2014-09-30T09:45:16-05:00 2013-12-31 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 777 E WISCONSIN AVENUE 32ND FLOOR MILWAUKEE WI 53202 990 2013-01-01 391710029 FAMILIES INTERNATIONAL INC FAMI 4143591040 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 KRISTI SCHARL CFO 4143591040 2014-09-24 1 TROY E MARINE CPA P00187863 4147775500 2014-09-24 2013 2015-11-30 17:44:51Z X SUSAN N DREYFUS 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 962364 0 X WWW.ALLIANCE1.ORG X 1991 DE SUPPORTING FAMILY LIFE IN NORTH AMERICA THROUGH OVERSEEING THE GOVERNANCE, MANAGEMENT, AND FINANCES OF THE ALLIANCE FOR CHILDREN AND FAMILIES, INC., WAYS TO WORK, INC., AND THE UNITED NEIGHBORHOOD CENTERS OF AMERICA, INC. 0 0 0 12 25773 0 237600 1000 587445 705796 0 0 196973 255568 1022018 962364 0 0 0 0 490215 473375 0 0 0 152775 364443 642990 837818 379028 124546 1404315 0 1186902 0 217413 0 X THE MISSION OF FAMILIES INTERNATIONAL, INC. IS TO STRENGTHEN FAMILIES, CHILDREN AND COMMUNITIES BY TAKING RESPONSIBILITY FOR MANAGEMENT OVERSIGHT OF ALL AFFILIATED CORPORATIONS. 0 1 334996 680023 FAMILIES INTERNATIONAL, INC. STRENGTHENS FAMILIES, CHILDREN AND COMMUNITIES BY TAKING RESPONSIBILITY FOR ORGANIZATIONAL ALIGNMENT AND MANAGEMENT OVERSIGHT OF ALL AFFILIATED CORPORATIONS. 334996 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 1 4 0 0 1 1 0 0 0 0 0 0 0 0 0 X 0 0 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X ALLIANCE FOR CHILDREN AND FAMILIES INC 4143591040 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 SORREL BOWMAN-ROGERS TREASURER 0.50 X X 0 0 0 STEPHEN C MACK CHAIRMAN 0.50 X X 0 0 0 RICHARD J COHEN PHD DIRECTOR 0.50 X 0 0 0 DOUGLAS W NELSON DIRECTOR 0.50 X 0 0 0 PAUL S CASTRO DIRECTOR 0.50 X 0 0 0 TIMOTHY P HANLEY DIRECTOR 0.50 X 0 0 0 RON MANDERSCHIED DIRECTOR 0.50 X 0 0 0 PATTI J LYONS DIRECTOR 0.50 X 0 0 0 DOMINICK P ZARCONE DIRECTOR 0.50 X 0 0 0 DENNIS RICHARDSON SECRETARY & VICE CHAIR 0.50 X X 0 0 0 SUSAN N DREYFUS CEO 4.00 36.00 X X 25058 225520 10207 MARY HOLLIE DIRECTOR 0.50 X 0 0 0 FATHER STEVEN BOES DIRECTOR 0.50 X 0 0 0 JOHN R SCHMIDT COO/CFO 1.00 39.00 X 17853 160674 10764 42911 386194 20971 0 0 1 0 GODFREY & KAHN SC 780 N WATER STREET MILWAUKEE WI 53202 LEGAL SERVICES 111811 1 1000 1000 MANAGEMENT FEES 561000 705796 680023 25773 705796 EARNINGS OF SUBSIDIARY 900099 255568 255568 255568 962364 680023 25773 255568 X 42911 3759 39152 332239 118676 213563 8374 2144 6230 76068 19475 56593 13783 3529 10254 141898 17614 124284 8055 8055 163193 157431 5762 6159 989 5170 15340 15340 14571 7184 7387 2806 1848 958 851 851 PRINTING 8433 1134 7299 MISCELLANEOUS 3137 1213 1924 837818 334996 502822 0 159798 0 0 124000 0 973645 0 0 0 0 0 0 0 0 2895 0 0 143977 0 0 0 0 1404315 0 1186902 0 1186902 0 X 80903 0 136510 0 217413 0 1404315 0 X 124546 -341959 X 0 1 X 1 0 X X X 0 0 0 ALLIANCE FOR CHILDREN AND FAMILIES INC 391709925 9 1 1 1 539313 UNITED NEIGHBORHOOD CENTERS OF AMERICA 131624106 9 1 1 1 31810 WAYS TO WORK INC 391945011 7 1 1 1 108900 3 680023 X X X X 0 0 0 0 0 0 0 0 0 SUSAN N DREYFUS CEO 25058 225520 0 0 0 0 923 8308 98 878 26079 234706 0 0 JOHN R SCHMIDT COO/CFO 17853 160674 0 0 0 0 718 6459 359 3228 18930 170361 0 0 ASSETS INCLUDED A CASH ACCOUNT, INTERCOMPANY RECEIVABLES, INVESTMENT IN (CONTINUED BELOW) CONSOLIDATED COMPANY, PROPERTY AND EQUIP., A PENSION LIAB. AND ACCRUED EXPENSES (INCL. INTERCO PAYABLES). 2013-12-31 1060930 BOOK VALUE 391709925 ALLIANCE FOR CHILDREN & FAMILIES INC 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 501(C)(3) ATTORNEY FEES 2013-12-24 111811 FAIR MARKET VALUE 391128206 GODFREY & KAHN SC 780 N WATER STREET MILWAUKEE WI 53202 C CORP CONSULTING FEES 2013-12-19 38946 FAIR MARKET VALUE 274413336 ACCORD LIMITED 200 WEST MADISON SUITE 3820A CHICAGO IL 60606 S CORP 1 1 0 0 1 1 1 1 0 PART I, LINE 2E: EXPLANATION OF INVOLVEMENT: SUSAN N. DREYFUS WAS PREVIOUSLY THE PRESIDENT/CEO OF FAMILIES INTERNATIONAL, INC. AND IS NOW THE CHIEF EXECUTIVE OFFICER OF THE ALLIANCE FOR CHILDREN AND FAMILIES, INC. THE FOLLOWING INDIVIDUALS WERE MEMBERS OF THE BOARD OF THE FAMILIES INTERNATIONAL, INC. AND ARE NOW BOARD MEMBERS FOR THE ALLIANCE FOR CHILDREN AND FAMILIES, INC.: DENNIS M. RICHARDSON, FATHER STEVEN BOES, M.S., RICHARD J. COHEN, PH. D., MARY HOLLIE, DOMINICK P. ZARCONE, PATTI J. LYONS, STEPHEN C. MACK, RON MANDERSCHIED. FORM 990, PART III, LINE 3 EFFECTIVE ON 12/31/2013 AT 11:59 P.M. LOCAL MILWAUKEE, WISCONSIN TIME, FAMILIES INTERNATIONAL, INC. ("FII") MERGED WITH AND INTO THE ALLIANCE FOR CHILDREN AND FAMILIES, INC. AND AT SUCH TIME, THE SEPARATE EXISTENCE OF FII CEASED (THE "MERGER"). FORM 990, PART VI, SECTION A, LINE 4 ARTICLES OF DISSOLUTION WERE FILED ON 12/31/2013 AT 11:59 P.M. LOCAL MILWAUKEE, WISCONSIN TIME IN CONNECTION WITH THE MERGER DESCRIBED ABOVE. FORM 990, PART VI, SECTION A, LINE 6 PRIOR TO THE CONSUMMATION OF THE MERGER, THE SOLE MEMBER OF FAMILIES INTERNATIONAL, INC. WAS THE ALLIANCE FOR CHILDREN AND FAMILIES, INC. FORM 990, PART VI, SECTION A, LINE 7A IMMEDIATELY PRIOR TO THE MERGER, FAMILIES INTERNATIONAL, INC. HAD TWELVE BOARD MEMBERS CONSISTING OF THE FOLLOWING: A) FOUR PERSONS APPOINTED BY THE MEMBER SHALL BE THE PRESIDENT AND CHIEF EXECUTIVE OFFICER OF THE MEMBER, THE TREASURER OF THE MEMBER, THE CHAIR OF THE BOARD OF THE MEMBER, AND A VICE CHAIR OF THE BOARD OF THE MEMBER. B) THE IMMEDIATE PAST CHAIR OF THE BOARD OF THE MEMBER. C) THE CHAIR OF THE BOARD OF FEI BEHAVIORAL HEALTH, INC. ("FEI") OR ANOTHER DIRECTOR OF FEI WHO IS DESIGNATED BY THE CHAIR OF THE BOARD OF WAYS TO WORK, INC. D) THE CHAIR OF THE BOARD OF WAYS TO WORK, INC. E) ONE PERSON APPOINTED BY UNITED NEIGHBORHOOD CENTERS OF AMERICA (UNCA) WHO SHALL EITHER BE THE CHAIR OF THE BOARD OF UNCA OR ANOTHER DIRECTOR CURRENTLY SERVING ON THE BOARD OF UNCA. F) THE IMMEDIATE PAST CHAIR OF THE BOARD OF THE FII. G) TWO PERSONS APPOINTED BY THE MEMBER WHO ARE NOMINATED BY THE MEMBER'S COMMITTEE ON GOVERNANCE FROM AMONG THE CHIEF EXECUTIVE OFFICERS OF MEMBER AGENCIES. H)ONE PERSON APPOINTED BY THE CHAIR OF THE BOARD OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7B PRIOR TO THE CONSUMMATION OF THE MERGER, OF THE ALLIANCE FOR CHILDREN AND FAMILIES INC., THE SOLE MEMBER OF FII, HAD THE RIGHT TO VOTE (1)ON AMENDMENTS TO THE CERTIFICATE OF INCORPORATION, (2) AMENDMENTS TO ARTICLE II OF SECTION 3.01 OR 3.02 OR ARTICLE III OF THE BYLAWS OF FII, AND (3)THE MERGER, DISSOLUTION, LIQUIDATION, OR OTHER REORGANIZATION OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS HAS A WEEK TO REVIEW AND SUBMIT THEIR COMMENTS AND QUESTIONS ON THE FORM 990 TO MANAGEMENT. UPON SATISFACTORY RESOLUTION OF QUESTIONS, THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD FOR TWO WEEKS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C FAMILIES INTERNATIONAL, INC. REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IN THAT ANY OFFICER, DIRECTOR OR KEY EMPLOYEE WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL THE MATERIAL FACTS TO THE OFFICERS OR DIRECTORS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. THE REMAINING DIRECTORS OR OFFICERS MEETING WILL DECIDE IF A CONFLICT OF INTEREST EXISTS. EACH OFFICER, DIRECTOR AND KEY EMPLOYEE ANNUALLY SIGNS A STATEMENT WHICH AFFIRMS SUCH PERSON HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AND HAS AGREED TO COMPLY WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 IN DETERMINING THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES, THE PROCESS INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND FINAL DECISION. THE ORGANIZATION RECEIVES A COMPENSATION STUDY FROM A THIRD PARTY PERIODICALLY, WHICH COMPARES THE COMPENSATION OF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES TO SIMILAR ORGANIZATIONS THROUGHOUT THE U.S. THE COMPENSATION IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS, AND DOCUMENTATION IS RETAINED BY THE CHIEF FINANCIAL OFFICER. THE INDIVIDUALS ARE NOT PRESENT WHEN THEIR COMPENSATION IS REVIEWED. FORM 990, PART VI, SECTION C, LINE 19 FAMILIES INTERNATIONAL, INC. WILL PROVIDE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS UPON REQUEST. FORM 990, PART IX, LINE 11G PROFESSIONAL CONSULTATION: PROGRAM SERVICE EXPENSES 157,431. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 157,431. MARKETING: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 5,762. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,762. FORM 990, PART XI, LINE 9: CHANGE IN MINIMUM PENSION LIABILITY 179,788. TRANSFER OF NET ASSETS -521,747. ALLIANCE FOR CHILDREN AND FAMILIES INC 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 391709925 PROVIDE SUPPORT TO NFP CHILD AND FAMILY SERVING ORGANIZATIONS DE 501(C)(3) LINE 9 N/A 0 UNITED NEIGHBORHOOD CENTERS OF AMERICA 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 131624106 VOLUNTARY NATIONAL NOT-FOR-PROFIT ORGANIZATION NY 501(C)(3) LINE 9 ALLIANCE FOR CHILDREN AND FAMILIES INC 1 WAYS TO WORK INC 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 391945011 PROMOTE STRATEGIES TO IMPROVE THE FINANCIAL CONDITION OF DISTRESSED FAMILIES DE 501(C)(3) LINE 7 ALLIANCE FOR CHILDREN AND FAMILIES INC 1 FEI BEHAVIORAL HEALTH INC 11700 WEST LAKE PARK DRIVE MILWAUKEE WI 53224 391714534 BEHAVIORAL HEALTH AND CRISIS MANAGEMENT DE 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 ALLIANCE FOR CHILDREN AND FAMILIES INC K 15019 REASONABLE ALLOCATION ALLIANCE FOR CHILDREN AND FAMILIES INC L 539313 REASONABLE ALLOCATION ALLIANCE FOR CHILDREN AND FAMILIES INC P 89569 REASONABLE ALLOCATION WAYS TO WORK INC L 108900 REASONABLE ALLOCATION UNITED NEIGHBORHOOD CENTERS OF AMERICA L 31810 REASONABLE ALLOCATION