2014-05-09T16:39:31-05:00 2013-07-31 941254756 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 990 2012-08-01 942340692 PALO ALTO UNIVERSITY INC PALO 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 JUNE KLEIN 8008186136 2014-04-30 1 MAGA E KISRIEV P01008919 4157810793 2012 2015-11-30 17:44:51Z ALLEN CALVIN 1791 ARASTRADERO ROAD PALO ALTO CA 94304 26494077 0 X WWW.PALOALTOU.EDU X 1975 CA TO PROVIDE UNDERGRADUATE AND GRADUATE LEVEL EDUCATION IN THE FIELD OF PSYCHOLOGY. 35 34 452 38 0 0 913496 1962377 22246760 24359471 13883 12303 -89106 0 23085033 26334151 1280821 1643143 0 0 11364574 14231981 0 0 501984 8275494 10352950 20920889 26228074 2164144 106077 21332860 21536933 8400048 8496065 12932812 13040868 X PALO ALTO UNIVERSITY IS A DIVERSE AND DYNAMIC COMMUNITY DEDICATED TO EDUCATION WITH AN EMPHASIS IN THE BEHAVIORAL AND SOCIAL SCIENCES, TO PROMOTING FUTURE INNOVATORS AND LEADERS FOR THE BENEFIT OF SOCIETY; TO GENERATING KNOWLEDGE THROUGH RESEARCH AND SCHOLARSHIP OF THE HIGHEST LEVEL; AND TO PROVIDING SERVICES TO THE COMMUNITY INFORMED BY SCIENCE AND SCHOLARSHIP. 0 0 4764014 517949 12674189 PHD CLINICAL PSYCHOLOGY - THE UNIVERSITY HAS OFFERED A FIVE-YEAR, ONSITE PH.D. GRADUATE PROGRAM IN CLINICAL PSYCHOLOGY SINCE 1975. THE PH.D. PROGRAM WAS ACCREDITED BY THE AMERICAN PSYCHOLOGICAL ASSOCIATION (APA) IN 1988 AND RE-ACCREDITED BY APA AS RECENTLY AS MAY 2013. IN 1997 WASC APPROVED A JD-PH.D. JOINT DEGREE PROGRAM IN PSYCHOLOGY AND LAW, OFFERED IN COLLABORATION GOLDEN GATE UNIVERSITY.THE ATTACHED PHD CLINICAL PSYCHOLOGY TABLE DISPLAYS FUNDAMENTAL EDUCATIONAL OUTCOMES FOR PAU DOCTORAL PROGRAM. ADDITIONAL OUTCOMES DATA IS REPORTED ANNUALLY TO WASC, THE DEPARTMENT OF EDUCATION, THE AMERICAN PSYCHOLOGICAL ASSOCIATION, AND OTHER INSTITUTIONS. 3700332 324957 4979928 PSYD CLINICAL PSYCHOLOGY - PAU OFFERS A FIVE-YEAR ONSITE DOCTORAL PROGRAM IN CLINICAL PSYCHOLOGY, LEADING TO A DOCTOR OF PSYCHOLOGY DEGREE (PSY.D.), WAS APPROVED BY WASC IN 2002. THIS PROGRAM IS IMPLEMENTED IN COLLABORATION WITH THE STANFORD SCHOOL OF MEDICINE DEPARTMENT OF PSYCHIATRY AND BEHAVIORAL SCIENCES. THE PROGRAM, THE PGSP-STANFORD PSY.D. CONSORTIUM, WAS FIRST ACCREDITED BY APA IN 2006 AND WAS RECENTLY REACCREDITED IN 2013 BY APA FOR SEVEN YEARS. 1188018 215299 GRONOWSKI CENTER -THE GRONOWSKI CENTER IS A PSYCHOLOGY TRAINING CLINIC DEDICATED TO PROVIDING COMPASSIONATE COUNSELING, SYCHOTHERAPY AND ASSESSMENT SERVICES TO ADULTS, OLDER ADULTS, COUPLES, ADOLESCENTS, CHILDREN AND FAMILIES IN SANTA CLARA COUNTY AND SAN MATEO COUNTY.THE CLINIC OFFERS SERVICES ON A SLIDING SCALE BASIS AS A PART OF ITS COMMUNITY MISSION. SERVICES ARE PROVIDED BY DOCTORAL LEVEL PSYCHOLOGY STUDENTS UNDER THE SUPERVISION OF LICENSED PSYCHOLOGISTS. 10932367 800237 6490055 PAU MASTERS AND UNDERGRADUATE PROGRAMS -PAU WAS GRANTED WASC ACCREDITATION FOR A DISTANCE EDUCATION M.S. IN PSYCHOLOGY DEGREE PROGRAM IN 2000. THE M.S. IN PSYCHOLOGY IS PRIMARILY A PREPARATORY PROGRAM FOR STUDENTS SEEKING ENTRANCE TO THE PH.D. PROGRAM. WASC ACCREDITED THE PAU M.A. IN MENTAL HEALTH COUNSELING DISTANCE EDUCATION PROGRAM IN 2009, AS WELL AS ONSITE AND DISTANCE EDUCATION PROGRAMS LEADING TO AN M.A. IN COUNSELING OR IN COUNSELING PSYCHOLOGY IN 2011. PAU ONSITE MASTERS DEGREE PROGRAMS ARE OFFERED AT THE MAIN CAMPUS AND THE GRONOWSKI CENTER FACILITY IN PALO ALTO, AS WELL AS, THROUGH COOPERATIVE AGREEMENT, AT CABRILLO COLLEGE CAMPUS IN SCOTTS VALLEY.PAU WAS GRANTED WASC APPROVAL FOR A BACHELOR OF SCIENCE IN PSYCHOLOGY AND SOCIAL ACTION ONSITE DEGREE PROGRAM IN 2006, FOLLOWED BY A BACHELOR OF SCIENCE IN BUSINESS PSYCHOLOGY ONSITE PROGRAM IN 2009. BOTH PROGRAMS ARE TWO-YEAR DEGREE COMPLETION PROGRAMS AND REQUIRE ENTERING STUDENTS TO HAVE COMPLETED FRESHMAN AND SOPHOMORE GENERAL EDUCATION REQUIREMENTS AND ANOTHER ACCREDITED INSTITUTION. IN 2011, WASC GRANTED APPROVAL FOR DISTANCE EDUCATION VERSIONS OF BOTH UNDERGRADUATE PROGRAMS. PAU UNDERGRADUATE PROGRAMS UTILIZE THE MAIN CAMPUS AND THE GRONOWSKI CENTER FACILITY IN PALO ALTO, AND, VIA COOPERATIVE AGREEMENTS WITH LOCAL COMMUNITY COLLEGES, CAMPUSES AT DE ANZA COLLEGE IN CUPERTINO, FOOTHILL COLLEGE IN LOS ALTO HILLS, AND THE COLLEGE OF SAN MATEO IN SAN MATEO.THE ATTACHED MS COUNSELING, BS PSYCHOLOGY & SOCIAL ACTION, AND BS BUSINESS PSYCHOLOGY TABLES DISPLAY OUTCOMES FOR PAU MASTERS AND UNDERGRADUATE PROGRAMS. 10932367 800237 6490055 20584731 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 47 0 452 1 0 0 0 0 0 0 0 0 0 0 0 X 35 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JUNE KLEIN 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 ALLEN CALVIN 40.00 X X 447359 0 183071 WILLIAM FROMING 40.00 X 288867 0 24827 JUNE KLEIN 40.00 X 198997 0 24014 ELIZABETH HILT 40.00 X 138322 0 19299 LULI EMMONS 40.00 X 167933 0 24106 JAMES BRECKENRIDGE 40.00 X 223350 0 13507 ROBERT RUSSELL 40.00 X 258336 0 24606 RICARDO MUNOZ 40.00 X 250832 0 14366 LEONARD BECKUM 40.00 X 193619 0 21133 KIMBERLY BALSAM 40.00 X 218163 0 16567 JAMES R OTIENO 3.00 X 0 0 0 CAROLYN J CLINE MD PHD 3.00 X 0 0 0 NICHOLAS C COCHRAN 3.00 X 0 0 0 MARTIN H DODD 3.00 X 0 0 0 DERRICK FELTON 3.00 X 0 0 0 RITA DESALES FRENCH PHD 3.00 X 0 0 0 BERTON KEITH 3.00 X 0 0 0 MICHAEL J KERNER PHD 3.00 X 0 0 0 LESLIE R KOONCE 3.00 X 0 0 0 IRIS KOROL 3.00 X 0 0 0 DANIEL KOSTENBAUDER 3.00 X 0 0 0 JOHN KRUMBOLTZ PHD 3.00 X 0 0 0 MATT LEVINE 3.00 X 0 0 0 JOSE R LLANES PHD 3.00 X 0 0 0 MARILYN LONERGAN 3.00 X 0 0 0 RICHARD LONERGAN 3.00 X 0 0 0 RUTH B LOVE PHD 3.00 X 0 0 0 THOMAS A MACCALLA EDD 3.00 X 0 0 0 NAZ MOTAYAR PHD 3.00 X 0 0 0 RAQUEL H NEWMAN EDD 3.00 X 0 0 0 ISRAEL NIV PHD 3.00 X 0 0 0 JENNIFER OTHWEIN PHD JD 3.00 X 0 0 0 RABBI STEPHEN S PEARCE PHD 3.00 X 0 0 0 KATHRYN PRYOR PHD 3.00 X 0 0 0 GORDON RAUSSER PHD 3.00 X 0 0 0 LAURA W ROBERTS MA 3.00 X 0 0 0 ALAN F SCHATZBERG MD 3.00 X 0 0 0 FRED R SEDDIQUI 3.00 X 0 0 0 GARY J SHAPIRO JD 3.00 X 0 0 0 ELLEN L SHUCK 3.00 X 0 0 0 PAMELA J SWALER PHD 3.00 X 0 0 0 RT REV WILLIAM E SWING 3.00 X 0 0 0 ALLEN S WEINER JD 3.00 X 0 0 0 TOM YEH 3.00 X 0 0 0 2385778 0 365496 10 0 1 0 STANFORD UNIVERSITY 401 QUARRY ROAD RM 3213 STANFORD CA 94305 CONSORTIUM 2699795 JENZABAR PO BOX 55018 BOSTON MA 02205 SOFTWARE & CONSULTING 455429 FOOTHILL-DEANZA CCD 12345 EL MONTE ROAD LOS ALTOS CA 94022 CONSORTIUM 353000 BECKER MEDIA 2633 TELEGRAPH AVE OAKLAND CA 94612 MARKETING CONSULTING 271860 DEAF SERVICES OF PALO ALTO PO BOX 60651 PALO ALTO CA 94306 SIGN LANGUAGE INTERPRETATION 247452 9 150671 1811706 12544 1962377 TUITION 611600 20628946 20628946 COURSE FEES 611600 3452703 3452703 OTHER PROGRAM SERV. INC 611710 277822 277822 24359471 7371 7371 164858 159926 4932 4932 4932 26334151 24359471 0 12303 1643143 1643143 1516795 663354 853441 10596747 9035027 1244493 317227 619372 362705 247957 8710 632610 509175 112167 11268 866457 692320 152315 21822 1241793 508002 716266 17525 65343 65343 132365 132365 446314 347006 98211 1097 178959 143298 34313 1348 186915 144392 38691 3832 779855 637394 130679 11782 233221 163611 68165 1445 124688 100271 19951 4466 14627 11299 3028 300 508003 319758 180514 7731 167597 167597 CONSORTIUM PAYMENTS 2755067 2755067 OTHER 1842393 1740207 15731 86455 TEMPORARY AGENCIES 447218 235862 210796 560 BAD DEBT EXPENSE 358115 358115 870477 572840 291221 6416 26228074 20584731 5141359 501984 4330913 1804906 1081634 1081621 984590 2014713 5351477 6021905 169720 495043 10479048 2025023 8377751 8454025 302798 304786 733977 759630 0 600304 21332860 21536933 1608951 2198096 5225728 6278026 1565369 19943 8400048 8496065 X 11611962 11428017 661582 931029 659268 681822 12932812 13040868 21332860 21536933 106077 1979 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1110798 22554 27660 1161012 1096045 12662 2091 1110798 1080810 6734 8501 1096045 822935 250796 7607 -528 1081866 690411 179154 -46630 822935 0.41270 0.58730 0 0 2950000 2950000 4481602 386710 4094892 16534 1929 14605 2269162 999533 1269629 761750 636851 124899 8454025 PAYABLE TO LENDERS FOR EXCESS FUNDS TO STUDENTS 19943 19943 X 24692987 1979 -1643143 -1641164 26334151 0 26334151 24584931 0 24584931 1643143 1643143 26228074 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXES ON RELATED ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. AS OF JULY 31, 2013 AND 2012, MANAGEMENT EVALUATED THE UNIVERSITY'S TAX POSITIONS AND CONCLUDED THAT THE UNIVERSITY HAD MAINTAINED ITS TAX-EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE FEDERAL OR STATE AUTHORITIES FOR THE TAX YEARS BEFORE 2009 AND 2008, RESPECTIVELY. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUE ON FS -1,643,143. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUE ON FS 1,643,143. PART V, LINE 4: PALO ALTO UNIVERSITY'S ENDOWMENTS CONSIST OF EIGHT INDIVIDUAL FUNDS, ALL ESTABLISHED TO GENERATE SUPPORT FOR PAU'S GENERAL OPERATIONS, TUITION ASSISTANCE AND PROGRAMS. ITS ENDOWMENT INCLUDES DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THIS INFORMATION IS INCLUDED IN THE STUDENT HANDBOOK, ON THE PALO ALTO UNIVERSITY WEBSITE, AND IN ALL RECRUITMENT MATERIALS FOR PROSPECTIVE STUDENTS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AID UNDER TITLE IV OF THE STUDENT FINANCIAL ASSISTANCE PROGRAM. THE PROGRAMS THAT THE UNIVERSITY PARTICIPATES IN ARE THE FEDERAL FAMILY EDUCATION LOAN PROGRAM (WHICH INCLUDES FEDERAL STAFFORD SUBSIDIZED, UNSUBSIDIZED AND EXTENDED UNSUBSIDIZED LOANS) AND THE FEDERAL WORK STUDY PROGRAM. 1 SCHOLARSHIPS, GRANTS AND FINANCIAL AIDS 231 1643143 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZATION PROVIDES FINANCIAL AID ONLY TO QUALIFIED STUDENTS ENROLLED AT THE UNIVERSITY. THE ADMISSIONS DEPARTMENT IS RESPONSIBLE FOR MANAGING THE FELLOWSHIP AND SCHOLARSHIP ALLOCATION FOR NEW STUDENTS. THE FACULTY AND THE ADMISSIONS DEPARTMENT WORK TOGETHER TO AWARD FELLOWSHIPS OR SCHOLARSHIPS TO NEW STUDENTS. X X X X 0 1 0 0 0 0 0 0 0 ALLEN CALVIN 428259 0 0 0 19100 0 181413 0 1658 0 630430 0 160000 0 WILLIAM FROMING 287867 0 1000 0 0 0 14443 0 10384 0 313694 0 0 0 JUNE KLEIN 198997 0 0 0 0 0 9950 0 14064 0 223011 0 0 0 ELIZABETH HILT 138322 0 0 0 0 0 6916 0 12383 0 157621 0 0 0 LULI EMMONS 140433 0 22500 0 5000 0 8147 0 15959 0 192039 0 0 0 JAMES BRECKENRIDGE 222750 0 0 0 600 0 11138 0 2369 0 236857 0 0 0 ROBERT RUSSELL 221017 0 19800 0 17519 0 12216 0 12390 0 282942 0 0 0 RICARDO MUNOZ 207996 0 2000 0 40836 0 12512 0 1854 0 265198 0 0 0 LEONARD BECKUM 181595 0 1000 0 11024 0 9380 0 11753 0 214752 0 0 0 KIMBERLY BALSAM 111760 0 9100 0 97303 0 10110 0 6457 0 234730 0 0 0 PART I, LINE 4B PART I, QUESTION 4B: ALLEN CALVIN RECEIVED IRC SECTION 457(F) DEFERRED COMPENSATION OF $160,000. FORM 990, PART VI, SECTION B, LINE 11 THE COMPLETED FORM 990 WAS REVIEWED AND PREPARED BY THE CONTROLLER. AFTER THE CONTROLLER REVIEWED, THE CFO REVIEWED. ANY CHANGES WERE GIVEN TO THE ACCOUNTING FIRM. THE REVISED FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE AND THEN FORWARDED TO THE BOARD OF TRUSTEES TO REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS/TRUSTEES, AND KEY EMPLOYEES ARE REQUIRED TO REVIEW AND SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. THE ORGANIZATION'S GOVERNING BODY DETERMINES WHETHER A CONFLICT EXISTS. OFFICERS, DIRECTORS/TRUSTEES, KEY EMPLOYEES AND THE ORGANIZATION'S GOVERNING BODY MONITOR FOR CONFLICT. RESTRICTIONS ARE IMPOSED ON A CASE BY CASE BASIS IF THERE IS A CONFLICT WITH DIRECTION FROM LEGAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 COST OF LIVING INCREASES BASED ON THE CPI. CEO AND CFO ARE EVALUATED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE ON PALO ALTO UNIVERSITY WEBSITE AND AVAILABLE UPON REQUEST.