2014-05-13T13:35:19-05:00 2013-12-31 042958048 LaPointe Torrisi Stanley & CO PC 555 Turnpike Street Suite 47 North Andover MA 01845 990PF 2013-01-01 830368529 The Crotty Family Foundation Inc c/o Battery Global Advisors CROT 6179483808 1 Marina Park Drive No 1150 Boston MA 02210 Thomas J Crotty President 6179483808 2014-05-02 1 Alfred C Torrisi CPAMSTCFP P00210893 9787945700 2014-05-02 X 2013 2015-12-30 17:16:21Z X X 1393177 X 1728605 29322 27423 24372 2267231 1542583 28232 14 1810531 1570020 0 0 0 48387 501 0 21346 18851 0 69733 19352 0 2177820 2177820 2247553 19352 2177820 -437022 1550668 1527788 1098007 1098007 381 302030 295170 295170 1830199 1393177 1393177 0 0 X 0 0 0 0 1830199 1393177 1830199 1393177 1830199 1393177 1830199 -437022 0 1393177 0 1393177 From K-1 Battery Alternative Income Fund P 2013-12-31 2013-12-31 4359 -4359 -4359 From K-1 Battery Alternative Income Fund P 2012-12-30 2013-12-31 3523 3523 3523 128 ABBOTT LABS 2012-10-01 2013-09-04 4269 4252 17 17 107 AIR PRODUCTS & CHEM 2012-10-01 2013-09-04 11102 8880 2222 2222 128 ABBVIE INC SHS 2012-10-01 2013-09-04 5483 4611 872 872 148 BAXTER INTERNTL INC 2012-10-01 2013-09-04 10316 8899 1417 1417 75 CHEVRON CORP 2012-10-01 2013-09-04 9088 8813 275 275 151 CH ROBINSON WORLDWIDE INC 2012-10-01 2013-09-04 8659 8912 -253 -253 231 COCA COLA COM 2012-10-01 2013-09-04 8885 8877 8 8 189 EATON CORP PLC 2012-12-04 2013-09-04 12143 9726 2417 2417 132 GENL DYNAMICS CORP 2012-10-01 2013-09-04 11210 8880 2330 2330 146 HONEYWELL INTL INC 2012-10-01 2013-09-04 11800 8852 2948 2948 138 NORFOLK SOUTHERN CORP 2012-10-01 2013-09-04 10201 8907 1294 1294 17,744.502 DELAWARE CORPORATE BOND FUND INSTL CL 2013-01-01 2013-08-28 103805 112273 -8468 -8468 5,976.011 DELAWARE LIMITED TERM DIVERSIFIED INCM 2013-01-01 2013-08-28 50856 52764 -1908 -1908 8,677.671 LOOMIS SAYLES INVT GRADE 2013-01-01 2013-08-28 104306 110483 -6177 -6177 4,435.534 LOOMIS SAYLES LTD TERM GOV & AGENCY 2013-01-01 2013-08-28 51807 53561 -1754 -1754 325 DU PONT E I DE NEMOURS 2013-09-04 2013-11-04 19500 18634 866 866 144 MEDTRONIC INC 2013-09-04 2013-11-04 8242 7697 545 545 297 MICROSOFT CORP 2013-09-04 2013-12-03 11369 9274 2095 2095 4 NORTHROP GRUMMAN CORP 2013-09-04 2013-11-04 434 377 57 57 321 TARGET CORP 2013-01-01 2013-12-03 20155 20500 -345 -345 70 3M COMPANY 2013-01-01 2013-12-03 8845 8046 799 799 205 MEDTRONIC INC 2012-10-01 2013-11-04 11733 8888 2845 2845 13 MICROSOFT CORP 2012-10-01 2013-11-04 466 385 81 81 288 MICROSOFT CORP 2012-10-01 2013-12-03 11025 8523 2502 2502 95 3M COMPANY 2012-10-01 2013-12-03 12004 8881 3123 3123 16,034 EXACTTARGET 2011-11-10 2013-07-11 541148 69395 471753 471753 6,945 GUIDEWIRE SOFTWARE 2007-09-20 2013-02-05 235933 34934 200999 200999 13,510 GUIDEWIRE SOFTWARE 2007-09-20 2013-10-21 668124 73210 594914 594914 6,063 GUIDEWIRE SOFTWARE 2007-09-20 2013-10-22 300800 32855 267945 267945 1542583 0 1032645 1180117 0.875036 1023015 750243 1.363578 776815 549419 1.413884 653857 776648 0.841896 418098 808004 0.517445 5.011839 1.002368 1517524 1521117 15507 1536624 2177820 X 15507 0 15507 0 15507 31600 31600 16093 16093 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A JOHN DINNEEN CO BGA 6179483808 1 MARINA PARK DRIVE SUITE 1150 BOSTON MA 02210 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THOMAS J CROTTY 31 SEARS ROAD SOUTHBOROUGH MA 01772 PRESIDENT 1.00 0 0 0 SHAROLYN K CROTTY 31 SEARS ROAD SOUTHBOROUGH MA 01772 CLERK 1.00 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 45056 1200408 295170 1540634 0 0 1540634 23110 1517524 75876 75876 15507 15507 60369 0 60369 0 60369 2177820 0 2177820 15507 2162313 60369 0 0 395329 615123 764514 985879 1005237 3766082 2177820 0 0 0 60369 2117451 0 0 5883533 0 0 0 0 0 0 395329 5488204 615123 764514 985879 1005237 2117451 THOMAS J CROTTY X Alzheimers Assn 225 N Michigan Ave Chicago IL 60601 None Exempt Charitable 250 American Cancer Society PO Box 22718 Oklahoma City OK 731231718 None Exempt Charitable 250 Americans For Responsible Recreational Access 1152 15th Street NW Suite 800 Washington DC 20005 None Exempt Charitable 100 Catholic Home Missions PO Box 96278 Washington DC DC 20090 None Exempt Charitable 25 Cure Alzheimers Fund 34 Washington Street Wellesley Hills MA 02481 None Exempt Charitable 500 Dana Farber Jimmy Fund 10 Brookline Place West 6th Floor Brookline MA 02445 None Exempt Charitable 250 Danforth Museum Art 123 Union Ave Framingham MA 01702 None Exempt Charitable 500 Draper Richards Kaplan Foundation 1600 El Camino Real Suite 155 Menlo Park CA 94025 None Exempt Charitable 250000 Firstgiving Co-Op America 48 Grove St Suite 106 Somerville MA 02144 None Exempt Charitable 250 Friends of Southborough Council on Aging 9 Cordaville Road Southborough MA 01772 None Exempt Charitable 320 Global Citizen Year 1625 Clay Street Suite 400 Oakland CA 94612 None Exempt Charitable 25000 Grass Root Soccer 6729 Academy Road Suite D Albuquerque NM 87109 None Exempt Charitable 460600 Memorial Sloan-Kettering Cancer Center 1275 York Ave New York NY 10065 None Exempt Charitable 500 Partners in Charity Appeal 49 Elm Street Worcester MA 01609 None Exempt Charitable 500 PMC- Jimmy Fund 77 Fourth Avenue Needham MA 02494 None Exempt Charitable 1100 Project Eye to Eye 1430 Broadway Floor 6 New York NY 10018 None Exempt Charitable 3000 St Matthews Church 105 Southville Road Southborough MA 01772 None Exempt Charitable 2425 The Bridge Over Troubled Waters 3811 Allen-Genoa Road Pasadena TX 77504 None Exempt Charitable 19200 The Irish American Partnership 33 Broad Street Boston MA 02109 None Exempt Charitable 2500 The Woodward School 1102 Hancock Street Quincy MA 02169 None Exempt Charitable 500 Town of Southborough MCOP Local PO Box 426 Southborough MA 01772 None Exempt Charitable 50 University of Notre Dame 64 Kingston Road Exeter NH 03833 None Exempt Charitable 1400000 USC Roski School ADM 160 MC 4017 Los Angeles CA 90089 None Exempt Charitable 10000 2177820 0 14 29322 18 24372 Book/Tax Timing Differences-Battery Income Fund, LLC Sch. K-1 14 28218 Sec. 988 Ordinary Loss 14 14 0 81926 0 81926 0 0 0 0 0 0 0 0 0 0 X X 1 Thomas J Crotty 31 Sears Road Southborough MA 01772 233908 X 2 Thomas J Crotty 31 Sears Road Southborough MA 01772 539143 X 3 Thomas J Crotty 31 Sears Road Southborough MA 01772 955554 X 1 6,945 shares Guidewire Software (GWRE) 233908 2013-02-01 2 16,034 shares Exact Target (ET) 539143 2013-06-19 3 19,573 shares Guidewire Software (GWRE) 955554 2013-10-21 N/A 0 Battery Income Fund, LLC FMV 295170 295170 Investment Fees 7442 7442 0 Battery Income Fund 1939 1939 0 Annual Report Fees 15 15 0 BGA Investment Advisory Fees 9455 9455 0 Professional Fees 2495 0 0 Book/Tax Timing Differences-Battery Income Fund, LLC Sch. K-1 28218 28218 Sec. 988 Ordinary Loss 14 14 14 State Registration Fee 500 500 0 Federal Taxes Paid 47886 0 0 Foreign Income Taxes Paid 1 1 0