2014-05-15T08:35:54-05:00 2013-06-30 420714325 MCGLADREY LLP 80 CITY SQUARE BOSTON MA 021293742 990 2012-07-01 050306206 JOHNSON & WALES UNIVERSITY JOHN 4015981900 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 WILLIAM MCARDLE 4015981900 2014-05-14 1 LYNNE JOHNSON P00757336 6179129000 2012 2015-11-30 17:44:51Z JOHN BOWEN 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 515611342 0 X WWW.JWU.EDU X 1914 RI EDUCATIONAL ACTIVITIES 18 13 7785 300 8410087 0 7845630 7343865 462511832 466596084 4251206 8383888 6292038 4640353 480900706 486964190 130841238 137799726 0 0 181538073 178531187 159867 120200 4200218 149140887 147537471 461680065 463988584 19220641 22975606 854464395 892385151 211250853 212241625 643213542 680143526 THE MISSION OF JOHNSON & WALES UNIVERSITY (JWU) IS TO PROVIDE AN EXCEPTIONAL EDUCATION THAT INSPIRES PROFESSIONAL SUCCESS AND LIFELONG PERSONAL AND INTELLECTURAL GROWTH. 0 0 408408635 137799726 460409864 IN 2012/2013, JWU EDUCATED NEARLY 17,000 STUDENTS (16,000 UNDERGRAD. & 1,000 GRAD.) ON 4 CAMPUSES IN PROV., RI; N. MIAMI, FL; DENVER, CO; AND CHARLOTTE, NC., AND THROUGH ONLINE LEARNING; AWARDED 2,040 ASSOC.,2,628 BACHELOR'S, & 464 GRADUATE DEGREES. 520 FULL-TIME & 430 PART-TIME FACULTY TAUGHT & LED CAREER-FOCUSED PROGRAMS IN BUSINESS, HOSPITALITY, CULINARY ARTS, TECHNOLOGY, HUMANITIES AND EDUCATION. 4,227 STUDENTS PARTICIPATED IN 11-WEEK INTERNSHIPS (REQUIRED FOR MOST MAJORS). JWU RECRUITS THE BEST-QUALIFIED STUDENTS REGARDLESS OF THEIR FINANCIAL NEEDS & OTHER CHALLENGES; 32% OF JWU STUDENTS WHO REPORTED THEIR PARENTS' EDUCATIONAL ATTAINMENT WERE THE FIRST IN THEIR FAMILIES TO ATTEND COLLEGE; AND 93% RECEIVED FINANCIAL AID, WITH AN AVE. AID OF $18,880/STUDENT; INSTITUTIONAL SCHOLARSHIPS EXCEEDED $138 MILLION. 408408635 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 1 1 0 1 1 1 0 0 0 1 1 1 1 0 0 1 29014 0 1 7785 1 1 1 0 0 0 0 1 1 0 0 0 0 X 18 13 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AZ CO KY MD MA MI NH NY OH OK OR WA SC X ALAN RESTIVO 4015981175 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 GERALD FERNANDEZ 1.00 40.00 X 0 0 0 JAMES H HANCE JR 1.00 X 0 0 0 WILLIAM J MURPHY 1.00 X 0 0 0 DON W HUBBLE 1.00 X 0 0 0 EMERIL LAGASSE 1.00 X 0 0 0 ERNEST ALMONTE 1.00 X 0 0 0 RICHARD L BREADY 1.00 X 0 0 0 CLAY SNYDER 1.00 X 0 0 0 EDWARD P TRIANGOLO JR 1.00 X 0 0 0 WILLIAM E TRUEHEART 1.00 X 0 0 0 DAVID F BROCHU 1.00 X 0 0 0 MICHELE BAILEY DIMARTINO 1.00 X 0 0 0 LAURA FREID 1.00 X 0 0 0 MERRILL W SHERMAN 1.00 X 0 0 0 JOHN MARTIN 1.00 X 0 0 0 GUY B SNOWDEN 1.00 X 0 0 0 THOMAS E SKAINS 1.00 X 0 0 0 JOHN H WHITE JR 1.00 X 0 0 0 JOHN J BOWEN 40.00 X X 734008 0 668670 THOMAS DWYER 40.00 0.50 X 498665 0 420423 WAYNE M KEZIRIAN 40.00 0.50 X 329888 0 25842 EMILY GILCREAST 40.00 X 101696 0 17811 MINNIE L RUNEY 40.00 X 320155 0 61724 WILLIAM MCARDLE 40.00 X 272929 0 42689 BARBARA BENNETT 40.00 X 243280 0 39866 JOSEPH J GREENE JR 40.00 X 215958 0 39414 VEERA S GAUL 40.00 X 267716 0 32416 ROBIN P KRAKOWSKY 40.00 X 305094 0 33093 ARTHUR J GALLAGHER 40.00 X 253232 0 43062 KENNETH F DISAIA 40.00 X 233241 0 39870 AKHIL GUPTA 40.00 X 158988 0 49121 TARUN MALIK 40.00 X 208267 0 18329 MARIE F BERNARDO 40.00 X 252681 0 45742 LOREEN M CHANT 40.00 X 232132 0 41222 LARRY RICE 40.00 X 179952 0 35900 DIANE H D'AMBRA 40.00 X 236979 0 73001 RICHARD A WISCOTT 40.00 X 160312 0 33870 JEFFREY D SENESE 40.00 X 214345 0 39368 MERLIN A DECONTI JR 40.00 X 199635 0 37395 RONALD L MARTEL 40.00 X 208626 0 20215 JAMES E GRIFFIN JR 40.00 X 208579 0 20731 MAUREEN T DUMAS 40.00 X 194385 0 37138 BETTE MATKOWSKI 40.00 X 106962 0 11489 PATRICIA A MCLAUGHLIN 40.00 X 201923 0 0 6539628 0 1928401 150 1 1 0 DIGREGORIO CORP 23 BUSINESS PARK DR SMITHFIELD R SMITHFIELD RI 02917 CONSTRUCTION SERVICES 3926503 SODEXHO INC & AFFILIATES PO BOX 905374 CHARLOTTE NC 28290 MAINTENANCE SERVICES 1865802 OCEAN STATE JANITORIAL SERVICE 243 NARRAGANSETT PARK DR EAST PROVIDENCE RI 02916 CLEANING SERVICES 1837937 SHAWMUT DESIGN & CONSTRUCTION 3 DAVOL SQUARE SUITE A275 PROVIDENCE RI 02903 CONSTRUCTION SERVICES 1547020 JWR CONSTRUCTION SERVICES 1311 NEWPORT CENTER DR DEERFIELD BEACH FL 33442 CONSTRUCTION SERVICES 1507328 87 39136 465891 3202727 3636111 824320 7343865 TUITION 611310 379218528 379218528 ROOM & BOARD REVENUES 611310 65955684 65955684 DOUBLETREE HOTEL 721110 7667253 7667253 STUDENT PRACTICUM 611310 5266181 5266181 STUDENT FEES 611310 2913149 2913149 5575289 5575289 466596084 2859159 281873 2577286 2105073 1403813 701260 701260 460961 240299 30374750 1933308 22362444 4420885 8012306 -2487577 5524729 5524729 210506 465891 460010 -249504 -249504 BOOKSTORE, VENDING & STUDENT SERV 611310 2340638 2340638 CAREER EXPLORATION AND OTHER PROG 611310 738925 738925 PROFESSIONAL DEVELOPMENT PROGRAMS 611310 337313 337313 771721 404795 366926 4188597 486964190 460409864 8410087 10800374 145448 145448 137258780 137258780 395498 395498 7946091 2341905 5141957 462229 1257591 950033 307558 129937895 109223856 19053060 1660979 11427242 8921680 2321941 183621 18728643 16363972 1998215 366456 9233725 7715737 1364245 153743 251258 251258 507287 57252 450035 196478 196478 194253 194253 120200 120200 513284 513284 2654044 2441885 212159 4763664 3676630 833113 253921 8948959 5961171 2728988 258800 5899226 5899226 337185 199901 137284 26464295 23232124 2969607 262564 6928970 5474884 1302639 151447 7264855 6321747 872077 71031 30568182 26800517 3466536 301129 2975206 93176 2882030 STUDENT SERVICES EXPENS 13135467 13135467 FOOD/BEVERAGE/KITCHEN S 12408949 11769694 639255 CLASSROOM AND EDUCATION 5682637 5064608 556366 61663 BAD DEBT 4210107 4329878 -119771 13633165 10439313 3181646 12206 463988584 408408635 51379731 4200218 110 115 15675524 4088733 2232410 2405380 48464994 43169210 53076 50172 99522 95344 1936421 1914342 6193724 8611703 829878044 274536494 529039516 555341550 133730104 152654401 113250320 120482397 3788674 3571804 854464395 892385151 37040833 46728378 6589794 7293816 151873100 143473453 334782 365650 4180058 3249553 7917 11232286 11122858 211250853 212241625 X 614842067 649878769 8754555 9597150 19616920 20667607 643213542 680143526 854464395 892385151 X 22975606 14143082 -188704 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 191785 0 1 2468 194253 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: PART II-B, 1(G): DIRECT CONTACT: $191,785 PAID TO CONSULTING FIRMS TO MAINTAIN GOVERNMENT RELATIONS. PART II-B, 1(I): PORTION OF THE UNIVERSITY'S MEMBERSHIP DUES PAID TO THE AICU (ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES OF RHODE ISLAND) AND TO THE NAICU (NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES), SPENT ON LOBBYING ACTIVITIES WAS $1,688 AND $780, RESPECTIVELY. 104930 X X X 0 0 1 X 226824100 404662 23641684 -571134 -5511388 244787924 241296110 1568507 -9064536 -1179460 -5796521 226824100 205185597 1519933 41060631 -780868 -5689183 241296110 184288967 363745 20789220 -256335 205185597 2253538394 542330 -41682745 -1290131 1181119 184288967 0.90000 0.08000 0.02000 0 0 67532219 67532219 608180176 184022077 424158099 7278625 4556807 2721818 141506796 85957610 55549186 5380228 5380228 555341550 CASH 7909881 F BUTTERFIELD FUND SERVICES 6863640 F DAVIDSON KEMPNER 12594021 F WINSTON GROWTH FUND 13737528 F COMMONFUND CEP VI 1548397 F COMMONFUND CEP V 859890 F COMMONFUND CEP VII 1329174 F GRACE VENTURE PARTNERS 38208 F PARK STREET CAPITAL V 1160031 F PARK STREET CAPITAL VI 4025610 F PARK STREET CAPITAL VIII 4477302 F WELLINGTON REAL ASSET PORTFOLIO 3640237 F 457B 1188972 F CASH SURRENDER VALUE 450284 F DREYFUS CASH MANAGEMENT #288 1581837 F LANKLER ASSETS 2464337 F LEHMAN BROTHERS 4277675 F NATIONAL STUDENT ORGANIZATION 202727 F PARK STREET NRF II 1312592 F PARK STREET NRF III 2104052 F EATON PARK OVERSEAS FUND 2536385 F COMMONFUND CVP VIII 917475 F PARK STREET CAPITAL NRF IV 1473315 F PARK STREET CAPITAL IX 3949456 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND 3850551 F KING STREET CAPITAL LTD 3069604 F CHILTON GLOBAL NATURAL RESOURCES 139926 F FORESTER PARTNERS CLASS B-2 5045745 F FORESTER PARTNERS CLASS A-2 18013975 F COMMONFUND CVP IX 472087 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND IV 1838926 F ASIA ALTERNATIVE CAPITAL PARTNERS 616113 F ASTENBECK OFFSHORE COMMODITIES 5398727 F PAR STREET CAPITAL NRF V 565742 F PREFERRED STOCK CERTIFICATES 18000 F DOVER STREET VIII 609975 F TRUEBRIDGE CAPITAL PARTNERS 200000 F 120482397 STUDENT DEPOSITS 6183362 ANNUITY DEPOSITS 831190 REFUNDABLE U.S. GRANTS 4108306 11122858 X PART III, LINE 4: THE CULINARY ARTS MUSEUM IS AN EDUCATIONAL RESOURCE FOR JOHNSON & WALES UNIVERSITY, THE COMMUNITY AT-LARGE, FOOD SCHOLARS AND THE FOOD SERVICE INDUSTRY WHICH SEEKS TO BOTH PRESERVE AND INTERPRET CULINARY AND HOSPITALITY HERITAGE. IT IS A SHOWCASE FOR THE WORK OF STUDENTS, FACULTY, ALUMNI AND DISTINGUISHED VISITING CHEFS. THROUGH EXHIBITIONS AND SPECIAL EVENTS, THE MUSEUM STRIVES TO INTERPRET THE EVOLUTION OF FOOD PREPARATION AND PRESENTATION, THE DEVELOPMENT OF CULINARY EQUIPMENT AND TECHNOLOGY, THE DIVERSE MENUS OFFERED AND THE PLACES WHERE PEOPLE PARTAKE OF FOOD. PART IV, LINE 2B: THE UNIVERSITY HOLDS MONEY AS A CUSTODIAN FOR STUDENT CLUBS AND POTENTIAL FUTURE PROGRAMS TO BE REFUNDED IF PROGRAM IS NOT INITIATED. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNIVERSITY INTENDS TO USE ITS ENDOWMENT FUND FOR THE GENERAL BENEFIT OF THE UNIVERSITY'S CURRENT AND FUTURE STUDENTS (INCLUDING SCHOLARSHIPS AND LOAN FUNDS) AND FOR THE FUTHERANCE OF THE EDUCATIONAL MISSION OF THE UNIVERSITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: JOHNSON & WALES UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN EDUCATIONAL INSTITUTION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON RELATED INCOME. ANY TAX ON THE SUBSIDIARIES IS NOT SIGNIFICANT TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AND ITS DECISION TO INCLUDE OR EXCLUDE ITEMS OF INCOME UNRELATED TO ITS OPERATIONS AS TAX POSITIONS; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. MANAGEMENT BELIEVES THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2013 OR 2012. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2010. INTEREST AND PENALTIES, IF ANY, ARE INCLUDED IN INCOME TAX EXPENSE. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 JOHNSON & WALES UNIVERSITY RECRUITS THROUGHOUT THE U.S. AND DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHICAL AREA. PER REV. PROC. 75-50, 1975-2 C.B. 587, SECTION 4.03 PARAGRAPH 2(B), SUCH A SCHOOL MAY SATISFY THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02, WHICH REQUIRES THAT A SCHOOL'S NONDISCRIMINATORY POLICY AS TO STUDENTS BE INCLUDED IN ALL ITS BROCHURES AND CATALOGUES DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. THE UNIVERSITY COMPLIES WITH THIS REQUIREMENT. MOREOVER, THE UNIVERSITY CURRENTLY ENROLLS STUDENTS OF RACIAL MINORITY GROUPS IN MEANINGFUL NUMBERS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 JOHNSON & WALES UNIVERSITY PARTICIPATES IN THE TITLE IV FINANCIAL AID PROGRAMS AND RECEIVES GRANTS FROM THE U.S. DEPARTMENT OF EDUCATION, THE U.S. SMALL BUSINESS ADMINISTRATION, THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES, THE CORPORATION FOR NATIONAL & COMMUNITY SERVICE, AND THE STATES OF RHODE ISLAND, FLORIDA, NORTH CAROLINA, MASSACHUSETTS, WYOMING, MAINE, DELAWARE, CONNECTICUT, VERMONT, MARYLAND AND PENNSYLVANIA. 1 EAST ASIA AND THE PACIFIC - 5 21 PROGRAM SERVICES STUDENT RECRUITING 481000 EUROPE (INCLUDING ICELAND & GREENLAND) - 2 7 PROGRAM SERVICES STUDENT RECRUITING 40250 CENTRAL AMERICA AND THE CARIBBEAN - 0 4 PROGRAM SERVICES STUDY ABROAD 8750 SOUTH ASIA - AFGHANISTAN, BANGLADESH, 1 2 PROGRAM SERVICES STUDENT RECRUITING 48500 MIDDLE EAST AND NORTH AFRICA - 0 1 PROGRAM SERVICES STUDENT RECRUITING 1750 CENTRAL AMERICA AND THE CARIBBEAN - 0 0 PROGRAM SERVICES STUDY ABROAD 93353 EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES STUDY ABROAD 266588 CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENTS 15416750 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 INVESTMENTS 7253726 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 1 PRGORAM SERVICES STUDENT RECRUITING 1000 SUB-SAHARAN AFRICA - ANGOLA, 0 0 PROGRAM SERVICES STUDY ABROAD 84579 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 PROGRAM SERVICES STUDY ABROAD 1388525 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 PROGRAM SERVICES STUDY ABROAD 130830 CENTRAL AMERICA AND THE CARIBBEAN - 0 0 GRANTMAKING 33565 EAST ASIA AND THE PACIFIC - 0 0 GRANTMAKING 97618 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 GRANTMAKING 203147 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 GRANTMAKING 32092 SUB-SAHARAN AFRICA - ANGOLA, 0 0 GRANTMAKING 29076 8 35 0 1 8 36 16356941 9254158 25611099 STUDY ABROAD SCHOLARSHIP CENTRAL AMERICA 26 33565 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP EAST ASIA & THE PACIFIC 83 97618 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP EUROPE 214 203147 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SOUTH AMERICA 24 32092 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SUB-SAHARAN AFRICA 24 29076 CREDIT TO STUDENT ACCOUNT BOOK 1 0 1 1 1 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE UNIVERSITY APPLIES SCHOLARSHIPS FOR THE STUDY-ABROAD PROGRAM DIRECTLY TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES. X X X X X X X 1 STOCKADE CONSULTING GROUP INC 650 FRANKLIN ST STE 201 SCHENECTADY NY 12305 ANNUAL FUND PHONE SOLICITATION 0 20032 6700 13332 METROPOLITAN STRATEGIC 10873 NW 73RD TERRACE DORAL FL 33178 PROSPECT STRATEGY CONSULTING 0 0 88000 -88000 PATTON MCDOWELL AND ASSOCIATES LLC 338 S SHARON AMITY ROAD PMB 208 CHARLOTTE NC 28211 PROSPECT STRATEGY CONSULTING 0 0 25500 -25500 20032 120200 -100168 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI GOLF TOURNAMENT 482647 315288 167359 99144 94523 59583 149840 CHLT EPICUREAN SOCIETY 123750 107800 15950 14947 23167 2 70000 42803 27197 504 18302 676397 465891 210506 114091 118194 59583 168142 460010 -249504 1 UNITED WAY OF RI 228 WATERMAN AVE PROVIDENCE RI 02906 050276059 501C3 60000 DONOR-ADVISED PHILANTROPHY FUND TO ASSIST VARIOUS NON-PROFIT ORGANIZATIONS IN RHODE ISLAND CROSSROADS RI 160 BROAD ST PROVIDENCE RI 02903 050259094 501C3 2900 7225 FMV CULINARY EQUPMENT SUPPORT RHODE ISLAND HOMELESS SHELTER ST VINCENT DEPAUL MINISTRY 178 DEXTER ST PROVIDENCE RI 02903 050258987 501C3 5865 FMV CAKES/PASTRY/ROLLS AND NON-PERISHABLE FOOD ITEMS SUPPORT PROGRAM TO OVERCOME AND PREVENT HOMELESSNESS IN RHODE ISLAND BUILDING A COMMUNITY OF LEARNING IN RETIREMENT 123 VALLEY ST NORTH KINGSTOWN RI 02852 800201985 501C3 24400 FMV USE OF CLASSROOMS AND PARKING SPACES SUPPORT RHODE ISLAND CHAPTER OF ORGANIZATION SERVING RETIREES JUNIOR ACHIEVEMENT OF DENVER 1445 MARKET ST 200 DENVER CO 80202 840430495 501C3 10000 SUPPORT DENVER CHAPTER OF YOUTH ORGANIZATION WITH THEIR FINANCIAL LITERACY PROGRAM COMMUNITY TELEVISION FOUNDATION OF SOUTH FLORIDA PO BOX 610002 MIAMI FL 33261 590737868 501C3 10000 UNDERWRITE SOUTH FLORIDA PBS STATION PROGRAMMING AMERICAN PRODUCTION & INVENTORY CONTROL SOCIETY PO BOX 6421 PROVIDENCE RI 02940 942334549 501C3 5300 FMV USE OF CLASSROOM SPACE SUPPORT ORGANIZATION TO FOSTER & MAINTAIN HIGH STANDARDS IN THE FIELD OF RESOURCE MANAGEMENT BOYS & GIRLS CLUBS OF PROVIDENCE 550 WICKENDEN ST PROVIDENCE RI 02903 050258929 501C3 16200 100 FMV ADMISSION BAGS FOR AMAZING RACE ADVENTURE PROGRAM ASSIST RHODE ISLAND CHAPTER OF ORGANIZATION SERVING CHILDREN AND YOUTH DORCAS PLACE ADULT & FAMILY LEARNING CENTER 220 ELMWOOD AVE PROVIDENCE RI 02907 050391754 501C3 6020 FMV CLOTHING ASSIST RHODE ISLAND ORGANIZATION PROVIDING EDUCATIONAL AND SOCIAL SERVICES TO IMMIGRANTS & REFUGEES FEE GEEK PROVIDENCE PO BOX 603109 PROVIDENCE RI 02906 263653345 501C3 20479 FMV COMPUTERS/MONITORS/COPY MACHINES ASSIST ORG. THAT RECYCLES COMPUTERS FOR COMMUNITY ACCESS IN EXCHANGE FOR COMMUNITY SERVICE JUNIOR ACHIEVEMENT OF RI 120 WATERMAN ST PROVIDENCE RI 02906 050263443 501C3 6500 SUPPORT RHODE ISLAND CHAPTER OF ORGANIZATION THAT SEEKS TO EDUCATE AND INSPIRE YOUTH MBA RESEARCH INC 1375 KING AVE COLUMBUS OH 43212 310870337 501C3 12000 FMV USE OF CLASSROOM SPACE SUPPORT NATIONAL ORGANIZATION THAT SUPPORTS BUSINESS ADMINISTRATION EDUCATORS PLANET AID INC 1 CROSS ST HOLLISTON MA 01746 043348171 501C3 7105 FMV T-SHIRTS/POLO SHIRTS SUPPORT ORGANIZATION THAT RECYCLES USED CLOTHING TO HELP INTERNATIONAL DEVELOPMENT PROJECTS PROVIDENCE SCHOOL DEPARTMENT 797 WESTMINSTER ST PROVIDENCE RI 02903 056000329 170C1 13550 FMV CHAIRS/DESKS/COMPUTER PODIUMS ASSIST PUBLIC SCHOOLS IN PROVIDENCE, RI 13 1 SCHOLARSHIPS 14831 137258780 BOOK SCHOLARSHIPS PART II - THE OFFICE OF THE UNIVERSITY PRESIDENT MONITORS ALL FUNDS ALLOCATED TO EXTERNAL ORGANIZATIONS. PART III- THE UNIVERSITY PROVIDES ASSISTANCE IN THE FORM OF SCHOLARSHIPS THAT ARE ALL APPLIED TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES AT THE BURSAR'S OFFICE. X X 1 1 X X X X X 1 1 1 0 0 0 0 1 0 JOHN J BOWEN 609243 0 90000 0 34765 0 634951 0 33719 0 1402678 0 0 0 THOMAS DWYER 423265 0 43000 0 32400 0 401954 0 18469 0 919088 0 0 0 WAYNE M KEZIRIAN 302500 0 0 0 27388 0 25000 0 842 0 355730 0 0 0 MINNIE L RUNEY 296464 0 0 0 23691 0 25000 0 36724 0 381879 0 0 0 WILLIAM MCARDLE 244952 0 0 0 27977 0 24825 0 17864 0 315618 0 0 0 BARBARA BENNETT 220598 0 0 0 22682 0 22400 0 17466 0 283146 0 0 0 JOSEPH J GREENE JR 206464 0 0 0 9494 0 21075 0 18339 0 255372 0 0 0 VEERA S GAUL 242554 0 0 0 25162 0 24450 0 7966 0 300132 0 0 0 ROBIN P KRAKOWSKY 236096 0 10000 0 58998 0 25000 0 8093 0 338187 0 0 0 ARTHUR J GALLAGHER 230734 0 0 0 22498 0 24620 0 18442 0 296294 0 0 0 KENNETH F DISAIA 204464 0 0 0 28777 0 21515 0 18355 0 273111 0 0 0 AKHIL GUPTA 148964 0 0 0 10024 0 15325 0 33796 0 208109 0 0 0 TARUN MALIK 199914 0 0 0 8353 0 0 0 18329 0 226596 0 0 0 MARIE F BERNARDO 216964 0 0 0 35717 0 22125 0 23617 0 298423 0 0 0 LOREEN M CHANT 223964 0 0 0 8168 0 22825 0 18397 0 273354 0 0 0 LARRY RICE 172214 0 0 0 7738 0 17650 0 18250 0 215852 0 0 0 DIANE H D'AMBRA 188964 0 10000 0 38015 0 20325 0 52676 0 309980 0 0 0 RICHARD A WISCOTT 152464 0 0 0 7848 0 15675 0 18195 0 194182 0 0 0 JEFFREY D SENESE 204464 0 0 0 9881 0 21025 0 18343 0 253713 0 0 0 MERLIN A DECONTI JR 181984 0 0 0 17651 0 19095 0 18300 0 237030 0 0 0 RONALD L MARTEL 194600 0 0 0 14026 0 19535 0 680 0 228841 0 0 0 JAMES E GRIFFIN JR 195227 0 0 0 13352 0 20091 0 640 0 229310 0 0 0 MAUREEN T DUMAS 179464 0 5000 0 9921 0 18875 0 18263 0 231523 0 0 0 BETTE MATKOWSKI 106962 0 0 0 0 0 11489 0 0 0 118451 0 0 0 PATRICIA A MCLAUGHLIN 0 0 0 0 201923 0 0 0 0 0 201923 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANION - THE SPOUSES OF CERTAIN LISTED PERSONS OCCASIONALLY ACCOMPANY THEM ON BUSINESS TRIPS. THE SPOUSES ARE EMPLOYEES OF THE UNIVERSITY AND TRAVEL IN THEIR CAPACITY AS EMPLOYEES OF THE UNIVERSITY. SUCH TRAVEL IS NOT TREATED AS TAXABLE COMPENSATION. -HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - SOCIAL CLUB DUES ARE PAID FOR CERTAIN OFFICERS OF THE UNIVERSITY IN ACCORDANCE WITH THEIR EMPLOYMENT CONTRACTS WHICH ARE APPROVED BY THE COMPENSATION COMMITTEE. IN ALL CASES, WHERE THE BENEFIT IS TAXABLE, IT'S TREATED AS COMPENSATION. PART I, LINES 4A-C PATRICIA A. MCLAUGHLIN RECEIVED SEVERANCE PAYMENT IN THE AMOUNT OF $201,923. JOHN BOWEN AND THOMAS DWYER PARTICIPATE IN A SUPPLEMENTAL EMPLOYEE RETIREMENT PLAN (SERP), WHICH WAS ESTABLISHED UNDER SECTION 457(F) OF THE IRC. THE SERP WAS ESTABLISHED AND APPROVED BY THE BOARD OF TRUSTEES IN 2006 TO REWARD PERFORMANCE, LOYALTY, AND CONTINUOUS SERVICE OF SELECTED EXECUTIVES TO AGE 65. ONLY EXECUTIVES SPECIFICALLY DESIGNATED BY THE BOARD QUALIFY FOR PARTICIPATION, THEY MUST REMAIN EMPLOYED BY THE INSTITUTION THROUGH AGE 65 AND THE BENEFIT SUPPLEMENTS OTHER INSTITUTIONAL RETIREMENT PLANS SUCH THAT THE RECIPIENT WILL RECEIVE TOTAL RETIREMENT INCOME EQUAL TO 75% OF FINAL COMPENSATION. PART I, LINE 7 CERTAIN INDIVIDUALS LISTED IN PART VII, SECTION A, LINE 1(A), WERE PAID BONUSES (SEE SCHEDULE J, PART II, COLUMNS A AND B (III)) BASED UPON ONE OR MORE OF THE FOLLOWING ACCOMPLISHMENTS: SUCCESSFUL COMPLETION OF THE UNIVERSITY'S MOST RECENT STRATEGIC PLAN (FOCUS 2011), SUCCESSFUL DEVELOPMENT AND LAUNCHING OF THE UNIVERSITY'S CURRENT STRATEGIC PLAN(2017: THE CENTENNIAL PLAN), SUCCESSFUL FUNDING AND TERMINATION OF THE UNIVERSITY'S DEFINED BENEFIT PENSION PLAN, AND SUCCESSFUL TRANSITION OF THE LEADERSHIP OF ONE OF THE UNIVERSITY'S REGIONAL CAMPUSES. A NORTH CAROLINA FACILITIES FINANCE AGENCY 561592154 65818PCV9 2003-04-15 51600798 NCCFA 2003A BONDS-PURCHASE OF NEW OR IMPROVEMENTS TO EXISTING FACILITIES. 0 0 0 B COLORADO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY 840896727 196458SB0 2003-03-15 29997363 CO 2003A BONDS-PURCHASE OF NEW OR IMPROVEMENTS TO EXISTING FACILITIES. 0 0 0 C RHODE ISLAND HEALTH AND EDUCATION BUILDING CORPORATION 521300173 7622427W9 2003-04-01 50686880 REFUNDING OF PRE-2003 BOND DEBT 0 0 0 D CITY OF NORTH MIAMI FLORIDA EDUCATIONAL FACILITIES REVENUE REFUNDING BONDS 596000390 661057AW9 2003-03-15 26089596 REFUNDING OF PRE-2003 BOND DEBT 0 0 0 A 8210000 51600798 2597175 507214 1105224 47391185 0 0 1 1 B 6255000 29997263 467539 627908 28901816 0 0 1 1 C 28115000 50686880 49347456 469742 869682 1 0 1 1 D 11720000 26089596 25302479 339664 447457 0 1 1 1 A 0 0 1 1 0 0 0 1 B 0 0 1 1 0 0 0 1 C 0 0 0 0 0 0 0 D 0 0 1 1 0 0 0 0 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 0 D 0 0 0 1 0 0 0 0 0 A 1 B 1 C 1 D 1 SCHEDULE K PART IV, ARBITRAGE, LINE 2C DATE REBATE COMPUTATION PERFORMED ISSUER NAME: NORTH CAROLINA FACILITIES FINANCE AGENCY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/09/2013 ISSUER NAME: COLORADO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 09/30/2013 ISSUER NAME: RHODE ISLAND HEALTH AND EDUCATION BUILDING CORPORATION DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/2012 ISSUER NAME: CITY OF NORTH MIAMI FLORIDA EDUCATIONAL FACILITIES REVENUE REF DATE THE REBATE COMPUTATION WAS PERFORMED: 09/30/2013 PART III, LINE 4: THE UNIVERSITY HAS COMPLETED ITS PRIVATE BUSINESS USE CALCULATION AND OVER THE MEASUREMENT PERIOD OF THE LIFE OF THE BONDS THE CALCULATION IS BELOW 5%, INCLUDING COST OF ISSUANCE, AND IS IN COMPLIANCE WITH IRS REGULATIONS. TARUN MALIK EMPLOYEE RELOCATION LOAN X 75000 50172 0 1 1 50172 28105 DISCOUNTED TUITION SEE SCHEDULE O 0 X 25 2519 SALE OF COMPARABLE ITEMS X 100 4268 SALE OF COMPARABLE ITEMS X 65 310351 SALE OF COMPARABLE ITEMS X HORSES 7 431500 OPINION OF EXPERT X CLASSROOM SUPPLY 11 60660 SALE OF COMPARABLE ITEMS X OTHER 5 15022 SALE OF COMPARABLE ITEMS 6 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): SCHEDULE M, PART I, COLUMN (B), LINES 19, 26, AND 27 REPRESENT THE NUMBER OF SEPARATE GIFTS ON SEPARATE DATES; THAT IS, ONE DONOR MAY HAVE MADE MULTIPLE GIFTS DURING THE YEAR, AND EACH GIFT MAY CONTAIN MULTIPLE ITEMS. COLUMN (B), LINES 9, 10 AND 25 REPRESENT THE NUMBER OF ITEMS RECEIVED. FORM 990, PART VI, SECTION A, LINE 6 IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES) THE UNIVERSITY HAS A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION". THE CORPORATION CONSISTS OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS THAT ARE RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSES. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION IS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES) THE UNIVERSITY HAS A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION". THE CORPORATION CONSISTS OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS THAT ARE RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSES. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION IS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING, A COMPLETE COPY OF THE 990 IS PROVIDED TO THE BOARD OF TRUSTEES. IN ADDITION, MEMBERS OF THE AUDIT COMMITTEE MEET WITH ACCOUNTING MANAGEMENT TO ADDRESS ANY QUESTIONS. ALL QUESTIONS MUST BE ADDRESSED TO THE SATISFACTION OF THE COMMITTEE MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE, OFFICER AND SENIOR EXECUTIVE SHALL DISCLOSE TO THE BOARD AT LEAST ONCE EACH YEAR ALL THE MATERIAL FACTS CONCERNING HIS OR HER RELATIONSHIP WITH, OR INTEREST IN, ANY PERSON, FIRM, CORPORATION OR OTHER ENTITY WITH WHOM THE UNIVERSITY HAS, OR PROPOSES TO ENTER INTO, ANY CONTRACT OR OTHER TRANACTION WHICH MAY, DIRECTLY, OR INDIRECTLY, RESULT IN FINANCIAL GAIN OR OTHER ADVANTAGE TO SUCH TRUSTEE, OFFICER OR SENIOR EXECUTIVE BY REASON OF SUCH RELATIONSHIP OR INTEREST. ADDITIONALLY, WHERE APPLICABLE, ALL TRUSTEES, OFFICERS AND SENIOR EXECUTIVES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST NOT LATER THAN WHEN THE POTENTIAL CONFLICT BECOMES A MATTER OF BOARD ACTION. THE CORPORATE SECRETARY SHALL COLLECT THE INFORMATION INCLUDED IN THE AFOREMENTIONED DISCLOSURE STATEMENTS AND REPORT ON THE SAME TO THE AUDIT COMMITTEE. THE INFORMATION IS REVIEWED BY ACCOUNTING PERSONNEL FOR BUSINESS AND PERSONAL RELATIONSHIPS THAT MAY RESULT IN A CONFLICT OF INTEREST SITUATION. A LISTING OF THE INDIVIDUALS AND RELATED BUSINESSES AND / OR ORGANIZATIONS IS DEVELOPED AND DISTRIBUTED TO ACCOUNTS PAYABLE / PROCUREMENT PERSONNEL WITH A DIRECTIVE TO MONITOR ALL OF THE TRANSACTIONS WITH ANY OF THE LISTED BUSINESSES AND / OR INDIVIDUALS. ALSO, AS PART OF THE ANNUAL INDEPENDENT AUDIT, ALL TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS MUST BE SUMMARIZED FOR PURPOSES OF THE REQUIRED FINANCIAL STATEMENT DISCLOSURE OF RELATED PARTY TRANSACTIONS. THIS PROVIDES AN ADDED OPPORTUNITY FOR MANAGEMENT TO REVIEW SUCH TRANSACTIONS AND RELATIONSHIPS FOR PROPRIETY. TRUSTEES, OFFICERS AND SENIOR EXECUTIVES MAY VOTE ON AND / OR PARTICIPATE IN APPROVING TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS IN CERTAIN PRESCRIBED CIRCUMSTANCES IN WHICH THE RELATIONSHIP IS CLEARLY DISCLOSED AND THE TRANSACTION IS APPROVED BY A MAJORITY OF THE DISINTERESTED TRUSTEES, OFFICERS AND / OR SENIOR EXECUTIVES THAT ARE CHARGED WITH MAKING THE DECISION REGARDING THE TRANSACTION IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S TOP MANAGEMENT OFFICIAL (THE UNIVERSITY CHANCELLOR) AS WELL AS THE NEXT TWO HIGHEST RANKING OFFICIALS (THE VICE CHANCELLOR AND THE CHIEF OPERATING OFFICER) INCLUDED ALL OF THE ELEMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. THE INDEPENDENT COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES INDEPENDENTLY ENGAGED A FIRM OF COMPENSATION SPECIALISTS TO PERFORM A STUDY TO EVALUATE THE COMPENSATION LEVELS OF SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED INSTITUTIONS. THIS INFORMATION WAS USED BY THE COMMITTEE TO EVALUATE THE COMPENSATION OF THESE THREE ADMINISTRATORS. THE RESULTING COMPENSATION AMOUNTS WERE OFFICIALLY APPROVED BY THE COMMITTEE AND DOCUMENTED IN THE MEETING MINUTES AS WELL AS IN SIGNED EMPLOYMENT CONTRACTS FOR EACH INDIVIDUAL. THESE COMPENSATION AMOUNTS WERE APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD, AND THE COMPENSATION OF THE CHANCELLOR/PRESIDENT/CEO WAS APPROVED BY THE ENTIRE BOARD OF TRUSTEES. THIS PROCESS OCCURRED IN DECEMBER OF 2012 FOR CONTRACT PERIODS BEGINNING ON JANUARY 1, 2013. SIMILAR COMPENSATION STUDIES HAVE BEEN PERFORMED FOR ALL OF THE REMAINING INDIVIDUALS AND/OR POSIITIONS REPORTED IN PART VII, EXCEPT FOR THE POSITION OF THE ASSISTANT SECRETARY. ALL OF THESE STUDIES WERE PERFORMED IN 2013 FOR COMPENSATION EFFECTIVE JULY 1, 2013. ADDITIONALLY, DURING THE INTERVENING YEARS BETWEEN THE FORMAL STUDIES, THE COMPENSATION FOR ALL OF THESE INDIVIDUALS IS REVIEWED BY THE GOVERNING BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE GENERAL PUBLIC VIA THE UNIVERSITY'S AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S FORM 990 IS AVAILABLE TO THE GENERAL PUBLIC VIA GUIDESTAR'S AND THE MASSACHUSETT ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE GENERAL PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN INVESTMENT IN CORPORATE SUBS. -21,738. INVESTMENT IN CONTROLLED NOT-FOR-PROFIT ORGANIZATION -166,966. SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: BLUE CROSS & BLUE SHIELD OF RI (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: MERRILL SHERMAN, A TRUSTEE OF THE UNIVERSITY IS A DIRECTOR OF BLUE CROSS & BLUE SHIELD OF RI (C) AMOUNT OF TRANSACTION: $1,490,274 (D) DESCRIPTION OF TRANSACTION: FEE FOR ADMINISTERING THE UNIVERISTY'S SELF-INSURED HEALTH/DENTAL INSURANCE PLAN (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: DUKE ENERGY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES HANCE, JR., A TRUSTEE OF THE UNIVERSITY IS A DIRECTOR OF DUKE ENERGY (C) AMOUNT OF TRANSACTION: $541,251 (D) DESCRIPTION OF TRANSACTION: PURCHASE OF ELECTRICITY (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: SPRINT NEXTEL (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES HANCE, JR., A TRUSTEE OF THE UNIVERSITY IS NON-EXECUTIVE CHAIRMAN OF SPRINT NEXTEL (C) AMOUNT OF TRANSACTION: $291,604 (D) DESCRIPTION OF TRANSACTION: PURCHASE OF TELEPHONE SERVICES AND REVENUE FROM COMMUNICATION CHANNELS (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: MULTICULTURAL FOODSERVICE & HOSPITALITY ALLIANCE (MFHA)(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: GERALD FERNANDEZ, A TRUSTEE OF THE UNIVERSITY IS PRESIDENT OF MFHA; THOMAS DWYER AND WAYNE KEZIRIAN, OFFICERS OF THE UNIVERSITY ARE DIRECTORS OF MFHA(C) AMOUNT OF TRANSACTION: $166,965 (D) DESCRIPTION OF TRANSACTION: EXPENSES PAID ON BEHALF OF AND ADVANCES MADE TO MFHA, A TAX-EXEMPT ORGANIZATION RELATED TO THE UNIVERSITY (E) SHARING OF ORGANIZATION REVENUES? = NO A) NAME OF PERSON: PIEDMONT NATURAL GAS (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: THOMAS SKAINS, A TRUSTEE OF THE UNIVERSITY IS THE CHAIRMAN, PRESIDENT AND CEO OF PIEDMONT NATURAL GAS (C) AMOUNT OF TRANSACTION: $155,410 (D) DESCRIPTION OF TRANSACTION: NATURAL GAS SERVICES (E) SHARING OF ORGANIZATION REVENUES? = NO A) NAME OF PERSON: SARAH C. MALIK (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $80,865 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: KATHLEEN A. HARNEY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $70,083 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: JAMES C. GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $55,615 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: IRMA JULIE GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $61,496 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: BARBARA G. DISAIA (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $65,302 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: MICHELE VON HEIN (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $19,907 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO WILDCAT REALTY HOLDINGS LLC 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 454834756 REAL ESTATE HOLDINGS RI 0 2099840 JOHNSON & WALES UNIVERSITY CENTER FOR THE ADVANCEMENT OF FOODSERVICE EDUCATION LLC 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 262837995 RESOURCE FOR FOODSERVICE EDUCATION MD 0 0 JOHNSON & WALES UNIVERSITY MULTICULTURAL FOODSERVICE & HOSPITALITY ALLIANCE 1144 NARRAGANSETT BLVD CRANSTON RI 02905 364120950 BUILD CULTURAL INTELLIGENCE RI 501(C)(3) LINE 9 JOHNSON & WALES UNIVERISTY 1 JWC CORP 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 050345038 RETAIL SALES RI JOHNSON & WALES UNIVERSITY C -500 8007 1.00000 0 J&W CORP 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 042794637 HOLD LIQUOR LICENSE MA JOHNSON & WALES UNIVERSITY C -12253 1.00000 0 JOHNSON & WALES UNIVERSITY CLUB 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 050366691 RETAIL SALES RI JOHNSON & WALES UNIVERSITY C 2160 1.00000 0 CHARITABLE REMAINDER ANNUITY TRUST(1) CHARITABLE TRUST RI N/A T 0 CHARITABLE REMAINDER UNITRUST(2) CHARITABLE TRUST RI N/A T 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 1 MULTICULTURAL FOODSERVICE & HOSPITALITY ALLIANCE R 75000 ACTUAL