2014-11-13T11:13:10-06:00 2013-12-31 010448006 ALBIN RANDALL & BENNETT PO BOX 445 130 MIDDLE STREET PORTLAND ME 041120445 990PF 2013-01-01 010421806 THE BILL AND JOAN ALFOND FOUNDATION C/O DEXTER ENTERPRISES INC BILL 2078287999 TWO MONUMENT SQUARE PORTLAND ME 04101 GREGORY POWELL CORPORATE OFFICER 2078287999 2014-11-10 1 DANIEL P DOIRON P01206204 2077721981 2014-11-10 2013 2015-12-30 17:16:21Z X 50951119 X 4695255 3344 3338 152244 152244 9453677 10549066 8736018 4201 4201 14308721 8895801 0 0 0 4325 0 4325 71303 18315 52988 198 198 0 214867 8367 0 153698 149234 2344 444391 176114 59657 1130301 1130301 1574692 176114 1189958 12734029 8719687 10291 7938 7938 67843 1507643 1507643 1238160 217880 30682905 9179637 16815567 18752633 10495931 18549028 50951119 0 0 X 10495931 18549028 0 0 0 0 10495931 18549028 10495931 18549028 10495931 12734029 0 23229960 4680932 18549028 PUBLICLY TRADED SECURITIES 8869720 1023105 7846615 7846615 FAIRHOLME PARTNERSHIP, LP P 4139 4139 4139 DEXTER US EQUITY TE LLC P 1551 1551 1551 DEXTER US EQUITY TE LLC P 17205 17205 17205 LEGACY VENTURE V (QP), LLC P 32631 32631 32631 LEGACY VENTURE V (QP), LLC P 117474 117474 117474 DEXTER INTERNATIONAL EQUITY TE, LLC P 918 918 918 DEXTER INTERNATIONAL EQUITY TE, LLC P 43820 43820 43820 DEXTER PRIVATE EQUITY TE LLC P 517 517 517 MAST CREDIT OPPORTUNITIES P 731854 731854 731854 DEXTER GLOBAL EQUITY TE LLC P 60265 -60265 -60265 DEXTER REAL ASSSETS TE LLC P 519 -519 -519 DEXTER REAL ASSSETS TE LLC P 78 78 78 8736018 0 1171385 24945152 0.046958 502069 23884140 0.021021 1141918 17518071 0.065185 1129311 15769237 0.071615 1101989 21387978 0.051524 0.256303 0.051261 42991501 2203787 87197 2290984 1189958 174394 0 174394 0 174394 161556 75000 236556 X 62162 62162 0 0 0 0 0 0 0 0 0 0 0 1 1 ME 1 0 0 0 0 1 N/A DEXTER ENTERPRISES INC 2078287999 TWO MONUMENT SQUARE PORTLAND ME 04101 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOAN ALFOND 14 OTIS PLACE BOSTON MA 02108 VICE PRES, TREAS, DIRECTOR 7.50 0 0 0 GREGORY POWELL SEE FOOTNOTE TWO MONUMENT SQUARE PORTLAND ME 04101 SECRETARY 1.50 0 0 0 WILLIAM ALFOND 14 OTIS PLACE BOSTON MA 02108 PRESIDENT, DIRECTOR 12.50 0 0 0 KENDEN ALFOND TWO MONUMENT SQUARE PORTLAND ME 04101 DIRECTOR 1.00 0 0 0 JUSTIN ALFOND TWO MONUMENT SQUARE PORTLAND ME 04101 DIRECTOR 1.00 0 0 0 REIS ALFOND 1120 PARK AVENUE APT 14B NEW YORK NY 10128 DIRECTOR 1.00 0 0 0 NONE 0 DEXTER ENTERPRISES INC TWO MONUMENT SQUARE PORTLAND ME 04101 INVESTMENT & GRANT ADMINISTRATION 65429 0 NONE 0 NONE 0 0 42314080 1332114 0 43646194 0 0 43646194 654693 42991501 2149575 2149575 174394 174394 1975181 0 1975181 0 1975181 1189958 0 1189958 0 1189958 1975181 1125886 0 0 1189958 1125886 0 0 64072 0 0 0 0 0 0 0 0 1911109 0 0 0 WILLIAM ALFOND THE BILL JOAN ALFOND FOUNDATION CO TWO MONUMENT SQUARE PORTLAND ME 04101 2078287999 APPLICANTS SHOULD SUBMIT THEIR REQUESTS AS FOLLOWS: (1) A BRIEF (1-3 PAGE) LETTER DESCRIBING THE PROJECT, DRIVE OR CAMPAIGN. THIS SHOULD INCLUDE A STATEMENT OF NEED, NUMBER OF PEOPLE BENEFITED, GEOGRAPHIC AREA SERVED, TOTAL FUND RAISING GOAL, STRATEGY AND AMOUNT REQUESTED FROM THE FOUNDATION, (2) CAPITAL CAMPAIGNS AND SPECIAL PROJECTS SHOULD ALSO INCLUDE A BUDGET, (3) ORGANIZATIONS SHOULD ENCLOSE A COPY OF THEIR 501(C)(3) DETERMINATION LETTER, (4) OTHER SUPPORTING MATERIAL. NO SUBMISSION DEADLINES. THE FOUNDATION CONTRIBUTES TO ORGANIZATIONS IN THE FIELD OF HIGHER EDUCATION. THE FOUNDATION ALSO CONTRIBUTES TO WORTHY CHARITIES WITHIN ITS PRINCIPAL AREA OF GEOGRAPHIC INTEREST. WHEN CONSIDERING MAJOR GRANTS, THE FOUNDATION NORMALLY REQUIRES THAT THE GRANTEE RAISE MATCHING FUNDS FROM OTHER ORGANIZATIONS AND INDIVIDUALS. ABBOTT MEMORIAL LIBRARY ONE CHURCH STREET DEXTER ME 04930 PC CHILDREN'S BOOKS 750 BELGRADE LAKES ASSOCIATION PO BOX 551 BELGRADE LAKES ME 04918 PC ANNUAL FUND 1000 BELGRADE LAKES ASSOCIATION PO BOX 551 BELGRADE LAKES ME 04918 PC UNRESTRICTED 1000 BELMONT GOLF SCHOLARSHIP FUND 219 BEAR HILL ROAD WALTHAM MA 02451 PC SCHOLARSHIP FUND 344 CHEWONKI FOUNDATION 485 CHEWONKI NECK ROAD WISCASSET ME 04578 PC DEXTER/MILO/EASTPORT SCHOLARSHIPS 63400 COLBY COLLEGE 4800 MAYFLOWER HILL WATERVILLE ME 04901 PC ANNUAL FUND 1000 COLBY COLLEGE 4800 MAYFLOWER HILL WATERVILLE ME 04901 PC BUSINESS COMPETITION 15000 COLBY COLLEGE 4800 MAYFLOWER HILL WATERVILLE ME 04901 PC UNRESTRICTED 1000 COLBY COLLEGE 4800 MAYFLOWER HILL WATERVILLE ME 04901 PC COLBY C CLUB 30 COLBY COLLEGE 400 MAYFLOWER HILL ROAD WATERVILLE ME 04901 PC MAINE CONCUSSION MANAGEMENT INITIATIVE 10000 COMBINED JEWISH PHILANTHROPIES OF GREATER BOSTON 126 HIGH STREET BOSTON MA 021102700 PC ANNUAL FUND 2500 EAGLEBROOK SCHOOL PINE NOOK ROAD DEERFIELD MA 01342 PC ANNUAL FUND 2000 FRIENDS OF BELGRADE PUBLIC LIBRARY 1 CENTER DRIVE BELGRADE ME 04917 PC CHILDREN'S BOOKS 950 FRIENDS OF BELGRADE PUBLIC LIBRARY 1 CENTER DRIVE BELGRADE ME 04917 PC FUNDRAISING 330 FRIENDS OF DANA FARBER CANCER INSTITUTE 450 BROOKLINE AVE SW120 BOSTON MA 02215 PC RESEARCH AND TREATMENT 5000 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC DINING HALL PROJECT 478000 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC ANNUAL FUND 1000 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC LUNCHEON SCHOLARSHIPS 500 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC SPECIAL CHALLENGE 15000 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC SENIOR TRIP 3052 HARDY GIRLS HEALTHY WOMEN PO BOX 821 WATERVILLE ME 04903 PC COLLABORATION WITH EDUCARE 5000 KENNEBEC VALLEY COMMUNITY COLLEGE FOUNDATION 92 WESTERN AVE FAIRFIELD ME 04937 PC UNRESTRICTED 1000 MAINE CHILDRENS' HOME FOR LITTLE WANDERERS 93 SILVER STREET WATERVILLE ME 04901 PC TEEN PROGRAM 15000 MAX WARBURG COURAGE CURRICULUM INC 325 HUNTINGTON AVENUE BOX 52 BOSTON MA 02115 PC ANNUAL FUND 5000 RED SOX FOUNDATION 4 YAWKEY WAY BOSTON MA 02215 PC HOME BASE PROGRAM 500 TRUSTEES OF DARTMOUTH COLLEGE 6132 MCNUTT ROOM 113 HANOVER NH 03755 PC MEN'S SOCCER 2000 TWOTEN INTERNATIONAL FOOTWEAR FOUNDATION 1466 MAIN STREET WALTHAM MA 02154 PC ANNUAL FUND 210 UNITED STATES BIATHLON ASSOCIATION 49 PINELAND DRIVE SUITE 301A NEW GLOUCESTER ME 04260 PC UNRESTRICTED 1200 UNIVERSITY OF MAINE FOUNDATION TWO ALUMNI PLACE ORONO ME 04469 PC ELLEN LORING FUND 10000 MAINE FILM CENTER 177 MAIN STREET WATERVILLE ME 04901 PC CAPITAL CAMPAIGN 150000 CAMDEN CONFERENCE PO BOX 882 CAMDEN ME 048430882 PC GWH SCHOLARSHIPS 2685 CARRABASSETT VALLEY ACADEMY RR1 BOX 2240 KINGFIELD ME 04947 PC FUNDRAISING SUPPORT 350 FRIENDS OF THE FOUNDATION DE FRANCE INC 6 WEST 48TH ST 10TH FLOOR NEW YORK NY 10036 PC ASSOCIATION DE L'ECOLE FRANCAISE DE BATTAMBANG 60000 JEWISH JUMPSTART 1801 AVENUE OF THE STARS SUITE 210 LOS ANGELES CA 90067 PC JEWISH MONTESSORI SOCIETY 2000 KENNEBEC VALLEY COMMUNITY COLLEGE FOUNDATION 92 WESTERN AVE FAIRFIELD ME 04937 PC ANNUAL FUND 1000 MAINE GRAIN ALLIANCE PO BOX 2060 SKOWHEGAN ME 04976 PC SCHOLARSHIPS 2000 MAINE SPORTS HALL OF FAME PO BOX 8554 PORTLAND ME 04104 PC SCHOLARSHIPS 5000 NOBLE AND GREENOUGH SCHOOL 10 CAMPUS DRIVE DEDHAM MA 020264099 PC STOKLEY TOWLES SCHOLARSHIP FUND 1000 NOBLE AND GREENOUGH SCHOOL 10 CAMPUS DRIVE DEDHAM MA 020264099 PC ANNUAL FUND 1000 NOBLE AND GREENOUGH SCHOOL 10 CAMPUS DRIVE DEDHAM MA 020264099 PC CASTLE PROJECT 10000 PERKINS SCHOOL FOR THE BLIND 175 NORTH BEACON STREET WATERTOWN MA 02472 PC UNRESTRICTED 500 PROPUBLICA ONE EXCHANGE PLAZA 55 BROADWAY 23RD FLOOR NEW YORK NY 10006 PC ANNUAL FUND 5000 PUERTO RICO COMMUNITY FOUNDATION 1719 AVE PONCE DE LEON SAN JUAN PR 00909 PC PASARELL SCHOLARSHIP PROGRAM 1000 SCHOOL OF THE MUSEUM OF FINE ART 230 THE FENWAY BOSTON MA 02115 PC SCHOLARSHIPS 5000 SHEAD HIGH SCHOOL 89 HIGH STREET EASTPORT ME 04631 PC LAPTOP PROGRAM 12000 STTHOMAS MORE PLAY GROUP 65 EAST 89TH STREET NEW YORK NY 10128 PC ANNUAL FUND 12000 THE TELLING ROOM 225 COMMERCIAL STREET SUITE 201 PORTLAND ME 04101 PC ANNUAL FUND 10000 THOMAS COLLEGE 180 WEST RIVER ROAD WATERVILLE ME 04101 PC UNRESTRICTED 1000 THOMAS COLLEGE 180 WEST RIVER ROAD WATERVILLE ME 04901 PC ALFOND SCHOLARS PROGRAM 20000 UNIVERSITY OF SOUTHERN MAINE PO BOX 9300 PORTLAND ME 04101 PC USM BASEBALL 1000 WATERVILLE HIGH SCHOOL ATHLETIC DEPARTMENT ONE BROOKLYN AVENUE WATERVILLE ME 04901 PC CAROL SHAPIRO SCHOLARSHIP FUND 1000 COMERCIANTES UNIDOS PARA EL DESARROLLO PO BOX 945 CAMUY PR 00627 PC HOGAR INFANTIL SANTA TERESITA DEL NINO JESUS 12000 DANA FARBER CANCER INSTITUTE 10 BROOKLINE PLACE WEST 6TH FLOOR BROOKLINE MA 024457226 PC UNRESTRICTED 500 HOSPICE VOLUNTEERS OF WATERVILLE AREA 304 MAIN STREET WATERVILLE ME 04901 PC UNRESTRICTED 1000 DANA FARBER CANCER INSTITUTE 10 BROOKLINE PLACE WEST 6TH FLOOR BROOKLINE MA 024457226 PC RED SOX CHALLENGE 1000 MASSACHUSETTS GENERAL HOSPITAL 165 CAMBRIDGE STREET SUITE 600 BOSTON MA 02114 PC MARATHON FOR DYSTONIA-JENNY SEEMAN 1500 PAN MASSACHUSETTS CHALLENGE TRUST 77 FOURTH AVE NEEDHAM MA 02494 PC THE JIMMY FUND 1500 PREBLE STREET 38 PREBLE STREET PORTLAND ME 04101 PC ANNUAL FUND 70000 SHRINERS HOSPITALS FOR CHILDREN 11 SABATTUS STREET LEWISTON ME 04240 PC MAINE SHRINE LOBSTER BOWL CLASSIC 400 WOMEN'S LUNCH PLACE 67 NEWBURY STREET BOSTON MA 02116 PC UNRESTRICTED 1000 ALFOND YOUTH CENTER 126 NORTH STREET WATERVILLE ME 04901 PC ANNUAL FUND 1000 ALFOND YOUTH CENTER 126 NORTH STREET WATERVILLE ME 04901 PC UNRESTRICTED 500 BELGRADE REGIONAL CONSERVATION ALLIANCE INC PO BOX 250 BELGRADE LAKES ME 04918 PC DONATION 600 CENTRAL PARK CONSERVANCY 14 EAST 60TH STREET 8TH FLOOR NEW YORK NY 10022 PC PLAYGROUND PARTNERS 5000 CHABAD OF PORT WASHINGTON 80 SHORE ROAD PORT WASHINGTON NY 11050 PC CHABAD OF CAMBODIA 4000 MAINE CONGRESS OF LAKES ASSOCIATIONS PO BOX 426 BELGRADE ME 04917 PC LAKE SMART PROGRAM 1000 MAINE HUTS AND TRAILS 375 NORTH MAIN STREET KINGFIELD ME 04947 PC ANNUAL APPEAL 1000 MAINE INITIATIVES PO BOX 2248 AUGUSTA ME 04338 PC ANNUAL FUND 10000 MAINE LAKES RESOURCE CENTER PO BOX 5431 BELGRADE LAKES ME 04918 PC UNRESTRICTED 1000 PORTLAND TRAILS 305 COMMERCIAL STREET PORTLAND ME 04101 PC ANNUAL FUND 5000 RED SOX FOUNDATION 4 YAWKEY WAY BOSTON MA 02215 PC UNRESTRICTED 50000 SKI MUSEUM OF MAINE PO BOX 359 KINGFIELD ME 04947 PC UNRESTRICTED 1000 TOWN OF DEXTER 23 MAINE STREET DEXTER ME 04930 PC CROSBY PARK PLAYGROUND 5000 TOWN OF DEXTER 23 MAINE STREET DEXTER ME 04930 PC CROSBY PARK PLAYGROUND 1000 TOWN OF DEXTER 23 MAINE STREET DEXTER ME 04930 PC CROSBY PARK PLAYGROUND 1000 UNITED STATES BIATHLON ASSOCIATION 49 PINELAND DRIVE SUITE 301A NEW GLOUCESTER ME 04260 PC ANNUAL FUND CHALLENGE 5000 CHABAD OF PORT WASHINGTON 80 SHORE ROAD PORT WASHINGTON NY 11050 PC CHABAD OF CAMBODIA 4000 1130301 THE GOVERNOR'S ACADEMY (FORMERLY GOVERNOR DUMMER ACADEMY) 1 ELM STREET BYFIELD MA 01922 PC DINING HALL PROJECT 1122000 CHEWONKI FOUNDATION 485 CHEWONKI NECK ROAD WISCASSET ME 04578 PC DEXTER/MILO/EASTPORT SCHOLARSHIPS 43800 HARDY GIRLS HEALTHY WOMEN PO BOX 821 WATERVILLE ME 04903 PC COLLABORATION WITH EDUCARE 5000 1170800 14 3344 14 152244 14 4201 18 9453677 0 9613466 0 9613466 1 NOT APPLICABLE 0 0 0 0 0 0 0 0 0 0 X X 1 WILLIAM L ALFOND C/O DEXTER ENTERPRISES TWO MONUMENT PORTLAND ME 04101 4695255 X 1 27 SHARES BERKSHIRE HATHAWAY CLASS A & 500 SHARES BERKSHIRE HATHAWAY CLASS B COMMON STOCK 4695255 2013-12-03 TAX PREPARATION 4325 0 4325 PUBLICLY TRADED SECURITIES DONATED TO CHARITY PURCHASED 729159 11500 0 717659 OFFICER COMPENSATION 990-PF, PART VIII GREGORY POWELL IS AN EMPLOYEE OF DEXTER ENTERPRISES, INC. DEXTER ENTERPRISES, INC. IS COMPENSATED UNDER A MANAGEMENT CONTRACT WITH THE FOUNDATION. SEE STATEMENT 6 FOR DEXTER ENTERPRISES, INC. INFORMATION. DISTRIBUTION OF PROPERTY FOR CHARITY 990-PF, PART I, LINE 6A, COLUMN A UNDER REGULATION 53.4940-1, A DISTRIBUTION OF PROPERTY FOR CHARITABLE PURPOSES UNDER SECTION 170(C)(1) OR (2)(B) MADE BY A FOUNDATION TO A CHARITABLE ORGANIZATION IS NOT TREATED AS A TAXABLE SALE OR DISPOSITION. THE CAPITAL GAIN RECORDED ON THE BOOKS IS NOT TAXABLE; THEREFORE, THE PROPERTY DISTRIBUTION IS EXCLUDED FROM NET INVESTMENT INCOME, LINE 7, COLUMN (B). BERKSHIRE HATHAWAY COMMON STOCK CLASS A 98966 15121500 BERKSHIRE HATHAWAY COMMON STOCK CLASS B 0 0 MELLON EMERGING MARKETS FUND 0 0 BERKSHIRE HATHAWAY COMMON STOCK CLASS A 35633 12097200 BERKSHIRE HATHAWAY COMMON STOCK CLASS B 83281 3464205 LEGACY VENTURE FUNDS V & VI AT COST 1484581 2012810 MAST CREDIT OPPORTUNITIES AT COST 0 0 SPECIAL OPPORTUNITIES FUNDS AT COST 1220411 1477939 TA REALTY FUND VIII AT COST 1801721 1291290 DEXTER GLOBAL EQUITY TE, LLC AT COST 3606192 4084483 DEXTER INTERNATIONAL EQUITY TE, LLC AT COST 1885393 2106499 DEXTER REAL ASSETS TE, LLC (PORTFOLIO 2) AT COST 202099 231443 DEXTER US EQUITY TE, LLC AT COST 2232682 2872952 DEXTER HEDGE FUND TE, LLC AT COST 1498578 1550000 DEXTER PRIVATE EQUITY TE, LLC (PORTFOLIO 2) AT COST 381955 347246 THE FAIRHOLME PARTNERSHIP, LP AT COST 2501955 2777971 PUBLICLY TRADED SECURITIES CARRYING VALUE REDUCTION TO DONOR'S BASIS 4680932 FILING FEES 35 0 35 LOSSES & DEDUCTIONS FROM FLOW-THRU ENTITIES 22803 22803 0 CHARITABLE DEDUCTIONS FROM FLOW-THRU ENTITIES 2309 0 2309 PORTFOLIO DEDUCTIONS FROM FLOW-THRU ENTITIES 125956 125956 0 SECTION 988 LOSS FROM FLOW-THRU ENTITIES 475 475 0 NONDEDUCTIBLE EXPENSES FROM PASS THROUGHS 2120 0 0 CLASS ACTION PROCEEDS 607 607 607 MELLON REBATES 513 513 513 ROYALTY INCOME 6 6 6 OTHER INCOME FROM PASS-THRUS 3075 3075 3075 DEXTER ENTERPRISES - INVESTMENT ADMINISTRATION 16357 16357 0 DEXTER ENTERPRISES - GRANT ADMINISTRATION 49072 0 49072 BNY MELLON INVESTMENT MANAGEMENT FEES 1958 1958 0 CONSULTING 3916 0 3916 FEDERAL TAXES 206500 0 0 FOREIGN TAXES 8367 8367 0