2014-07-10T09:28:06-05:00 2013-08-31 990 2012-09-01 134141728 NEW YORK UNIVERSITY REAL ESTATE CORP NEWY 2129982955 105 EAST 17TH STREET 4TH FL NEW YORK NY 10003 MARTIN DORPH 2129982955 2014-07-10 2012 2015-11-30 17:44:51Z MARTIN DORPH 105 EAST 17TH STREET 4TH FL NY NY 10003 3017402 0 X NONE X 2000 NY NEW YORK UNIVERSITY REAL ESTATE CORPORATION WAS ORGANIZED AND IS OPERATED (SEE SCHEDULE O) EXCLUSIVELY FOR THE PURPOSE OF ACQUIRING REAL PROPERTY AND HOLDING TITLE TO AND COLLECTING INCOME FROM SUCH PROPERTY AND REMITTING THE ENTIRE INCOME OF SUCH PROPERTY (LESS EXPENSES) TO NEW YORK UNIVERSITY (A 501(C)(3) CORPORATION). THE INCOME WILL BE USED TO PROMOTE, ENCOURAGE AND SPONSOR STUDY, RESEARCH AND OTHER EDUCATIONAL ACTIVITIES IN THE AREA OF SCIENCE AND THE PRACTICE OF MEDICINE. 6 0 0 0 0 0 0 0 128154 3017402 0 0 0 0 128154 3017402 128154 3017402 0 0 0 0 0 0 0 1096552 1398786 1224706 4416188 -1096552 -1398786 24097318 22698532 0 0 24097318 22698532 X NEW YORK UNIVERSITY REAL ESTATE CORPORATION WAS ORGANIZED AND IS OPERATED EXCLUSIVELY FOR THE PURPOSE OF ACQUIRING REAL PROPERTY AND HOLDING TITLE TO AND COLLECTING INCOME FROM SUCH PROPERTY AND (CONTINUED ON SCHEDULE O)REMITTING THE ENTIRE INCOME OF SUCH PROPERTY (LESS EXPENSES) TO NEW YORK UNIVERSITY (A 501(C)(3) CORPORATION). THE INCOME WILL BE USED TO PROMOTE, ENCOURAGE AND SPONSOR STUDY, RESEARCH AND OTHER EDUCATIONAL ACTIVITIES IN THE AREA OF SCIENCE AND THE PRACTICE OF MEDICINE. 0 0 4416188 3017402 3017402 SUPPORT TO NEW YORK UNIVERSITY 4416188 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 6 0 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X KERRI TRICARICO 2129982913 105 E 17TH STREET - 3RD FLOOR NEW YORK NY 10003 JOHN SEXTON 1.00 70.00 X X 0 1303719 202965 MICHAEL ALFANO 1.00 50.00 X 0 493537 48229 DAVID MCLAUGHLIN 1.00 50.00 X 0 598619 37601 MARTIN DORPH 1.00 50.00 X X 0 668009 42257 BONNIE BRIER 1.00 50.00 X X 0 690617 37601 ALISON LEARY 1.00 50.00 X 0 423604 42209 0 4178105 410862 0 0 1 0 0 RENTAL INCOME 531190 3017402 3017402 3017402 3017402 3017402 0 0 3017402 3017402 1398786 1398786 4416188 4416188 0 0 42424179 19725647 24097318 22698532 24097318 22698532 0 0 X 24097318 22698532 24097318 22698532 24097318 22698532 -1398786 0 X X 0 1 X 0 0 7397572 7397572 33215426 18024964 15190462 1811181 1700683 110498 22698532 0 NEW YORK UNIVERSITY 105 EAST 17TH STREET 4TH FL NEW YORK NY 10003 135562308 501 (C)(3) 3017402 SUPPORT OF NEW YORK UNIVERSITY 1 0 1 0 JOHN SEXTON 0 1240614 0 0 0 63105 0 102200 0 100765 0 1506684 0 0 MICHAEL ALFANO 0 493537 0 0 0 0 0 36000 0 12229 0 541766 0 0 DAVID MCLAUGHLIN 0 598619 0 0 0 0 0 25000 0 12601 0 636220 0 0 MARTIN DORPH 0 535996 0 111563 0 20450 0 25000 0 17257 0 710266 0 0 BONNIE BRIER 0 584624 0 105993 0 0 0 25000 0 12601 0 728218 0 0 ALISON LEARY 0 353904 0 69700 0 0 0 25000 0 17209 0 465813 0 0 PART I, LINE 4B NYU PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15TH, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2012 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY- WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU- IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. NYU EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2014, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2012 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. FORM 990, PART VI, SECTION A, LINE 6 NEW YORK UNIVERSITY IS THE SOLE MEMBER OF THE ORGANIZATION. AS THE SOLE MEMBER, NYU ELECTS ALL OF THE DIRECTORS OF THE ORGANIZATION AND HAS OTHER POWERS AS GRANTED UNDER STATE LAW. FORM 990, PART VI, SECTION A, LINE 7A NEW YORK UNIVERSITY IS THE SOLE MEMBER OF THE ORGANIZATION. AS THE SOLE MEMBER, NYU ELECTS ALL OF THE DIRECTORS OF THE ORGANIZATION AND HAS OTHER POWERS AS GRANTED UNDER STATE LAW. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS OF THE GOVERNING BODY ARE CUSTOMARY POWERS AND DUTIES OF THE SOLE MEMBER. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1.THE FORM 990 WAS REVIEWED AND APPROVED BY THE NYU CONTROLLER AND NYU OFFICE OF GENERAL COUNSEL. 2.THE FORM 990 WAS DISTRIBUTED TO THE BOARD OF DIRECTORS FOR REVIEW. 3.FOLLOWING THE REVIEW PERIOD FOR THE BOARD OF DIRECTORS, THE FORM 990 WAS FILED ELECTRONICALLY WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION IS BOUND BY THE NYU CONFLICTS POLICY AND ALL OF ITS OFFICERS, DIRECTORS AND KEY EMPLOYEES COMPLETE THE ANNUAL NYU CONFLICTS STATEMENT, WHICH IS REVIEWED BY THE UNIVERSITY'S COMPLIANCE DEPARTMENT AND, WHERE THERE ARE POTENTIAL ISSUES, BY THE UNIVERSITY'S OFFICE OF GENERAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 WHILE THE ORGANIZATION DOES NOT PAY COMPENSATION, ITS OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE EMPLOYEES OF NYU. THE NYU BOARD COMPENSATION COMMITTEE, AN INDEPENDENT COMMITTEE, REVIEWS THE COMPENSATION OF THE OFFICERS, DIRECTORS AND KEY EMPLOYEES OF THE ORGANIZATION, RELYING ON APPROPRIATE COMPARABILITY DATA AND CONTEMPORANEOUSLY DOCUMENTING ITS DETERMINATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE OFFICE OF GENERAL COUNSEL MAINTAINS COPIES OF THE GOVERNING DOCUMENTS. CONFLICT OF INTEREST POLICY AND CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU). FORM 990, PART XII, LINE 2C: THE AUDIT AND COMPLIANCE COMMITTEE OF THE NYU BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S CONSOLIDATED FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THE CONSOLIDATED FINANCIAL STATEMENTS INCLUDE THE FINANCIALS OF NEW YORK UNIVERSITY REAL ESTATE CORP. NEW YORK UNIVERSITY 105 EAST 17TH STREET 4TH FL NEW YORK NY 10003 135562308 EDUCATION & RESEARCH NY 501 (C) (3) LINE 2 NEW YORK UNIVERSITY 0 INSTITUTE OF FINE ARTS FOUNDATION 1 EAST 78TH STREET NEW YORK NY 10021 237184242 SUPPORT NYU'S INSTITUTE OF FINE ARTS NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 NATIONAL CENTER ON PHILANTHROPY AND THE LAW 110 WEST 3RD STREET - DAGOSTINO HAL NEW YORK NY 10012 133954405 STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAW NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY 0 NEW YORK UNIVERSITY SCHOOL OF BUSINESS FOUNDATION C/O KAUFMAN MGMT CENTER-44 WEST 4TH NEW YORK NY 10022 134168015 SUPPORT NYU'S L.N. 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