2014-02-06T10:33:06-06:00 2013-06-30 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2012-07-01 133164477 WOMEN IN NEED INC WOME 2126954758 115 WEST 31ST STREET NEW YORK NY 10001 ERIC ROSENBAUM 2126954758 2014-01-24 1 FREDERICK H ROTHMAN P01275277 2128674000 2012 2015-11-30 17:44:51Z ERIC ROSENBAUM 115 WEST 31ST STREET NEW YORK NY 10001 44878925 0 X WWW.WINNYC.ORG X 1983 NY THE ORGANIZATION SERVES HOMELESS AND DISADVANTAGED FAMILIES BY PROVIDING SHELTERS, PROGRAMS AND COUNSELING, ADDRESSING THE MAJOR FACTORS LEADING TO HOMELESSNESS TODAY: DOMESTIC VIOLENCE, SUBSTANCE ABUSE AND A LACK OF ECONOMIC ADVANCEMENT. COMPREHENSIVE SERVICES RANGING FROM CHILD CARE TO EDUCATIONAL PROGRAMS ARE PROVIDED SO FAMILIES MAY LOCATE AND RETAIN PERMANENT HOUSING AND COMPETE FOR EMPLOYMENT OPPORTUNITIES THAT WILL RESULT IN STABLE AND SECURE FUTURES. 28 28 341 28 0 0 31131150 36271584 2661672 2534989 1303 2831488 800483 1234870 34594608 42872931 0 0 0 0 12975553 14528735 0 0 1117830 21589208 25174964 34564761 39703699 29847 3169232 11785309 14552157 5420252 5017868 6365057 9534289 X SEE SCHEDULE OWIN TRANSFORMS THE LIVES OF NEW YORK CITY HOMELESS WOMEN AND THEIR CHILDREN BY PROVIDING A HOLISTIC SOLUTION OF SAFE HOUSING, CRITICAL SERVICES AND THE GROUND BREAKING PROGRAMS THEY NEED TO SUCCEED ON THIER OWN- SO THEY CAN REGAIN THIER INDEPENDENCE AND THEIR CHILDREN CAN LOOK FORWARD TO A BRIGHTER FUTURE. OUR COMPREHENSIVE PROGRAMS INCLUDE SHELTER, SUPPORTIVE PERMANENT HOUSING, JOB TRAINING, DOMESTIC VIOLENCE SERVICES, ALCOHOL AND SUBSTANCE ABUSE TREATMENT AND CHILDCARE. OUR BUDGET HAS TRIPLED AND SERVICES AND OUR SERVICES HAVE INCREASED 500% IN TEN YEARS TO MEET AN UNPRECEDENTED INCREASE IN THE NUMBER OF HOMELESS FAMILIES IN NYC. 1 0 28691576 1208317 WIN OPERATES EIGHT TRANSITIONAL HOUSING RESIDENCES WITH OVER 800 INDIVIDUAL FAMILY RESIDENCE IN MANHATTAN, BROOKLYN AND THE BRONX. WIN'S SHELTER PROVIDES VOCAITONAL AND EDUCATIONAL TRAINING AND JOB PLACEMENTS AND PERMANENT HOUSING ASSISTANCE. WIN'S HOUSING ADDRESSES PHYSICAL AND MENTAL HEALTH ISSUES, SUCH AS SUBSTANCE ABUSE AND ADDICTION, LEGAL AND DOMESTIC VIOLENCE AND SOCIALIZATION NEEDS. IN FY 2013, OUR TRANSITIONAL RESIDENCES FOR HOMELESS FAMILIES SHELTERED FIVE TIMES AS MANY FAMILIES AS TEN YEARS AGO. IN LOOKING AT THE LAST TWO YEARS, MORE THAN 90% OF OUR FAMILIES THAT MOVED TO PERMANENT HOUSING HAVE REMAINED IN STABLE HOUSING. 4858763 740791 IN FY13, WIN OPERATED 260 SUPPORTIVE HOUSING UNITS THAT SERVED MORE THAN 600 WOMEN AND CHILDREN, INCLUDING YOUNG MOTHERS WHO HAVE AGED OUT OF THE FOSTER CARE SYSTEM, FAMILIES WITH DOMESTIC VIOLENCE HISTORIES OR IN RECOVERY FROM ALCOHOL AND DRUG PROBLEMS, AND FAMILIES WITH MULTIPLE EPISODES OF HOMELESSNESS. MANY LACK BASIC LIVING SKILLS, HAVE NEVER HAD A HOME, AND HAVE EXPERIENCED EARLY CHILDHOOD SEXUAL AND/OR PHYSICAL ABUSE. SERVICES INCLUDE COUNSELING, CASE MANAGEMENT, VOCATIONAL AND EDUCATIONAL SERVICES, AND WORKSHOPS ON PARENTING, BUDGETING SKILLS, AND BUILDING COMMUNITY SUPPORT SYSTEMS. 1128715 585881 WIN SINGLE-GENDER SUBSTANCE ABUSE TREATMENT SERVICES ARE PROVIDED TO HUNDREDS OF WOMEN EACH YEAR AT OUR OASAS-LICENSED OUTPATIENT CENTER IN THE BRONX CREATED TO MEET THE UNIQUE NEEDS OF WOMEN AND FAMILIES. CLIENTS RECEIVE INDIVIDUALIZED SERVICES TO MAINTAIN AND SUSTAIN SOBRIETY, REACH VOCATIONAL/EDUCATIONAL GOALS, AND FOSTER FAMILY AND COMMUNITY STABILITY. WIN WAS ONE OF THE FIRST TO PROVIDE ON-SITE CHILD CARE; WITHOUT THIS SERVICE MANY OF OUR CLIENTS WOULD NOT BE ABLE TO ATTEND. SERVICES INCLUDE INDIVIDUAL COUNSELING, MEDICAL ASSESSMENTS, RELAPSE PREVENTION, DRUG AND ALCOHOL EDUCATION, PARENTING, AND ANGER MANAGEMENT GROUPS. 81107 WIN RECEIVED FINAL APPROVAL TO BEGIN CONSTRUCTION OF A NEW BUILDING ADJACENT TO OUR TWO LARGEST TRANSITIONAL SHELTERS THAT CURRENTLY HOUSE NEARLY 500 FAMILIES IN EAST NEW YORK, BROOKLYN. THERE WILL BE 95 SUPPORTIVE HOUSING UNITS RESERVED FOR FAMILIES WITH COMPLEX NEEDS THAT REQUIRE SIGNIFICANT SUPPORT AND CASE MANAGEMENT, AS WELL AS AN ADDITIONAL 65 UNITS OF LOW INCOME HOUSING. WE ANTICIPATE STARTING CONSTRUCTION IN 2014. IN ADDITION, WIN ANTICIPATES OPENING A 198 UNIT TRANSITIONAL SHELTER LOCATED IN BROOKLYN STARTING JULY 2014. 81107 34760161 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 9 0 341 1 0 0 0 0 0 1 1 0 0 0 0 X 28 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY NJ X X JOHN GOLDSTEIN 2126954758 115 WEST 31ST STREET NEW YORK NY 10001 JAQUI LIVIDINI 8.00 X X 0 0 0 CHARLOTTE PRINCE 4.00 X X 0 0 0 KATHERINE FREED JENNINGS 8.00 X X 0 0 0 EILEEN THOMAS 8.00 X X 0 0 0 CHRIS STERN HYMAN 8.00 X X 0 0 0 EUGENIA ULASEWICZ 8.00 X X 0 0 0 BENEDETTA CASAMENTO 8.00 X X 0 0 0 MYLA LERNER 4.00 X X 0 0 0 BONNIE CHAJET 2.00 X 0 0 0 YFAT REIS GENDELL 2.00 X 0 0 0 MARGO FULD 2.00 X 0 0 0 JUDY LOEB GOLDFEIN 2.00 X 0 0 0 KAREN HARVEY 2.00 X 0 0 0 LOIS HERZECA 2.00 X 0 0 0 JOSIE NATORI 2.00 X 0 0 0 JANE PERIN 2.00 X 0 0 0 BARBARA PERLMUTTER 2.00 X 0 0 0 LAURA POMERANTZ 2.00 X 0 0 0 KARIN SADOVE 2.00 X 0 0 0 CLOVER BERGMANN 2.00 X 0 0 0 MELISSA BESTE 2.00 X 0 0 0 TRACY GARDNER 2.00 X 0 0 0 ELLEN SCHONINGER 2.00 X 0 0 0 PAULA SUTTER 2.00 X 0 0 0 CYNTHIA SWANSON 2.00 X 0 0 0 NICOLE LAPIN 2.00 X 0 0 0 BARBARA WEINSTEIN 2.00 X 0 0 0 JANICE SAVIN WILLIAMS 2.00 X 0 0 0 BONNIE STONE 40.00 X 235329 0 1923 ERIC ROSENBAUM 40.00 X 188710 0 17005 ROBIN WHITE 40.00 X 180723 0 10322 OPHELIA SMITH 40.00 X 180038 0 12229 JOHN GOLDSTEIN 40.00 X 109294 0 13223 TERI MILONA 40.00 X 113432 0 0 MARGUERITE VON STOLK 40.00 X 101202 0 0 1108728 0 54702 7 0 1 0 CLEAN SWEEP CLEANING 101 W 23RD STREET NEW YORK NY 10011 CLEANING 307678 TERRI RAWSON 4 BRYN MAWR ROAD WELLESLEY MA 02482 MARKETING 125000 LOEB & TROPER 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 ACCOUNTING 116050 3 527219 32845614 2898751 36271584 SUBCONTRACTED FEES 900099 1208317 1208317 SUPPORTIVE HOUSING CLIENT RENT 531110 740791 740791 MEDICAID 900099 585881 585881 2534989 691 691 403840 541297 -137457 -137457 -137457 3940235 1109438 2830797 2830797 2830797 1686996 527219 355259 1331737 1331737 MISCELLANEOUS 900099 40590 40590 40590 42872931 2534989 0 4066358 957913 64903 669299 223711 11236109 9348493 1458313 429303 82709 78885 3709 115 1202047 960262 185762 56023 1049957 811726 182159 56072 54768 54768 116050 116050 529254 305576 20401 203277 3297939 2902039 268683 127217 19453843 18903645 547911 2287 115706 103057 11673 976 575151 468149 105476 1526 629230 559770 58404 11056 STAFF TRAINING 254264 106701 141510 6053 FOOD 148759 146955 1590 214 39703699 34760161 3825708 1117830 3807829 7157489 265311 285686 4095007 4176670 112099 49512 5284134 3108638 3121427 2175496 383636 707304 11785309 14552157 4884204 4436870 536048 580998 5420252 5017868 X 6200315 9324835 14742 59454 150000 150000 6365057 9534289 11785309 14552157 3169232 0 X X 0 1 X 1 1 1 X 32143448 30579522 31340136 31131150 36271584 161465840 32143448 30579522 31340136 31131150 36271584 161465840 161465840 773364 293596 200967 307959 404531 1980417 59556 782725 1331737 2174018 207091 15848 5338 65296 40590 334163 165954438 13282869 0.97300 0.97780 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INSURANCE PROCEEDS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 30530 30530 39673169 39703699 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 31059 31059 33647 30530 126295 250000 250000 250000 250000 1000000 1500000 150000 150000 150000 150000 150000 150000 150000 150000 150000 150000 1.00000 0 0 0 2566626 1779972 786654 1381124 777703 603421 1336384 550963 785421 2175496 DUE TO GOVERNMENT AGENCIES 523326 SECURITY DEPOSITS 57672 580998 X 44294522 525035 896556 1421591 42872931 0 42872931 41125290 525035 896556 1421591 39703699 0 39703699 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INCOME FROM THE ENDOWMENT, LIMITED TO 5% OF THE AVERAGE MARKET VALUE OF THE PRIOR TWO YEAR ENDS, MAY BE USED FOR GENERAL OPERATION, CASH RESERVES, ENDOWMENT OR FACILITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: WIN HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2010 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS 355,259. RENTAL EXPENSE 541,297. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 541,297. DIRECT COST OF SPECIAL EVENTS 355,259. WIN DINNER 2214215 527219 1686996 64700 234991 55568 2214215 527219 1686996 64700 234991 55568 355259 1331737 X X X 0 0 0 0 0 0 0 0 0 BONNIE STONE 234854 0 0 0 475 0 0 0 1923 0 237252 0 0 0 ERIC ROSENBAUM 185735 0 0 0 2975 0 10863 0 6142 0 205715 0 0 0 ROBIN WHITE 177748 0 0 0 2975 0 5545 0 4777 0 191045 0 0 0 OPHELIA SMITH 177063 0 0 0 2975 0 8015 0 4214 0 192267 0 0 0 PART I, LINE 3 FORM 990, PART VI, SECTION B, LINE 15: EXECUTIVE COMMITTEE OF THE BOARD REVIEWS AND APPROVES COMPENSATION FOR OFFICERS AND KEY EMPLOYEES ANNUALLY BASED ON COMPARABLE DATA. THE PROCESS WAS LAST DONE ON JANUARY 24, 2013. NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 IN THE AFTERMATH OF HURRICANE SANDY, AS NEW YORK CITY WAS STRUGGLING TO SHELTER EVACUATED RESIDFENTS MADE HOMELESS BY THE STORM, WIN RECEIVED A CALL FROM THE DEPARTMENT OF HOMELESS SERVICES (DHS) ASKING IF WIN COULD OPEN AN EMERGENCY SHELTER IMMEDIATELY IN THE BRONX.WORKING WITH RED CROSS, FEMA AND SEVERAL NYC AGENCIES, WIN OPENED A SHELTER THAT SAME EVENING. IIN THE FOLLOWING WEEKS WIN HOUSED, FED AND PROVIDED ON-SITE BASIC MEDICAL CARE FOR 250 HOMELESS MEN, WOMEN AND CHILDREN. WIN NOW OPERATES IT AS A TRANSITIONAL SHELTER UNDER AN EMERGENCY DECLARATION. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PRESENTED TO THE BOARD FOR APPROVAL BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS AND PRINCIPAL OFFICERS MUST SIGN A CONFLICT OF INTERST STATEMENT BEFORE THEY ARE HIRED. BOARD MEMBERS MUST SIGN A NEW CONFLICT OF INTERST ANNUALLY. IF A CONFLICT EXISTS, THE PERSON MUST DISCLOSE THE EXISTANCE AND ALL MATERIAL FACTS TO THE APPROPRIATE COMMITTEE. THE PERSON IS RECUSED FROM THE MEETING WHILE A DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMMITTEE OF THE BOARD REVIEWS AND APPROVES COMPENSATION FOR OFFICERS AND KEY EMPLOYEES ANNUALLY BASED ON COMPARABLE DATA. THE PROCESS WAS LAST DONE ON JANUARY 24, 2013. FORM 990, PART VI, SECTION C, LINE 19 WIN MAKES ITS AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. PART XII LINE 2C THIS PROCESS HAS NOT CHANGED FROM PRIOR YEAR WIN HOUSING DEVELOPMENT FUND CO INC 115 WEST 31 STREET NEW YORK NY 10001 133376303 RESIDENTIAL HOUSING FOR SINGLE MOTHERS AND THEIR CHILDREN NY 501 (C)(3) 9 WOMEN IN NEED INC 1 WIN DECATUR HOUSING DEVELOPMENT FUND CO INC 115 WEST 31 STREET NEW YORK NY 10001 134010016 RESIDENTIAL HOUSING FOR SINGLE MOTHERS AND THEIR CHILDREN NY 501 (C)(3) 9 WOMEN IN NEED INC 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0