2014-08-22T10:46:09-05:00 2013-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2013-01-01 205404423 OCCUPATIONS FOUNDATION INC OCCU 8456920022 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 AMY ANDERSON-WINCHELL CHIEF EXECUTIVE OFFICER 8456920022 2014-08-12 1 ISRAEL TANNENBAUM P01589203 2128674000 2013 2015-11-30 17:44:51Z AMY ANDERSON-WINCHELL L 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 485733 0 X N/A X 2006 NY TO CONDUCT CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 14 14 4 14 0 0 328056 256089 0 0 15234 35333 -85549 -38707 257741 252715 0 75000 0 0 24849 13250 0 0 49323 91454 92555 116303 180805 141438 71910 1272129 1407177 61372 96403 1210757 1310774 TO CONDUCT CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 0 0 75000 75000 THE FOUNDATION PROVIDES OPERATING GRANTS TO BENEFIT OCCUPATIONS, INC. 75000 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 9 0 4 1 0 0 0 0 0 1 1 0 0 0 0 X 14 14 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NY X MAUDE A ROSADO 8456920022 15 FINI DRIVE SUITE 5 MIDDLETOWN NY 10941 LINDA HICKS CHAIRPERSON 1.50 4.50 X X 0 0 0 JAMES MONROE VICE CHAIRPERSON 1.50 X X 0 0 0 GEORGE HANDLER TREASURER 1.50 X X 0 0 0 JOHN GUATTERY SECRETARY 1.50 4.50 X X 0 0 0 JIM LOUGHRAN DIRECTOR 1.00 3.00 X 0 0 0 MELISSA MASSIMI DIRECTOR 1.00 3.00 X 0 0 0 NICK PREDDICE DIRECTOR 1.00 X 0 0 0 HAROLD BERLIN DIRECTOR 1.00 X 0 0 0 KATIE BONELLI DIRECTOR 1.00 X 0 0 0 JOSEPH FERRI DIRECTOR 1.00 X 0 0 0 DANIEL B HULSE DIRECTOR 1.00 4.50 X 0 0 0 EDWARD F LEKIS DIRECTOR 1.00 5.50 X 0 0 0 FRED S LEVINSON DIRECTOR 1.00 5.00 X 0 0 0 DONNA APPLEGATE DIRECTOR 1.00 X 0 0 0 PAM KELLY-DAY DIRECTOR 1.00 X 0 0 0 JAMES B DESTEFANO PRESIDENT 0.50 39.50 X 3479 274902 25246 AMY ANDERSON-WINCHELL CHIEF EXECUTIVE OFFICER 0.50 39.50 X 3495 276113 79610 MAUDE A ROSADO CHIEF FINANCIAL OFFICER 0.50 39.50 X 2303 181904 31723 LORI LENTINI VP OF HUMAN RESOURCES & QU 0.50 39.50 X 2126 167903 37843 11403 900822 174422 0 0 1 0 0 237917 18172 68790 256089 27412 27412 75014 67093 7921 7921 7921 127218 237917 165925 -38707 -38707 252715 0 0 -3374 75000 75000 12424 12424 826 826 16378 16378 7200 7200 16635 16635 46641 46641 221 221 BAD DEBT 3019 3019 MISCELLANEOUS 2461 2461 180805 75000 56482 49323 498221 198601 212067 681844 7322 3549 554519 523183 1272129 1407177 54014 14248 7358 82155 61372 96403 X 543097 697603 461227 406738 206433 206433 1210757 1310774 1272129 1407177 71910 28107 0 X X 0 1 X 1 0 X 87302 108233 304987 258853 256089 1015464 87302 108233 304987 258853 256089 1015464 234758 780706 11785 11006 8844 15234 27412 74281 26664 26664 1116409 59953 0.69930 0.67400 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 206433 206433 206433 206433 206433 206433 206433 206433 201433 5000 206433 1.00000 0 0 0 DUE TO OCCUPATIONS, INC. 82155 82155 X 280823 28108 28108 252715 0 252715 180806 0 180806 0 180806 PART V, LINE 4: THE INCOME FROM THE ENDOWMENT IS TO BE USED FOR GENERAL OPERATIONS OF THE ORGANIZATION. PART X, LINE 2: THE ORGANIZATION HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2010 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. ANNUAL GALA 254431 176361 78070 2420 48734 11585 31236 GOLF 101977 52829 49148 15600 1449 1299 13876 14500 15956 1 8727 8727 262 2724 914 5000 200 170 365135 237917 127218 15862 6593 50947 18876 26285 47362 165925 -38707 1 OCCUPATIONS INC 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 141471097 501(C)3 75000 MANAGEMENT SERVICES 1 PART I, LINE 2: OCCUPATIONS FOUNDATION, INC. PROVIDES RESOURCES TO THE CONSTITUENT OCCUPATIONS ENTITIES AND OTHER ORGANIZATIONS THAT PROVIDE REHABILITATION SERVICES TO PERSONS WITH DEVELOPMENTAL DISABILITIES. THE SERVICES PROVIDED BY THESE CONSTITUENT ENTITIES ARE SET FORTH IN AN ANNUAL REPORT THAT PROVIDES AN INTEGRATED OVERVIEW, AS WELL AS A DETAILED REPORT ON THE SPECIFIC SERVICES AND ACHIEVEMENTS OF EACH SUCH ENTITY. 0 1 0 0 0 0 0 1 0 JAMES B DESTEFANO PRESIDENT 3037 239957 125 9875 317 25070 128 10072 752 14294 4359 299268 0 0 AMY ANDERSON-WINCHELL CHIEF EXECUTIVE OFFICER 3070 242503 125 9875 300 23735 905 71498 360 6847 4760 354458 0 0 MAUDE A ROSADO CHIEF FINANCIAL OFFICER 2011 158837 125 9875 167 13192 195 15381 807 15340 3305 212625 0 0 LORI LENTINI VP OF HUMAN RESOURCES & QU 1845 145715 125 9875 156 12313 182 14356 1165 22140 3473 204399 0 0 PART I, LINE 4B 457(F) PLAN THAT WAS IMPLEMENTED TO RETAIN LONG TERM EXECUTIVES AND CATCH-UP FOR YEARS OF SERVICE THAT WERE (PROVIDED) WITHOUT A DEFERRED COMPENSATION PLAN: AMY ANDERSON-WINCHELL - $62,203 MAUDE A. ROSADO - $8,448 LORI LENTINI - $7,868 MARYLOU BERARDINO - $13,617 PART I, LINE 7 BONUSES ARE BASED ON PERFORMANCE AND MERIT. THE AMOUNT OF THE BONUSES ARE REVIEWED AND APPROVED BY THE BOARD. X 1 110 COST X 1 500 COST X 14113 COST X 2 305 COST X 1 4700 COST X EVENT TICKETS 17 18823 COST X PROFESSIONAL 4 13665 COST X GOLF OUTING 7 9302 COST X GIFT CARDS & 41 3722 COST X PROPERTY AND 3 3550 COST 0 0 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTORS FORM 990, PART VI, SECTION A, LINE 3 OCCUPATIONS, INC. PROVIDES ADMINISTRATIVE AND MANAGEMENT SERVICES TO OCCUPATIONS FOUNDATION, INC. AND CHARGES A MANAGEMENT FEE FOR THE SERVICES PROVIDED FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS REVIEWED BY EXECUTIVE MANAGEMENT PRIOR TO SUBMISSION. A COPY OF THE FULL 990 WAS SENT TO EACH BOARD MEMBER FOR QUESTIONS AND INPUT AND DISCUSSED AT A BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CONFLICT OF INTEREST POLICIES ARE GIVEN OUT TO ALL BOARD MEMBERS AND OFFICERS. THEY ARE REQUESTED TO RETURN IT ONLY IF THEY HAVE A CONFLICT TO NOTE OR IF ANYTHING HAS CHANGED SINCE THE PRIOR YEAR. THE ORGANIZATION WILL FOLLOW UP WITH SOMEONE WHO HAS HAD A PRIOR CONFLICT AND DOES NOT RETURN THE FORM AS TO WHETHER THE CONFLICT STILL EXISTS OR NOT. ANY CONFLICTS MUST BE REPORTED TO THE BOARD AND THE INDIVIDUAL IS RECUSED FROM THE VOTING PROCESS RELATING TO THE CONFLICT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, LINE 15 THE CEO AND OFFICERS AND KEY EMPLOYEES COMPENSATION IS PAID THROUGH A RELATED COMPANY, OCCUPATIONS, INC. DETERMINATION OF THE COMPENSATION IS BASED ON INDEPENDENT COMPARATIVE ANALYSIS OF COMPENSATION LEVELS FOR OTHER CEOS, OFFICERS, AND KEY EMPLOYEES IN ORGANIZATIONS OF SIMILAR SIZE. THIS IS DONE BY AN INDEPENDENT COMPENSATION CONSULTANT THROUGH COMPENSATION SURVEY AND STUDY. THE INFORMATION IS THEN REVIEWED BY A COMPENSATION COMMITTEE AND IS THEN APPROVED BY THE FULL BOARD OF THE RELATED ENTITY PAYING THE COMPENSATION. THIS PROCESS WAS LAST DONE IN 2013. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. OCCUPATIONS INC 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 141471097 REHABILITATION NY 501(C)(3) LINE 9 N/A 0 NEW DYNAMICS CORPORATION 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 061497119 EMPLOYMENT SERVICES NY 501(C)(3) LINE 9 N/A 0 FAMILY EMPOWERMENT COUNCIL INC 225 DOLSON AVENUE MIDDLETOWN NY 10940 133751820 SERVICES FOR PEOPLE WITH DISABILITIES NY 501(C)(3) LINE 9 N/A 0 21-23 GRAND STREET PROPERTIES INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 263891615 TITLE-HOLDING COMPANY NY 501(C)(2) N/A N/A 0 SUNRISE GARDENS HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 454078613 HOUSING ACCOMODATIONS NY N/A C 0 OAK RIDGE APARTMENTS HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 462197263 HOUSING ACCOMODATIONS NY N/A C 0 GOLDEN RIDGE HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 463554730 HOUSING ACCOMODATIONS NY N/A C 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0