2014-02-15T08:57:13-06:00 2013-06-30 410746749 CLIFTONLARSONALLEN LLP PO BOX 2886 OSHKOSH WI 549032886 990 2012-07-01 396076856 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UNIV 9204241020 842 ALGOMA BLVD OSHKOSH WI 54901 ARTHUR RATHJEN 9204241020 2014-02-11 1 KIMBERLY ANDERSON CPA P00188889 9202315890 2014-02-11 2012 2015-11-30 17:44:51Z ARTHUR RATHJEN 842 ALGOMA BLVD OSHKOSH WI 54901 15321899 0 X WWW.UWOSH.EDU/FOUNDATION X 1963 WI TO BE A PROACTIVE LEADER IN HELPING SHAPE AND REFINE THE VISION OF EXCELLENCE OF THE UNIVERSITY OF WISCONSIN-OSHKOSH THROUGH: RAISING THE AWARENESS OF THE NEED FOR PRIVATE SUPPORT FOR EDUCATIONAL PRIORITIES; BUILDING RELATIONSHIPS TO CONNECT COMMUNITY RESOURCES WITH UNIVERSITY NEEDS; MEETING DONOR INTERESTS; EXPANDED RESOURCE DEVELOPMENT PROGRAMS; AND PRUDENT FISCAL RESPONSIBILITY AND ASSET MANAGEMENT IN SUPPORT OF THE UNIVERSITY COMMUNITY WITH SPECIAL EMPHASIS ON THE FACULTY/STUDENT RELATIONSHIP. 20 20 0 0 -43218 -14399 4346913 9530144 0 0 326412 589039 78134 -11278 4751459 10107905 3258345 6108744 0 0 146357 144410 0 0 159942 717325 783405 4122027 7036559 629432 3071346 22474904 35563640 4075325 13147198 18399579 22416442 X TO BE A PROACTIVE LEADER IN HELPING SHAPE AND REFINE THE VISION OF EXCELLENCE OF THE UNIVERSITY OF WISCONSIN - OSHKOSH THROUGH: RAISING THE AWARENESS OF THE NEED FOR PRIVATE SUPPORT FOR EDUCATIONAL PRIORITIES; BUILDING RELATIONSHIPS TO CONNECT COMMUNITY RESOURCES WITH UNIVERSITY NEEDS; MEETING DONOR INTERESTS; EXPANDED RESOURCE DEVELOPMENT PROGRAMS; AND PRUDENT FISCAL RESPONSIBILITY AND ASSET MANAGEMENT IN SUPPORT OF THE UNIVERSITY COMMUNITY WITH SPECIAL EMPHASIS ON THE FACULTY/STUDENT RELATIONSHIP. 0 0 6705311 6108744 THE FOUNDATION DISBURSED PAYMENTS TO AND ON BEHALF OF THE UNIVERSITY OF WISCONSIN-OSHKOSH FOR ADVANCEMENT OF EDUCATIONAL, SCIENTIFIC, AND ATHLETIC PURPOSES. THE FOUNDATION BEGAN CONSTRUCTION ON A SECOND BIODIGESTER AND ON THE NEW UW-OSHKOSH ALUMNI WELCOME CENTER. FUNDRAISING CONTINUED FOR THE CENTER. 6705311 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 44 0 1 0 0 0 0 0 0 1 1 0 0 0 0 X 20 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 0 WI X ARTHUR RATHJEN 9204242178 842 ALGOMA BOULEVARD OSHKOSH WI 54901 ELIZABETH A WYMAN 5.00 X 0 0 0 THOMAS R KELL 5.00 X X 0 0 0 DAVID L OMACHINSKI 5.00 X X 0 0 0 GREGORY J CLEVEN 5.00 X 0 0 0 CRAIG C CULVER 5.00 X 0 0 0 H GENE DRECKTRAH 5.00 X 0 0 0 JAMES J GRYZWA 1.00 X 0 0 0 NORBERT S HILL JR 1.00 X 0 0 0 KAROLA JUNGBACKER 1.00 X 0 0 0 ROBERT J KERRIGAN 1.00 X 0 0 0 WILLIAM A RAATHS 1.00 X 0 0 0 WALTER J SCOTT JR 1.00 X 0 0 0 WAYNE A TREMBLY 1.00 X 0 0 0 RUTH DEYOUNG KOHLER 1.00 X 0 0 0 DAVID L GEURDEN 1.00 X 0 0 0 TIMOTHY C MULLOY 5.00 X X 0 0 0 KEVIN RALOFSKY 1.00 X 0 0 0 KELLY D TIGHE 1.00 X 0 0 0 MAUREEN M LASKY 1.00 X 0 0 0 THOMAS R GUYETTE 1.00 X 0 0 0 ARTHUR H RATHJEN 40.00 X 133000 0 72485 133000 0 72485 1 0 1 0 MIRON CONSTRUCTION CO INC PO BOX 1372 GREEN BAY WI 543051372 CONSTRUCTION CONTRACTOR 2460764 BIOFERM ENERGY SYSTEMS LLC 617 N SEGOE RD MADISON WI 53705 CONSTRUCTION 1663749 UIHLEINWILSON ARCHITECTS 322 E MICHIGAN ST SUITE 400 MILWAUKEE WI 53202 ARCHITECT 525432 3 5080260 4449884 77119 9530144 358386 358386 5444647 5213994 230653 230653 230653 MISCELLANEOUS INCOME 900099 31940 31940 INCOME (LOSS) FROM OSHKOSH INVEST 721110 -14399 -14399 INCOME (LOSS) FROM OI MANAGEMENT 721110 -28819 -28819 -11278 10107905 31940 -43218 589039 5629123 5629123 479621 479621 144410 93218 51192 3960 3960 20307 350 19957 69089 69089 8084 6746 1338 14967 14967 129453 41389 19884 68180 58222 25987 19180 13055 7094 6215 879 52156 43146 5803 3207 29239 24541 973 3725 29096 29096 7436 1308 6128 SPECIAL EVENTS 325648 299701 20331 5616 MISCELLANEOUS 28654 24870 3784 7036559 6705311 171306 159942 429732 804976 100176 2035542 9358806 2123481 1562118 1425105 1042077 10884 11358 1269299 68413 805448 1200886 15144712 16229309 500000 5253934 22474904 35563640 88417 1093024 5267338 1598122 4854451 1000000 1357300 1388786 575085 4075325 13147198 X 1176924 -3813171 4882928 11278571 12339727 14951042 18399579 22416442 22474904 35563640 X 3071346 1140402 -194885 X X 0 1 X 1 0 X 4234080 2186769 2211998 4346912 9530144 22509903 4234080 2186769 2211998 4346912 9530144 22509903 3741118 18768785 428567 360491 352009 461425 358387 1960879 24470782 566438 0.76700 0.81410 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13115175 2597595 1883074 937919 16657925 13224023 482817 -61217 530448 13115175 10946897 560014 2270484 553372 13224023 9793416 419471 1046620 312610 10946897 11778414 740979 -2425305 300672 9793416 0.01000 0.89000 0.10000 1 0 699127 699127 100000 408143 6384 501759 62029 62029 0 1200886 CONSTRUCTION IN PROGRESS 4632038 INVESTMENT IN OSHKOSH INVESTORS LLC 621896 5253934 FUNDS HELD FOR OTHERS 575085 575085 X DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS ARE INTENDED TO BE USED FOR SCHOLARSHIPS AND AWARDS, ATHLETICS, ALUMNI ACTIVITIES, PROFESSORSHIPS, AND UNIVERSITY PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: AS A NONPROFIT ORGANIZATION, THE FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE TAX-EXEMPT STATUS IS BASED UPON THE STATED PURPOSE OF THE OPERATIONS AND SUPPORTING EVIDENCE PRESENTED TO THE INTERNAL REVENUE SERVICE WITH THE APPLICATION FOR TAX-EXEMPT STATUS. SUCH STATUS IS SUBJECT TO RE-EVALUATION SHOULD THERE BE CHANGES IN OPERATION, CHARACTER, OR PURPOSE OF THE FOUNDATION. 1 UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 192500 CASH PROVIDE SCHOLARSHIPS FOR EDUCATION OPPROTUNITIES TO UW OSHKOSH STUDENTS. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 80334 CASH RENOVATIONS FOR AND OPERATIONS OF THE OSHKOSH SPORTS COMPLEX AND RELATED UW-OSHKOSH ATHLETIC TEAMS. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 10328 CASH TO PROVIDE AWARDS AND RECOGNITIONS TO DESERVING UW-OSHKOSH STUDENTS AND ALUMNI. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 59959 CASH SUPPORT THE ACTIVITIES OF VARIOUS UW-OSHKOSH FACULTY AND STUDENT ORGANIZATIONS UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 5286002 CASH CONSTRUCTION EXPENSES RELATED TO THE BUILDING OF THE ALUMNI WELCOME CENTER 1 0 SCHOLARSHIPS FOR UNIVERSITY OF WISCONSIN OSHKOSH STUDENTS 311 440117 AWARDS AND RECOGNITION TO OUTSTANDING UNIVERSITY OF WISCONSIN OSHKOSH STUDENTS 141 39504 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FOLLOWING STEPS ARE TAKEN BY THE FOUNDATION TO INSURE THAT INDIVIDUALS OR ORGANIZATIONS RECEIVING GRANTS BOTH QUALIFY TO RECEIVE GRANT MONIES AND ARE IN THE FURTHERANCE OF CHARITABLE PROGRAMS: SELECTION COMMITTEES ARE FORMED TO REVIEW THE GRANTING PROCESS. SELECTION COMMITTEES REVIEW GRANT CANDIDATE'S APPLICABLE EDUCATIONAL OR DEMOGRAPHIC BACKGROUND FOR COMPLIANCE TO RESTRICTED FUND EXPENDITURE CRITERIA ESTABLISHED FOR THE PARTICULAR SCHOLARSHIP TO BE GRANTED. ONLY STUDENTS WHO MEET SUCH STRICT CRITERIA MAY RECEIVE GRANTS. ALL GRANT MONIES RELEASED ARE IN THE FORM OF CHECKS, WHICH ARE OFTEN MADE PAYABLE TO THE UNIVERSITY OF WISCONSIN OSHKOSH REGISTRAR AND APPLIED TOWARDS TUITION COSTS. ANY UNCLAIMED GRANTS ARE RETURNED TO THE FOUNDATION. THIS ENSURES THAT ONLY REGISTERED STUDENTS OF THE UNIVERSITY HAVE ACCESS TO THE FINANCIAL ASSISTANCE PROVIDED BY THE FOUNDATION. THE FOUNDATION'S STATED PURPOSE IS TO RELEASE FUNDS FOR THE ADVANCEMENT OF EDUCATIONAL, SCIENTIFIC, AND ATHLETIC PURPOSES. BY THIS DEFINITION, ANY PAYMENT TO A UNIVERSITY OF WISCONSIN OSHKOSH STUDENT AUTOMATICALLY QUALIFIES AS A FURTHERANCE OF THE CHARITABLE PROGRAM OF THE FOUNDATION. X 0 0 0 0 0 0 0 0 0 ARTHUR H RATHJEN 133000 0 0 0 0 0 0 0 72485 0 205485 0 0 0 PART I, LINE 3 A COMPENSATION COMMITTEE IS USED AS PART OF THE PROCESS OF DETERMINING THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT (CEO). THE STATE OF WISCONSIN DEPARTMENT OF EMPLOYMENT RELATIONS SETS A RANGE THAT MAY BE PAID TO THE ORGANIZATION'S PRESIDENT (CEO). A CITY OF OSHKOSH 396005563 2008-05-28 3300000 THE RENOVATION AND CONSTRUCTION OF THE OSHKOSH SPORTS COMPLEX 0 0 0 B CITY OF OSHKOSH 396005563 2013-01-18 10000000 CONSTRUCTION OF ALUMNI WELCOME CONFERENCE CENTER 0 0 0 A 2200000 3300000 50806 2290642 958552 2009 0 0 1 1 B 10000000 6228739 21327 64578 3685356 6228739 0 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 X 1 700 COMPARABLE SALES X 1475 COST X 3 61754 SALES PRICE X ENTERTAINMENT TICKETS 2 715 COST X PIANO 1 10900 COST X VARIOUS SUPPLIES 7 1575 COST 1 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): NUMBER OF CONTRIBUTORS REPRESENTS NUMBER OF PEOPLE WHO DONATED EACH TYPE OF CONTRIBUTION VS. NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE BOARD OF DIRECTORS WHEN THEY REVEIW THE AUDITED FINANCIAL STATEMENTS AT THEIR ANNUAL MEETING IN THE FALL. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ARE REQUIRED TO SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE STATE OF WISCONSIN DEPARTMENT OF EMPLOYMENT RELATIONS SETS A RANGE THAT THE EMPLOYEE MAY BE PAID CORRESPONDING TO JOB DESCRIPTION. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS, INCLUDING GOVERNING, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS, ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: BOOK VS TAX INCOME FROM PARTNERSHIP -223,705. BOOK VS TAX INCOME FROM S CORP 28,820. FORM 990, PART XII, LINE 2C DESCRIPTION: THE ORGANIZATION'S OVERSIGHT AND SELECTION PROCESS HAS NOT CHANGED FROM PRIOR YEARS. UW-OSHKOSH FOUNDATION NORTH APPLETON HEAD START LLC 842 ALGOMA BLVD OSHKOSH WI 54901 271987284 ACQUIRE, OWN, MANAGE, LEASE, DEVELOP REAL ESTATE FOR HEAD START LOCATION WI 5420 10095 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UW-OSHKOSH FOUNDATION ALUMNI WELCOME CONFERENCE CENTER LLC 842 ALGOMA BLVD OSHKOSH WI 54901 273891817 ACQUIRE, OWN, MANAGE, LEASE, DEVELOP REAL ESTATE FOR A WELCOME CENTER WI 0 5292190 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UW-OSHKOSH FOUNDATION HOTEL PROJECT LLC 842 ALGOMA BLVD OSHKOSH WI 54901 454483188 OWN AND OPERATE PARTNERSHIP INTEREST IN A HOTEL IN OSHKOSH, WI WI -238104 624272 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UNIVERSITY OF WISCONSIN OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 PUBLIC UNIVERSITY WI 501(C)(3) LINE 2 0 OSHKOSH INVESTORS LLC 200 E WASHINGTON ST STE 2A APPLETON WI 54911 300719123 HOTEL/CONFERENCE CENTER MANAGEMENT WI UNRELATED -14399 3091523 0 -14399 0 UW OSHKOSH FOUNDATION - WITZEL LLC 842 ALGOMA BLVD OSHKOSH WI 54901 270899659 CONSTRUCT AND OPERATE A BIODIGESTER FACILITY IN OSHKOSH, WI WI UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC C 457126 3189327 1.00000 1 UW-OSHKOSH FOUNDATION ROSENDALE BIODIGESTER LLC 842 ALGOMA BLVD OSHKOSH WI 54901 453339366 OWN AND OPERATE A BIODIGESTER FACILITY AND EDUCATION CENTER IN ROSENDALE, WI WI UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC C 437 11178547 1.00000 1 0 1 1 1 0 0 0 0 0 0 0 1 1 1 1 1 1 1 1 UW-OSHKOSH FOUNDATION ROSENDALE BIODIGESTER LLC D 662847 ACTUAL BALANCE UW-OSHKOSH FOUNDATION - WITZEL LLC D 873175 ACTUAL BALANCE UNIVERSITY OF WISCONSIN - OSHKOSH B 5629123 ACTUAL EXPENSE UNIVERSITY OF WISCONSIN - OSHKOSH O 498950 ACTUAL EXPENSE UNIVERSITY OF WISCONSIN - OSHKOSH C 5080260 ACTUAL REVENUE OSHKOSH INVESTORS LLC B 500000 CASH CONTRIBUTED TO CAPITAL OSHKOSH INVESTORS LLC D 1042077 ACTUAL BALANCE