2014-11-12T10:06:06-06:00 2014-03-31 061533253 SASLOW LUFKIN & BUGGY LLP 175 POWDER FOREST DRIVE SIMSBURY CT 06089 990 2013-04-01 237032832 CONNECTICUT CARPENTERS HEALTH FUND CONN 2032815511 10 BROADWAY HAMDEN CT 065182614 JOHN BUTTS CO-CHAIR 2032815511 2014-11-10 1 RICHARD BUGGY P00512316 8606789200 2013 2015-11-30 17:44:51Z GLENN MARSHALL 10 BROADWAY HAMDEN CT 065182614 82462809 0 X WWW.CTCARPENTERSFUNDS.ORG X 1969 CT TO PROVIDE HEALTHCARE AND WELFARE BENEFITS TO PARTICIPANTS AND THEIR DEPENDENTS. 8 8 0 0 0 0 0 0 28450563 31223990 1394385 1075662 0 0 29844948 32299652 0 0 27688427 29351692 91261 93661 0 0 0 3375633 2943750 31155321 32389103 -1310373 -89451 51213400 52554530 1495186 1331999 49718214 51222531 TO PROVIDE HEALTHCARE AND WELFARE BENEFITS TO PARTICIPANTS AND THEIR DEPENDENTS. 0 0 MISCELLANEOUS HEALTHCARE AND WELFARE BENEFITS INCLUDING LIFE INSURANCE, ACCIDENTAL DEATH, MAJOR MEDICAL, DENTAL AND VISION (INCLUDES PREMIUM EXPENSES), AND PRESCRIPTION DRUG COVERAGE. 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 404 0 1 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 1 1 1 0 X RICHARD S MONARCA 2032815511 10 BROADWAY HAMDEN CT 06518 JOSEPH EPIFANO TRUSTEE 1.00 X 0 0 0 JOHN BUTTS CO-CHAIR; TRUSTEE 1.00 X X 0 0 0 GEORGE MEADOWS CO-CHAIR; TRUSTEE 1.00 X X 0 0 0 DAVID PALMISCIANO TRUSTEE 1.00 X 0 0 0 JOHN CUNNINGHAM TRUSTEE 1.00 X 0 0 0 JOHN LEAHY CO-CHAIR; TRUSTEE 1.00 X X 0 0 0 ANTHONY MINERVINI TRUSTEE 1.00 X 0 0 0 BRUCE LYDEM TRUSTEE 1.00 X 0 0 0 GLENN MARSHALL TRUSTEE 1.00 X 0 0 0 RICHARD MONARCA FUND DIRECTOR 18.00 X 71705 89427 48159 71705 89427 48159 0 0 1 0 ANTHEM 370 BASSETT ROAD NORTH HAVEN CT 06473 CONTRACT ADMINISTRATION 628195 HINES & ASSOCIATES INC 115 EAST HIGHLAND AVENUE ELGIN IL 60120 MEDICAL CONSULTANT 182132 TRIZETTO 6061 S WILLOW DRIVE SUITE 310 DENVER CO 80111 COMPUTER CONSULTING 121895 SEGAL 333 WEST 34TH STREET NEW YORK NY 100012402 ACTUARIAL CONSULTING 106633 4 EMPLOYER CONTRIBUTIONS 525100 26926391 26926391 EMPLOYEE CONTRIBUTIONS 525100 4297599 4297599 31223990 1387504 1387504 49851315 50163157 -311842 -311842 -311842 32299652 31223990 0 1075662 29351692 93661 73630 53968 92004 153883 72796 2961 43 81 11917 ALLOCATED OVERHEAD EXPE 1169615 PPO NETWORK ACCESS FEES 652653 INSURANCE PREMIUMS & CO 229728 OTHER ADMINISTRATIVE EX 182132 248339 32389103 2892579 3567629 967495 1143664 177048 318667 225889 225889 81 0 46886599 47247804 289598 276766 51213400 52554530 858832 1319637 636354 12362 1495186 1331999 X 0 0 0 0 49718214 51222531 49718214 51222531 51213400 52554530 -89451 1593768 0 X 0 1 X 0 0 225889 225889 0 0 U.S. GOVERNMENT BONDS AND NOTES 13139497 F CORPORATE DEBT OBLIGATIONS 19381477 F CORPORATE STOCKS 13230 F MONEY MARKET FUNDS AND SHORT TERM INVESTMENTS 869244 F COMMON TRUST 13844356 F 47247804 DUE TO AFFILIATE 12362 12362 X 33801416 1593768 1593768 32207648 92004 92004 32299652 32297099 0 32297099 92004 92004 32389103 PART X, LINE 2: THE FUND ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH CERTAIN PROVISIONS OF FASB ASC 740, "INCOME TAXES" WHICH PROVIDES A FRAMEWORK FOR HOW COMPANIES SHOULD RECOGNIZE, MEASURE, PRESENT AND DISCLOSE UNCERTAIN TAX POSITIONS IN THEIR FINANCIAL STATEMENTS. UNDER FASB ASC 740, THE FUND MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE FUND DID NOT RECORD ANY UNRECOGNIZED TAX BENEFITS FOR THE YEARS ENDING MARCH 31, 2014 AND 2013. THEREFORE, FASB ASC 740 HAD NO IMPACT ON THE 2014 AND 2013 FINANCIAL STATEMENTS. THE FUND ANTICIPATES THAT IT WILL NOT HAVE A CHANGE IN UNRECOGNIZED TAX BENEFITS DURING THE NEXT TWELVE MONTHS THAT WOULD HAVE A MATERIAL IMPACT ON THE FUND'S FINANCIAL STATEMENTS. THE FUND'S POLICY IS TO RECOGNIZE INTEREST AND PENALTIES RELATED TO INCOME TAXES AS A COMPONENT OF INTEREST AND PENALTY EXPENSE. AS OF AND FOR THE YEARS ENDING MARCH 31, 2014 AND 2013, THE FUND DID NOT RECORD ANY PENALTIES OR INTEREST ASSOCIATED WITH UNRECOGNIZED TAX BENEFITS. THE FUND'S OPEN TAX YEARS FOR THE PRIOR THREE YEARS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. X X 0 1 0 RICHARD MONARCA FUND DIRECTOR 71705 89427 0 0 0 0 7788 9712 13643 17016 93136 116155 0 0 PART I, LINE 4B RICHARD MONARCA - CONTRIBUTION TO NONQUALIFIED RABBI TRUST $17,500 FORM 990, PART VI, SECTION B, LINE 11 A COPY OF FORM 990 IS DISTRIBUTED TO THE CO-CHAIRS OF THE FUND FOR REVIEW AND APPROVAL BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C WHEN THE FUND IS CONSIDERING A PROPOSED TRANSACTION OR ARRANGEMENT, A TRUSTEE OR THE FUND DIRECTOR OR HEALTH FUND ADMINISTRATOR OR ANY ADVISOR (SUCH AS COUNSEL, CONSULTANT, AUDITOR, OR INVESTMENT MANAGER) TO THE FUND WHO IS AWARE OF SUCH CONSIDERATION, MUST DISCLOSE THE EXISTENCE OF ANY FINANCIAL INTEREST AND ALL MATERIAL FACTS TO THE FUND'S BOARD OF TRUSTEES OR ITS DELEGATES, AT THE EARLIEST POSSIBLE OPPORTUNITY. THE MINUTES OF THE FUND'S BOARD OF TRUSTEES SHALL CONTAIN A COMPLETE RECORD OF ALL MATTERS INVOLVING ACTUAL OR POSSIBLE CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THERE IS A FIVE YEAR CONTRACT FOR THE FUND DIRECTOR WITH DEFINED ANNUAL INCREASES. THE BOARD OF TRUSTEES REVIEWS THE CONTRACT AT THE END OF THE TERM. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST. A COPY IS MAILED WITHIN 7-10 BUSINESS DAYS. THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS MAY ALSO BE VIEWED AT THE FUND OFFICE BETWEEN 10:00AM AND 4:00PM MONDAY THROUGH FRIDAY. CONNECTICUT CARPENTERS ANNUITY FUND 10 BROADWAY HAMDEN CT 06518 061308364 ANNUITY TRUST FUND CT 401(A); 501(A) N/A N/A 0 CONNECTICUT CARPENTERS PENSION FUND 10 BROADWAY HAMDEN CT 06518 060738583 PROCESSING OF BENEFITS FOR CARPENTERS CT 401(A) N/A N/A 0 UBCJA JOB CORPS CONNECTICUT LABOR MANGT PROG 750 DORCHESTER AVE SUITE 3100 BOSTON MA 02125 222520206 MANAGE RELATIONSHIPS BETWEEN CARPENTERS LABOR AND MANAGEMENT MA 501(C)(5) N/A N/A 0 NEW ENGLAND REGIONAL COUNCIL OF CARPENTERS 750 DORCHESTER AVE UNIT 1 BOSTON MA 02125 043322535 LABOR ORGANIZATION MA 501(C)(5) N/A N/A 0 EASTERN MILLWRIGHT REG COUNCIL 90 BRAINTREE STREET ALLSTON MA 02134 452440774 UNION ADMIN OF AREA LOCALS MA 501(C)(5) N/A N/A 0 CARPENTERS LOCAL 210 427 STILLSON ROAD FAIRFIELD CT 06824 060571112 LABOR ORGANIZATION CT 501(C)(5) N/A N/A 0 CONNECTICUT CARPENTERS APPRENTICE AND TRAINING FUND 10 BROADWAY HAMDEN CT 06518 237277981 CARPENTRY TRAINING/TESTING CT 501(C)(5) N/A N/A 0 CARPENTERS LOCAL 43 885 WEATHERSFIELD AVENUE 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