2014-03-31T15:59:14-05:00 2013-06-30 861065772 DELOITTE TAX LLP 100 PEABODY PLACE STE 800 MEMPHIS TN 38103 990 2012-07-01 351044585 AMERICAN LEBANESE SYRIAN ASSOCIATED CHARITIES INC AMER 9015782000 501 ST JUDE PLACE MEMPHIS TN 381050000 JEFFREY T PEARSON 9015782000 2014-03-31 1 P00752421 9013226700 2012 2015-11-30 17:44:51Z RICHARD C SHADYAC JR 501 ST JUDE PLACE MEMPHIS TN 381050000 1445355456 0 X WWW.STJUDE.ORG X 1957 IL TO BUILD AWARENESS AND RAISE FUNDS TO SUPORT ST. JUDE CHILDREN'S RESEARCH HOSPITAL, INC. 50 44 1388 999999 457311 -221753 776484977 851256497 0 0 67856711 98059063 25799003 26761727 870140691 976077287 441990544 488001943 0 0 82095094 88674093 4353600 4023495 146118954 174865211 185088006 703304449 765787537 166836242 210289750 2506529810 2823811554 52074707 54868882 2454455103 2768942672 X AMERICAN LEBANESE SYRIAN ASSOCIATED CHARITIES, INC. (ALSAC) WAS FOUNDED IN 1957 AND EXISTS FOR THE SOLE PURPOSE OF RAISING FUNDS AND BUILDING AWARENESS TO SUPPORT THE CURRENT AND FUTURE NEEDS OF ST. JUDE CHILDREN'S RESEARCH HOSPITAL, INC. 0 0 556214370 488001943 ALSAC IS THE FUNDRAISING AND AWARENESS ORGANIZATION OF ST. JUDE CHILDREN'S RESEARCH HOSPITAL (ST. JUDE). ALSAC EXISTS SOLELY TO BUILD AWARENESS AND RAISE THE FUNDS NECESSARY TO OPERATE AND MAINTAIN ST. JUDE. BECAUSE OF ALSAC, NO FAMILY EVER RECEIVES A BILL FROM ST. JUDE FOR TREATMENT, TRAVEL, HOUSING OR FOOD. IT COSTS $1.9 MILLION A DAY TO OPERATE ST. JUDE, AND APPROXIMATELY 75 PERCENT OF ST. JUDE'S BUDGET IS COVERED BY PUBLIC CONTRIBUTIONS GENERATED BY ALSAC FUNDRAISING PROGRAMS.(CONTINUED ON SCHEDULE O)ST. JUDE IS THE FIRST AND ONLY NATIONAL CANCER INSTITUTE-DESIGNATED COMPREHENSIVE CANCER CENTER DEVOTED SOLELY TO CHILDREN.WHEN ST. JUDE OPENED ITS DOORS IN 1962, IT WAS THE FIRST CHILDREN'S HOSPITAL TO BRING RESEARCH AND PATIENT CARE TOGETHER UNDER ONE ROOF.SINCE THAT TIME, TREATMENTS INVENTED AT ST. JUDE HAVE HELPED PUSH OVERALL SURVIVAL RATES FOR CHILDHOOD CANCERS FROM 20 PERCENT TO MORE THAN 80 PERCENT TODAY.TODAY, ST. JUDE IS LEADING THE WAY THE WORLD UNDERSTANDS, TREATS AND DEFEATS CHILDHOOD CANCER AND OTHER DEADLY DISEASES. ST. JUDE HAS LED AN UNPRECEDENTED EFFORT TO SEQUENCE THE PEDIATRIC CANCER GENOME AND TO IDENTIFY THE GENETIC CHANGES THAT GIVE RISE TO SOME OF THE WORLD'S DEADLIEST CHILDHOOD CANCERS. AND ST. JUDE CONTINUES TO UPHOLD ITS PROMISE OF CONDUCTING PIONEERING RESEARCH AND PROVIDING EXCEPTIONAL PATIENT CARE, ALL WHILE ENSURING THAT NO FAMILY EVER RECEIVES A BILL FROM ST. JUDE FOR TREATMENT, TRAVEL, HOUSING OR FOOD - BECAUSE ALL A FAMILY SHOULD WORRY ABOUT IS HELPING THEIR CHILD LIVE. ST. JUDE ALSO MAINTAINS A SCHOOL PROGRAM TO PROVIDE OPPORTUNITIES FOR PATIENTS TO CONTINUE THEIR NORMAL EDUCATIONAL ACTIVITIES AND TO PROVIDE RE-ENTRY SERVICES TO EASE THE TRANSITION BACK TO THE COMMUNITY SCHOOL.ST. JUDE FREELY SHARES BREAKTHROUGHS IT MAKES, AND EVERY CHILD SAVED AT ST. JUDE MEANS DOCTORS AND SCIENTISTS WORLDWIDE CAN USE THAT KNOWLEDGE TO SAVE THOUSANDS MORE CHILDREN.IN ADDITION TO CHILDHOOD CANCER, ST. JUDE PLAYS A CRITICAL LEADERSHIP ROLE IN GROUNDBREAKING STUDIES ON SICKLE CELL DISEASE, INFECTIOUS DISEASES AND GENETIC DISORDERS. THESE EFFORTS ARE INSTRUMENTAL TO IMPROVING CARE FOR CHILDREN AROUND THE WORLD.ST. JUDE WAS THE FIRST INSTITUTION TO DEVELOP A CURE FOR SICKLE CELL DISEASE WITH A BONE MARROW TRANSPLANT AND HAS ONE OF THE LARGEST PEDIATRIC SICKLE CELL PROGRAMS IN THE COUNTRY. IN ADDITION, THE BRAIN TUMOR SCIENCE AND TECHNOLOGY AT ST. JUDE ARE AT THE CUTTING EDGE WORLDWIDE, AND ST. JUDE HAS THE LARGEST RESEARCH-BASED PEDIATRIC BRAIN TUMOR RESEARCH PROGRAM IN THE COUNTRY. ST. JUDE IS THE COORDINATING CENTER OF THE NATIONAL PEDIATRIC BRAIN TUMOR CONSORTIUM, WHICH RECEIVES FUNDING FROM THE NATIONAL CANCER INSTITUTE. AND ST. JUDE'S EFFORTS TO SAVE THE LIVES OF CANCER PATIENTS DON'T END WHEN TREATMENT STOPS. THE ST. JUDE AFTER COMPLETION OF THERAPY (ACT) PROGRAM AND LIFE STUDY IS THE LARGEST LONG-TERM, FOLLOW-UP CLINIC FOR PEDIATRIC CANCER PATIENTS IN THE UNITED STATES. THE CLINIC'S ACCOMPLISHMENTS ARE NOW AN INTEGRAL PART OF NATIONAL GUIDELINES FOR SCREENING AND MANAGING THE LATE EFFECTS OF SURVIVORS OF PEDIATRIC CANCER. 556214370 1 0 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 1 0 0 0 1 X 1051 45 1 1388 1 1 1 1 BR CA CH EZ EG FR GM GR HK HU IS IT JA MY NL NZ PE PO SP SZ TW UK 0 0 1 1 1 1 0 0 0 0 1 0 X 50 44 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR CA CO CT DC FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT WA WV WI VA X X JEFFREY T PEARSON 9015782000 501 ST JUDE PLACE MEMPHIS TN 381050000 JOYCE ABOUSSIE 4.00 4.00 X 0 0 0 SUSAN MACK AGUILLARD MD 4.00 4.00 X 0 0 0 MAHIR AWDEH MD 4.00 4.00 X 0 0 0 JOSEPH S AYOUB JR ESQ 4.00 4.00 X 0 0 0 PAUL J AYOUB ESQ 8.00 4.00 X 0 0 0 FREDERICK M AZAR MD 4.00 4.00 X 0 0 0 JAMES B BARKATE 4.00 4.00 X 0 0 0 MARTHA PERINE BEARD 4.00 8.00 X 0 0 0 SHERYL BOURISK 4.00 4.00 X 0 0 0 ROBERT A BREIT MD 4.00 8.00 X 0 0 0 TERRY BURMAN 4.00 8.00 X 0 0 0 STEPHEN J CAMER MD 4.00 4.00 X 0 0 0 TONY CHARAF 4.00 4.00 X 0 0 0 ANN M DANNER 4.00 4.00 X 0 0 0 MICHAEL FRANCIS 4.00 4.00 X 0 0 0 FRED P GATTAS JR 4.00 4.00 X 0 0 0 FRED P GATTAS III PHARMD 4.00 4.00 X 0 0 0 CHRISTOPHER GEORGE MD 4.00 4.00 X 0 0 0 JUDY HABIB 4.00 4.00 X 0 0 0 GABRIEL GABY HADDAD MD 4.00 4.00 X 0 0 0 PAUL K HAJAR 4.00 4.00 X 0 0 0 CHUCK HAJJAR 4.00 4.00 X 0 0 0 FOUAD HAJJAR MD 4.00 4.00 X 0 0 0 FRED R HARRIS 4.00 4.00 X 0 0 0 BRUCE B HOPKINS 4.00 4.00 X 0 0 0 RICHARD IEYOUB ESQ 4.00 4.00 X 0 0 0 SALLI LEVAN 4.00 4.00 X 0 0 0 PAUL MARCUS 4.00 4.00 X 0 0 0 MICHAEL D MCCOY 4.00 4.00 X 0 0 0 ROBERT T MOLINET ESQ 4.00 4.00 X 0 0 0 DWAYNE M MURRAY ESQ 4.00 4.00 X 0 0 0 JIM NAIFEH JR 4.00 4.00 X 0 0 0 HELEN NUGENT 4.00 4.00 X 0 0 0 RAMZI NUWAYHID 4.00 4.00 X 0 0 0 THOMAS PENN III 4.00 4.00 X 0 0 0 CAMILLE F SARROUF SR ESQ 4.00 4.00 X 0 0 0 CAMILLE F SARROUF JR ESQ 8.00 4.00 X 0 0 0 JOSEPH C SHAKER 4.00 4.00 X 0 0 0 JOSEPH G SHAKER 4.00 4.00 X 0 0 0 GEORGE A SIMON II 4.00 4.00 X 0 0 0 MICHAEL SIMON 4.00 4.00 X 0 0 0 PAUL J SIMON 4.00 4.00 X 0 0 0 TERRE THOMAS 4.00 4.00 X 0 0 0 TONY THOMAS 4.00 4.00 X 0 0 0 RICHARD M UNES 8.00 4.00 X 0 0 0 PAUL H WEIN ESQ 4.00 4.00 X 0 0 0 TOM WERTZ 4.00 4.00 X 0 0 0 RAMZI YOUNIS MD 4.00 4.00 X 0 0 0 TAMA ZAYDON 4.00 4.00 X 0 0 0 WILLIAM E EVANS 1.00 55.00 X 0 941143 36301 RICHARD C SHADYAC JR 55.00 1.00 X X 625147 0 41854 DAVID MCKEE 55.00 0.00 X 494915 0 34532 JEFFREY PEARSON 55.00 0.00 X 303086 0 43890 EMILY CALLAHAN 55.00 0.00 X 320193 0 47854 WILLIAM REESER 55.00 0.00 X 316811 0 43674 EMILY GREER 55.00 0.00 X 297030 0 42611 ROBERT MACHEN 55.00 0.00 X 290272 0 41529 SARA HALL 55.00 0.00 X 268890 0 42569 2916344 941143 374814 114 0 1 0 INFOCISION MANAGEMENT CORPORATION 325 SPRINGSIDE DRIVE AKRON OH 443334501 CALL CENTER 2267229 TEKSYSTEMS 7437 RACE RD HANOVER MD 210760000 IT CONTRACT LABOR 2084215 RB DAVIES INC 10536 CULVER BLVD SUITE M CULVER CITY CA 902322423 MARKETING CONSULTANT 1439735 MDS COMMUNICATIONS CORPORATION 545 W JUANITA AVENUE MESA AZ 852100000 CALL CENTER 1118748 VACO MIDSOUTH LLC 5410 MARYLAND WAY 460 BRENTWOOD TN 370270000 IT CONTRACT LABOR 1048112 39 9978044 2180035 839098418 3731605 851256497 26752910 26752910 42954 0 42954 42954 42954 531529345 640212 459573603 1289801 71955742 -649589 71306153 -649589 71955742 12143709 2180035 4073066 8070643 8070643 21922158 3731339 18190819 18190819 1067671 610360 457311 457311 976077287 17541230 457311 106822249 488001943 488001943 1238354 177679 387873 672802 69830603 10019302 21872080 37939221 4267792 609469 1310804 2347519 8325668 1081305 2952375 4291988 5011676 717675 1513146 2780855 1573109 230359 339059 1003691 222506 222506 28000 28000 4023495 4023495 9653133 3507371 1759669 4386093 406646 46238 130906 229502 11792220 1444999 7770620 2576601 5240631 513559 1564795 3162277 6860639 1133518 1425166 4301955 2234267 325707 427566 1480994 8042011 990363 5194190 1857458 1242486 140914 525340 576232 MAILINGS & SHIPPING 66575907 19158220 7857107 39560580 CAMPAIGN EXPENSES 46968471 23697103 2328206 20943162 PRINTING & PUBLICATIONS 6535181 832561 909086 4793534 EQUIP RENTAL/MAINTENANC 863181 170349 223785 469047 16849618 3415736 4711934 8721948 765787537 556214370 63454213 146118954 X 90968952 45283854 6325784 39359314 83405496 35505256 17361882 21141316 1981760 1377961 1306619 1022212 5755669 4897935 114576884 36319600 69191043 78257284 2327527341 2681609590 2506529810 2823811554 22998433 18640033 29076274 36228849 52074707 54868882 X 1618940853 1864955132 52799597 60144267 782714653 843843273 2454455103 2768942672 2506529810 2823811554 X 210289750 102728032 1469787 X 0 1 X 1 0 X 658106230 659370821 698411243 776484977 851256497 3643629768 658106230 659370821 698411243 776484977 851256497 3643629768 3643629768 25255056 20199495 28793950 25519444 26795864 126563809 1129256 832925 654264 1083436 457311 4157192 -15828592 68782839 94493447 75943394 106021609 329412697 4103763466 0.88790 0.88360 X SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART II, LINE 10, EXPLANATION FOR OTHER INCOME: GAIN (LOSS) SALE OF SECURITIES GROSS FUNDRAISING EVENTS RECEIPTS (LESS CONTRIBUTIONS) GROSS GAMING RECEIPTS SCHEDULE A, PART II, LINE 10, EXPLANATION FOR OTHER INCOME: COLUMN (A): 2008 - TOTAL OF ($15,828,592) CONSISTS OF: A. GAIN/LOSS ON SALE OF SECURITIES: ($42,101,258) B. GROSS FUNDRAISING EVENTS RECEIPTS (LESS CONTRIBUTIONS): $6,764,765 C. GROSS GAMING RECEIPTS: $19,507,901 COLUMN (B): 2009 - TOTAL OF $68,782,839 CONSISTS OF: A. GAIN/LOSS ON SALE OF SECURITIES: $40,695,234 B. GROSS FUNDRAISING EVENTS RECEIPTS (LESS CONTRIBUTIONS): $7,055,656 C. GROSS GAMING RECEIPTS: $21,031,949 COLUMN (C): 2010 - TOTAL OF $94,493,447 CONSISTS OF: A. GAIN/LOSS ON SALE OF SECURITIES: $61,418,176 B. GROSS FUNDRAISING EVENTS RECEIPTS (LESS CONTRIBUTIONS): $9,331,666 C. GROSS GAMING RECEIPTS: $23,743,605 COLUMN (D): 2011 - TOTAL OF $75,943,394 CONSISTS OF: A. GAIN/LOSS ON SALE OF SECURITIES: $42,518,219 B. GROSS FUNDRAISING EVENTS RECEIPTS (LESS CONTRIBUTIONS): $10,902,322 C. GROSS GAMING RECEIPTS: $22,522,853 COLUMN (E): 2012 - TOTAL OF $106,021,609 CONSISTS OF: A. GAIN/LOSS ON SALE OF SECURITIES: $71,955,742 B. GROSS FUNDRAISING EVENTS RECEIPTS (LESS CONTRIBUTIONS): $12,143,709 C. GROSS GAMING RECEIPTS: $21,922,158 0 0 0 0 0 0 1 28000 0 0 28000 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: LOBBYING ACTIVITIES WERE RELATED TO PROPOSED TENNESSEE LEGISLATION AMENDING CHARITABLE GIFT AGREEMENT LAWS. 782714653 705311 69209599 0 8786290 843843273 788633390 3859109 -8877846 0 900000 782714653 662773900 4402533 123156706 0 1699749 788633390 590820249 4396601 69032459 0 1475409 0 662773900 723150356 10016491 -142346598 0 0 0 590820249 0.00000 1.00000 0.00000 1 0 31574633 31574633 26031915 13949930 12081985 168368 165964 2404 21644925 12020533 9624392 35157043 10183173 24973870 78257284 GLOBAL EQUITY 1068432022 F MARKETABLE ALTERNATIVES 723160300 F REAL ASSETS 389863714 F PRIVATE EQUITY 182062616 F FIXED INCOME 291178665 F CASH EQUIVALENTS 26912273 F 2681609590 ANNUITY OBLIGATIONS 36228849 36228849 X 1083186246 102728032 102728032 980458214 -4380927 -4380927 976077287 769518876 3731339 3731339 765787537 0 765787537 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO SUPPORT THE FUTURE NEEDS OF ST. JUDE CHILDREN'S RESEARCH HOSPITAL, INC. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: AS OF JUNE 30, 2013, ALSAC HAD NOT IDENTIFIED ANY UNCERTAIN TAX POSITIONS UNDER ASC TOPIC 740, INCOME TAXES, REQUIRING ADJUSTMENTS TO ITS FINANCIAL STATEMENTS. IN THE EVENT ALSAC WERE TO RECOGNIZE INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IT WOULD BE RECOGNIZED IN THE FINANCIAL STATEMENTS AS A GENERAL EXPENSE. GENERALLY, TAX YEARS ENDING IN 2009 THROUGH 2013 ARE OPEN TO EXAMINATION BY THE FEDERAL AND STATE TAXING AUTHORITIES, RESPECTIVELY. THERE ARE NO INCOME TAX EXAMINATIONS CURRENTLY IN PROCESS. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT GAMING EXPENSES -3,731,339. NET LOSS FROM DISPOSAL OF PROPERTY AND EQUIPMENT -649,588. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT GAMING EXPENSES 3,731,339. EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 6524605 EUROPE 0 0 INVESTMENTS 34804763 SOUTH AMERICA 0 0 INVESTMENTS 529800 CENTRAL AMERICA & CARIBBEAN 0 0 INVESTMENTS 625688395 NORTH AMERICA 0 0 INVESTMENTS 5148655 MIDDLE EAST 0 0 INVESTMENTS 1030245 0 0 0 0 0 0 673726463 0 673726463 1 0 0 1 1 0 X X X X X X 1 INFOCISION MANAGEMENT CORP 325 SPRINGSIDE DR AKRON OH 443334501 FUNDRAISING SOLICITOR 0 2427321 2238999 188322 MDS COMMUNICATIONS CORP 545 W JUANITA AVE MESA AZ 852100000 FUNDRAISING SOLICITOR 0 2415160 1784496 630664 PARADYSZ INC 5 HANOVER SQUARE - 6TH FLR NEW YORK NY 10004 FUNDRAISING COUNSEL 0 0 1388789 -1388789 MINDSET DIRECT 1700 N JEFFERSON ST STE 200 ARLINGTON VA 22205 FUNDRAISING COUNSEL 0 0 415806 -415806 EIDOLON COMMUNICATIONS LLC 15 MAIDEN LANE STE 1401 NEW YORK NY 10038 FUNDRAISING COUNSEL 0 0 5000 -5000 4842481 5833090 -990609 AK AL AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT WA WV WI VA GALA 1348652 442332 906320 32416 0 9029 13260 24158 GALA 754429 55779 698650 4198 0 111348 34374 18653 108 12220663 1681924 10538739 102793 749599 1529576 365597 1078065 14323744 2180035 12143709 139407 749599 1649953 413231 1120876 4073066 8070643 21922158 3721627 9712 1 0.15000 21922158 3721627 9712 3731339 18190819 CA GA IL IN KY LA MS MO OH TN TX VA 1 0 1 0 0.05000 0.95000 JEFFREY T PEARSON 501 ST JUDE PLACE MEMPHIS TN 381050000 0 BRIAN DOYLE 120582 MANAGES THE PLANNING AND EXECUTION OF RAFFLE ACTIVITIES X 0 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) FUNDRAISING SERVICES ARE FOR SERVICES ONLY AND ARE PAID AS A FIXED FEE. USE OF PROFESSIONAL FUNDRAISERS IS RELATED MOSTLY TO DONOR CULTIVATION, AND WHILE THERE IS AN UPFRONT INVESTMENT, THE LIFETIME VALUE OF GIVING FROM THESE DONORS GENERATES SIGNIFICANT VALUE TO ST. JUDE IN THE LONG TERM. NO CONTRACTS WITH PROFESSIONAL FUNDRAISERS CONTAIN PROVISIONS FOR REIMBURSEMENT OF FUNDRAISING EXPENSES. 1 ST JUDE CHILDREN'S RESEARCH HOSPITAL INC 262 DANNY THOMAS PLACE MEMPHIS TN 381050000 620646012 501(C)(3) 488001943 0 OPERATE HOSPITAL 1 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE SOLE RECIPIENT OF GRANTS AND SUPPORT IS ST. JUDE CHILDREN'S RESEARCH HOSPITAL, INC. ALSAC IS THE FUNDRAISING AND AWARENESS ORGANIZATION OF ST. JUDE CHILDREN'S RESEARCH HOSPITAL. ALSAC EXISTS SOLELY TO BUILD AWARENESS AND RAISE THE FUNDS NECESSARY TO OPERATE AND MAINTAIN ST. JUDE. IT COSTS $1.9 MILLION A DAY TO OPERATE ST. JUDE, AND 75 PERCENT OF ST. JUDE'S OPERATING BUDGET IS COVERED BY PUBLIC CONTRIBUTIONS GENERATED BY ALSAC FUNDRAISING PROGRAMS. X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 WILLIAM E EVANS 0 819066 0 0 0 122077 0 27500 0 8801 0 977444 0 0 RICHARD C SHADYAC JR 622825 0 0 0 2322 0 25474 0 16380 0 667001 0 0 0 DAVID MCKEE 483290 0 0 0 11625 0 25474 0 9058 0 529447 0 0 0 JEFFREY PEARSON 302374 0 0 0 712 0 25474 0 18416 0 346976 0 0 0 EMILY CALLAHAN 319771 0 0 0 422 0 25474 0 22380 0 368047 0 0 0 WILLIAM REESER 314657 0 0 0 2154 0 25474 0 18200 0 360485 0 0 0 EMILY GREER 295978 0 0 0 1052 0 25474 0 17137 0 339641 0 0 0 ROBERT MACHEN 289817 0 0 0 455 0 25474 0 16055 0 331801 0 0 0 SARA HALL 268469 0 0 0 421 0 25474 0 17095 0 311459 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANIONS: PAYMENT FOR COMPANION TRIPS IS AN INFREQUENT PRACTICE. IT IS LIMITED TO INSTANCES WHERE IT IS NECESSARY, APPROPRIATE AND EXPECTED FOR THE CEO'S SPOUSE TO PARTICIPATE IN HOSTING AND REPRESENTING ALSAC. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: PAYMENTS MADE TO ELIGIBLE EMPLOYEES FOR CERTAIN TAXABLE RETIREMENT BENEFITS WERE GROSSED-UP FOR TAX INDEMNIFICATION PURPOSES. HEALTH OR SOCIAL CLUB DUES: A SOCIAL CLUB MEMBERSHIP WAS MADE AVAILABLE TO THE CEO BUT LIMITED TO BUSINESS PURPOSES IN ACCORDANCE WITH A WRITTEN POLICY DIRECTIVE. SUPPLEMENTAL INFORMATION PART III PART II: WILLIAM E. EVANS SERVES AS A VOTING DIRECTOR OF THE BOARD OF ALSAC. DR. EVANS IS EMPLOYED AS AN OFFICER OF ST. JUDE CHILDREN'S RESEARCH HOSPITAL, AN ORGANIZATION RELATED TO ALSAC. THE COMPENSATION SHOWN IN COLUMNS (B), (D), AND (E) WAS PAID TO DR. EVANS BY ST. JUDE FOR HIS DUTIES AS CEO OF ST. JUDE. KHJ ENTITY MORE THAN 35% OWNED BY JUDY HABIB, DIRECTOR 148446 CONSULTING 0 MIKE FOWLER FAMILY MEMBER OF DAVID MCKEE, OFFICER 103654 EMPLOYMENT 0 X 17 X 3 X 1 X 414 3731605 COST OR SELLING PRICE X PRIZE PACKAGES 93 X GIFT CARDS 76 X MISCELLANEOUS 240 3 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS NON REPORTING OF REVENUE: PART I, LINE 33: FOR LINES 1, 6, 7, 25, 26 & 27: REVENUES ARE INCLUDED IN FORM 990, PART VIII, LINE 8A (FUNDRAISING EVENTS) OR LINE 9A (GAMING). FORM 990, PART VI LINE 1B: DIRECTORS ROBERT A. BREIT, MD, FRED P. GATTAS, III AND JOSEPH G. SHAKER ARE NOT INDEPENDENT VOTING MEMBERS OF ALSAC BECAUSE EACH WAS INVOLVED IN A TRANSACTION WITH ST. JUDE, A TAX-EXEMPT RELATED ORGANIZATION, REPORTED ON SCHEDULE L, TRANSACTIONS WITH INTERESTED PERSONS, INCLUDED IN ST. JUDE'S 2012 FORM 990. FORM 990, PART VI, SECTION A, LINE 2 FAMILY RELATIONSHIP AMONG DIRECTORS: JOSEPH S. AYOUB, JR. AND PAUL AYOUB; FRED P. GATTAS, III AND FRED P. GATTAS, JR.; CAMILLE F. SARROUF, SR. AND CAMILLE F. SARROUF, JR.; GEORGE A. SIMON, II AND PAUL J. SIMON; TERRE THOMAS AND TONY THOMAS; ROBERT A. BREIT, MD AND JOSEPH G. SHAKER; JOSEPH C. SHAKER AND JOSPEH G. SHAKER; PAUL J. SIMON AND MICHAEL SIMON. BUSINESS RELATIONSHIP AMOUNG DIRECTORS: ROBERT A. BREIT, MD AND JOSEPH G. SHAKER FORM 990, PART VI, SECTION B, LINE 11 IN FEBRUARY OF EACH YEAR, THE AUDIT COMMITTEE AND OFFICERS OF THE BOARD ARE PROVIDED WITH A DRAFT COPY OF FORM 990 AND ALL REQUIRED SCHEDULES. THE AUDIT COMMITTEE MEETS WITH ITS TAX PREPARER TO REVIEW THE DRAFT FORM 990 BEFORE IT IS FILED WITH THE IRS. ADDITIONALLY, THE COMPENSATION COMMITTEE OF THE BOARD RECEIVES A DRAFT COPY OF THE COMPENSATION SECTIONS OF FORM 990 FOR REVIEW BEFORE IT IS FILED WITH THE IRS. EACH VOTING MEMBER OF THE BOARD RECEIVES A FINAL COPY OF FORM 990 WITH ALL REQUIRED SCHEDULES BEFORE IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION MAINTAINS AN AD HOC CONFLICT OF INTEREST COMMITTEE OF THE BOARD OF DIRECTORS. IN ADDITION TO EDUCATION OF NEW BOARD MEMBERS ON THE CONFLICT OF INTEREST POLICY, THE ADMINISTRATOR TO THE BOARD MONITORS CONFLICT MANAGEMENT PLANS (WHICH MAY INCLUDE CHANGING VENDORS, DIVESTITURE OF FINANCIAL INTERESTS, AND THE LIKE) TO ENSURE THEY ARE COMPLETED IN A TIMELY FASHION. UNDISCLOSED CONFLICTS ARE DISCOVERED, WHERE POSSIBLE, THROUGH THE ORGANIZATION'S CONTRACTING PROCESS. THIS IS TRUE FOR THE BOARD'S CONFLICT OF INTEREST POLICY AND FOR THE SEPARATE CONFLICT OF INTEREST POLICY APPLICABLE TO ALL ADMINISTRATION OF THE ORGANIZATION (POTENTIAL CONFLICTS OF THE ORGANZATION ARE DISCUSSED AND RESOLVED AT A SENIOR-LEVEL CONFLICTS OF INTEREST COMMITTEE). POTENTIAL RESTRICTIONS RANGE FROM UNWINDING OR PROHIBITING A TRANSACTION, TO PREVENTING SOMEONE FROM PARTICIPATING IN A DELIBERATION, TO SIMPLE DISCLOSURE TO THE BOARD OF THE CONFLICTING INTEREST, DEPENDING ON THE FACTS AND CIRCUMSTANCES OF THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD COMMISSIONS REGULAR SALARY SURVEYS FOR THE CEO, CAO, CFO, CHIEF DEVELOPMENT OFFICER, CHIEF LEGAL OFFICER, AND CHIEF INVESTMENT OFFICER. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: NET ASSETS TRANSFERRED FROM ST. JUDE 1,469,787. SCHEDULE J, PART II WILLIAM E. EVANS WILLIAM E. EVANS SERVES AS A VOTING DIRECTOR OF THE BOARD OF ALSAC. DR. EVANS IS EMPLOYED AS AN OFFICER OF ST. JUDE CHILDREN'S RESEARCH HOSPITAL, AN ORGANIZATION RELATED TO ALSAC. THE COMPENSATION SHOWN IN COLUMN (E) WAS PAID BY ST. JUDE FOR HIS DUTIES AS CEO OF ST. JUDE. FORM 990, PART V, LINE 4B FOREIGN COUNTRIES THE FINANCIAL ACCOUNTS IN THE FOREIGN COUNTRIES LISTED ON FORM 990, PART V, LINE 4B (AND SCHEDULE O) ARE RELATED TO INVESTMENTS. NO FINANCIAL ACCOUNTS FOR OPERATIONAL PURPOSES WERE MAINTAINED IN FOREIGN COUNTRIES. ST JUDE CHILDREN'S RESEARCH HOSPITAL INC 262 DANNY THOMAS BLVD MEMPHIS TN 381050000 620646012 HOSPITAL TN SECTION 501(C)(3) 170(B) (1)(A)(III) 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 ST JUDE CHILDREN'S RESEARCH HOSPITAL INC B 488001943 CASH VALUE ST JUDE CHILDREN'S RESEARCH HOSPITAL INC L 488001943 CASH VALUE ST JUDE CHILDREN'S RESEARCH HOSPITAL INC P 825967 CASH VALUE ST JUDE CHILDREN'S RESEARCH HOSPITAL INC Q 93995 CASH VALUE ST JUDE CHILDREN'S RESEARCH HOSPITAL INC S 1469788 NET BOOK VALUE