2014-05-05T14:09:15-05:00 2013-12-31 161092347 MENGEL METZGER BARR & CO LLP 100 CHESTNUT STREET SUITE 1200 ROCHESTER NY 14604 990 2013-01-01 160754774 CENTER FOR GOVERNMENTAL RESEARCH INC CENT 5853256360 1 SOUTH WASHINGTON STREET NO 400 ROCHESTER NY 146141135 JOSEPH STEFKO PRESIDENT 5853256360 2014-04-29 1 RAYMOND J JACOBI P00160856 5854231860 2014-04-25 2013 2015-11-30 17:44:51Z JOSEPH STEFKO 1 SOUTH WASHINGTON STREET NO 400 ROCHESTER NY 146141135 2623074 0 X WWW.CGR.ORG X 1915 NY THE CENTER FOR GOVERNMENTAL RESEARCH, INC. (CGR) IS A NONPROFIT, NONPARTISAN ORGANIZATION THAT PROVIDES RESEARCH, ANALYSIS, MANAGEMENT GUIDANCE AND IMPLEMENTATION SUPPORT TO GOVERNMENTS AND NONPROFITS. CGR INFORMS AND EMPOWERS LEADERS DRIVING POSITIVE ORGANIZATIONAL CHANGE. 24 23 21 20 0 0 47770 53224 1749550 1409290 74560 154246 33437 44490 1905317 1661250 0 0 0 0 1455233 1179256 0 0 10025 361746 333339 1816979 1512595 88338 148655 2324783 2606589 341161 362121 1983622 2244468 THE CENTER FOR GOVERNMENTAL RESEARCH, INC. (CGR) IS A NONPROFIT, NONPARTISAN ORGANIZATION THAT PROVIDES RESEARCH, ANALYSIS, MANAGEMENT GUIDANCE AND IMPLEMENTATION SUPPORT TO GOVERNMENTS AND NONPROFITS. CGR INFORMS AND EMPOWERS LEADERS DRIVING POSITIVE ORGANIZATIONAL CHANGE. 0 0 942154 1409290 RESEARCHCGR'S PRIMARY ACTIVITY IS PROVIDING MANAGEMENT CONSULTING SERVICES OR MANAGEMENT TOOLS TO CLIENTS, UTILIZING STAFF EXPERTISE THAT SPANS ECONOMICS AND PUBLIC FINANCE; GOVERNMENT MANAGEMENT; HEALTH AND HUMAN SERVICES; PUBLIC SAFETY; EDUCATION; AND STRATEGIC PLANNING. 62195 PUBLIC SERVICEWITH CONTRIBUTIONS FROM DONORS, CGR CONDUCTS RESEARCH IN THE PUBLIC INTEREST THAT IS NOT FUNDED BY CLIENTS. WE IDENTIFY PROJECTS TO PURSUE BASED UPON THE WORK WE DO, CONVERSATIONS WITH LEADERS WE MEET WHILE CONDUCTING RESEARCH, AND INTERNAL ASSESSMENT ABOUT WHETHER OR NOT A PARTICULAR ISSUE IS BEING ADEQUATELY ADDRESSED BY OTHERS. 231063 PROJECT DEVELOPMENTCGR RESPONDS TO REQUESTS FOR PROPOSALS FOR TARGETED MANAGEMENT CONSULTING SERVICES ISSUED BY GOVERNMENTS AND NONPROFITS AND ALSO PROACTIVELY MARKETS SERVICES AND PRODUCTS TO POTENTIAL CLIENTS. CGR PRODUCTS ARE HANDS-ON MEASUREMENT TOOLS THAT PUT CUSTOMIZED, UP-TO-DATE INFORMATION AT CLIENTS'FINGERTIPS, PROVIDING ON-DEMAND DECISION SUPPORT. USING THE APPROPRIATE TOOL, A CLIENT CAN PROFILE A COMMUNITY'S NEEDS, WEIGH THE ECONOMIC IMPACT OF NEW INITIATIVES, OR COMPARE SPENDING WITH PEERS INSIDE AND OUTSIDE A REGION. 1235412 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 9 0 1 21 1 0 0 0 0 0 0 0 0 0 0 X 24 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X SUSAN BARNES 5853256360 1 SOUTH WASHINGTON STREET ROCHESTER NY 14614 JOSEPH STEFKO PRESIDENT AND CEO 40.00 X X 126102 0 26300 DONNA DEDEE TRUSTEE 0.30 X 0 0 0 PAUL HOLLOWAY VICE CHAIR 0.30 X X 0 0 0 VICTOR SALERNO SECRETARY 0.30 X X 0 0 0 RICHARD A KAPLAN TREASURER 0.30 X X 0 0 0 JOSEPH KLEIN TRUSTEE 0.30 X 0 0 0 JENNIFER LEONARD TRUSTEE 0.30 X 0 0 0 THERESA MAZZULLO TRUSTEE 0.30 X 0 0 0 SANDRA PARKER TRUSTEE 0.30 X 0 0 0 PETER ROBINSON TRUSTEE 0.30 X 0 0 0 GEOFFREY ROSENBERGER TRUSTEE 0.30 X 0 0 0 R THOMAS FLYNN CHAIRMAN 0.30 X X 0 0 0 CHARLES VITA TRUSTEE 0.30 X 0 0 0 PHILLIP CLARK TRUSTEE 0.30 X 0 0 0 PAUL EISENSTAT TRUSTEE 0.30 X 0 0 0 MARK GEARAN TRUSTEE 0.30 X 0 0 0 THOMAS GILLETT TRUSTEE 0.30 X 0 0 0 JEREMY HAEFNER TRUSTEE 0.30 X 0 0 0 ANDREW CHILDS TRUSTEE 0.30 X 0 0 0 WADE NORWOOD TRUSTEE 0.30 X 0 0 0 LAUREN DIXON TRUSTEE 0.30 X 0 0 0 WILLIAM STRASSBURG TRUSTEE 0.30 X 0 0 0 ALBERT SIMONE PARTIAL YEAR TRUSTEE 0.30 X 0 0 0 JULIO VAZQUEZ PARTIAL YEAR TRUSTEE 0.30 X 0 0 0 WARREN HERN TRUSTEE 0.30 X 0 0 0 JOHN PURCELL TRUSTEE 0.30 X 0 0 0 SUSAN BARNES CFO & ASSISTANT TREASURER 40.00 X 103159 0 11279 KENT GARDNER CHIEF ECONOMIST 40.00 X 120315 0 25662 349576 0 63241 3 0 1 0 0 53224 53224 PUBLIC REIMBURSEMENT 541610 1409290 1409290 1409290 36933 36933 1079137 961824 117313 117313 117313 MISCELLANEOUS 900099 44490 44490 44490 1661250 1571093 0 36933 266840 161568 103748 1524 688499 608552 74908 5039 61614 54783 6381 450 95282 76260 18401 621 67021 54302 12259 460 18849 15272 3448 129 19320 15654 3533 133 8326 6746 1523 57 135922 110128 24861 933 36252 29372 6631 249 14728 11933 2694 101 13206 10699 2416 91 CONTRACT STAFF 51910 51910 TELECOMMUNICATIONS 15597 12637 2853 107 MEMBERSHIPS & CONTRIBUT 12172 9862 2226 84 BOOKS & DATA PURCHASE 5167 4187 945 35 1890 1547 331 12 1512595 1235412 267158 10025 318448 239302 321 321 14578 5750 207681 237770 17122 18307 314870 294957 33119 19913 1549286 1810087 184228 275139 2324783 2606589 78313 41210 78620 45772 184228 275139 341161 362121 X 1723356 1984202 260266 260266 1983622 2244468 2324783 2606589 148655 112191 0 X X 0 1 X 1 0 X 92156 72385 56804 47770 53224 322339 1683199 1692615 1624412 1749550 1409290 8159066 1775355 1765000 1681216 1797320 1462514 8481405 57632 57125 38993 34000 36581 224331 0 57632 57125 38993 34000 36581 224331 8257074 26734 19668 29096 32990 36933 145421 26734 19668 29096 32990 36933 145421 7847 39919 34327 33437 44490 160020 1809936 1824587 1744639 1863747 1543937 8786846 0.93970 0.94020 0.01650 0.01780 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 318313 60001 15395 362919 296895 37443 16025 318313 324266 -11108 16263 296895 295970 44258 15962 324266 238809 73518 16357 295970 0.28290 0.71710 1 0 19160 19160 0 295710 275797 19913 19913 DEFERRED COMPENSATION 275139 275139 DEFERRED COMPENSATION 275139 275139 X 1773441 112191 112191 1661250 0 1661250 1512595 0 1512595 0 1512595 PART V, LINE 4: THE BEATRICE BIBBY ENDOWMENT FOR STUDIES IN PUBLIC POLICY WAS ESTABLISHED TO MAINTAIN AND INCREASE CGR'S WORK FOR THE PUBLIC INTEREST AND TO ENABLE CGR TO PROVIDE THE LEAGUE OF WOMEN VOTERS OF THE ROCHESTER METROPOLITAN AREA WITH INFORMATION RELEVANT TO THAT ORGANIZATION'S AREAS OF STUDY AND ACTION. THE CGR GENERAL ENDOWMENT FUND WAS ESTABLISHED TO ACT AS A GENERAL FUND FOR CONTRIBUTORS WHO DONATE FUNDS TO BE HELD IN PERPETUITY. THE PURPOSE OF THIS FUND IS TO PRESERVE THE PRINCIPAL INVESTMENT AMOUNTS WHILE INTEREST, DIVIDENDS, AND INVESTMENT GAINS/LOSSES ARE TO BE UNRESTRICTED AND USED AT THE DISCRETION OF THE BOARD OF TRUSTEES. PART X, LINE 2: THE ORGANIZATION HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE VARIOUS JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. THE ORGANIZATION FILES FORM 990 TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND ALSO FILES IN NEW YORK STATE. WITH FEW EXCEPTIONS, AS OF DECEMBER 31, 2013, THE ORGANIZATION IS NO LONGER SUBJECT TO U.S. FEDERAL OR STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS ENDED PRIOR TO DECEMBER 31, 2010. THE TAX RETURNS FOR THE YEARS ENDED DECEMBER 31, 2010 THROUGH DECEMBER 31, 2013 ARE STILL SUBJECT TO POTENTIAL AUDIT BY THE IRS AND THE TAXING AUTHORITIES IN NEW YORK STATE. MANAGEMENT OF THE ORGANIZATION BELIEVES IT HAS NO MATERIAL UNCERTAIN TAX POSITIONS AND, ACCORDINGLY IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. X X X 0 0 0 0 0 0 0 0 0 JOSEPH STEFKO PRESIDENT AND CEO 123902 0 2200 0 0 0 13714 0 12586 0 152402 0 0 0 JENNIFER LEONARD TRUSTEE 41907 THE ORGANIZATION PERFORMED PROJECT WORK FOR THE ROCHESTER AREA COMMUNITY FOUNDATION, OF WHICH THE RELATED PERSON IS THE PRESIDENT AND EXECUTIVE DIRECTOR. 0 SANDRA PARKER TRUSTEE 25164 THE ORGANIZATION PERFORMED PROJECT WORK FOR THE ROCHESTER BUSINESS ALLIANCE, OF WHICH THE RELATED PERSON IS THE PRESIDENT AND CEO. THE ORGANIZATION ALSO COMPLETED PROJECT WORK FOR THE SUMMERS FAMILY FOUNDATION OF WHICH THE RELATED PERSON IS THE SPOUSE OF THE TRUSTEE. 0 R THOMAS FLYNN TRUSTEE 49325 THE ORGANIZATION PERFORMED PROJECT WORK FOR MONROE COMMUNITY COLLEGE, OF WHICH THE RELATED PERSON IS THE FORMER PRESIDENT. 0 PETER ROBINSON TRUSTEE 20630 THE ORGANIZATION PERFORMED PROJECT WORK FOR THE UNIVERSITY OF ROCHESTER , OF WHICH THE RELATED PERSON IS THE VP & COO. 0 WILLIAM STRASSBURG TRUSTEE 20162 THE ORGANIZATION PERFORMED PROJECT WORK FOR WEGMANS FOOD MARKETS, INC. , OF WHICH THE RELATED PERSON IS THE VP. 0 JEREMY HAEFNER TRUSTEE 5000 THE ORGANIZATION PERFORMED PROJECT WORK FOR THE ROCHESTER INSTITUTE OF TECHNOLOGY, OF WHICH THE RELATED PERSON IS THE PROVOST AND SVP FOR ACADEMIC AFFAIRS. 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PROVIDED TO THE BOARD, REVIEWED FOR ACCURACY AND FILED UPON APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C THE BYLAWS OF THE ORGANIZATION REQUIRE THAT BOARD MEMBERS COMPLETE A STATEMENT EACH YEAR STATING WHAT, IF ANY CONFLICTS OF INTEREST HAVE ARISEN. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B. POLICIES, LINE 15A: THE PRESIDENT AND CEO'S COMPENSATION PACKAGE IS REVIEWED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. AFTER A FULL REVIEW PROCESS, THE COMPENSATION PACKAGE IS SUBSTANTIATED, COMPARED IN CONTEXT, AND EVALUATED AGAINST LIKE POSITIONS. LINE 15B: AS A PART OF THE ANNUAL BUDGET PROCESS, THE EXECUTIVE COMMITTEE AND FINANCE AND AUDIT COMMITTEE REVIEW A STAFFING SCHEDULE WHICH INCLUDES SALARY AND BENEFITS, ANY PROPOSED SALARY ADJUSTMENT(S), ANY PROPOSED COST OF LIVING ADJUSTMENT(S) FOR ALL STAFF POSITIONS. IN DETERMINING STAFF SALARIES, THE ORGANIZATION IS INFORMED BY CURRENT LOCALLY PUBLISHED SURVEY DATA. FORM 990, PART VI, SECTION C, LINE 19 TO THE EXTENT PRACTICABLE, THE ORGANIZATION MAKES ACCESSIBLE TO THE PUBLIC, VIA CGR'S OFFICIAL WEBSITE AS WELL AS GUIDESTAR.ORG, DOCUMENTATION PERTAINING TO ITS MISSION AND CURRENT ACTIVITIES. CGR'S GOVERNING DOCUMENTS, CURRENT YEAR BUDGET, AND IT'S MOST RECENT INDEPENDENT AUDIT REPORT ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS IS CONSISTENT WITH THE PRIOR YEAR.