2014-11-13T14:45:14-06:00 2014-03-31 061009205 BLUM SHAPIRO & COMPANY PC CPA'S 29 S MAIN STREET PO BOX 272000 WEST HARTFORD CT 061272000 990 2013-04-01 061534092 HOSPITAL FOR SPECIAL CARE FOUNDATION INC HOSP 8602232761 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 LAURIE WHELAN SENIOR VP OF FINANCE/CFO 8602232761 2014-11-11 1 ELIZABETH SOLECKI P00235171 8605614000 2013 2015-11-30 17:44:51Z JOHN VOTTO DO 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 1500098 0 X WWW.HFSC.ORG X 1999 CT THE HOSPITAL FOR SPECIAL CARE FOUNDATION PERFORMS ALL FUNDRAISING AND MOST SPECIAL EVENT PLANNING FOR THE HOSPITAL FOR SPECIAL CARE AND ITS AFFILIATES. IT ALSO SERVES AS THE HOLDER OF THE HOSPITAL'S AND AFFILIATES' ENDOWMENTS. 14 13 0 1 0 0 599996 869843 0 0 54694 499578 64223 94646 718913 1464067 776123 6093796 0 0 422992 326789 73020 49682 314601 74589 54801 1346724 6525068 -627811 -5061001 11624751 8695505 77493 1512017 11547258 7183488 THE HOSPITAL FOR SPECIAL CARE FOUNDATION PERFORMS ALL FUNDRAISING AND MOST EVENT PLANNING FOR THE HOSPITAL FOR SPECIAL CARE AND ITS AFFILIATES. ADDITIONALLY, THE FOUNDATION HOLDS THE HOSPITAL'S AND AFFILIATES' ENDOWMENTS. 0 0 6093796 6093796 FUNDRAISING PROGRAMS: HOSPITAL FOR SPECIAL CARE FOUNDATION, INC. RAISES FUNDS FOR THE CENTER OF SPECIAL CARE, INC. AND AFFILIATES. THEIR CONTRIBUTIONS SUPPORT PATIENT NEEDS, CHILDREN AND ADULTS WITH SPECIAL HEALTH NEEDS, AND SOCIAL AND RECREATIONAL NEEDS OF RESIDENTS AND THE COMMUNITY. FISCAL YEAR 2014 GRANTS OF $6,093,796 INCLUDE $5.7 MILLION TO HOSPITAL FOR SPECIAL CARE FROM THE CAPITAL CAMPAIGN FOR THE EXPANSION OF THE OUTPATIENT CENTER. 6093796 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 X 14 13 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CT FL MA VA X LAURIE A WHELAN 8606126309 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 BRADLEE BENN BOARD MEMBER 1.00 1.00 X 0 0 0 DIANE R CHACE ESQ BOARD MEMBER 1.00 1.30 X 0 0 0 JOHN E DOWNES SR BOARD MEMBER 1.00 0.00 X 0 0 0 ELIZABETH FUMIATTI BOARD MEMBER 1.00 1.90 X 0 0 0 PHILLIP E FRANKLIN BOARD MEMBER 1.00 0.00 X 0 0 0 STEPHEN VILLANTI BOARD MEMBER 1.00 0.00 X 0 0 0 ALLEN ZOLTY BOARD MEMBER 1.00 0.00 X 0 0 0 TERESA MCTAGUE BOARD MEMBER 1.00 1.00 X 0 0 0 ROSEMARY CONWAY BEAUPRE BOARD MEMBER 1.00 0.00 X 0 0 0 JENNIFER DIBELLA ESQ BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID KELLY BOARD MEMBER 1.00 1.90 X 0 0 0 JOHN HAX BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES MAHONEY CPA BOARD MEMBER 1.00 1.90 X 0 0 0 RICHARD E FEITEL CHAIR 1.00 0.00 X X 0 0 0 CHARLES W BOOS VICE CHAIR 1.00 0.00 X X 0 0 0 TODD BOWER VICE CHAIR 1.00 0.00 X X 0 0 0 JOHN VOTTO DO PRESIDENT & CEO 1.00 39.00 X X 4092 1271025 70339 LYNN RICCI SENIOR VP & COO 5.00 35.00 X 25352 268561 46411 LAURIE ANN WHELAN SENIOR VP FINANCE, CFO, & TREASURER 1.00 39.00 X 7588 297420 38956 FELICIA DEDOMINICIS SVP LEGAL AFFAIRS, CLO, SECR, CORP COMPLIANCE OFFI 1.00 39.00 X 6701 241315 49190 CHRISTINE ULATOWSKI ASSISTANT SECRETARY 1.00 39.00 X 0 79600 938 DAVID CRANDALL FORMER PRESIDENT & CEO 0.00 0.00 X 0 500603 12704 43733 2658524 218538 0 1 1 0 0 8137 861706 869843 83659 83659 415919 0 415919 415919 415919 130677 8137 36031 94646 94646 1464067 0 0 594224 6093796 6093796 67754 67754 207228 24712 182516 51807 6178 45629 18810 18810 49682 49682 5753 5753 750 750 46471 22327 24144 319 319 DONOR RELATIONS 12630 12630 BAD DEBT EXPENSE -29932 -29932 6525068 6093796 116671 314601 114454 887866 3884616 673994 752476 568074 3150 4191 6870055 6561380 11624751 8695505 66210 44048 11283 1467969 77493 1512017 X 2326589 2530249 8764600 4213928 456069 439311 11547258 7183488 11624751 8695505 X -5061001 199431 497800 X 0 1 X 1 0 X X X 0 0 0 HSC COMMUNITY SERVICES INC 061464179 9 1 1 1 173205 HOSPITAL FOR SPECIAL CARE 060646766 3 1 1 1 5870413 MANES & MOTIONS THERAPEUTIC RIDING CENTER INC 061550599 7 1 1 1 0 3 6043618 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8049112 848004 448059 6000 5948648 3390527 7635116 605676 391126 10000 572806 8049112 5637227 2259539 97137 2500 347850 8437 7635116 3979342 1680573 329031 5000 337561 9158 5637227 1875367 1748808 782248 2500 389391 35190 3979342 0.54000 0.13000 0.33000 0 0 0 DUE TO AFFILIATES 1467969 1467969 2197329 199431 497800 697231 1500098 -36031 -36031 1464067 6561099 36031 36031 6525068 0 6525068 PART V, LINE 4: THE ORGANIZATION HOLDS FUNDS BELONGING TO THE HOSPITAL FOR SPECIAL CARE TO FUND FUTURE FACILITY MAINTENANCE, PURCHASE NEEDED FACILITY EQUIPMENT, PURCHASE EQUIPMENT AND SERVICES FOR PATIENT CARE, FUND LECTURES, RESEARCH AND EDUCATION, AND IMPROVE THE QUALITY OF LIFE FOR OUR PATIENTS. IN FY14 THE CAPITAL CAMPAIGN FUNDS RAISED FOR THE CONSTRUCTION OF A NEW OUTPATIENT FACILITY FOR THE HOSPITAL WAS RELEASED FROM RESTRICTION UPON COMPLETION OF THE PROJECT. ADDITIONALLY, FUNDS ARE HELD FOR HSC COMMUNITY SERVICES, INC TO FUND SPORTS TEAMS AND SPORTS AND FITNESS PROGRAMS FOR DISABLED ATHLETES, SUPPORT DENTAL CARE FOR THE UNDERINSURED, AND UNINSURED CHILDREN OF NEW BRITAIN, FUND INITIATIVES TO IMPROVE THE QUALITY OF LIFE FOR SKILLED NURSING FACILITY PATIENTS, AND SUPPORT THE GENERAL OPERATIONS OF HSC COMMUNITY SERVICES, INC. PART XI, LINE 2D - OTHER ADJUSTMENTS: EQUITY TRANSFER FROM AFFILIATE 497,800. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -36,031. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 36,031. X X X X X X 1 RPM CONSULTING PARTNERS LLC 39 HORSESHOE CIRCLE BARKHAMSTED CT 06063 GRANT APPLICATION ASSISTANCE 0 0 49682 0 49682 CT FL MA VA LENDL GOLF TOURNAMENT 130795 8137 122658 1935 15382 15553 HARTFORD MARATHON 8019 8019 3161 138814 8137 130677 1935 15382 18714 36031 94646 0 ALZHEIMER'S RESOURCE CENTER OF CONNECTICUT INC 1261 SOUTH MAIN STREET PLANTSVILLE CT 06479 223068632 501(C)(3) 50178 WITH THE SALE OF BRITTANY FARMS, THE CENTER OF SPECIAL CARE NO LONGER PROVIDES ALZHEIMER'S PATIENT CARE OR ALZHEIMER'S RESEARCH. THE CENTER PETITIONED THE STATE OF CONNECTICUT COURT OF PROBATE AND WAS PERMITTED TO TRANSFER FUNDS THAT WERE RESTRICTED FOR USE WITH ALZHEIMER'S PATIENTS AND RESEARCH TO THE ALZHEIMER'S RESOURCE CENTER OF CONNECTICUT, INC., WHO WILL ACCOMPLISH THE CHARITABLE INTENT OF THE FUNDS. HOSPITAL FOR SPECIAL CARE 2150 CORBIN AVENUE NEW BRITAIN CT 06053 060646766 501(C)(3) 5870413 TO FUND OPERATIONS AND PURCHASE OF CAPITAL. HSC COMMUNITY SERVICES INC 2150 CORBIN AVENUE NEW BRITAIN CT 06053 061464179 501(C)(3) 173205 TO FUND OPERATIONS AND PURCHASE OF CAPITAL. 3 0 X X X X X 1 1 0 0 0 0 0 0 0 JOHN VOTTO DO PRESIDENT & CEO 4092 542228 0 0 0 728797 732 31893 291 37423 5115 1340341 0 505675 LYNN RICCI SENIOR VP & COO 25352 263139 0 0 0 5422 6024 36393 567 3427 31943 308381 0 0 LAURIE ANN WHELAN SENIOR VP FINANCE, CFO, & TREASURER 7588 292392 0 0 0 5028 1644 22486 329 14497 9561 334403 0 0 FELICIA DEDOMINICIS SVP LEGAL AFFAIRS, CLO, SECR, CORP C 6701 241036 0 0 0 279 937 25520 805 21928 8443 288763 0 0 DAVID CRANDALL FORMER PRESIDENT & CEO 0 0 0 0 0 500603 0 0 0 12704 0 513307 0 0 PART I, LINES 4A-B DAVID CRANDALL RECEIVED SEVERANCE OF $500,603 AND NONTAXABLE BENEFITS OF $12,704 FROM HOSPITAL FOR SPECIAL CARE DURING 2013. THE HOSPITAL FOR SPECIAL CARE COVERED THE PRESIDENT, CFO, AND SECRETARY UNDER ITS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN. NONE OF THAT COMPENSATION IS ATTRIBUTABLE TO THE PERFORMANCE OF THEIR DUTIES FOR HOSPITAL FOR SPECIAL CARE FOUNDATION, INC. DEFERRED AMOUNTS ARE DISCLOSED ON THE HOSPITAL FOR SPECIAL CARE FORM 990. JOHN VOTTO RECEIVED DEFERRED COMPENSATION OF $707,198, WHICH IS INCLUDED IN HIS OTHER COMPENSATION AMOUNT. $505,675 OF THIS DISTRIBUTION WAS REPORTED AS A NONTAXABLE BENEFIT TO HIM ON PRIOR 990'S. FORM 990, PART VI, SECTION A, LINE 4 THE BYLAWS AND CERTIFICATE OF INCORPORATION WERE REVISED. FORM 990, PART VI, SECTION A, LINE 6 HOSPITAL FOR SPECIAL CARE FOUNDATION INC.'S SOLE MEMBER IS CENTER OF SPECIAL CARE, INC. CENTER OF SPECIAL CARE, INC. IS THE PARENT ORGANIZATION OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AND ALL ITS RELATED AFFILIATES. FORM 990, PART VI, SECTION A, LINE 7A THE CENTER OF SPECIAL CARE, INC. IS PARENT AND SOLE MEMBER OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AS SUCH, IT APPROVES THE APPOINTMENT OF ALL NEW MEMBERS OF THE ORGANIZATION'S BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE CENTER OF SPECIAL CARE, INC. IS THE PARENT AND SOLE MEMBER OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AS SUCH, IT HAS FINAL APPROVAL OVER ALL STRATEGIC AND FINANCIAL DECISIONS MADE BY THE ORGANIZATION'S BOARD. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION PROVIDES THE 990 TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS OF CENTER OF SPECIAL CARE, INC (THE COMPANY'S PARENT ENTITY) FOR AN INDEPENDENT REVIEW. ANY QUESTIONS OR CONCERNS ARE ADDRESSED PRIOR TO THE 990 BEING FILED. PRIOR TO FILING, A COPY OF THE COMPLETED 990 IS PROVIDED TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES ALL OFFICERS, DIRECTORS, MANAGERS, AND OTHER KEY EMPLOYEES TO COMPLETE A CONFLICT OF INTEREST STATEMENT ANNUALLY. EVERY YEAR, THE STATEMENT IS PRESENTED TO THOSE INDIVIDUALS REQUIRED TO COMPLETE THE FORM, AND COMPLETION OF THE FORM IS MONITORED TO ENSURE COMPLIANCE. ALL INDIVIDUALS WORKING FOR THE FOUNDATION ARE EMPLOYEES OF HOSPITAL FOR SPECIAL CARE, A RELATED ORGANIZATION, AND ARE, AS APPROPRIATE, REQUIRED TO FILL OUT A CONFLICT OF INTEREST STATEMENT ANNUALLY AS A CONDITION OF THEIR EMPLOYMENT. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION FOR THE ORGANIZATION'S CEO, OFFICERS, AND KEY EMPLOYEES IS AS FOLLOWS. THE ORGANIZATION UTILIZES A COMPENSATION COMMITTEE CONSISTING ENTIRELY OF INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS. ANNUALLY, THE COMMITTEE IS GIVEN RECOMMENDATIONS FROM AN INDEPENDENT CONSULTANT REGARDING THE COMPENSATION OF THOSE EMPLOYEES IDENTIFIED ABOVE. THE COMMITTEE HAS THE SOLE DISCRETION TO ACCEPT OR REVISE THE RECOMMENDATIONS OF THE CONSULTANT IN SETTING THE COMPENSATION OF THE PREVIOUSLY IDENTIFIED EMPLOYEES. AS STATED EARLIER, ALL INDIVIDUALS ARE EMPLOYEES OF HOSPITAL FOR SPECIAL CARE, A RELATED ORGANIZATION. THE PROCESSES LISTED ABOVE ARE APPLIED AT THE HOSPITAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AND OTHER OPERATING DATA AVAILABLE TO THE GENERAL PUBLIC IN ITS SEC REQUIRED CONTINUING DISCLOSURE ON ITS OUTSTANDING MUNICIPAL DEBT. THESE FILINGS HAVE BEEN MADE TO THE NATIONALLY RECOGNIZED MUNICIPAL SECURITIES INFORMATION REPOSITORIES AS MANDATED BY THE SEC. ALL OF THESE FILINGS HAVE BEEN AVAILABLE TO THE GENERAL PUBLIC FOR REVIEW. IN ADDITION, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: EQUITY TRANSFER FROM AFFILIATE 497,800. HOSPITAL FOR SPECIAL CARE 2150 CORBIN AVE NEW BRITAIN CT 06053 060646766 LONG TERM ACUTE CARE HOSPITAL CT 501(C)(3) LINE 3 N/A 0 CENTER OF SPECIAL CARE INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061464177 SUPPORTING ORGANIZATION OF HOSPITAL AND AFFILIATES CT 501(C)(3) 11B-TYPE II N/A 0 HSC COMMUNITY SERVICES INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061464179 COMMUNITY SUPPORT CT 501(C)(3) LINE 9 N/A 0 CSI RESIDENTIAL INC 2150 CORBIN AVE NEW BRITAIN CT 06053 311584385 HOUSING FOR THE DISABLED CT 501(C)(3) LINE 9 N/A 0 MANES AND MOTIONS THERAPEUTIC RIDING CENTER INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061550599 EQUINE ASSISTED THERAPY CT 501(C)(3) LINE 7 N/A 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 1