2014-05-14T08:19:43-05:00 2013-06-30 131655065 LUTZ AND CARR CPAS LLP 300 EAST 42ND STREET NEW YORK NY 10017 990 2012-07-01 132974347 NEW YORK CITY OPERA INC NEWY 6467589440 PO BOX 3034 NEW YORK NY 101633034 ANDREA NELLIS 6467589440 2014-05-12 1 FREDERICK MARTENS P00298107 2126972299 2012 2015-11-30 17:44:51Z X ANDREA NELLIS PO BOX 3034 NEW YORK NY 101633034 17054891 0 X WWW.NYCOPERA.COM X 1978 NY TO INSPIRE AUDIENCES WITH INNOVATIVE AND THEATRICALLY COMPELLING OPERA. 23 22 477 12 0 0 10795484 9565319 2777854 2177854 316881 162249 240823 1407454 14131042 13312876 0 0 0 0 8277201 7317727 0 0 1301896 6605941 7075231 14883142 14392958 -752100 -1080082 9457777 7572241 6574723 5599728 2883054 1972513 X CITY OPERA'S MISSION IS TO INSPIRE AUDIENCES WITH INNOVATIVE AND THEATRICALLY COMPELLING OPERA, TO NURTURE THE WORK OF PROMISING AMERICAN ARTISTS, AND TO BUILD NEW AUDIENCES THROUGH AFFORDABLE TICKET PRICES AND EXTENSIVE OUTREACH AND EDUCATION PROGRAMS. 0 0 11870512 2140499 MAINSTAGE PRODUCTIONSTHE 2012-2013 SEASON WAS A REMARKABLE ONE FOR NEW YORK CITY OPERA HAVING RECEIVED RAVE REVIEWS FROM THE PRESS AND PUBLIC ALIKE. SPRING 2013 FEATURED 16 PERFORMANCES OF 4 OPERAS NEW TO THE COMPANY'S REPERTOIRE, ALL IN NEW PRODUCTIONS BY TODAY'S LEADING DIRECTORS IN TWO ICONIC NY THEATERS: BAM & NY CITY CENTER. NYC OPERA'S BAM RESIDENCY OPENED WITH POWDER HER FACE DIRECTED BY JAY SCHEIB AND CONCLUDED WITH THE TURN OF THE SCREW, DIRECTED BY SAM BUNTROCK. IN APRIL 2013, NYC OPERA RETURNED TO ITS HISTORIC HOME AT THE NY CITY CENTER WITH A NEW PRODUCTION OF ROSSINI'S MOSES IN EGYPT, DIRECTED BY MICHAEL COUNTS AND CONCLUDED THE SPRING 2013 SEASON WITH FOUR PERFORMANCES OF OFFENBACH'S LA PERICHOLE DIRECTED BY CHRISTOPHER ALDEN AT NY CITY CENTER. 188916 37355 EDUCATION PROGRAMSNYC OPERA SERVED OVER 2,500 STUDENTS THROUGH ITS EDUCATION PROGRAMS THAT INCLUDED IN-SCHOOL WORKSHOPS AT THE ELEMENTARY, MIDDLE& HIGH SCHOOL LEVELS AS WELL AS PRE-PROFESSIONAL TRAINING FOR HIGH SCHOOL VOCAL STUDENTS. ADDITIONALLY, THE OPERA IS ELEMENTARY PROGRAM (GRADES 2-5) FOCUSED ON AN ABRIDGED VERSION OF UNSUK CHIN'S NEW OPERA, ALICE IN WONDERLAND, WITH A LIBRETTO BY DAVID HENRY HWANG, BRINGING ELEMENTARY STUDENTS TO THE JOHN JAY THEATER FOR THE PERFORMANCES.ON NOVEMBER 8, 2012 THE VOX CONTEMPORARY AMERICAN OPERA LAB RETURNED TO NYU'S SKIRBALL CENTER. DESCRIBED BY THE NY TIMES AS AN "INVALUABLE CONTRIBUTION TO THE CITY'S CULTURAL LIFE AND THE FUTURE OF AMERICAN OPERA," VOX GIVES AMERICAN COMPOSERS AND AUDIENCES A CHANCE TO HEAR PROFESSIONAL PERFORMANCES OF NEW OPERATIC WORKS. VOX 2012 PRESENTED 6 NEW WORKS IN CONJUNCTION WITH OPERA AMERICA'S NEW WORKS FORUM, A 3-DAY MEETING OF LEADING PRODUCERS, ARTISTS, AND PUBLISHERS WORKING TO ADDRESS ISSUES CENTRAL TO THE EXPANSION OF THE AMERICAN OPERATIC REPERTOIRE. 12059428 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 92 0 477 1 0 0 0 0 0 1 1 0 0 0 0 X 23 22 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY NJ CT X X ANDREA SCALA NELLIS 6467589440 PO BOX 3034 NEW YORK NY 101633034 CHARLES R WALL 10.00 X X 0 0 0 GEORGE STEEL 40.00 X X 322081 0 25840 SUSAN L BAKER 2.00 X 0 0 0 JOHN H BIGGS 2.00 X 0 0 0 AMES BROWN 2.00 X 0 0 0 EMILIE ROY COREY 2.00 X 0 0 0 CAROLINE CRONSON 2.00 X 0 0 0 MARY SHARP CRONSON 2.00 X 0 0 0 JENNIE DESCHERER 2.00 X 0 0 0 EDMEE DE M FIRTH 2.00 X 0 0 0 MICHAEL E GELLERT 2.00 X 0 0 0 JOAN GRANLUND 2.00 X 0 0 0 SUSAN ZISES GREEN 2.00 X 0 0 0 SHARON HITE 2.00 X 0 0 0 HELEN LITTLE 2.00 X 0 0 0 LYNN J LOACKER 2.00 X 0 0 0 MARK W NEWHOUSE 2.00 X 0 0 0 ROY G NIEDERHOFFER 2.00 X 0 0 0 MARTIN J OPPENHEIMER 2.00 X 0 0 0 CHARLES I PETSCHEK 2.00 X 0 0 0 MARC POWELL 2.00 X 0 0 0 MATTHEW L RINGEL 2.00 X 0 0 0 ELLIOTT K SLADE III 2.00 X 0 0 0 MRS JAMES C SLAUGHTER 2.00 X 0 0 0 ANDREA NELLIS 40.00 X 190363 0 32340 MARK ROPER 40.00 X 45992 0 10717 STEPHANIE JERNSTROM 40.00 X 89368 0 21452 CHUCK GILES 40.00 X 109993 0 22951 BILL UPDEGRAFF 40.00 X 106523 0 11569 MICHAEL GARY 40.00 X 102426 0 10117 966746 0 134986 5 0 1 0 SPOTCO 512 7TH AVE2ND FLOOR NEW YORK NY 10018 ADVERTISING/MARKETING 488189 DOLLAND TRANSPORTATION LLC 344 E 91 ST STE 21F BROOKLYN NY 11212 TRUCKING 131384 2 513232 581857 8470230 203314 9565319 PROGRAM TICKET SALES 711130 1746803 1746803 SET AND PROP FEES 711130 199744 199744 PERFORMANCE FEE 711130 193952 193952 EDUCATION PROGRAM FEES 711130 37355 37355 2177854 163734 163734 6310 0 6310 6310 6310 1620698 1622183 -1485 -1485 -1485 244752 513232 244752 0 2087003 1875080 211923 211923 INSURANCE PROCEEDS 900099 504096 504096 OTHER REVENUE 900099 451908 451908 WAREHOUSE AUCTION PROCEEDS 900099 233217 233217 1189221 13312876 2177854 0 1569703 755722 278630 326436 150656 5530190 4670729 308447 551014 124827 99054 11925 13848 568734 490017 19968 58749 338254 268415 32315 37524 47467 47467 35187 35187 211573 12920 29879 168774 898571 898571 150281 62285 6087 81909 77351 64840 5120 7391 3421616 3336910 31981 52725 312229 289830 6511 15888 16448 16448 180583 151374 11953 17256 105934 88799 7012 10123 PRODUCTION MATERIALS 1249992 1249992 MISCELLANEOUS 265521 96400 134898 34223 SPECIAL SERIES & EVENTS 102478 662 101816 14392958 12059428 1031634 1301896 685090 513764 704837 123983 1913509 1400069 35281 43787 239893 260669 267203 282200 1675315 1296867 539665 378448 5006621 4490992 65678 78329 9457777 7572241 1235781 658833 269466 310867 150000 150000 4919476 4480028 6574723 5599728 X -45391636 -44055498 2259375 1012696 46015315 45015315 2883054 1972513 9457777 7572241 X -1080082 162551 6990 X 0 1 X 1 0 X 13958000 13928740 17039960 10795484 9565319 65287503 1897000 8514077 7518950 2964601 2389777 23284405 15855000 22442817 24558910 13760085 11955096 88571908 5513500 3427522 8635372 5821611 3345860 26743865 0 5513500 3427522 8635372 5821611 3345860 26743865 61828043 198000 276275 168281 377601 170044 1190201 198000 276275 168281 377601 170044 1190201 54076 1189221 1243297 16053000 22719092 24727191 14191762 13314361 91005406 0.67940 0.70730 0.01310 0.04630 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5029082 -984770 318966 133063 4230215 5068071 100608 139597 5029082 5783045 246336 961310 5068071 5414608 655909 287472 5783045 19326758 27157 85307 13854000 5414608 1.00000 0 0 12320 1558 10762 1172017 861107 310910 490978 434202 56776 378448 CAPITAL LEASE OBLIGATION 60922 DEFERRED RENT EXPENSE 410067 PAYROLL RELATED LIABILITIES 3994003 OTHER LIABILITIES 15036 4480028 X 13482417 162551 6990 169541 13312876 0 13312876 14392958 0 14392958 0 14392958 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT IS TO PROVIDE A SUSTAINED AND RELIABLE LEVEL OF REVENUE TO SUPPORT THE NEW YORK CITY OPERA'S MISSION. EARNINGS GENERATED BY THE GENERAL ENDOWMENT FUNDS ARE INTENDED TO HELP OFFSET BASIC ARTISTIC AND PRODUCTION COSTS ASSOCIATED WITH PRODUCING OPERA. DESIGNATED OR RESTRICTED ENDOWMENT FUNDS ARE INTENDED TO HELP FUND SPECIFIC PROGRAMS, SUCH AS VOX AND CITY OPERA EDUCATION, OR TO SUPPORT SPECIFIC ARTISTIC INITIATIVES, SUCH AS SPECIAL FUNDS FOR VISITING ARTISTS OR THE CREATION OF ARTIST AWARDS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: MANAGEMENT HAS EVALUATED ALL INCOME TAX POSITIONS AND CONCLUDED THAT NO DISCLOSURES RELATING TO UNCERTAIN TAX POSITIONS ARE REQUIRED IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION AND POST EMPLOYMENT RELATED CHANGES OTHER THAN PERIODIC PENSION COST 6,990. FALL BENEFIT 78638 33718 44920 44920 SPRING BENEFIT 515771 386016 129755 129755 2 163575 93498 70077 70077 757984 513232 244752 244752 244752 0 X X X X 0 0 0 0 0 0 0 0 0 GEORGE STEEL 321091 0 0 0 990 0 0 0 25840 0 347921 0 0 0 ANDREA NELLIS 189828 0 0 0 535 0 0 0 32340 0 222703 0 0 0 X 13 203314 FAIR VALUE 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 DIRECTOR MARY SHARP CRONSON AND DIRECTOR CAROLINE CRONSON - FAMILY RELATIONSHIP FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY MANAGEMENT BEFORE DISTRIBUTION TO THE AUDIT COMMITTEE FOR REVIEW AND APPROVAL. UPON APPROVAL BY THE AUDIT COMMITTEE, A PUBLIC INSPECTION VERSION OF FORM 990 IS PROVIDED TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY TO THE BOARD OF DIRECTORS AT WHICH TIME EACH MEMBER IS REQUIRED TO REVIEW THE PROCEDURE AND SIGN THE ATTACHED CONFLICT OF INTEREST STATEMENT IN WHICH THEY MUST ACKNOWLEDGE AND SET FORTH ANY EXCEPTIONS TO THE POLICY. THE POLICY AND ACKNOWLEDGED CONFLICTS ARE REGULARLY AND CONSISTENTLY MONITORED BY THE AUDIT COMMITTEE. THE COMMITTEE WILL BRING TO THE BOARD FOR DISCUSSION ANY MATTERS THAT ARISE FROM THESE ACTIVITIES. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE GENERAL MANAGER AND ARTISTIC DIRECTOR IS DETERMINED, REVIEWED AND APPROVED BY A BOARD-DESIGNATED COMMITTEE COMPRISED OF VOTING BOARD MEMBERS WHO DO NOT POSSESS A CONFLICT OF INTEREST WITH RESPECT TO THE EMPLOYMENT ARRANGEMENT. COMPENSATION IS DETERMINED BASED ON CONSIDERATION OF COMPARATIVE DATA FROM SIMILARLY STRUCTURED ORGANIZATIONS AND BUDGETARY ANALYSIS. THE COMMITTEE PROVIDES A RECOMMENDATION TO THE BOARD FOR APPROVAL. COMPENSATION FOR THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE GENERAL MANAGER AND ARTISTIC DIRECTOR. COMPENSATION IS DETERMINED BASED ON CONSIDERATION OF COMPARATIVE DATA FROM SIMILARLY STRUCTURED ORGANIZATIONS AND BUDGETARY ANALYSIS. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, FORM 990 AND FORM 1023 ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: PENSION & POST-EMPLOYMENT-RELATED CHANGES OTHER THAN PERIODIC BENEFIT COST 6,990.