPLOYERS' CONTRIBUTIONS 900099 152431810 152431810 PARTICIPANTS' CONTRIBUTIONS 900099 5285273 5285273 157717083 14496863 14496863 19053 -19053 -19053 -19053 126694726 128155698 -1460972 -1460972 -1460972 170733921 157717083 0 13016838 150250768 322859 1654686 74649 544620 144435 636142 100000 338197 172703 204530 155327 913545 111794 20741 55237 220603 NET REIMB. EXPENSES 6810553 SHOP STEWARD WEEKEND 45681 REPAIRS AND MAINTENANCE 28545 162805615 2505153 1902758 3385415 4476858 4842244 5282225 2099 70756 977505 639929 224140 337576 481675298 478792953 2200000 2200000 494834349 493063126 489148 316145 1362071 347826 1851219 663971 X 0 0 0 0 492983130 492399155 492983130 492399155 494834349 493063126 7928306 -8512281 0 X 0 1 X 1 0 402699 198302 204397 574806 441627 133179 337576 X 161883443 -8512281 -8512281 170395724 338197 338197 170733921 162467418 0 162467418 338197 338197 162805615 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE PLAN (AND ITS RELATED TRUST) ARE INTENDED TO BE EXEMPT FROM FEDERAL INCOME TAX UNDER THE PROVISIONS OF SECTION 501(C)(5) OF THE INTERNAL REVENUE CODE (IRC), AS AMENDED AND HAS OBTAINED A FAVORABLE DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE (IRS) DATED FEBRUARY 1986. THE PLAN HAS BEEN AMENDED SINCE RECEIVING THE DETERMINATION LETTER. HOWEVER, THE PLAN'S TRUSTEES AND THE PLAN'S LEGAL COUNSEL BELIEVE THAT THE PLAN IS CURRENTLY DESIGNED AND BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC. THE PLAN'S MANAGEMENT EVALUATES TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZES A TAX LIABILITY OR ASSET IF AN UNCERTAIN TAX POSITION WAS TAKEN AND IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WOULD NOT BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS. THE PLAN IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE TAX YEARS PRIOR TO 2010. X 0 0 0 JOSEPH M PECORA 222748 0 14697 0 3579 0 7192 0 61222 0 309438 0 0 0 GERALDINE DORSEY 121199 0 5000 0 0 0 5720 0 24722 0 156641 0 0 0 SAM MATTHEWS 184150 0 5000 0 12000 0 4056 0 36114 0 241320 0 0 0 MATTHEW T POWER 157169 0 5000 0 0 0 4056 0 36872 0 203097 0 0 0 STEVEN R ELLIOTT JR 236535 0 14994 0 2751 0 7402 0 65714 0 327396 0 0 0 JOSEPHINE FALCONE 107456 0 5000 0 0 0 5720 0 38120 0 156296 0 0 0 SUPPLEMENTAL INFORMATION PART III COMPENSATION FROM UNRELATED ORGANIZATIONS: EDWARD L. BYRNE, SR.- TOTAL COMPENSATION REPORTED BY UNITED SERVICE WORKERS UNION IUJAT - NATIONAL UNION (UNRELATED ORGANIZATION) AMOUNTED TO $658,661 CONSISTING OF $454,597 IN REPORTABLE W-2 COMPENSATION AND $204,064 IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS. 60% OF SALARIES AND BENEFITS INCLUDED IN TOTAL COMPENSATION IS REIMBURSED BY THE FILING ORGANIZATION. STEVEN R. ELLIOTT, JR. - BENEFITS REPORTED BY UNITED SERVICE WORKERS UNION, IUJAT - NATIONAL UNION (UNRELATED ORGANIZATION) AMOUNTED TO $136,842 OF WHICH 90% OF BENEFITS INCLUDED IN TOTAL COMPENSATION IS REIMBURSED BY THE FILING ORGANIZATION. JOSEPH M. PECORA - BENEFITS REPORTED BY UNITED SERVICE WORKERS UNION, IUJAT - NATIONAL UNION (UNRELATED ORGANIZATION) AMOUNTED TO $136,842 OF WHICH 100% OF BENEFITS INCLUDED IN TOTAL COMPENSATION IS REIMBURSED BY THE FILING ORGANIZATION. THE UNITED WELFARE FUND (FUND) AND UNITED SERVICE WORKERS UNION, IUJAT-NATIONAL UNION (USWU), AN UNRELATED ORGANIZATION, ARE PARTIES TO AN ADMINISTRATIVE COST SHARING AGREEMENT WHEREBY, AMONG OTHER THINGS, CERTAIN PERSONNEL OF THE USWU PROVIDE SERVICES TO THE FUND. DURING THE TAX REPORTING PERIOD ENDED APRIL 30, 2013, THE FUND REIMBURSED TO USWU FOR SHARED ADMINISTRATIVE COSTS. INCLUDED IN SUCH REIMBURSEMENT WAS A COMPONENT OF COMPENSATION AND RELATED BENEFIT COSTS OF $1,071,747. NONE OF THE REIMBURSEMENT RELATES TO TIME SERVING AS A TRUSTEE OF THE FUND. JOSEPH PECORA FAMILY MEMBER 25450 EMPLOYMENT 0 STEVEN R ELLIOTT SR FAMILY MEMBER 75000 EMPLOYMENT 0 ORGANIZATION MISSION STATEMENT FORM 990, PART I, LINE 1 TO PROVIDE HEALTH, SEVERANCE, DEATH AND OTHER SUPPLEMENTAL WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR BENEFICIARIES. FORM 990, PART VI, SECTION A, LINE 2 CAROL BARKIN AND DONALD BARKIN - FAMILY RELATIONSHIP JONATHAN S. AMES AND LORI AMES - FAMILY RELATIONSHIP FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTING FIRM WITH ASSISTANCE FROM FUND PERSONNEL AND LEGAL COUNSEL AND PRESENTED TO THE CONTROLLER FOR INITIAL REVIEW. THE CONTROLLER THEN CIRCULATED A COPY OF THE DRAFT FORM 990 TO THE FUND ADMINISTRATOR, FUND'S TRUSTEES, OFFICERS AND LEGAL COUNSEL. AFTER FURTHER REVIEW AND COMPLETION OF ANY OPEN ITEMS, THE FINAL DOCUMENT WAS CIRCULATED TO ALL OF THE OFFICERS AND TRUSTEES, WHO, AFTER THEIR OWN REVIEW, WERE CANVASSED FOR APPROVAL FOR ACCEPTANCE AND AUTHORIZATION TO FILE THE FORM 990 BEFORE ITS DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C THE TRUSTEES OF THE FUND AT THEIR REGULAR MEETINGS TAKE UP THE BUSINESS OF THE ORGANIZATION WHICH MAY INCLUDE INSTANCES WHERE A CONFLICT OF INTEREST MAY HAVE OCCURRED OR IS SUBJECT OF DISCUSSION. IF A CONFLICT OF INTEREST IS PRESENTED, THE TRUSTEES TAKE APPROPRIATE ACTION WITH ANY CONFLICTED MEMBER ABSTAINING FROM PARTICIPATION IN THE DISCUSSION AND VOTE. ALL TRUSTEES, OFFICERS AND EMPLOYEES ARE COVERED BY CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE FUND'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO ALL MEMBERS UPON REQUEST. DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC TO THE EXTENT REQUIRED BY LAW. FORM 990, PART VII - COLUMN (B) AVG HOURS: HOURS RECORDED ARE AN ESTIMATE OF AVERAGE HOURS WORKED PER WEEK AMONGST THE TAX EXEMPT ORGANIZATIONS THAT THE INDIVIDUAL HOLDS POSITION IN, WHERE WORK IS ASSIGNED AS A REQUIRED COMPONENT OF THE PERSON'S PRIMARY EMPLOYMENT. AS ALLOCATED, WORK TIME IS DEVOTED TO PROVIDE NECESSARY SUPPORT AND SERVICES NEEDED BY THE RESPECTIVE ORGANIZATIONS' PROGRAMS.