2014-05-14T10:54:54-05:00 2013-06-30 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2012-07-01 132926426 GRAHAM WINDHAM GRAH 2125296445 33 IRVING PLACE NEW YORK NY 10003 JESS DANNHAUSER 2125296445 2014-05-15 1 MARK PISZKO P01402796 2122862600 2014-05-13 2012 2015-11-30 17:44:51Z JESS DANNHAUSER 33 IRVING PLACE NEW YORK NY 10003 59190830 0 X WWW.GRAHAM-WINDHAM.ORG X 1806 NY TO MAKE LIFE ALTERING DIFFERENCES FOR CHILDREN AND YOUTH WHO HAVE EXPERIENCED MAJOR CHILDHOOD HARDSHIPS INCLUDING ABUSE, NEGLECT AND TRAUMA BY PROVIDING EACH CHILD WE SERVE WITH STRONG FOUNDATIONS FOR SUCCESS IN LIFE. THESE FOUNDATIONS INCLUDE A SAFE, LOVING, PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN LIFE. OUR MAJOR ACTIVITIES INCLUDE THE DELIVERY OF FAMILY BASED FOSTER CARE SERVICES, RESIDENTIAL EDUCATION AND TREATMENT SERVICES AND A RANGE OF COMMUNITY BASED FAMILY AND YOUTH SUPPORT SERVICES INCLUDING MENTAL HEALTH SERVICES. 25 25 752 175 0 0 66813896 58010193 913278 241045 318842 436039 43261 45260 68089277 58732537 0 0 0 0 39827289 35728961 0 0 605279 28198722 22208626 68026011 57937587 63266 794950 34458674 33869871 21435043 19545622 13023631 14324249 X TO MAKE LIFE ALTERING DIFFERENCES FOR CHILDREN AND YOUTH WHO HAVE EXPERIENCED MAJOR CHILDHOOD HARDSHIPS INCLUDING ABUSE, NEGLECT AND TRAUMA BY PROVIDING EACH CHILD WE SERVE WITH STRONG FOUNDATIONS FOR SUCCESS IN LIFE. THESE FOUNDATIONS INCLUDE A SAFE, LOVING, PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN LIFE. 0 1 19959585 0 THE FAMILY PERMANENCY PLANNING SERVICES DIVISION DELIVERS HIGH QUALITY COMMUNITY BASED FAMILY FOSTER CARE SERVICES ON BEHALF OF MORE THAN 1,100 CHILDREN ENTRUSTED TO OUR CARE OVER THE COURSE OF A YEAR. IN ADDITION TO THE PROVISION OF SAFE, STABILIZING FAMILY BASED 24 HOUR CARE, WE WORK CLOSELY WITH THE BIRTH PARENTS OF CHILDREN IN OUR CARE TO STRENGTHEN THEIR CAPACITY, AND OVERCOME BARRIERS WHICH WOULD OTHERWISE PREVENT REUNIFICATION. GRAHAM WINDHAM ALSO DILIGENTLY PURSUED THE GOALS OF ADOPTION AND OTHER APPROPRIATE PERMANENT OUTCOMES INCLUDING KINGAP CARE WHEN A DETERMINATION IS MADE THAT A CHILD CANNOT BE SUCCESSFULLY REUNITED WITH HIS/HER PARENT(S). SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS WHICH PROMOTE THE GOALS OF SAFETY, PERMANENCY, EDUCATIONAL ACHIEVEMENT AND OTHER POSITIVE OUTCOMES INCLUDE: SPECIALIZED THERAPEUTIC CARE, MULTI-DIMENSIONAL TREATMENT FOSTER CARE, FAMILY SUPPORT, AFTERCARE/FAMILY DEVELOPMENT SERVICES, HOME FINDING, EDUCATIONAL ADVOCACY & TUTORING, AND PREPARING YOUTH FOR ADULTHOOD (PYA) SERVICES FOR ADOLESCENTS AND OLDER TEENS. AS A RESULT OF THESE INTERVENTIONS, THE PROGRAM WAS ABLE TO SUCCESSFULLY REUNITE 183 CHILDREN WITH THEIR FAMILIES, AND COMPLETED 58 ADOPTIONS AND 10 KINGAP GUARDIANSHIP PLACEMENTS DURING THE REPORTING PERIOD. 13616677 87921 THROUGH OUR WESTCHESTER SERVICES DIVISION, WE OPERATE THE GRAHAM SCHOOL RESIDENTIAL EDUCATION AND TREATMENT CENTER WHICH PROVIDES AN INTENSIVE 24/7 THERAPEUTIC TREATMENT AND ACADEMIC EXPERIENCE FOR APPROXIMATELY 692 OLDER CHILDREN AND YOUTH WHO ARE REFERRED TO US DURING THE YEAR BY SOCIAL SERVICE DISTRICTS, FAMILY COURTS, PROBATION DEPARTMENTS AND PUBLIC SCHOOL DISTRICTS. ENSURING THE SAFETY AND STABILITY OF THE YOUTH PLACED WITH THE GRAHAM SCHOOL IS OF PARAMOUNT IMPORTANCE AS WE WORK WITH RESIDENTS AND THEIR FAMILIES TO ACHIEVE PERMANENCY AND EDUCATIONAL OUTCOMES THAT WILL BE DURABLE AND LIFE CHANGING. SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS INCLUDE THERAPEUTIC RESIDENTIAL CARE, AN INTENSIVE ON-SITE SCHOOL DESIGNED TO HELP UNDER CREDITED YOUTH WHO ARRIVE ON CAMPUS YEARS BEHIND THEIR PEERS TO MAKE UP LOST ACADEMIC GROUND, A HOST OF VOCATIONAL, EMPLOYMENT, COLLEGE PREP, RECREATIONAL AND ATHLETIC PROGRAMS, AS WELL AS A UNIQUE PEER LEADERSHIP PROGRAM BUILT UPON A PRO-SOCIAL, PRO-SELF NORMATIVE CULTURE. DURING THE REPORTING PERIOD, THE GRAHAM SCHOOL SUCCESSFULLY DISCHARGED 60 YOUTH TO THEIR FAMILIES OR TO ANOTHER PERMANENT CONNECTION. 11373922 0 GRAHAM WINDHAM'S MEDICAID SERVICES INCLUDE AN ARRAY OF MEDICAID FUNDED MEDICAL, MENTAL HEALTH AND DENTAL SERVICES TO SUPPORT CHILDREN AND YOUTH WHO NEED RESIDENTIAL OR FAMILY BASED FOSTER CARE. WE ALSO DELIVER MEDICAID FUNDED BRIDGES TO HEALTH WAIVER SERVICES FOR CHILDREN RESIDING IN COMMUNITY BASED, FAMILY SETTINGS WHO NEED EXTRA SUPPORT SERVICES TO ENSURE THEY CAN AVOID HOSPITALIZATION OR OTHER MORE RESTRICTIVE RESIDENTIAL PLACEMENTS. 6994240 153124 GRAHAM WINDHAM'S OTHER PROGRAM SERVICES INCLUDE A WIDE RANGE OF COMMUNITY BASED FAMILY SUPPORT SERVICES. THESE COMMUNITY BASED SUPPORTS INCLUDE PREVENTIVE SERVICES FOR FAMILIES AT RISK OF HAVING ONE OR MORE OF THEIR CHILDREN PLACED INTO 24 HOUR CARE. WE HELPED 99% OF 509 FAMILIES RECEIVING IN-HOME PREVENTIVE SERVICES SAFELY CARE FOR THEIR CHILDREN, KEEPING THEIR FAMILIES TOGETHER AND STABLE. IN ADDITION, WE DELIVER COMMUNITY BASED MENTAL HEALTH SERVICES, AND OTHER PUBLIC SCHOOL BASED AFTERSCHOOL SERVICES AIMED AT SUPPORTING AND ENGAGING YOUTHS AND THEIR FAMILIES THROUGH A COMBINATION OF RECREATIONAL PROGRAMMING, THE ARTS, ATHLETICS, TUTORING, AND HOMEWORK HELP. THE EARLY CHILDHOOD SERVICE CONTINUUM INCLUDED EARLY HEAD START, THE FAMILY CHILD CARE NETWORK, AND THE THREE COMMUNITY BASED EARLY LEARN CENTERS THAT WE OPERATED IN THE BRONX, HARLEM AND BROOKLYN THROUGH OCTOBER 2012. THIS DIVISION DELIVERED HIGHLY VALUED CHILD CARE AND EARLY CHILDHOOD DEVELOPMENT SERVICES ON A CONSISTENT BASIS. 6994240 153124 51944424 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 127 0 1 752 1 0 0 0 0 0 1 1 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X FRANCIS X SPAIN CO GRAHAM WINDHAM 2125296445 33 IRVING PLACE NEW YORK NY 10003 GEORGIA WALL 10.00 X X 0 0 0 JOHN CECIL 3.00 X X 0 0 0 SALLY E DURDAN 2.00 X 0 0 0 PAMELA C MINETTI 2.00 X X 0 0 0 SALIM RAMJI 2.00 X X 0 0 0 MARK RUFEH 2.00 X X 0 0 0 MELISSA M THOMSON 1.00 X 0 0 0 KENNETH R BRYANT 1.00 X X 0 0 0 JOHN SARGENT 2.00 X X 0 0 0 HENRY J CARNAGE 1.00 X 0 0 0 ERIC GERSTER 1.00 X 0 0 0 MICHAEL GOLDEN 1.00 X 0 0 0 JENNIFER RUSSO 1.00 X 0 0 0 JENNIFER MACKESY 2.00 X X 0 0 0 DON WEISBERG 1.00 X 0 0 0 BARBARA MARCUS 2.00 X X 0 0 0 HEATHER MCVEIGH 2.00 X 0 0 0 CARMEN PAOLERCIO 1.00 X 0 0 0 THOMAS HAINES PHD 1.00 X 0 0 0 EYAL SHEMESH MD 1.00 X 0 0 0 JESSICA HUNT 1.00 X 0 0 0 FRAN EIGENDORFF 1.00 X 0 0 0 RICHARD ROTHMAN 2.00 X 0 0 0 GAIL COHEN 1.00 X 0 0 0 ANDRE KOESTER 1.00 X 0 0 0 POUL JENSEN 35.00 X 310182 0 35742 FRANCIS X SPAIN 35.00 X 237864 0 32479 JESS DANNHAUSER 35.00 X 229319 0 31250 SANDRA APRIL 35.00 X 184402 0 17823 CHARMANE WONG 35.00 X 172216 0 26882 KATHERINE STOEHR 35.00 X 195120 0 29474 GERALD LEVENTHAL 35.00 X 182463 0 28647 BASIL WEBSTER 35.00 X 154640 0 15699 KRISTEN RAGUSA 35.00 X 121693 0 14490 KIMBERLY HARDY WATSON 35.00 X 124579 0 22162 SHARMEELA MEDIRATTA 35.00 X 149904 0 27142 MITCHELL RUBIN 35.00 X 186782 0 20114 2249164 0 301904 18 0 1 0 CARRIERI & CARRIERI 200 OLD COUNTRY ROAD MINEOLA NY 11501 LEGAL 312637 MARTIN IRWIN 455 MARTLING AVENUE TARRYTOWN NY 10591 MEDICAL 169788 MED PSYCH SERVICES 43 HIGH POINT CIRCLE RYE BROOK NY 10573 MEDICAL 103680 3 1077139 56408653 524401 58010193 PROGRAM SERVICE FEE 900099 153124 153124 SCHOOL DIST. FEE & CONT. 900099 87921 87921 241045 334828 334828 346839 245628 101211 101211 101211 212665 1077139 212665 0 MISCELLANEOUS INCOME 900099 45260 45260 45260 58732537 241045 0 481299 1588722 470956 892261 225505 25114856 22921247 2051859 141750 5457782 4808318 576564 72900 1394278 1228362 147293 18623 2173323 1859859 272371 41093 320148 208864 111284 100000 65240 34760 17156 17156 1545771 1179356 365940 475 1413636 1278348 120953 14335 1682913 1273706 381720 27487 426152 420336 5428 388 136379 75384 39548 21447 72854 72854 606620 553799 52229 592 573854 512863 54678 6313 FOSTER & DAY CARE PYMTS 9137198 9137198 HEALTH SERVICES MED SUP 2302727 2302727 PROVISIONS/CLOTHING/REC 1866755 1848053 18702 REPAIR AND MAINTENANCE 1253467 1183175 63624 6668 752996 543779 200216 9001 57937587 51944424 5387884 605279 3395216 2077937 15421884 15666945 741532 710792 16856828 13045698 4012024 3811130 10888018 11603067 34458674 33869871 9417322 8208265 7749 9168 995904 923904 11014068 10404285 21435043 19545622 X 11742362 13191093 390916 154350 890353 978806 13023631 14324249 34458674 33869871 794950 505668 0 X X 0 1 X 1 1 1 X 61876641 64862721 66202134 66813896 58010193 317765585 61876641 64862721 66202134 66813896 58010193 317765585 317765585 322057 273215 281412 315237 334828 1526749 26623 52524 42813 43261 45260 210481 319502815 3872427 0.99460 0.99420 X 890353 109426 20973 978806 890659 19073 19379 890353 749312 158574 17227 890659 679946 92977 23611 749312 826596 -124438 20275 1937 679946 1.00000 0 0 144900 144900 10238747 8325419 1913328 3036443 2214479 821964 1405008 1181447 223561 2031730 1324353 707377 3811130 DUE TO GOVERNMENTS 10313720 DUE TO GREENBURGH SCHOOL 90565 10404285 X 59221049 505668 505668 58715381 17156 17156 58732537 57920431 0 57920431 17156 17156 57937587 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: GRAHAM WINDHAM MAINTAINS ASSETS THAT ARE LIMITED IN THEIR USE BY DONOR-IMPOSED RESTRICTIONS AND RESTRICTED FOR INVESTMENT IN PERPETUITY. THE INCOME AND GAINS FROM INVESTMENT OF THESE FUNDS ARE AVAILABLE TO SUPPORT THE OPERATIONS AND VARIOUS PROGRAMS OF THE AGENCY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. LEADERSHIP COUNCIL 1289804 1077139 212665 95610 117055 1289804 1077139 212665 95610 117055 212665 0 X X X X X 0 0 0 0 0 0 0 0 0 POUL JENSEN 210182 0 100000 0 0 0 18813 0 16929 0 345924 0 0 0 FRANCIS X SPAIN 172864 0 65000 0 0 0 15550 0 16929 0 270343 0 0 0 JESS DANNHAUSER 169319 0 60000 0 0 0 13446 0 17804 0 260569 0 0 0 SANDRA APRIL 139402 0 45000 0 0 0 12037 0 5786 0 202225 0 0 0 CHARMANE WONG 127216 0 45000 0 0 0 11363 0 15519 0 199098 0 0 0 KATHERINE STOEHR 145120 0 50000 0 0 0 12766 0 16708 0 224594 0 0 0 GERALD LEVENTHAL 137463 0 45000 0 0 0 12037 0 16610 0 211110 0 0 0 BASIL WEBSTER 141992 0 12648 0 0 0 10292 0 5407 0 170339 0 0 0 SHARMEELA MEDIRATTA 124904 0 25000 0 0 0 10213 0 16929 0 177046 0 0 0 MITCHELL RUBIN 179588 0 7194 0 0 0 12552 0 7562 0 206896 0 0 0 X 4 86438 FAIR MARKET VALUE 0 0 0 CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 GRAHAM WINDHAM DECIDED TO CEASE THE OPERATION OF ITS EARLY CHILDHOOD SERVICES PROGRAMS EFFECTIVE OCTOBER 31, 2012. GOING FORWARD, THE AGENCY'S EXCLUSIVE PROGRAM FOCUS WILL BE ON THE DELIVERY OF CORE CHILD WELFARE AND YOUTH SERVICES. ALL OF GRAHAM WINDHAM'S EARLY CHILDHOOD PROGRAMS WERE SUCCESSFULLY TRANSITIONED TO THE SPONSORSHIP OF OTHER QUALIFIED CHILD CARE ORGANIZATIONS. FORM 990, PART VI, SECTION B, LINE 11 DURING THE PREPARATION STAGE OF THE FORM 990, SCHEDULES, NARRATIVES AND PERTINENT INFORMATION ARE SENT TO OUR AUDITORS TO ASSIST THEM IN COMPLETING THE DOCUMENT. UPON COMPLETION, THE FINANCE COMMITTEE REVIEWS AND VETS THE DOCUMENT. A PAPER COPY OF THE FORM 990 IS SENT VIA MAIL TO ALL MEMBERS OF GRAHAM WINDHAM'S BOARD OF DIRECTORS FOR REVIEW AND COMMENT BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C GRAHAM WINDHAM'S CONFLICT OF INTEREST POLICY IS APPLICABLE TO THE DIRECTORS, OFFICERS AND STAFF OF THE CORPORATION. FULL DISCLOSURE OF ANY CONFLICT BY A DIRECTOR IS REQUIRED TO THE BOARD OF DIRECTORS. A CONFLICT OF INTEREST STATEMENT IS SIGNED ANNUALLY. ANY DIRECTOR WITH A CONFLICT OF INTEREST CANNOT VOTE ON THE MATTER AND COULD BE ASKED TO LEAVE THE MEETING WHICH CONSIDERS THE MATTER, AT THE DISCRETION OF THE CHAIR OF THE BOARD OF DIRECTORS. THE MINUTES OF THE MEETING REFLECT THE DETAILS OF THE CONFLICT OF INTEREST AND THE VARIOUS ACTIONS TAKEN. EMPLOYEES MUST ADHERE TO THE GRAHAM WINDHAM EMPLOYEE HANDBOOK CONFLICT OF INTEREST GUIDELINES. FORM 990, PART VI, SECTION B, LINE 15 EVERY YEAR, INCLUDING FISCAL YEAR 2013, THE COMPENSATION FOR THE CEO AND VICE PRESIDENT IS DETERMINED BY THE BOARD OF DIRECTORS' COMPENSATION COMMITTEE. STAFF EVALUATIONS, MARKET VALUE AND COMPARABILITY TO OTHER INDUSTRY COMPETITORS ARE KEY FACTORS IN DETERMINING COMPENSATION IN ORDER TO RETAIN THE BEST STAFF. AFTER COMPENSATION IS DETERMINED, A MEMO IS SENT TO HUMAN RESOURCES AND FISCAL FOR PROCESSING AND DOCUMENTATION PURPOSES. FORM 990, PART VI, SECTION C, LINE 19 GRAHAM WINDHAM'S FEDERAL FORM 990 AND NYS FORM CHAR500, CONFLICT OF INTEREST POLICY AND ANNUAL FINANCIAL STATEMENTS ARE READILY AVAILABLE FOR PUBLIC INSPECTION. THE FORM 990 CAN BE VIEWED ON THE NEW YORK STATE ATTORNEY GENERAL'S WEBSITE AS WELL AS GUIDESTAR.ORG. FINANCIAL STATEMENTS ARE SENT TO OUR FUNDERS ALONG WITH THEIR REQUIRED ANNUAL REPORTS. ALL OF THE ABOVE FORMS ARE AVAILABLE UPON REQUEST BY THE PUBLIC. FORM 990. PART XII, LINE 2C THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT. OVERSIGHT PROCESSES FROM THE PRIOR YEAR HAVE NOT CHANGED.