2014-10-30T10:51:17-05:00 2013-12-31 540618213 HANTZMON WIEBEL LLP CPA'S 818 E JEFFERSON ST PO BOX 1408 CHARLOTTESVILLE VA 22902 990 2013-01-01 311685355 THE IVY FOUNDATION IVY 4342962156 C/O ROBERT BATTLE 1805 OWENSFIELD DRIVE CHARLOTTESVILLE VA 22901 ROBERT BATTLE MD CHAIRMAN 4342962156 2014-10-07 1 PHILLIP W SHIFLETT P00319333 4342962156 2013 2015-11-30 17:44:51Z ROBERT BATTLE MD C/O ROBERT BATTLE 1805 OWENSFIELD DRIVE CHARLOTTESVILLE VA 22901 2280082 0 X N/A X 1999 VA THE FOUNDATION IS ORGANIZED AND OPERATED EXCLUSIVELY FOR THE BENEFIT OF THE UNIVERSITY OF VIRGINIA BY PROVIDING FINANCIAL SUPPORT FOR SCIENTIFIC RESEARCH AT THE UNIVERSITY'S HEALTH SCIENCES CENTER, SCHOOL OF ENGINEERING AND APPLIED SCIENCES, AND COLLEGE OF ARTS AND SCIENCES. 7 3 0 3 0 0 0 0 0 0 274719 336491 0 0 274719 336491 200000 250000 0 0 6000 4000 0 0 0 44592 50241 250592 304241 24127 32250 4325326 4486570 200000 0 4125326 4486570 THE FOUNDATION IS ORGANIZED AND OPERATED EXCLUSIVELY FOR THE BENEFIT OF THE UNIVERSITY OF VIRGINIA BY PROVIDING FINANCIAL SUPPORT FOR SCIENTIFIC RESEARCH AT THE UNIVERSITY'S HEALTH SCIENCES CENTER, SCHOOL OF ENGINEERING AND APPLIED SCIENCES, AND COLLEGE OF ARTS AND SCIENCES. 0 0 250000 250000 PROVIDE FINANCIAL SUPPORT AND PROGRAM SUPPORT FOR SCIENTIFIC RESEARCH AT THE UNIVERSITY OF VIRGINIA'S HEALTH SCIENCES CENTER. 250000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 5 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 3 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X THE ORGANIZATION 4342962156 C/O ROBERT BATTLE 1805 OWENSFIELD CHARLOTTESVILLE VA 22901 ALDEN ENGLISH SECRETARY 1.00 X X 1000 0 0 CHRISTOPHER M KRAMER MD DIRECTOR 1.00 X 1000 0 0 RICHARD KREITLER DIRECTOR 1.00 X 0 0 0 ROBERT SOFFERMAN MD DIRECTOR 1.00 X 0 0 0 NANCY E DUNLAP MD DIRECTOR 1.00 X 0 0 0 ROBERT BATTLE MD CHAIRMAN 1.00 X X 1000 0 0 MARTHA BATTLE MD VICE PRESIDENT & TREASURER 1.00 X X 1000 0 0 4000 0 0 0 0 0 0 0 95818 95818 2184264 1943591 240673 240673 240673 336491 0 0 336491 250000 250000 4000 4000 36082 36082 12565 12565 LICENSES AND TAXES 1594 1594 304241 250000 54241 0 2778 11688 345623 107820 3967246 4362770 9679 4292 4325326 4486570 200000 200000 0 X 4125326 4486570 4125326 4486570 4325326 4486570 32250 328994 0 X X 0 1 X 1 0 X X X 0 0 0 UNIVERSITY OF VIRGINIA 546001796 6 1 1 1 250000 1 250000 SCHEDULE A- PART I, LINE 11(H)(VII) THE $250,000 OF MONETARY SUPPORT WAS ALL PAID TO THE UNIVERSITY OF VIRGINIA AS OF DECEMBER 31, 2013. AT DECEMBER 2012, THE FOUNDATION REPORTED A GRANT PAYABLE TO THE UNIVERSITY OF VIRGINIA IN THE AMOUNT OF $200,000, WHICH WAS PAID IN JANUARY OF 2013. THEREFORE, THE TOTAL MONETARY SUPPORT PAID IN CASH DURING 2013 WAS $450,000. 0 X 665485 328994 328994 336491 0 336491 304241 0 304241 0 304241 PART X, LINE 2: THE FOUNDATION HAS REVIEWED AND EVALUATED THE RELEVANT TECHNICAL MERITS OF EACH OF ITS TAX POSITIONS IN ACCORDANCE WITH GUIDANCE ESTABLISHED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD AND DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT WOULD HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS OF THE FOUNDATION. 1 UNIVERSITY OF VIRGINIA MEDICAL RESEARCH-UVA 400 RAY C HUNT DRIVE CHARLOTTESVILLE VA 22904 546001796 501(C)(3) 250000 PROVIDE FINANCIAL SUPPORT & PROGRAM SUPPORT FOR SCIENTIFIC RESEARCH AT UVA'S HEALTH SCIENCES CENTER. 1 0 PART I, LINE 2: THE FOUNDATION GETS REPORTS AND FEEDBACK FROM GRANT RECIPIENTS ON HOW THE GRANTS WERE USED. THE UNIVERSITY OF VIRGINIA REPRESENTATIVES ATTEND AND REPORT AT BOARD MEETINGS. SCHEDULE I, PART II, LINE 1 : CASH GRANTS THE 2013 TOTAL CASH GRANT PAYMENTS INCLUDED $250,000 FOR 2013 AND $200,000 FOR THE 2012 ACCRUED AND COMMITTED GRANT THAT WAS PAID TO THE UNIVERSITY OF VIRGINIA DURING 2013. FORM 990, PART VI, SECTION A, LINE 2 DR. ROBERT BATTLE, DIRECTOR, AND DR. MARTHA BATTLE, OFFICER, ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11 THE TAX RETURN IS DISTRIBUTED TO BOARD MEMBERS A REASONABLE PERIOD BEFORE FILING. FEEDBACK FROM BOARD MEMBERS IS ENCOURAGED. FORM 990, PART VI, SECTION B, LINE 12C PURSUANT TO THE FOUNDATION'S BY-LAWS, THE FOUNDATION ENFORCES AND MONITORS OFFICERS, DIRECTORS, AND EMPLOYEES' COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY IN TWO WAYS: 1. OFFICERS, DIRECTORS, AND EMPLOYEES SIGN THE "CONFLICT OF INTEREST ACKNOWLEDGEMENT AND DISCLOSURE FORM" ATTESTING TO THEIR AWARENESS OF THE POLICY AS WELL AS THE PRESENCE AND/OR ABSENCE OF CONFLICT OF INTEREST. 2. OFFICERS, DIRECTORS, AND EMPLOYEES OF THE FOUNDATION ARE REQUIRED TO FULLY DISCLOSE ALL CONFLICTS OF INTEREST PROMPTLY. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECT B, LINE 15: ALTHOUGH THE FOUNDATION HAS AN EXECUTIVE COMPENSATION POLICY, IT CURRENTLY DOES NOT HAVE ANY COMPENSATED EXECUTIVES OR KEY EMPLOYEES. ONLY SMALL STIPENDS ARE PAID TO DIRECTORS ( SEE PART VII COLUMN D). FORM 990, PART VI, SECTION C, LINE 18 THE FOUNDATION'S INFORMATION IS AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION PROVIDES THOSE DOCUMENTS IN THE SAME MANNER AS PUBLIC INSPECTION OF THE FORM 990. FORM 990, PART XI, QUESTION 2C: BOARD'S REVIEW OF AUDITED FINANCIALS THERE WERE NO CHANGES IN THE BOARD'S REVIEW PROCESS FROM PRIOR YEAR. UNIVERSITY OF VIRGINIA MEDICAL RESEARCH - UVA 400 RAY C HUNT DRIVE CHARLOTTESVILLE VA 22904 546001796 THE FOUNDATION PROVIDES GRANTS FOR SCIENTIFIC RESEARCH. VA 501(C)(3) LINE 6 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0