2014-06-10T16:00:21-05:00 2013-08-31 CROWE HORWATH LLP 70 West Madison Street Suite 700 Chicago IL 606024903 990 2012-09-01 362167854 ROOSEVELT UNIVERSITY ROOS 3123413580 430 South Michigan Avenue Chicago IL 60605 MIROSLAVA MEJIA KRUG 2013-12-03 true John Woodhull P01305268 3128997000 2012 2015-11-30 17:44:51Z CHARLES R MIDDLETON 430 South Michigan Avenue Chicago IL 60605 157723037 false X WWW.ROOSEVELT.EDU X 1945 IL EDUCATION OF ACADEMICALLY QUALIFIED STUDENTS FROM DIVERSE BACKGROUNDS AND ALL AGES TO BENEFIT FROM RIGOROUS HIGHER EDUCATION AND PROFESSIONAL DEVELOPMENT IN A DYNAMIC ENVIRONMENT. 61 53 2845 73 -1177393 -1177393 9883200 11760304 129440866 137270851 6050519 5558935 2203033 -450406 147577618 154139684 26551653 29578094 0 0 67510937 68557815 0 0 2557627 48307196 59323500 142369786 157459409 5207832 -3319725 440048519 432455858 312715919 308442983 127332600 124012875 ROOSEVELT UNIVERSITY IS AN INDEPENDENT, NON-PROFIT, METROPOLITAN UNIVERSITY AND NATIONAL LEADER IN EDUCATING SOCIALLY CONSCIOUS CITIZENS FOR ACTIVE AND DEDICATED LIVES AS LEADERS IN THEIR PROFESSIONS AND THEIR COMMUNITIES. THE UNIVERSITY'S STUDENT-CENTERED FACULTY AND STAFF INSPIRE ACADEMICALLY QUALIFIED STUDENTS FROM DIVERSE BACKGROUNDS AND ALL AGES TO BENEFIT FROM RIGOROUS HIGHER EDUCATION AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES. false false 122854591 29578094 137270851 ROOSEVELT UNIVERSITY OFFERS PROGRAMS AND SERVICES THAT REINFORCE ITS STUDENT-CENTERED MISSION. THE UNIVERSITY OFFERS MORE THAN 100 UNDERGRADUATE, GRADUATE, AND CERTIFICATE PROGRAMS AND IS COMMITTED TO THE HIGHEST ACADEMIC STANDARDS FOR ALL THE PROGRAMS. CLASS SCHEDULES ARE FLEXIBLE. COURSES ARE OFFERED FROM EARLY MORNING UNTIL LATE AT NIGHT AS WELL AS ON WEEKENDS. CLASS SIZES ARE SMALL, AVERAGING 20 STUDENTS PER CLASS. WE SERVE OVER 3,650 UNDERGRADUATE STUDENTS AND 2,500 GRADUATE STUDENTS. ADDITIONALLY, ROOSEVELT OFFERS MORE THAN 100 ONLINE CLASS SECTIONS EACH SEMESTER WITH COURSE ENROLLMENTS EXCEEDING 2,000 STUDENTS EACH SEMESTER. FULLY ONLINE DEGREE PROGRAMS ARE AVAILABLE. FOLLOWING IS A LISTING OF THE APPROXIMATE NUMBER OF STUDENTS BY COLLEGE: ARTS & SCIENCES - 2,500 STUDENTS ; EDUCATION - 650 STUDENTS; PERFORMING ARTS - 475 STUDENTS; PROFESSIONAL STUDIES - 1,025 STUDENTS; BUSINESS - 1,300 STUDENTS; PHARMACY - 200 STUDENTS. 14408824 ROOSEVELT UNIVERSITY PROVIDES SUPPORT THROUGH VARIOUS ADDITIONAL SERVICES THAT ENHANCE THE STUDENTS LEARNING AND EXPERIENCE ON CAMPUS. THESE SERVICES INCLUDE: ACADEMIC ADVISING, ACADEMIC SUCCESS CENTER, CAREER SERVICES, COUNSELING CENTER, DISABILITY SERVICES, FEDERAL TRIO PROGRAMS, HEALTH & WELLNESS PROGRAMS, INTERNATIONAL PROGRAMS, STUDENT APPRECIATION WEEK AND TUTORING. 1013798 ROOSEVELT UNIVERSITY'S COMMITMENT TO SOCIAL JUSTICE IS DEEPLY ROOTED IN ITS HISTORY AND IS REFLECTED IN BOTH ITS MISSION AND STRATEGIC PLAN. THE MANSFIELD INSTITUTE FOR SOCIAL JUSTICE AND TRANSFORMATION, CREATED IN 1999 THROUGH A GENEROUS GIFT FROM THE MANSFIELD FOUNDATION, GIVES ROOSEVELT UNIVERSITY A UNIQUE OPPORTUNITY TO DEVELOP AN INTEGRATED PROGRAM OF CURRICULUM, RESEARCH, AND OUTREACH FOCUSED ON SOCIAL JUSTICE ISSUES. WE ARE NOW CHARGED WITH INSTITUTIONALIZING TRANSFORMATIONAL (SERVICE) LEARNING IN THE UNIVERSITY. IT IS OUR GOAL TO ELEVATE AND FOSTER SOCIAL CONSCIOUSNESS AMONG OUR STUDENTS, FACULTY AND MEMBERS OF OUR COMMUNITY, THROUGH PEDAGOGY OF TRANSFORMATIONAL LEARNING AND THROUGH RICH SOCIAL JUSTICE PROGRAMMING IN THE AREAS OF HUMAN RIGHTS, SOCIAL AND POLITICAL ACTION, AND THE ARTS. THE CENTER FOR NEW DEAL STUDIES FEATURES RESOURCES AND ACTIVITIES THAT DEEPEN OUR UNDERSTANDING OF THE LIVES OF FRANKLIN AND ELEANOR ROOSEVELT, AND OF THE SOCIAL, ECONOMIC, POLITICAL, AND CULTURAL HISTORY OF THE NEW DEAL ERA IN AMERICAN HISTORY. THE CENTER SPONSORS A VARIETY OF EDUCATIONAL PROGRAMS, INCLUDING LECTURE SERIES, COURSE OFFERINGS, AND PUBLICATIONS. IN ADDITION, THE CENTER CONTAINS A REMARKABLE COLLECTION OF MATERIALS ON THE ROOSEVELTS AND THE NEW DEAL. THESE INCLUDE BOOKS, PHOTOGRAPHS, VIDEOTAPES, ORAL HISTORIES, MANUSCRIPT COLLECTIONS, AND THOUSANDS OF PIECES OF EPHEMERA OF INTEREST TO ROOSEVELT SCHOLARS AND RESEARCHERS OF THE NEW DEAL. 138277213 true true false true false false true false true true false false false true true false true true false true false true false true false false false true true true false false false false false false true false false false true false false false false true true true false false true 361 0 true 2845 true true true false false false false true true false false false false X 61 53 false false false false false false false true true false false true true true true true true true true false TANGELLA MADDOX 3123413584 430 SOUTH MICHIGAN AVENUE Chicago IL 60605 DR CHARLES R MIDDLETON 38.00 2.00 X X 1740795 0 87761 JAMES J MITCHELL III 1.00 1.00 X X 0 0 0 KENNETH L TUCKER 1.00 1.00 X X 0 0 0 MELVIN L KATTEN 1.00 1.00 X X 0 0 0 ROBERT MEDNICK 1.00 X X 0 0 0 WILLIAM J KIRBY 1.00 X X 0 0 0 ALAN G SCHWARTZ 1.00 X 0 0 0 ALFRED W DINWIDDIE 1.00 X 0 0 0 ALVIN GOLIN 1.00 X 0 0 0 ANNA E ROOSEVELT 1.00 X 0 0 0 ANTHONY R PASQUINELLI 1.00 X 0 0 0 ANTONIO ORTIZ 1.00 X 0 0 0 ARI SHROYER-STOKES 17.00 X 3955 0 0 BARRY S MCINERNEY 1.00 X 0 0 0 BRADLEY G GRIFFITH 1.00 X 0 0 0 BRUCE A CROWN 1.00 1.00 X 0 0 0 BRUCE J YOUNG 1.00 X 0 0 0 BRUCE R BACHMANN 1.00 1.00 X 0 0 0 CHARLES R GARDNER 1.00 2.00 X 0 0 0 CHRISTOPHER C MICH 38.00 X 34641 0 9906 DAVID D HILLER 1.00 1.00 X 0 0 0 DONALD M FIELD 1.00 X 0 0 0 DONALD S HUNT 1.00 X 0 0 0 DR JANET WONDRA 38.00 X 53831 0 13267 DR KENNETH W MIHAVICS 38.00 X 103070 0 12973 DR MARGARET M POLICASTRO 38.00 X 125578 0 14827 DR NORMAN FRANKEL 1.00 X 0 0 0 DR STEPHEN J CERRONE 1.00 X 0 0 0 DUSHAN PETROVICH 1.00 X 0 0 0 DWIGHT FLOYD 1.00 X 0 0 0 FRANTZ OSSE 1.00 X 0 0 0 FREDERICK S ADDY 1.00 X 0 0 0 GERALD W FOGELSON 1.00 1.00 X 0 0 0 HON BLANCHE M MANNING 1.00 X 0 0 0 JEROME STONE 1.00 X 0 0 0 JOE F HANAUER 1.00 X 0 0 0 JOEL H JASTROMB 1.00 X 0 0 0 JOHN R HALL III 1.00 X 0 0 0 JOHN R NEWMAN 1.00 X 0 0 0 JOSHUA FREEMAN 1.00 X 0 0 0 JUAN LOPEZ JR 1.00 X 0 0 0 LOUIS S KAHNWEILER 1.00 X 0 0 0 MANFRED S STEINFELD 1.00 X 0 0 0 MAREK A WIERZBA 1.00 X 0 0 0 MARK J VAN GRINSVEN 1.00 X 0 0 0 MAUREEN A EHRENBERG 1.00 2.00 X 0 0 0 MEME HOPMAYER 1.00 X 0 0 0 MICHAEL T MALY 38.00 X 75893 0 17793 PATRICIA HARRIS 1.00 X 0 0 0 PEDRO DEJESUS 1.00 X 0 0 0 RENEE LOGAN 1.00 X 0 0 0 REV LARRY S BULLUCK 1.00 X 0 0 0 ROBERT D GLICK 1.00 X 0 0 0 ROBERT L WIESENECK 1.00 1.00 X 0 0 0 ROBERT Y PADDOCK 1.00 X 0 0 0 RONALD B GRAIS 1.00 X 0 0 0 ROSIE PAPARELLA 1.00 X 4151 0 0 SEYMOUR H PERSKY 1.00 1.00 X 0 0 0 STEPHEN T ZILIAK 38.00 X 102252 0 10485 STEVEN A MEYERS 38.00 X 89495 0 11120 STEVEN H ABBEY 1.00 X 0 0 0 SUSAN T BART 1.00 X 0 0 0 TERRY PETERSON 1.00 X 0 0 0 TOM BALANOFF 1.00 X 0 0 0 TONY HU 1.00 X 0 0 0 BRIGHAM J TIMPSON 38.00 X 76254 0 13731 MIROSLAVA MEJIA KRUG 38.00 2.00 X 360998 0 8663 DR DOUGLAS KNERR 38.00 2.00 X 175320 0 18675 DR GEORGE MACKINNON 38.00 X 207300 0 12464 DR HOLLY STADLER 38.00 X 171720 0 13481 DR JAMES GANDRE 38.00 2.00 X 250597 0 14309 DR LYNN WEINER 38.00 X 195099 0 5286 DR TERESA FRIEL 38.00 X 187254 0 16838 HENRY FOGEL 38.00 1.00 X 166422 0 19355 LESLEY D SLAVITT 38.00 X 154336 0 12422 PATRICK WOODS 38.00 X 302774 0 22368 DR JOHN F MCDONALD 38.00 X 171818 0 3533 DR SALLYE C MCKEE 38.00 X 191921 0 24188 GORDON L PATZER 38.00 X 169048 0 14031 GRETCHEN A VAN NATTA 38.00 X 140204 0 28749 JON B DEVRIES 38.00 X 177979 0 19619 PAUL GREEN 38.00 X 161924 0 3449 5594629 0 429293 87 false true false ABM JANITORIAL SERVICES 180 N LASALLE STREET SUITE 1420 CHICAGO IL 60601 JANITORIAL 3333437 FOOD SERVICES INC 1801 W GLENDALE AVE MILWAUKEE WI 53209 FOOD SERVICE 2114833 ALTERNATIVE CONSTRUCTION SOLUTIONS PO BOX 807 MOUNT PROSPECT IL 60056 CONSTRUCTION 1598056 GREAT LAKES PLUMBING & HEATING COMPANY 4521 WEST DIVERSEY CHICAGO IL 60639 PLUMBING & HEATING 722224 ACCESS MEDIA 3 INC PO BOX 66105 CHICAGO IL 60666 CABLE SERVICES 448910 29 371200 6336342 5052762 1863747 11760304 TUITION AND FEES 900099 123781969 123781969 NON CREDIT PROGRAMS 900099 1368148 1368148 AUXILLARY INCOME 900099 12120734 12120734 0 0 0 0 0 0 137270851 4509924 4509924 0 78922 78922 228710 149289 79421 0 79421 -2660 82081 4332389 12250 3295628 1036761 12250 1049011 1049011 4932 371200 138436 -133504 -133504 0 0 EAF DISTRIBUTION 900099 514826 514826 SEMINAR LECTURE AND EVENTS 900099 81130 81130 HOTEL AND CONFERENCE SERVICES 900099 -1183733 -1183733 112532 22713 9000 80819 -475245 154139684 137293564 -1177393 6263209 0 28383414 28383414 1194680 1194680 0 0 0 56303958 47858364 7319515 1126079 1486377 1263420 193229 29728 6900647 5865550 897084 138013 3866833 3286808 502688 77337 2041024 1734871 265333 40820 359279 305387 46706 7186 174285 148142 22657 3486 65000 55250 8450 1300 0 263253 223765 34223 5265 2828633 2404338 367722 56573 1816200 1543770 236106 36324 3349091 2846727 435382 66982 1396548 1187066 181551 27931 4260 3621 554 85 5784734 4917024 752015 115695 1166756 991743 151678 23335 0 237270 201680 30845 4745 14225047 12091290 1849256 284501 4884511 4151835 634986 97690 6962555 5918172 905132 139251 477753 406090 62108 9555 REPAIRS AND MAINTENANCE 2754034 2340929 358024 55081 BOOKS & SUBSCRIPTIONS 1032452 877584 134219 20649 UTILITIES 1822947 1549505 236983 36459 EQUIPMENT PURCHASED 4083161 3470687 530811 81663 3594707 3055501 467312 71894 157459409 138277213 16624569 2557627 0 3678810 4309613 35281030 34895794 5475329 3448178 33113879 29374169 0 0 0 0 12296908 12296908 0 0 16600030 19638739 301758552 70778241 236966504 230980311 76218896 79285393 0 0 17819885 15754496 0 0 2597248 2472257 440048519 432455858 15018304 12461612 0 0 69966892 68181703 226131900 226202086 0 0 0 0 1000000 1000000 0 0 598823 597582 312715919 308442983 X 56302733 53689874 40064822 38072527 30965045 32250474 0 0 0 0 0 0 127332600 124012875 440048519 432455858 -3319725 0 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 65000 false false 65000 false Description of the activities reported on Lines 1a through 1i Schedule C, Part II-B, Line 1 A LOBBYING FIRM PROVIDES STATE LOBBYING SERVICES FOR THE UNIVERSITY. THE FIRM HELPS MANAGE OUR RELATIONSHIPS WITH LEGISLATIVE AND OTHER STATE OFFICES, HELPS US REVIEW LEGISLATION, AND RESEARCHES THE IMPLICATIONS OF POLICIES FOR THE UNIVERSITY. X X false 77608959 1276398 5202524 3366025 0 0 80721856 80231622 953328 5147542 3258646 5464887 0 77608959 69792000 2868355 10719883 3148616 0 0 80231622 63099000 1740000 7163000 2210000 0 0 69792000 68579000 2443000 -7923000 0 0 0 63099000 0.24490 0.39950 0.35560 false false 25097552 25097552 264647440 64746521 199900919 953049 45419 907630 11060511 5986301 5074210 0 0 230980311 0 STUDENT DEPOSITS 597582 597582 X Collections of art - financial statement footnote Schedule D, Part III, Line 1a THE UNIVERSITY HAS COLLECTIONS OF VALUABLE PAPERS AND OTHER MEMORABILIA THAT WERE DONATED TO THE UNIVERSITY. THESE PAPERS ARE ON DISPLAY AND ARE USED BY EDUCATORS, RESEARCHERS, HISTORIANS, AND OTHERS. THE VALUE OF THESE COLLECTIONS IS NOT INCLUDED IN THE FINANCIAL STATEMENTS. Collections of art - description of collections Schedule D, Part III, Line 4 THE UNIVERSITY HAS COLLECTIONS OF VALUABLE PAPERS AND OTHER MEMORABILIA THAT WERE DONATED TO THE UNIVERSITY. THESE PAPERS ARE ON DISPLAY AND ARE USED BY EDUCATORS, RESEARCHERS, HISTORIANS, AND OTHERS. THE VALUE OF THESE COLLECTIONS IS NOT INCLUDED IN THE FINANCIAL STATEMENTS. Intended uses of endowment funds Schedule D, Part V, Line 4 THE ENDOWMENT FUND IS INTENDED TO PROVIDE FOR THE OPERATION AND SPECIAL PROGRAMS OF THE UNIVERSITY. IN SO DOING, THE ENDOWMENT FUND PROVIDES A SECURE, LONG-TERM SOURCE OF FUNDS TO ESTABLISH OR MAINTAIN PROGRAMS WHICH ARE CONSISTENT WITH THE AIM OF THE UNIVERSITY. THOSE AIMS MAY INCLUDE, BUT ARE NOT LIMITED TO: MAINTAINING A CHAIR FOR EACH OF THE UNIVERSITY'S EDUCATIONAL DEPARTMENTS; PROVIDING FUNDS FOR SPECIFIC RESEARCH PROJECTS APPROVED BY THE BOARD; AND PROVIDING SCHOLARSHIPS. FIN 48 (ASC 740) footnote Schedule D, Part X, Line 2 THE UNIVERSITY ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES UNDER GUIDANCE ISSUED BY THE FASB. A TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS "MORE LIKELY THAN NOT" THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE "MORE LIKELY THAN NOT" TEST, NO TAX BENEFIT IS RECORDED. AS OF AUGUST 31, 2013 AND 2012, THERE WERE NO UNCERTAIN TAX POSITIONS IDENTIFIED. THE UNIVERSITY DOES NOT EXPECT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS TO SIGNIFICANTLY CHANGE IN THE NEXT 12 MONTHS. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE (IRS) UP TO THREE YEARS FROM THE EXTENDED DUE DATE OF EACH RETURN. MANAGEMENT BELIEVES THE FORMS 990 AND 990-T HAVE BEEN FILED APPROPRIATELY. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE NO LONGER SUBJECT TO EXAMINATION FOR THE FISCAL YEARS ENDED AUGUST 31, 2010 AND PRIOR. THE UNIVERSITY WOULD RECOGNIZE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX POSITIONS IN INTEREST AND INCOME TAX EXPENSE, RESPECTIVELY. THE UNIVERSITY HAS NO AMOUNTS ACCRUED FOR INTEREST OR PENALTIES AS OF AUGUST 31, 2013 AND 2012. true true true true true true true false false false false false false false false true false true Racially nondiscriminatory policy Schedule E, Part I, Line 3 IN ALL RECRUITMENT PUBLICATIONS SENT TO PROSPECTIVE STUDENTS, ROOSEVELT UNIVERSITY'S RACIALLY NONDISCRIMINATORY POLICY APPEARS. THE POLICY STATES THAT ROOSEVELT UNIVERSITY DOES NOT DISCRIMINATE AGAINST REGARDING EMPLOYMENT BECAUSE OF AGE, ANCESTRY, CITIZENSHIP, COLOR, CREED, DISABILITY, GENDER, GENDER IDENTITY, MARITAL STATUS, MILITARY STATUS, NATIONAL ORIGIN, PARENTAL STATUS, RACE, RELIGION, SEXUAL ORIENTATION, SOURCE OF INCOME, UNFAVORABLE DISCHARGE FROM MILITARY SERVICE, VETERAN STATUS, OR AS A RESULT OF BEING THE VICTIM OF DOMESTIC OR SEXUAL VIOLENCE. THE POLICY EXTENDS TO RECRUITMENT, HIRING, TRAINING, COMPENSATION, PROMOTION, DEMOTION, TRANSFER, LAYOFF, TERMINATION, AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT. Financial aid or assistance from a governmental agency Schedule E, Part I, Line 6a THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS AGENCIES; SOME FUNDS ARE RESTRICTED FOR SPECIFIC PURPOSES, WHILE OTHERS ARE UNRESTRICTED. true CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING N/A 3000 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING N/A 561170 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING N/A 294685 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING N/A 21975 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 GRANTMAKING N/A 75300 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 GRANTMAKING N/A 119650 SOUTH AMERICA 0 0 GRANTMAKING N/A 86500 SOUTH ASIA 0 0 GRANTMAKING N/A 26500 SUB-SAHARAN AFRICA 0 0 GRANTMAKING N/A 5900 0 0 1194680 SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 1 3000 CREDIT ACCOUNT 0 N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 47 561170 CREDIT ACCOUNT 0 N/A N/A SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 22 294685 CREDIT ACCOUNT 0 N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 2 21975 CREDIT ACCOUNT 0 N/A N/A SCHOLARSHIPS NORTH AMERICA (CANADA & MEXICO ONLY) 5 75300 CREDIT ACCOUNT 0 N/A N/A SCHOLARSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 5 119650 CREDIT ACCOUNT 0 N/A N/A SCHOLARSHIPS SOUTH AMERICA 7 86500 CREDIT ACCOUNT 0 N/A N/A SCHOLARSHIPS SOUTH ASIA 7 26500 CREDIT ACCOUNT 0 N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 2 5900 CREDIT ACCOUNT 0 N/A N/A false false false false false false Procedures for monitoring use of grant funds Schedule F, Part I, Line 2 THE FINANCIAL AID OFFICE MONITORS THE PROCESS THROUGH DIRECT WIRE TRANSFERS TO INDIVIDUAL STUDENT ACCOUNTS. Method used to account for expenditures on organization's financial statements Schedule F, Part I, Line 3 CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL MIDDLE EAST AND NORTH AFRICA: ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL RUSSIA AND THE NEWLY INDEPENDENT STATES: ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL Method used to account for grants on organization's financial statements Schedule F, Part III CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL MIDDLE EAST AND NORTH AFRICA: ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL RUSSIA AND THE NEWLY INDEPENDENT STATES: ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL Method used to account for expenditures on organization's financial statements Schedule F, Part I, Line 3 CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL MIDDLE EAST AND NORTH AFRICA: ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL RUSSIA AND THE NEWLY INDEPENDENT STATES: ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL Method used to account for grants on organization's financial statements Schedule F, Part III CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL MIDDLE EAST AND NORTH AFRICA: ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL RUSSIA AND THE NEWLY INDEPENDENT STATES: ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL ROBIN GOLF 71933 67500 4433 16046 REAL ESTATE GALA 304199 303700 499 83360 39030 0 376132 371200 4932 0 0 83360 0 0 55076 138436 -133504 true SCHOLARSHIPS 3067 28383414 0 N/A N/A Procedures for monitoring use of grant funds Schedule I, Part I, Line 2 AFTER THE INITIAL REVIEW AND APPROVAL BY THE APPROPRIATE EMPLOYEES AT THE GRANT DEPARTMENT LEVEL, THE PAPERWORK FOR GRANT EXPENDITURES ARE THEN PASSED ON TO THE NEXT REVIEW AND APPROVAL LEVEL BY AN APPLICABLE COLLEGE OR DEPARTMENTAL ADMINISTRATOR OF GRANT EXPENDITURES. UPON APPROVAL, THE PAPERWORK IS SENT TO THE SENIOR GRANTS ACCOUNTANT FOR REVIEW AND APPROVAL PRIOR TO PAYMENT PROCESSING OF THE GRANT EXPENDITURES. X X X X X true true X X X X false true false false false false true false DR CHARLES R MIDDLETON 465928 0 1183443 0 91424 0 65600 0 22161 0 1828556 0 436000 0 MIROSLAVA MEJIA KRUG 244738 0 90055 0 26205 0 3156 0 5507 0 369661 0 49420 0 DR TERESA FRIEL 186738 0 0 0 516 0 2800 0 14038 0 204092 0 0 0 DR JAMES GANDRE 222721 0 22800 0 5076 0 2800 0 11509 0 264906 0 22800 0 DR LYNN WEINER 194307 0 0 0 792 0 2800 0 2486 0 200385 0 0 0 PATRICK WOODS 220324 0 17351 0 65099 0 3157 0 19211 0 325142 0 22675 0 DR HOLLY STADLER 170928 0 0 0 792 0 2800 0 10681 0 185201 0 0 0 DR GEORGE MACKINNON 207120 0 0 0 180 0 2800 0 9664 0 219764 0 0 0 HENRY FOGEL 163950 0 0 0 2472 0 2800 0 16555 0 185777 0 0 0 DR DOUGLAS KNERR 175044 0 0 0 276 0 2800 0 15875 0 193995 0 0 0 LESLEY D SLAVITT 144234 0 10000 0 102 0 3175 0 9247 0 166758 0 0 0 PAUL GREEN 159722 0 0 0 2202 0 2800 0 649 0 165373 0 0 0 JON B DEVRIES 176455 0 0 0 1524 0 2800 0 16819 0 197598 0 0 0 DR JOHN F MCDONALD 170294 0 0 0 1524 0 2800 0 733 0 175351 0 0 0 GORDON L PATZER 169048 0 0 0 0 0 2800 0 11231 0 183079 0 0 0 DR SALLYE C MCKEE 191129 0 0 0 792 0 2233 0 21955 0 216109 0 0 0 GRETCHEN A VAN NATTA 139412 0 0 0 792 0 2800 0 25949 0 168953 0 0 0 Discretionary spending account Schedule J, Part I, Line 1a THE VICE PRESIDENT OF THE OFFICE OF INSTITUTIONAL ADVANCEMENT RECEIVES A MONTHLY DISCRETIONARY SPENDING ALLOWANCE FOR PERSONAL TRAVEL WHICH IS INCLUDED IN TAXABLE INCOME. Housing allowance or residence for personal use Schedule J, Part I, Line 1a THE PRESIDENT AND THE VICE PRESIDENT OF THE OFFICE OF INSTITUTIONAL ADVANCEMENT RECEIVE HOUSING AND CAR ALLOWANCES WHICH ARE INCLUDED IN THEIR TAXABLE COMPENSATION. Payments for business use of personal residence Schedule J, Part I, Line 1a THE PRESIDENT SHALL BE REIMBURSED FOR ALL ENTERTAINMENT DONE ON BEHALF OF THE UNIVERSITY AT HIS HOME. Health or social club dues or initiation fees Schedule J, Part I, Line 1a SOCIAL CLUB DUES PAID FOR THE PRESIDENT ARE FOR BUSINESS USE AND ARE NOT INCLUDED IN HIS TAXABLE COMPENSATION. Personal services Schedule J, Part I, Line 1a THE PRESIDENT RECEIVES A HOUSEKEEPING ALLOWANCE WHICH IS INCLUDED IN HIS TAXABLE COMPENSATION. Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b THE PRESIDENT HAS A DEFERRED COMPENSATION ARRANGEMENT PER HIS CONTRACT. A TOTAL OF $60,000 WAS DEFERRED FOR THIS TAX YEAR. Non-fixed payments Schedule J, Part I, Line 7 PRESIDENT MIDDLETON RECEIVED $470,000 IN SALARY AND $60,000 IN DEFERRED COMPENSATION LAST YEAR. BONUS AND INCENTIVE COMPENSATION THAT HAD BEEN DEFERRED OVER HIS PAST 10 YEARS AS PRESIDENT WAS PAID OUT TOTALING $1.2 MILLION; OF WHICH $436,000 WAS PREVIOUSLY REPORTED AS DEFERRED COMPENSATION AS REQUIRED BY THE IRS BEGINNING WITH THE 2008 FORM 990 WHEN MORE DETAILED COMPENSATION REPORTING BECAME REQUIRED. A ILLINOIS FINANCE AUTHORITY 861091967 45200FCN7 2007-12-14 45607613 SEE PART V false false false B ILLINOIS FINANCE AUTHORITY 861091967 45200FF46 2009-12-09 180442121 SEE PART V false false false A 0 0 45607613 0 0 0 281660 0 0 45325953 0 0 2008 false false true true B 0 0 180442121 13421870 19395315 33222493 2300772 0 0 112101671 0 0 2012 true false true true A false true true true false false 0.00000 0.00920 0.00920 false false 0 false false B false false true true false false 0.00000 0.01690 0.01690 false false 0 false false A false true false false 0.0 false NA 0.0 false false B false true false false 0.0 false NA 0.0 false false A false B false BOND ISSUES - DESCRIPTION OF PURPOSE SCHEDULE K, PART I, COLUMN (F) THE PROCEEDS OF THE BONDS ISSUED ON 12/14/2007 WERE USED FOR (1) ACQUISITION, RENOVATION AND EQUIPPING OF CERTAIN FLOORS OF THE GAGE BUILDING IN CHICAGO; (2) THE ACQUISITION, DEMOLITION AND SITE CLEARING OF STRUCTURES RELATING TO THE FINE ARTS ANNEX BUILDING AND THE HERMAN CROWN CENTER; (3) VARIOUS RENOVATIONS, INCLUDING UPGRADES AND REPLACEMENTS, TO THE AUDITORIUM BUILDING'S HVAC SYSTEM; (4) VARIOUS LIFE SAFETY IMPROVEMENTS, AS WELL AS OTHER RENOVATIONS AND REMODELING, AT THE AUDITORIUM BUILDING; (5) THE ACQUISITION OF CERTAIN LAND AND RELATED DEVELOPMENT RIGHTS NEAR THE MAIN CAMPUS; AND (6) VARIOUS CAPITAL IMPROVEMENTS AT THE UNIVERSITY'S CHICAGO AND SCHAUMBURG CAMPUSES. BOND ISSUES - DESCRIPTION OF PURPOSE SCHEDULE K, PART I, COLUMN (F) THE PROCEEDS FROM THE BONDS ISSUED 12/9/2009 WERE USED TO (1) FINANCE THE COSTS OF THE CONSTRUCTION, ACQUISITION, RENOVATION, IMPROVEMENT AND EQUIPPING OF A MIXED-USE ACADEMIC CENTER AND STUDENT HOUSING FACILITY OF THE UNIVERSITY, THE WABASH DEVELOPMENT PROJECT; (2) FINANCE VARIOUS CAPITAL IMPROVEMENTS AT THE UNIVERSITY'S CHICAGO AND SCHAUMBURG CAMPUSES; (3) PAY CAPITALIZED INTEREST WITH RESPECT TO CERTAIN PORTIONS OF THE WABASH DEVELOPMENT PROJECT; (4) REFUND THE ILLINOIS DEVELOPMENT FINANCE AUTHORITY'S VARIABLE RATE DEMAND REVENUE BONDS, SERIES 1995, 2000 AND 2002; (5) FUND A DEBT SERVICE RESERVE FUND; AND (6) PAY CERTAIN COSTS OF ISSUANCE RELATING TO THE SERIES 2009 BONDS. POLICY REGARDING SELF-REMEDIATION SCHEDULE K, PART III, LINE 9 THE ORGANIZATION IS IN THE PROCESS OF ADOPTING WRITTEN PROCEDURES TO ENSURE ALL NONQUALIFIED BONDS (IF ANY) OF THE ISSUE ARE REMEDIATED IN ACCORDANCE WITH THE ASSOCIATED REGULATIONS. THE ORGANIZATION STRIVES TO STAY ABREAST OF FEDERAL REGULATIONS AND CONSIDERS THE REPERCUSSIONS OF ALL SIGNIFICANT ACTIVITIES WHICH COULD FORESEEABLY HAVE AN IMPACT ON THE ORGANIZATION'S TAX EXEMPT BONDS AND THE ASSOCIATED FEDERAL TAX REGULATIONS. ISSUER NAME: Illinois Finance Authority: No Rebate Due. Schedule K, Part IV, Line 2c THE CALCULATION FOR COMPUTING NO REBATE DUE WAS PERFORMED ON 12/14/2012. POLICY REGARDING SECTION 148 COMPLIANCE SCHEDULE K, PART IV, LINE 7 THE ORGANIZATION IS IN THE PROCESS OF ADOPTING WRITTEN PROCEDURES TO MONITOR THE ORGANIZATION'S ABILITY TO REMAIN IN COMPLIANCE WITH THE ARBITRAGE REQUIREMENTS UNDER SECTION 148 OF THE INTERNAL REVENUE CODE. THE ORGANIZATION STRIVES TO STAY ABREAST OF FEDERAL REGULATIONS AND CONSIDERS THE REPERCUSSIONS OF ALL SIGNIFICANT ACTIVITIES WHICH COULD FORESEEABLY HAVE AN IMPACT ON THE ORGANIZATION'S TAX EXEMPT BONDS AND THE ASSOCIATED FEDERAL TAX REGULATIONS. POLICY REGARDING CORRECTIVE ACTION SCHEDULE K, PART V THE ORGANIZATION IS IN THE PROCESS OF ADOPTING WRITTEN PROCEDURES WHICH DICTATE HOW MANAGEMENT TIMELY IDENTIFIES AND CORRECTS VIOLATIONS OF FEDERAL TAX REQUIREMENTS USING THE VOLUNTARY CLOSING AGREEMENT PROGRAM PROVIDED BY THE IRS WHEN SELF-REMEDIATION IS NOT AVAILABLE TO THE ORGANIZATION. THE ORGANIZATION STRIVES TO STAY ABREAST OF FEDERAL REGULATIONS AND CONSIDERS THE REPERCUSSIONS OF ALL SIGNIFICANT ACTIVITIES WHICH COULD FORESEEABLY HAVE AN IMPACT ON THE ORGANIZATION'S TAX EXEMPT BONDS AND THE ASSOCIATED FEDERAL TAX REGULATIONS. IN THE EVENT A VIOLATION IS IDENTIFIED THE ORGANIZATION'S POLICY IS TO CORRECT THE VIOLATION AS SOON AS POSSIBLE, WHILE WORKING WITH THE FEDERAL AUTHORITIES AS NECESSARY TO ENSURE THAT SUFFICIENT CONTROLS ARE PRESENT WHICH WILL GUARD AGAINST FUTURE VIOLATIONS. NA - SEE PART V N/A - SEE PART V 2500 MERIT BASED SCHOLARSHIP ACADEMIC GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS SCHEDULE L, PART V $2,500 OF MERIT SCHOLARSHIPS WERE PROVIDED TO A STUDENT TRUSTEE. THE UNIVERSITY IS NOT REQUIRED TO IDENTIFY THE INTERESTED PERSON(S) TO WHOM IT PROVIDED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE; THEREFORE, COLUMNS (A) AND (B) ARE NOT APPLICABLE. X 5307 MARKET VALUE X 11 1796935 MARKET VALUE X 4 20597 MARKET VALUE X LAB EQUIPMENT 3 5827 MARKET VALUE X SOFTWARE LICENSE 20 12731 MARKET VALUE X MUSICAL INSTRUMENT 2 22000 MARKET VALUE X FURNITURE 1 350 MARKET VALUE 0 false true false Number of contributions or items contributed. Schedule M, part I, column (b), Line 18 Number of contributions or items contributed. Schedule M, part I, column (b), Line 4 Number of contributions or items contributed. Schedule M, part I, column (b), Line 9 Number of contributions or items contributed. Schedule M, part I, column (b), Line other=LAB EQUIPMENT Number of contributions or items contributed. Schedule M, part I, column (b), Line other=SOFTWARE LICENSE Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b MANAGEMENT PERFORMED A REVIEW OF THE FORM 990. AFTER MANAGEMENT'S REVIEW, THE AUDIT COMMITTEE ALSO REVIEWED THE RETURN. PRIOR TO FILING THE RETURN WITH THE IRS, A COPY OF THE RETURN WILL BE PROVIDED TO ALL VOTING MEMBERS OF THE BOARD. Conflict of interest policy Form 990, Part VI, Section B, Line 12c EACH INTERESTED PERSON IS PROVIDED AN ELECTRONIC QUESTIONNAIRE ANNUALLY TO COMPLETE AND DISCLOSE ANY CONFLICTS. THE PROCESS IS MONITORED AND THE QUESTIONNAIRES ARE REVIEWED BY THE ASSISTANT SECRETARY TO THE BOARD OF TRUSTEES. IF ANY CONFLICTS ARE DISCLOSED THOSE BOARD MEMBERS ARE ASKED TO ABSTAIN FROM VOTING ON THE ITEM RELATED TO THE CONFLICT. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THE BOARD OF TRUSTEES APPOINTED A COMPENSATION COMMITTEE CONSISTING OF FIVE (5) INDEPENDENT ROOSEVELT UNIVERSITY BOARD OF TRUSTEE MEMBERS. THE EXECUTIVE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF TRUSTEES OF ROOSEVELT UNIVERSITY SHALL REVIEW AND APPROVE THE CASH AND NON-CASH COMPENSATION POLICIES AND PROGRAMS AND MAJOR CHANGES IN THE UNIVERSITY'S BENEFIT PLANS THAT ARE APPLICABLE TO THE PRESIDENT OF THE UNIVERSITY AND OTHER DESIGNATED SENIOR PERSONNEL AS DETERMINED BY THE COMMITTEE. THIS PROCESS IS DONE ON AN ANNUAL BASIS. THE PROCESS WITH RESPECT TO THE PRESIDENT: 1. REQUEST THE PRESIDENT TO COMPLETE A SELF EVALUATION OF GOALS AND ACCOMPLISHMENTS FOR THE PRIOR YEAR; 2. ONCE THE SELF EVALUATION IS COMPLETE, THE PRESIDENT SUBMITS THE ASSESSMENT TO THE COMPENSATION COMMITTEE; 3. THE COMMITTEE REVIEWS AND DISCUSSES THE ASSESSMENT AND REVIEWS THE DATA AGAINST THE PRE-ESTABLISHED AND AGREED UPON GOALS AND ACCOMPLISHMENTS SET FOR THE YEAR; 4. THE COMMITTEE COMPILES AND REVIEWS AVAILABLE COMPARABLE DATA FOR THE COMPENSATION OF OTHER COLLEGE AND UNIVERSITY PRESIDENTS WITHIN THE PEER GROUP ESTABLISHED FOR THE UNIVERSITY. THIS COMPARABLE DATA IS AVAILABLE BOTH FROM IRS FORM 990'S FILED BY THOSE INSTITUTIONS AND FROM THE DATA COLLECTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION (CUPA). THE EVP FOR HUMAN RESOURCES IS ALSO INVOLVED TO HELP SUMMARIZE THE DATA AND COMPARE IT TO PEER GROUP PRESIDENTS ON A MEDIAN, MEAN AND RANKED BASIS; 5. THE EMPLOYMENT CONTRACT IS REVIEWED AND A SALARY INCREASE AND BONUS IS DISCUSSED; 6. THE COMMITTEE MEETS UP TO THREE TIMES TO DELIBERATE AND ESTABLISH RECOMMENDATIONS; 7. THE RECOMMENDATIONS ARE PRESENTED TO THE EXECUTIVE COMMITTEE FOR APPROVAL. Process used to establish compensation of other officers/key employees Form 990, Part VI, Section B, Line 15b THE EXECUTIVE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF TRUSTEES OF ROOSEVELT UNIVERSITY SHALL REVIEW AND APPROVE THE CASH AND NON-CASH COMPENSATION POLICIES AND PROGRAMS AND MAJOR CHANGES IN THE UNIVERSITY'S BENEFIT PLANS THAT ARE APPLICABLE TO THE PRESIDENT OF THE UNIVERSITY AND OTHER DESIGNATED SENIOR PERSONNEL AS DETERMINED BY THE COMMITTEE. THIS PROCESS IS DONE ON AN ANNUAL BASIS. THE PROCESS WITH RESPECT TO OTHER EXECUTIVES: 1. REVIEW AND APPROVE THE PRESIDENT'S RECOMMENDATIONS ON WHICH POSITIONS WILL BE COVERED BY THE POLICY; 2. REVIEW WITH THE PRESIDENT AND APPROVE THE ANNUAL WRITTEN PERFORMANCE GOALS OF THE OTHER INDIVIDUALS COVERED BY THE POLICY; 3. REVIEW AND APPROVE THE PRESIDENT'S DECISIONS TO ADJUST COMPENSATION FOR OTHER SENIOR EXECUTIVES AFTER THE PRESIDENT'S COMPLETION OF THE ANNUAL REVIEW OF THEIR PERFORMANCE. Governing documents, conflict of interest policy and financial statements available to the public Form 990, Part VI, Section C, Line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY INC 50 EAST CONGRESS PKWY CHICAGO IL 60605 PERFORMING ARTS IL 501(C)(3) 7 ROOSEVELT UNIVERSITY true ROOSEVELT UNIVERSITY DEVELOPMENT CORPORATION 430 SOUTH MICHIGAN AVENUE CHICAGO IL 606051315 CHARITABLE AND EDUCATIONAL IL 501(C)(3) 11 - Type I ROOSEVELT UNIVERSITY true EDUCATIONAL ADVANCEMENT FUND INC 525 S STATE STREET CHICAGO IL 60605 UNIVERSITY HOUSING IL 501(C)(3) 11 - Type III - FI NA false false true false true false false false false false true true false true true true true true false true AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY S 386377 COST ROOSEVELT UNIVERSITY DEVELOPMENT CORPORATION B 4884511 COST EDUCATIONAL ADVANCEMENT FUND INC M 4355659 COST EDUCATIONAL ADVANCEMENT FUND INC S 514826 COST