2014-08-06T13:25:40-05:00 2013-09-30 131517563 LOEB AND TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2012-10-01 362883000 AMERICAN LIVER FOUNDATION AMER 2126681000 39 BROADWAY SUITE 2700 NEW YORK NY 100063003 DAVID TICKER 2126681000 2014-08-01 1 ISRAEL TANNENBAUM P01589203 2128674000 2012 2015-11-30 17:44:51Z DAVID TICKER 39 BROADWAY SUITE 2700 NEW YORK NY 100063003 8689368 0 X WWW.LIVERFOUNDATION.ORG X 1976 IL TO FACILITATE, ADVOCATE AND PROMOTE EDUCATION, SUPPORT AND RESEARCH FOR THE PREVENTION, TREATMENT AND CURE FOR LIVER DISEASE. 12 11 90 1004 0 0 7669940 7219308 0 0 143493 225684 -68289 120683 7745144 7565675 781250 312500 0 0 4826852 4237357 0 122358 1326477 2602538 2363765 8210640 7035980 -465496 529695 4355663 4031913 3465018 2872805 890645 1159108 X TO FACILITATE, ADVOCATE AND PROMOTE EDUCATION, SUPPORT AND RESEARCH FOR THE PREVENTION, TREATMENT AND CURE FOR LIVER DISEASE. 1 0 505152 312500 (A) RESEARCHALF CONTINUES TO AWARD SCHOLARSHIPS AND GRANTS TO STIMULATE RESEARCH FOR THE CAUSE, TREATMENT, PREVENTION AND CURE OF LIVER DISEASE. IN 2013, THE AMERICAN LIVER FOUNDATION ANNOUNCED THE RECIPIENTS OF THE 2013 RESEARCH AWARDS PROGRAM. TEN SCIENTISTS REPRESENTING NINE MEDICAL AND RESEARCH INSTITUTIONS WERE AWARDED $125,0000 TO SUPPORT THEIR RESEARCH IN THE AREAS OF HEPATITIS C, NON-ALCOHOLIC FATTY LIVER DISEASE, BILIARY ATRESIA, GENE THERAPY, PRIMARY SCLEROSING CHOLANGITIS, AND LIVER TRANSPLANTATION. 1299258 (B) PATIENT SUPPORTIN FY 2013, ALF REACHED 6,114 AT-RISK INDIVIDUALS THROUGH ITS VIRAL HEPATITIS TREATMENT CHOICES INITIATIVE. VHTCI PROGRAM PARTICIPANTS RELY ON THE PROGRAM TO OBTAIN COMPREHENSIVE AND ACCURATE INFORMATION ABOUT HEPATITIS C, ITS TREATMENT AND MANAGEMENT. 1139133 (C) COMMUNITY SERVICEALF EDUCATED OVER 8,600 STUDENTS NATIONWIDE THROUGH ITS LOVE YOUR LIVER EDUCATION PROGRAM. THE LIVER MATTERS PROGRAM, NEW LAST YEAR, WAS CONDUCTED 61 TIMES IN MARLETS ACROSS THE COUNTRY. ALF PARTICIPATED IN LOCAL, STATE AND FEDERAL ADVOCACY EFFORTS TO INCREASE THE SUPPORT FOR POLICIES AND SERVICES THAT HELP TO IMPROVE THE LIVES OF PEOPLE AFFECTED BY LIVER DISEASE. 2204655 PUBLIC AND PATIENT EDUCATION:PATIENT EDUCATION: IN 2013, OUR HELPLINE ANSWERED MORE THAN 4,400 INFORMATION REQUESTS. PUBLIC EDUCATION: IN FY13, ALF REACHED A TOTAL OF 31,290 PARTICIPANTS THROUGH PUBLIC EDUCATION AND SUPPORT SERVICES. ALF ALSO EXPANDED ITS INVENTORY OF HEALTH EDUCATION MATERIALS BY CREATING PRINT RESOURCE FOR CAREGIVERS OF INDIVIDUALS WITH HEPATIC ENCEPHALOPATHY, A PUBLIC AWARENESS POSTER ON HEPATITIS C, AND A REFERRAL CARD FOR OUR HEP C 123 PROGRAM. ALL MATERIALS ARE MADE AVAILABLE FOR DOWNLOAD ON THE ALF WEBSITE AND THE HEP C 123 MICROSITE. OVER 38,000 EDUCATIONAL RESOURCES WERE ACCESSED THROUGH OUR WEBSITES IN FY13.PROFESSIONAL EDUCATION: PROVIDING EDUCATION TO HEALTHCARE PROFESSIONALS CONCERNING CURRENT MEDICAL KNOWLEDGE AND PROCEDURES USED TO PREVENT, TREAT AND CURE LIVER DISEASE. 2204655 5148198 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 259 0 90 1 0 0 0 0 0 1 1 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WI WY X X DAVID TICKER 2126681000 39 BROADWAY SUITE 2700 NEW YORK NY 100063003 NEWTON GUERIN 35.00 X X 228475 0 6700 DONNA CRYER JD 35.00 X X 63399 0 1111 THOMAS NEALON III 0.30 X X 0 0 0 DANIEL WEIL 0.30 X X 0 0 0 CARLO FRAPPOLLI 0.30 X 0 0 0 A HAMILITON BAIDEN IV 0.30 X 0 0 0 MIKE BRAUNSTEIN 0.30 X 0 0 0 RICHARD COLTON 0.30 X 0 0 0 NICHOLAS DEROMA 0.30 X 0 0 0 ALLAN DOERR 0.30 X 0 0 0 HILDA FUENTES 0.30 X 0 0 0 MICHAEL KERR 0.30 X 0 0 0 ROHIT LOOMBA MD MH SC 0.30 X 0 0 0 NANCY REAU MD 0.30 X 0 0 0 BRUCE SCHARSCHMIDT 0.30 X 0 0 0 SUSAN SHERMAN STONE CPA MST CFP 0.30 X 0 0 0 RONALD D SOKOL 0.30 X 0 0 0 HILLEL TOBIAS MD PHD 0.30 X 0 0 0 BECKY FRANK 35.00 X 111988 0 2034 DAVID TICKER 35.00 X 153828 0 6264 CYNTHIA GARDNER 35.00 X 144400 0 7167 DIANN ROHDE 35.00 X 128902 0 8710 SAMANTHA MASTERSON 35.00 X 127360 0 0 958352 0 31986 6 0 1 0 EW GROUP LLC 629 FIFTH AVENUE STE 300 PELHAM NY 10803 SPECIAL EVENT CONSULTING 122358 1 23678 4963480 2232150 7219308 74659 74659 227704 76679 151025 151025 151025 1167697 4963480 1047014 120683 120683 7565675 0 0 346367 187500 187500 112500 112500 12500 12500 612477 486920 44710 80847 3078089 2447081 224701 406307 11312 8993 826 1493 227795 181097 16629 30069 307684 244609 22461 40614 3015 2720 262 33 43450 39196 3776 478 6790 6790 122358 122358 5308 5308 240964 149691 69740 21533 262307 103852 3607 154848 248016 83102 6468 158446 250152 197528 18138 34486 621174 493510 45316 82348 379735 234404 8144 137187 77726 77726 111279 88467 8123 14689 37517 29635 2627 5255 76332 38103 2743 35486 7035980 5148198 561305 1326477 377806 492125 287067 341896 940328 564929 211876 252546 1585324 1165952 455684 419372 2082902 1961045 4355663 4031913 1074798 855862 609814 337939 791423 784280 988983 894724 3465018 2872805 X -2063488 -1296940 1962098 1464013 992035 992035 890645 1159108 4355663 4031913 529695 -261232 0 X X 0 1 X 1 0 X 9008874 7970124 8477266 7669940 7219308 40345512 9008874 7970124 8477266 7669940 7219308 40345512 810135 39535377 249854 110807 95839 67225 74659 598384 40943896 17839 0.96560 0.96980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 6790 0 0 6790 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: STAFF AND VOLUNTEERS GATHERED IN WASHINGTON, D.C. TO LOBBY CONGRESS TO INCREASE NIH FUNDING FOR LIVER RESEARCH. THE LOBBYING TOOK PLACE ON A SINGLE DAY THAT WE CALL HILL DAY. 1163404 -21441 50394 1091429 992035 225733 54364 1163404 992035 51960 51960 992035 992035 119915 119915 992035 1012422 9235 29622 992035 0.90900 0.09100 0 0 456786 273199 183587 83389 72953 10436 617704 468711 148993 427445 351089 76356 419372 TRANSPLANT TRUST LIABILITY 894724 894724 X 7210089 -261232 -261232 7471321 5308 89046 94354 7565675 6941626 0 6941626 5308 89046 94354 7035980 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: INTENDED USE OF ENDOWMENT FUNDS HAS BEEN SPECIFIED BY THE DONOR. ALL FUNDS ON HAND ARE USED TO GENERATE INTEREST/DIVIDEND INCOME AND CAPITAL GAINS TO SUPPORT VARIOUS RESEARCH INITIATIVES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING SEPTEMBER 30, 2010 AND SUBSEQUENT REMAIN SUBJECT TO REVIEW BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: FORFEITURE OF GRANTS 89,046. PART XII, LINE 4B - OTHER ADJUSTMENTS: FORFEITURE OF GRANTS 89,046. 0 NORTH AMERICA 0 0 GRANTS TO RECIPIENT LOCATED IN REGION 12500 0 0 0 0 0 0 12500 0 12500 RESEARCH NORTH AMERICA 1 12500 CHECK 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: ALL RELEVANT DOCUMENTATION RELATED TO THE GRANT IS CONTAINED IN A FILE FOR EACH RECIPIENT. DOCUMENTATION INCLUDES; TAX INFORMATION; SIGNED GUIDELINES NOTING TO WHOM THE FUNDS IS SENT; DOCUMENTATION SENT TO THE RECIPIENT; AND SCIENTIFIC REPORTS PRODUCED BY THE RECIPIENT. THE RECIPIENT MUST NOTIFY THE AMERICAN LIVER FOUNDATION REGARDING ANY CHANGE IN HIS/HER STATUS OR RECEIPT OF ADDITIONAL SALARY AND/OR RESEARCH SUPPORT DURING THE TERM OF THE AWARD. SCIENTIFIC REPORTS ARE DUE AT YEARLY INTERVALS DURING THE GRANT PERIOD, INCLUDING THE END OF THE GRANT TERM. X 1 EW GROUP LLC 629 FIFTH AVENUE SUITE 300 PELHAM NY 10803 SPECIAL EVENT CONSULTING FOR THE WALK 0 0 122358 -122358 122358 -122358 FLAVORS 1654104 1004267 649837 67491 51165 10539 107974 CHALLENGE CAMPAIGN EVENTS 1381305 1266657 114648 34200 22800 250 161937 24 3095768 2692556 403212 187816 125210 116389 161243 6131177 4963480 1167697 289507 199175 127178 431154 1047014 120683 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) SPECIAL EVENT CONSULTING FOR THE WALK. 1 YALE UNIVERSITY 47 COLLEGE ST SUITE 216 NEW HAVEN CT 06510 600646973 501(C)(3) 56250 RESEARCH UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DR LA JOLLA CA 92093 956006144 501(C)(3) 56250 RESEARCH THE ROCKEFELLER UNIVERSITY 1230 YORK AVE BOX 259 NEW YORK NY 10065 131624158 501(C)(3) 75000 RESEARCH 3 POSTDOCTORAL FELLOWSHIPS 9 112500 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL RELEVANT DOCUMENTATION RELATED TO THE GRANT IS CONTAINED IN A FILE FOR EACH RECIPIENT. DOCUMENTATION INCLUDES; TAX INFORMATION; SIGNED GUIDELINES NOTING TO WHOM THE FUNDS IS SENT; DOCUMENTATION SENT TO THE RECIPIENT; AND SCIENTIFIC REPORTS PRODUCED BY THE RECIPIENT. THE RECIPIENT MUST NOTIFY THE AMERICAN LIVER FOUNDATION REGARDING ANY CHANGE IN HIS/HER STATUS OR RECEIPT OF ADDITIONAL SALARY AND/OR RESEARCH SUPPORT DURING THE TERM OF THE AWARD. SCIENTIFIC REPORTS ARE DUE AT YEARLY INTERVALS DURING THE GRANT PERIOD, INCLUDING THE END OF THE GRANT TERM. X X X 1 0 0 0 0 0 0 0 0 NEWTON GUERIN 228475 0 0 0 0 0 0 0 6700 0 235175 0 821 0 DAVID TICKER 153828 0 0 0 0 0 0 0 6264 0 160092 0 0 0 CYNTHIA GARDNER 144400 0 0 0 0 0 0 0 7167 0 151567 0 0 0 PART I, LINE 4A PART I, LINE 4A: L NEWTON GUERIN- $61,541 DONNA CRYER- $11,026 MICHAEL KERR BOARD MEMBER RETIRE OUTSTANDING LINES OF CREDIT X 880000 784280 0 1 1 784280 NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 IN FY 2013, WE CREATED HE 123, A TARGETED WEB-BASED EDUCATIONAL INITIATIVE FOR PATIENTS WITH HEPATIC ENCEPHALOPATHY (HE) AND THEIR CAREGIVERS, IT INCLUDES A VARIETY OF TOOLS TO HELP PATIENTS FROM DIAGNOSIS THROUGH TREATMENT, AS WELL AS RESOURCES TO HELP CAREGIVERS, AND INCLUDES THE OPPORTUNITY FOR PEOPLE TO SIGN UP TO RECEIVE REGULAR UPDATES REGARDING HE. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE FORM 990 WAS SENT TO THE FINANCE COMMITTEE FOR COMMENTS IN MAY BY DAVID TICKER AND REVIEWED BY HIM DURING A FINANCE COMMITTEE MEETING AT THE END OF MAY. THE FORM 990 WAS SENT TO THE BOARD OF DIRECTORS IN JUNE FOR DISCUSSION AT THE JUNE BOD MEETING IN CHICAGO BY DAVID TICKER. AT THE MEETING, DAVID TICKER ASKED IF THERE WERE ANY QUESTIONS/COMMENTS ABOUT THE 990 BEFORE IT WOULD BE FILED. NO QUESTIONS OR COMMENTS WERE RECEIVED. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, OUR CONFLICT OF INTEREST FORM IS COMPLETED BY OFFICERS AND DIRECTORS. THE FORM MUST INDICATE ANY POSSIBLE CONFLICTS OF INTEREST AND BE SIGNED BY ALL OFFICERS AND DIRECTORS. WHEN ANY SUCH CONFLICT OF INTEREST IS RELEVANT TO A MATTER REQUIRING ACTION BY THE BOARD, THE INTERESTED PERSON SHALL CALL IT TO THE ATTENTION OF THE BOARD AND SUCH PERSON SHALL NOT VOTE ON THE MATTER. MOREOVER, THE PERSON HAVING A CONFLICT SHALL RETIRE FROM THE ROOM IN WHICH THE BOARD IS MEETING AND SHALL NOT PARTICIPATE IN THE FINAL DELIBERATION OR DECISION REGARDING THE MATTER UNDER CONSIDERATION. HOWEVER, THAT PERSON SHALL PROVIDE THE BOARD WITH ANY AND ALL RELEVANT INFORMATION. THE MINUTES OF THE MEETING OF THE BOARD, SHALL REFLECT THAT THE CONFLICT OF INTEREST WAS DISCLOSED AND THAT THE INTERESTED PERSON WAS NOT PRESENT DURING THE FINAL DISCUSSION OR VOTE AND DID NOT VOTE. WHEN THERE IS A DOUBT AS TO WHETHER A CONFLICT OF INTEREST EXISTS, THE MATTER SHALL BE RESOLVED BY A VOTE OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE REVIEWED TWO EXTERNAL SALARY SURVEYS SPECIFIC TO THE NEW YORK MARKET. FROM TIME TO TIME, THE ALF PARTICIPATES IN EXTERNAL SURVEYS, THE TWO MOST RECENT (2010), THE FOUNDATION CENTER SALARY SURVEY AND PROFESSIONALS FOR NON PROFIT SALARY SURVEY. FORM 990, PART VI, SECTION C, LINE 19 ALL OF THE ITEMS DEXCRIBED ARE AVAIALBLE ON OUR MAIN WEBSITE AT WWW.LIVERFOUNDATION.ORG FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.