2014-02-20T11:03:51-06:00 2013-08-31 363168081 SIKICH LLP 13400 BISHOPS LANE SUITE 300 BROOKFIELD WI 53005 990 2012-09-01 396023436 MILWAUKEE SYMPHONY ORCHESTRA INC MILW 4142916010 1101 N MARKET STREET NO 100 MILWAUKEE WI 53202 MARK NIEHAUS 4142916010 2014-02-19 1 KARELYN J BECK CPA P00474979 2627549400 2014-02-19 2012 2015-11-30 17:44:51Z MARK NIEHAUS 1101 N MARKET STREET NO 100 MILWAUKEE WI 53202 15400164 0 X WWW.MSO.ORG X 1958 WI PRESENT PERFORMANCES THAT CULTIVATE AN APPRECIATION FOR THE ART OF MUSIC. 37 35 298 216 0 0 21467184 11500430 3581126 3458670 118581 170250 38176 89293 25205067 15218643 4500 6000 0 0 12203104 12830054 56162 70104 980570 5107786 4811965 17371552 17718123 7833515 -2499480 24302061 22890045 12012744 9972047 12289317 12917998 X THE MILWAUKEE SYMPHONY ORCHESTRA, INC. ("MSO") REACHES OUT TO DIVERSE AUDIENCES THROUGH CONCERT PERFORMANCES AND NATIONALLY RECOGNIZED EDUCATION AND OUTREACH PROGRAMS. ALL PROGRAMS ARE GUIDED BY THE MSO FAMILY SHARED VISION WHICH STATES THAT THE MSO EXISTS FOR THREE PURPOSES: TO COMFORT, EDUCATE, ENTERTAIN AND EXHILARATE THE HUMAN SOUL THROUGH EVENTS OF CULTURAL SIGNIFICANCE, RELEVANCE AND ARTISTIC CHALLENGE; TO EMBRACE, PRESERVE AND FOSTER OUR MUSICAL HERITAGE; AND TO ENHANCE THE VIBRANCY OF OUR COMMUNITY. 0 0 14919417 6000 3458670 THE MILWAUKEE SYMPHONY ORCHESTRA IS AMONG THE FINEST ORCHESTRAS IN THE NATION AND THE LARGEST CULTURAL ORGANIZATION IN WISCONSIN. SINCE ITS INCEPTION IN 1959, THE MSO HAS RECEIVED CRITICAL ACCLAIM FOR ARTISTIC EXCELLENCE. THE 80 FULL-TIME PROFESSIONAL MUSICIANS IN THE SYMPHONY PERFORM MORE THAN 135 CONCERTS EACH SEASON FOR OVER 200,000 PATRONS. EDUCATION IS INTEGRAL TO THE MISSION OF THE MILWAUKEE SYMPHONY ORCHESTRA AND COMPRISES TWO MAIN COMPONENTS: K-12 IN-SCHOOL AND EDUCATION PROGRAMS THAT ADDRESS THE NEED FOR INTEGRATED, HIGH-QUALITY ARTS EDUCATION IN THE PUBLIC SCHOOLS AND TRAINING OF YOUNG PROFESSIONAL MUSICIANS THROUGH PROGRAMS SUCH AS STARS OF TOMORROW CONCERTO AND SIDE-BY-SIDE COMPETITION, MSO READING, WISCONSIN YOUTH PIANO COMPETITION AND MILWAUKEE HIGH SCHOOL OF THE ARTS RESIDENCY PROGRAM. THE K-12 EDUCATION PROGRAMS OF THE MSO NOT ONLY PROVIDE ACCESS TO THE ARTS FOR UNDERSERVED STUDENTS AND FAMILIES, THEY ALSO ADDRESS THE NEED FOR INTEGRATED HIGH-QUALITY ARTS EXPOSURE AND EDUCATION IN THE PUBLIC SCHOOLS AS REQUIRED BY THE WISCONSIN DEPARTMENT OF EDUCATION. THESE INITIATIVES CURRENTLY SERVE MORE THAN 29,000 STUDENTS AND HUNDREDS OF TEACHERS STATEWIDE, AND ARE DEVELOPED IN CONFORMITY WITH THE NATIONAL STANDARDS FOR ARTS EDUCATION AND THE WISCONSIN COMMON CORE STANDARDS. THE MSO CONTINUES TO ADAPT ITS EXISTING PROGRAMS AND DEVELOP NEW ONES THAT SUPPORT EDUCATION REFORM IN WISCONSIN. THIS EFFORT HAS BECOME EVEN MORE CRITICAL AS PROGRAMS IN THE ARTS HAVE BEEN DECIMATED BY DEEP CUTS TO THE EDUCATION BUDGET OF THE STATE. THE MSO OFFERED A TOTAL OF 26 YOUTH AND FAMILY CONCERTS IN THE 2012-2013 SEASON. 14919417 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 0 0 0 1 122 0 298 1 0 0 0 0 0 1 1 0 0 0 0 X 37 35 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X CATHERINE KIEKHOFER 4142916010 1101 N MARKET ST STE 100 MILWAUKEE WI 53202 MARCIA BROOKS 1.00 X 0 0 0 SACHIN CHHEDA 1.00 X 0 0 0 TED DURANT 1.00 X 0 0 0 ALEC FRASER 1.00 X 0 0 0 MICHAEL L GONZALEZ 1.00 X X 0 0 0 MARTA HAAS 1.00 X 0 0 0 DOUGLAS M HAGERMAN 12.00 X X 0 0 0 ERIC E HOBBS 1.00 X X 0 0 0 KAREN HUNG 1.00 X 0 0 0 ALYCE C KATAYAMA 1.00 X X 0 0 0 MARSHA KINDALL-SMITH 1.00 X 0 0 0 SUSAN L KURTZ 1.00 X 0 0 0 BRUCE R LANING 1.00 1.00 X 0 0 0 PAUL LAVENDER 1.00 X 0 0 0 CHRIS LAYDEN 1.00 X 0 0 0 JANE LEWIS 1.00 X 0 0 0 ANDREW N NUNEMAKER 1.00 X 0 0 0 MARGARET PADDOCK 1.00 X 0 0 0 DEBBIE PATEL 1.00 X 0 0 0 RICHARD D PAULS 1.00 X 0 0 0 STEPHEN RAGATZ 1.00 X 0 0 0 BART REUTER 1.00 X 0 0 0 MONICA SCHICK 1.00 X 0 0 0 MICHAEL SCHMITZ 1.00 X 0 0 0 JAY E SCHWISTER 1.00 X 0 0 0 JOHN SIBSON 1.00 X 0 0 0 GREGORY A SMITH 1.00 X X 0 0 0 MAGGIE STOEFFEL 1.00 X 0 0 0 DAVID C SWANSON 1.00 X 0 0 0 JENI TATE 1.00 X 0 0 0 LINDA TOJEK 1.00 X 0 0 0 HARUKI TOYAMA 1.00 X 0 0 0 KIMBERLY WALKER 1.00 X 0 0 0 FRANCIS WASIELEWSKI 1.00 X 0 0 0 HERBERT ZIEN 1.00 X 0 0 0 MARK NIEHAUS 40.00 X X 113754 0 1624 SCOTT KREGER 1.00 X 68841 0 31931 FRANK ALMOND 1.00 X 150439 0 38772 MARYELLEN GLEASON 40.00 X X 285844 0 1786 EDO DE WAART 40.00 X 444558 0 0 SUSAN LORIS 40.00 X 113878 0 9599 TANYA MAZOR-POSNER 40.00 X 104676 0 1563 PATRICK MCGINN 40.00 X 110701 0 3696 1392691 0 88971 7 0 1 0 ARTS MARKETING SERVICES INC DEPARTMENT 325 PO BOX 8000 BUFFALO NY 14267 TELEMARKETING 183831 JOURNALSENTINEL INC PO BOX 78932 MILWAUKEE WI 53278 ADVERTISMENTS 138235 MILWAUKEE ARTS PARTNERS 1101 N MARKET ST SUITE 100 MILWAUKEE WI 53202 PAYMENTS FOR DATABASE MANAGEMENT 138074 IMG ARTISTS 152 W 57TH ST 5TH FLOOR NEW YORK NY 10019 PAYMENTS FOR GUEST ARTISTS; MANAGEMENT F 121855 CLEAR CHANNEL BROADCASTING INC PO BOX 847304 DALLAS TX 75284 ADVERTISMENTS 104051 5 2752331 41553 704478 89405 7912663 11500430 TICKET SALES 711190 3015222 3015222 FEE FOR SERVICE 711190 443448 443448 3458670 170250 170250 1201 1201 269613 41553 181521 88092 88092 15218643 3458670 0 259543 6000 6000 1497225 885152 494189 117884 6935480 6369106 228349 338025 1579495 1449694 129801 1908311 1738733 94150 75428 909543 782819 79762 46962 21512 21512 70104 70104 236137 50531 171248 14358 751127 739493 11634 445436 76516 250902 118018 168441 11820 156621 35299 17395 16930 974 34613 9698 18861 6054 33474 33474 52911 52911 29489 29489 PRODUCTION COSTS 1663258 1663258 0 0 ARTISTIC COSTS 826805 826805 0 0 MISCELLANEOUS 307107 140055 14198 152854 SALES DEVELOPMENT 179951 125937 14105 39909 26405 26405 17718123 14919417 1818136 980570 2363828 909644 3052556 2257437 238345 231762 341130 482161 2626202 2387497 196161 238705 18110041 18770336 24302061 22890045 704753 826408 1880558 1787277 2472252 2478482 6955181 4879880 12012744 9972047 X -10086534 -9698329 4265810 3845991 18110041 18770336 12289317 12917998 24302061 22890045 X -2499480 3128161 X 0 1 X 1 0 X 9502145 11512198 11224491 21467184 11500430 65206448 9502145 11512198 11224491 21467184 11500430 65206448 14058175 51148273 178238 174314 119788 171451 643791 4663714 4156120 4169478 3634398 3546762 20170472 86020711 0.59460 0.60090 X SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: PART II, SECTION B, LINE 10 - OTHER INCOME: 2008 2009 2010 2011 2012 PERFORMANCE REVENUE 3,600,040 3,547,022 3,502,792 3,115,079 3,015,222 FEE FOR SERVICE 725,149 609,098 630,819 471,987 443,448 OTHER INCOME 338,525 35,867 47,332 88,092 TOTAL 4,663,714 4,156,120 4,169,478 3,634,398 3,546,762 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 287 287 14919131 14919418 895971 223993 0 0 854520 946696 874122 895971 3571309 5356964 807 809 770 287 2673 213630 236674 218531 223993 892828 1339242 807 809 770 287 2673 18110041 414686 1052765 704477 102679 18770336 24340388 172461 1510396 7824810 88394 18110041 23381311 153811 2388061 1506490 76305 24340388 23340764 1176060 1613367 2671471 77409 23381311 27839713 409068 -2992164 1818468 97385 23340764 1.00000 1 1 1 63190 27664 35526 2563012 2359833 203179 238705 BENEFICIAL INTEREST HELD IN TRUSTS 18770336 18770336 LIABILITY FOR PENSION BENEFITS 4879880 4879880 X 15252999 67481 -33125 34356 15218643 0 15218643 17752479 67481 67481 17684998 33125 33125 17718123 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO PROVIDE OPERATING SUPPORT TO THE MILWAUKEE SYMPHONY ORCHESTRA, INC. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION EVALUATES ITS UNCERTAIN TAX POSITIONS ON AN ANNUAL BASIS AND THERE HAVE BEEN NO UNCERTAIN TAX POSITIONS RECORDED DURING 2013 OR 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: BAD DEBT EXPENSE -26,405. DONOR STOCK SALE EXPENSE -6,720. PART XII, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSE 26,405. DONOR STOCK SALE EXPENSE 6,720. X 0 ARTS MARKETING PO BOX 8000 BUFFALO NY 14267 TELEFUNDRAISING 1 141821 70104 71717 141821 70104 71717 GRAPE EXPECTATIONS 47904 5250 42654 7482 500 8861 SOIREE 160520 20700 139820 35151 31668 37733 10751 1 32093 15603 16490 2479 570 600 16630 240517 41553 198964 37630 39720 38833 36242 152425 46539 0 EDUCATION SCHOLARSHIPS 6 6000 X X 1 0 0 0 0 0 0 0 0 FRANK ALMOND 150439 0 0 0 0 0 11500 0 27272 0 189211 0 0 0 MARYELLEN GLEASON 285844 0 0 0 0 0 0 0 1786 0 287630 0 0 0 EDO DE WAART 444558 0 0 0 0 0 0 0 0 0 444558 0 0 0 PART I, LINE 4A UNTIL SEPTEMBER 10, 2012, MARYELLEN GLEASON SERVED AS PRESIDENT AND CEO OF MSO, INC. MSO PAID CERTAIN AMOUNTS AS SEVERANCE TO MS. GLEASON PURSUANT TO A WRITTEN AGREEMENT. CASH PAYMENTS MADE TO MS. GLEASON IN 2012 TOTALED $63,462. BAKER TILLY DIRECTOR (B LANING) 63548 MR. LANING IS THE MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER AT BAKER TILLY INVESTMENT ADVISORS. THE ORGANIZATION PAID BAKER TILLY $63,548 FOR CONSULTING EXPENSES. 0 X 37 0 FMV 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE ORGANIZATION USES THE SERVICES OF INVESTMENT BROKERS TO SELL SECURITIES DONATED. NON REPORTING OF REVENUE: PART I, LINE 33: THE DONATED SECURITIES ARE ALL SOLD AT YEAR-END AND INCLUDED AS CASH CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 TWO EMPLOYEES ARE ALSO BOARD DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE 990 IS GIVEN TO THE AUDIT COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MSO AND THE GOVERNANCE COMMITTEE REVIEWS COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 EMPLOYEES' COMPENSATION IS REVIEWED ANNUALLY AND COMPARED WITH BENCH-MARKING DATA PROVIDED BY THE LEAGUE OF AMERICAN ORCHESTRAS. FORM 990, PART VI, LINE 15B: EMPLOYEES' COMPENSATION IS REVIEWED ANNUALLY AND COMPARED WITH BENCH-MARKING DATA PROVIDED BY THE LEAGUE OF AMERICAN ORCHESTRAS. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: INCREASE IN BENEFICIAL INTEREST IN FUNDS HELD AT PERPETUAL TRUSTS 660,295. PENSION-RELATED ITEMS OTHER THAN NET PERIODIC PENSION COSTS 2,467,866. MILWAUKEE SYMPHONY ORCHESTRA ENDOWMENT TRUST 1101 N MARKET ST ST 100 MILWAUKEE WI 53202 396096874 SUPPORT MSO, INC. WI 501(C)(3) LINE 11A, I N/A 0 MILWAUKEE SYMPHONY ORCHESTRA FOUNDATION TRUST 1101 N MARKET ST ST 100 MILWAUKEE WI 53202 391715515 SUPPORT MSO, INC. WI 501(C)(3) LINE 11A, I N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MILWAUKEE SYMPHONY ORCHESTRA FOUNDATION TRUST C 704478 CASH PAID