2014-02-07T16:28:52-07:00 2013-06-30 990 2012-07-01 410693960 TRUSTEES OF THE HAMLINE UNIVERSITY OF MINNESOTA TRUS 6515232800 1536 Hewitt Ave MS A-1775 Saint Paul MN 551041235 Douglas P Anderson 6515232329 2014-02-12 2012 2015-11-30 17:44:51Z Hamline University Dr Linda N Hanson 1536 Hewitt Ave MS A-1775 Saint Paul MN 551041284 129640332 0 X www.hamline.edu X 1854 MN Hamline University is a nationally ranked comprehensive university serving 5,000 students in its College of Liberal Arts, School of Education, School of Business and School of Law. It offers undergraduate, masters, doctorate and professional degrees, as well as certificate and continuing studies programs. 29 28 2680 400 0 -4883 13721370 11262447 105814652 108192450 2043494 3156508 339015 -618636 121918531 121992769 33015637 36028938 0 0 57099464 53281547 44546 57751 1553001 29480010 31851709 119639657 121219945 2278874 772824 229392382 232538706 89269120 84636113 140123262 147902593 The mission of the university is to create a diverse and collaborative community of learning dedicated to the development of students' knowledge, values and skills for successful lives of leadership, scholarship and service. 0 0 69653728 36028938 102917430 Hamline University is a nationally ranked comprehensive university serving about 5,000 students in its College of Liberal Arts, School of Education, School of Business and School of Law. It offers undergraduate, masters, doctorate and professional degrees, as well as certificates and continuing studies programs. Founded in 1854, Hamline was the first institution of higher learning in Minnesota. During the past 159 years, Hamline has established a national reputation for academic quality, as well as providing students with personal attention and exceptional experiences. Hamline is one of only 283 Phi Beta Kappa institutions in the United States. Among comprehensive universities, US News and World Reports ranks Hamline first in Minnesota for its undergraduate programs. Hamline is ranked fourteenth in the nation by Washington Monthly's College Rankings of service-oriented schools. The School of Law's Alternative Dispute Resolution Program is ranked fourth in the nation by US News and World Report. Hamline University is recognized as a diverse, learning-centered university that is rooted in a tradition of excellence in teaching, research and scholarship. Among its longstanding values are commitments to rigorous academics, creation, dissemination, and practical application of knowledge; multicultural competencies; the development and education of the whole person; and an ethic of social justice and civic responsibility. 14937715 0 223572 Academic support - administrative support functions such as libraries that are directly related to instructional programs. 13775201 0 455222 Student services - expenditures of those offices and activities whose primary purpose is to contribute to students' well-being and development. 6792439 0 4596225 Auxiliaries - Expenditures for primarily student housing, etc. 1948263 0 0 Other Program Services - Expenditures of those offices and activities whose primary purpose is to support the program activities of the University. 8740702 0 4596225 107107346 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 1 0 1 1 1 0 1 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 380 0 1 2680 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 0 0 X 29 28 0 0 1 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MN X X Douglas P Anderson 6515232203 1536 Hewitt Ave MS A-1775 Saint Paul MN 551041235 Linda N Hanson 40 0 X X 446765 0 89171 Jeffrey W Hamiel DPA 2 0 X X 0 0 0 John Banovetz 2 0 X 0 0 0 Bryce A Doty 2 0 X 0 0 0 Winston Folkers 2 0 X 0 0 0 Jeanne M Forneris 2 0 X 0 0 0 Cindy M Gregorson 2 0 X 0 0 0 Brenda Edmondson Heim 2 0 X 0 0 0 Tony Heredia 2 0 X 0 0 0 Charles H Johnson JD 2 0 X 0 0 0 Michael S LaFontaine 2 0 X 0 0 0 Kent T Larson 2 0 X 0 0 0 Barbara K Lupient 2 0 X 0 0 0 Richard Mack JD 2 0 X 0 0 0 David M Petrocchi JD 2 0 X 0 0 0 Mary H Schrock 2 0 X 0 0 0 Julie Hagen Showers 2 0 X 0 0 0 Wendy B Watson JD 2 0 X 0 0 0 Christie Cozad Neuger 2 0 X 0 0 0 Karen Bach 2 0 X 0 0 0 Kita McVay 2 0 X X 0 0 0 Robert C Klas Jr 2 0 X X 0 0 0 Kenneth Paulus 2 0 X X 0 0 0 Ching-Meng Chew 2 0 X 0 0 0 Jay Novak 2 0 X 0 0 0 Bruce R Ough 2 0 X 0 0 0 Carl A Pellettieri JD 2 0 X 0 0 0 Gary Stern 2 0 X 0 0 0 Kenneth W Morris 2 0 X 0 0 0 Douglas P Anderson 40 0 X 209537 0 22392 Donald M Lewis 40 0 X 244880 0 30387 Dan Loritz 40 0 X 172029 0 20046 Catherine P Wassberg 40 0 X 196870 0 22316 Joseph L Daly 40 0 X 257735 0 14500 Anne M McCarthy 40 0 X 195111 0 21299 David S Stern 40 0 X 191675 0 26283 1914602 0 246394 51 1 1 0 ARAMARK CAMPUS SERVICES INC MS C1928 1536 HEWITT AVE SAINT PAUL MN 55104 FOOD SERVICE 3779777 ABM JANITORIAL NORTH CENTRAL 75 REMITTANCE DR SUITE 3048 CHICAGO IL 60675 JANITORIAL 1420436 Albers Mechanical Contractors 200 W Plato Blvd Saint Paul MN 55107 Mechanical services 413443 Shepley Bulfinch 2 Seaport Ln Boston MA 02210 Architectural 725554 McGough Construction NW5970 PO Box 1450 Minneapolis MN 554855670 Construction 7865321 25 0 0 92521 0 2241863 8928063 1048322 11262447 Tuition and fees 611310 102917430 102917430 0 0 Auxiliary Enterprises 611310 4596225 4596225 0 0 Sales and Service 611310 522429 522429 0 0 Other Program Revenues 611310 156366 156366 0 0 0 0 0 0 108192450 1568165 0 0 1568165 0 0 0 0 0 0 0 0 68182 0 4183 0 63999 0 63999 0 0 63999 4616994 0 3028651 0 1588343 0 1588343 0 0 1588343 36897 92521 77742 -40845 0 -40845 3895197 4536987 -641790 -641790 0 0 0 121992769 107550660 0 3179662 0 0 35684437 35684437 344501 344501 0 0 990050 0 990050 0 0 0 0 0 41526197 35381055 5196234 948908 2402468 2046946 300624 54898 5547473 4369586 1042698 135189 2815359 2398736 352290 64333 136282 136282 0 0 162535 29110 133425 0 81822 548 81274 0 57342 24147 33195 0 57751 57751 492612 0 492612 0 2743257 2378971 287068 77218 2559124 2073399 403004 82721 3299498 2692777 557780 48941 1285570 764043 521527 0 3625 3625 0 0 5581875 5574483 6539 853 2727640 2524132 173665 29843 0 0 0 0 951149 483366 464002 3781 2256477 2151479 97790 7208 0 0 0 0 6816664 6678892 117360 20412 636961 292953 344008 0 Program Expense 637416 607072 30344 0 Bad Debt Expense 442249 454 441795 0 Bank and Credit Card Fees 120837 1277 119560 0 858774 465075 372754 20945 121219945 107107346 12559598 1553001 22202359 17935666 7608131 7599727 4199714 4655857 204049 182071 1742931 1382048 210511550 102731896 107530260 107779654 52394896 59219997 24524088 24716178 7789936 7526909 1196018 1540599 229392382 232538706 16513042 10737518 8884936 9272053 3468629 3273268 54095225 51280571 4380000 8310000 1927288 1762703 89269120 84636113 X 49768035 50026069 29165040 33433083 61190187 64443441 140123262 147902593 229392382 232538706 772824 7006507 0 0 0 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 57342 0 0 57342 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 The University engaged one firm to assist in legislative activities that affect the University. 0 0 X X X 1 74296487 3303082 8458653 1457756 916239 654656 83029571 75061893 1185092 1020990 1295290 1018278 657920 74296487 66540362 36052 11573990 1329895 1070882 687734 75061893 58581182 3185588 7942168 1352082 1096524 719970 66540362 75040376 1325758 -14109366 1438404 1852718 384464 58581182 0.1287 0.7443 0.127 1 0 0 2998980 2998980 0 141037722 55797988 85239734 0 8212901 5619232 2593669 0 37271692 27933052 9338640 0 20990255 13381624 7608631 107779654 5920693 F 6979777 F Hedge Funds 11815708 F 24716178 0 Annuities and Unitrusts Payable 1762703 1762703 91614600 6441286 0 0 -32435066 -25993780 117608380 430981 3953408 4384389 121992769 88793047 0 0 0 4618911 4618911 84174136 430981 36614828 37045809 121219945 SchD_P03_S00_L01 Schedule D, Part III, Line 1 The University's collections, which were acquired through purchases and contributions since the University's inception, are not recognized as assets on the balance sheet. Purchases of collection items are recorded as decreases in unrestricted net assets in the year in which the items are acquired or as temporarily restricted net assets if the assets used to purchase the items are restricted by donors. Contributed collection items are not reflected on the financial statements. Proceeds from de-accessions or insurance recoveries are reflected as increases in the appropriate net asset classes. SchD_P03_S00_L04 Schedule D, Part III, Line 4 The University's collection are made up of pottery, prints, musical instruments, and paintings that are held for educational and performance purposes. Each of the items is catalogued, preserved and cared for, and activities verifying their existence and assessing their condition are performed continuously. SchD_P05_S00_L04 Schedule D, Part V, Line 4 The intended uses of the endowment funds are to establish a scholarship or prize, to create a chair in a specific academic area, to fund a particular research program, to fund other programs such as professorships, fellowships, library, buildings, equipments and lectures and discretionary use by the president (unrestricted). SchD_P11_S00_L02d Schedule D, Part XI, Line 2d Student Financial Aid: 36,028,938; Change in value of split interest: -565,221; Appropriation of endowed assets: -3,028,651 SchD_P11_S00_L04b Schedule D, Part XI, Line 4b Investment Income: 8,572,319; Cost of sales for auxiliaries: -4,536,987; Cost of rental houses: -4,183; Fundraising event expenses: -77,742 SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Cost of sales-Auxiliaries: 4,536,987; Rental expenses: 4,182; Fundraising event expenses: 77,742 SchD_P12_S00_L04b Schedule D, Part XII, Line 4b Student aid: 36,028,938; Restructuring costs: 585,890 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SchE_P01_S00_L03 Schedule E, Part I, Line 3 Hamline University publicizes its racially nondiscriminatory position in all major publications, including those related to admission and student services and Hamline Magazine as well as on the University website. SchE_P01_S00_L06 Schedule E, Part I, Line 6 The University receives federal and state funding. 1 Central America and the Caribbean 0 0 Investments 24705913 North America (including Canada and Mexico, but not the United States) 0 0 Investments 300000 North America (including Canada and Mexico, but not the United States) 0 0 Investments Investment expenses 131162 Central America and the Caribbean 0 0 Program Services Study abroad programs and faculty development 32361 East Asia and the Pacific 0 0 Program Services Program expense and study abroad program 87802 Europe (including Iceland and Greenland) 0 3 Program Services Program expense, study abroad program, and faculty development 517717 Middle East and North Africa 0 4 Program Services Program expense, study abroad program and faculty development 135721 South America 0 0 Program Services Study abroad program 13800 South Asia 0 0 Program Services Recruiting expense 4299 Sub-Saharan Africa 0 0 Program Services Faculty development 1500 Central America and the Caribbean 0 0 Grantmaking Scholarship 7000 East Asia and the Pacific 0 0 Grantmaking Scholarship 173000 Europe (including Iceland and Greenland) 0 0 Grantmaking Scholarship 20000 South America 0 0 Grantmaking Scholarship 28000 South Asia 0 0 Grantmaking Scholarship 40000 Sub-Saharan Africa 0 0 Grantmaking Scholarship 76500 0 7 26274775 Educational Financial Assistance South America 2 28000 Cash payment 0 FMV Educational Financial Assistance Central America and the Caribbean 1 7000 Cash payment 0 FMV Educational Financial Assistance East Asia and the Pacific 19 173000 Cash payment 0 FMV Educational Financial Assistance Europe (including Iceland and Greenland) 2 20000 Cash payment 0 FMV Educational Financial Assistance Sub-Saharan Africa 4 76500 Cash payment 0 FMV Educational Financial Assistance South Asia 3 40000 Cash payment 0 FMV 0 0 0 0 0 0 SchF_P01_S00_L02 Schedule F, Part I, Line 2 Hamline University does monitor academic achievement of recipients for the purpose of qualification for assistance. X X X X X X X 1 RuffaloCody LLC 65 Kirkwood No Rd SW Cedar Rapids IA 52406 Call center solicitation 0 0 43371 -43371 Reeher LLC 165 Western Ave N Ste 8 Saint Paul MN 55102 Provides data base consultation 0 0 57035 -57035 0 100406 -100406 MN Law Dean's Dinner 71375 58575 12800 0 0 12066 1428 17664 11729 Alumni Golf Tournament 27189 15435 11754 0 212 11837 0 0 19 2 30854 18511 12343 0 1280 12647 5054 0 3806 129418 92521 36897 0 1492 36550 6482 17664 15554 77742 -40845 SchG_P01_S00_L03 Schedule G, Part I, Line 3 The University is also registered to solicit charitable gift annuities in MN, SD, ND, IL, WI and CA. 1 Educational scholarships and financial assistance for US students attending Hamline University 2747 35684437 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 The Financial Aid office determines student eligibility for federal, state and institutional scholarships according to the University's established criteria. There is an annual audit to ensure compliance with these regulations. X X X X X 1 1 X X X X X X 0 0 0 0 0 0 0 1 0 Linda N Hanson 347562 0 76051 0 23152 0 30240 0 58931 0 535936 0 0 0 Douglas P Anderson 209537 0 0 0 0 0 15844 0 6548 0 231929 0 0 0 Dan Loritz 172029 0 0 0 0 0 12990 0 7056 0 192075 0 0 0 Catherine P Wassberg 196870 0 0 0 0 0 14746 0 7570 0 219186 0 0 0 Donald M Lewis 244880 0 0 0 0 0 18812 0 11575 0 275267 0 0 0 Joseph L Daly 257735 0 0 0 0 0 5611 0 8889 0 272235 0 0 0 Anne M McCarthy 195111 0 0 0 0 0 14813 0 6486 0 216410 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a The President of the University is provided these within provisions of the written contract SchJ_P01_S00_L07 Schedule J, Part I, Line 7 A written contract between the University and its President provides for a non-fixed payment. This payment is reflected in Schedule J, Part II, Column B (ii). A MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HEP5 2005-06-30 9580000 REFUND OF PRIOR BOND 0 0 0 B MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HEQ3 2005-06-30 8580000 FINANCE CONSTRUCTION AND REFINANCE A LOAN 0 0 0 C MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HHT4 2006-08-24 2195000 REFUND OF PRIOR BOND 0 0 0 D MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HRM8 2010-06-28 14890000 REFUND OF PRIOR BOND AND REFINANCE A LOAN 0 0 0 A 5780000 0 10777873 0 0 10625408 152465 0 0 0 0 0 2005 0 1 1 1 B 1995000 0 8580000 0 0 0 118935 0 0 6830000 0 0 2006 0 0 1 1 C 1235000 0 2810890 0 0 2749360 61530 0 0 0 0 0 2006 0 0 1 1 D 760000 0 15500882 1424883 0 6644247 130000 0 0 0 0 0 2010 0 0 1 1 A 0 0 0 0 0 1 0 0 B 0 0 0 0 0 1 0 0 C 0 0 0 0 0 1 0 0 D 0 0 0 0 0 1 0 0 A 0 0 0 0 1 0 0 0 0 B 0 0 0 0 1 0 0 0 0 C 0 0 0 0 1 1 RBC DAIN 6.00000 0 0 0 0 0 D 0 0 0 0 0 0 0 0 0 A 0 B 0 C 0 D 0 A MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HWP5 2011-03-09 18330000 CONSTRUCTION OF UNIVERSITY CENTER 0 0 0 B MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HWM2 2011-03-09 8810000 BRIDGE LOAN FOR CONSTRUCTION OF UNIVERSITY CENTER 0 0 0 C MN HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2011-02-08 8000000 CONSTRUCTION OF ANDERSON CENTER 0 0 0 A 0 0 17979815 1594267 0 0 179960 0 0 17979815 0 0 2013 0 0 1 1 B 0 0 8856280 766257 0 0 86494 0 0 8856280 0 0 2013 0 0 1 1 C 0 0 8000000 0 0 0 0 0 0 7913536 0 86464 2013 0 0 1 1 A 0 0 0 0 0 1 0 0 B 0 0 0 0 0 1 0 0 C 0 0 0 0 0 1 0 0 A 0 0 1 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 C 0 0 0 0 1 0 0 0 0 A 0 B 0 Thomas McGough Sr Life Trustee 4083324 Construction 0 X 73 1048322 Stock market 0 0 1 0 F990_P06_S0A_L04 Form 990, Part VI, Section A, Line 4 By Laws Article VIII, Executive Committee, Section B, Purpose - The Executive Committee responsibilities were adjusted to include review compensation, incentive and benefit plans for University employees and to perform an annual evaluation of the President and make recommendations to the Board of Trustees regarding the President's compensation. F990_P06_S0A_L07a Form 990, Part VI, Section A, Line 7a The Trustees of Hamline University are elected by the Board of Trustees and ratified by the Minnesota Annual Conference of the United Methodist Church. The President of the University and the Bishop of the Conference are Ex Officio Trustees with full voting powers. F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b The Form 990 was reviewed by management and audit committee prior to being filed with the IRS. The Form 990 was provided to the Board of Trustees F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The Audit Committee of the Board of Trustees is responsible for monitoring for responding to conflicts of interest. An individual with a conflict is required to abstain from discussions and voting on the issue. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The determination of compensation for the individuals identified included review and approval by independent persons, review of comparability data and contemporaneous substantiation of the decision. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 Hamline University's governing documents are available at the Minnesota Secretary of State's office. Hamline University's financial statements are available on its website. Hamline University's Form 990 is available at Guidestar.org or upon request. Hamline University's conflict of interest policy is available to the public on its website.