2014-02-14T11:37:18-06:00 2013-06-30 362658780 MUELLER & CO LLP 1707 N RANDALL RD STE 200 ELGIN IL 60123 990 2012-07-01 366086819 NORTHERN ILLINOIS UNIVERSITY FOUNDATION NORT 8157530282 ALTGELD HALL 134 DEKALB IL 60115 MICHAEL P MALONE 8157530282 2014-02-13 1 MICHAEL A STEPHENS P01323063 8478888600 2012 2015-11-30 17:44:51Z MICHAEL P MALONE ALTGELD HALL 134 DEKALB IL 60115 73309581 0 X WWW.NIUFOUNDATION.ORG X 1949 IL TO SECURE AND MANAGE PRIVATE SUPPORT TO BENEFIT NORTHERN ILLINOIS UNIVERSITY. 31 25 0 0 0 0 18932400 10024722 949221 849923 2508008 4572435 1039390 633536 23429019 16080616 5789517 7975500 0 0 0 0 0 0 1402576 3581142 2945345 9370659 10920845 14058360 5159771 101439516 111048211 9643572 11427357 91795944 99620854 THE NIU FOUNDATION'S MISSION IS TO SUPPORT NORTHERN ILLINOIS UNIVERSITY BY BUILDING THE FINANCIAL RESOURCES TO ADVANCE EXCELLENCE AND ENHANCE THE UNIVERSITY'S CAPACITY TO TRANSFORM LIVES. 0 0 1703898 1703898 SCHOLARSHIPS:THE NIU FOUNDATION'S ULTIMATE GOAL IS --- AND ALWAYS HAS BEEN ---- TO HELP OUR STUDENTS. NIU DONORS MAKE IT POSSIBLE TO AWARD SCHOLARSHIPS AND SCHOLASTIC AWARDS AT A TIME WHEN OUR STUDENTS NEED OUR HELP MORE THAN EVER. RISING TUITION, DWINDLING STATE SUPPORT, LIMITED JOB OPPORTUNITIES, AND SCARCITY OF LOANS MAKE IT ONE OF THE HARDEST TIMES IN HISTORY TO GET THROUGH SCHOOL. THESE SCHOLARSHIPS NOT ONLY SUPPORT NIU'S TRADITION OF PROVIDING ACCESSIBLE EDUCATIONAL OPPORTUNITIES, THEY ALSO HELP THE UNIVERSITY MAINTAIN ITS COMMITMENT TO ACADEMIC EXCELLENCE BY ATTRACTING MORE HIGHLY QUALIFIED STUDENTS. 3708139 3708139 INSTRUCTIONAL SUPPORT THROUGHOUT THE UNIVERSITY 3275773 2563463 ACADEMIC AND PROFESSIONAL ACTIVITIES THROUGHOUT THE UNIVERSITY:NIU DONORS GENEROUSLY PROVIDE GIFTS TO AUGMENT ACADEMIC DEPARTMENT BUDGETS, ALLOWING FOR CUTTING-EDGE EQUIPMENT AND PROFESSIONAL DEVELOPMENT. 8687810 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 0 1 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0 1 0 0 0 1 119 0 1 0 0 1 CJ 0 0 1 1 1 1 0 0 0 0 0 0 0 X 31 25 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X NIU FOUNDATION CONTROLLER 8157530282 ALTGELD HALL 134 DEKALB IL 60115 ANTHONY KAMBICH 1.00 X 0 0 0 BRENT BRODESKI 1.00 X 0 0 0 CAROL CRENSHAW 1.00 X 0 0 0 CHERILYN MURER-THRU 22013 1.00 X 0 0 0 CHRISTINE COLE 1.00 X 0 0 0 CHRISTINE SPEISER 1.00 X 0 0 0 CYNTHIA CROCKER 1.00 X 0 0 0 DEAN DEBIASE 1.00 X 0 0 0 DENNIS BARSEMA 8.00 X X 0 0 0 ELIZABETH PLOTNICK 1.00 X 0 0 0 JAYMIE SIMMON 1.00 X X 0 0 0 JEFFREY LIESENDAHL 1.00 X 0 0 0 JEFFREY ECKMANN 4.00 X X 0 0 0 JEFFREY YORDON 1.00 X 0 0 0 JOHN TIERNEY 1.00 X 0 0 0 JOHN LANDGRAF 1.00 X 0 0 0 J THOMAS FUTRELL 1.00 X 0 0 0 KENNETH CHESSICK MD JD 1.00 X 0 0 0 LAUREN SIKES 1.00 X 0 0 0 MANNY SANCHEZ 1.00 X 0 0 0 MELVIN SIMON THRU 102012 1.00 X 0 0 0 MICHAEL CULLEN 1.00 X 0 0 0 MONTEL GAYLES 1.00 X 0 0 0 PAULA LEROY 1.00 X 0 0 0 REGE EISAMAN 1.00 X 0 0 0 ROBERT BOEY 1.00 X 0 0 0 STACEY BARSEMA 1.00 X 0 0 0 TIMOTHY STRUTHERS 1.00 X 0 0 0 TY BALLOU 1.00 X 0 0 0 WILLIAM BOSTON 1.00 X 0 0 0 WILLIAM TAYLOR 1.00 X 0 0 0 RAYMOND SMERGE-THRU 102012 1.00 X 0 0 0 GAYLEN LARSON-THRU 102012 1.00 X 0 0 0 MICHAEL P MALONE 40.00 X 0 218555 57819 ALBERTA SOLFISBURG 40.00 X 0 164835 42271 JOHN BASS 40.00 X 0 176044 31596 MALLORY SIMPSON-THRU 072012 40.00 X 0 153752 25050 JEAN GODLEWSKI 40.00 X 0 122570 43797 0 835756 200533 0 0 1 0 TURNER CONSTRUCTION CO 55 E MONROE ST CHICAGO IL 60603 CONSTRUCTION SERVICES 3584920 HKM ARCHITECTS & PLANNERS INC 43 S VAIL AVE ARLINGTON HEIGHTS IL 60005 ARCHITECT SERVICES 249455 NATL PUBLIC RADIO PO BOX 79540 BALTIMORE MD 212790540 BROADCASTING SERVICES 216066 PIANOFORTE CHICAGO INC 408 S MICHIGAN AVE CHICAGO IL 60605 INSTRUMENT SERVICES 145000 RENAISSANCE SCHAUMBURG HOTEL & CONV 1551 N THOREAU DR SCHAUMBURG IL 60173 HOTEL & CONVENTIONS 107710 5 67300 20405 9937017 207545 10024722 UNIVERSITY CONTRACT FEES 900099 630052 630052 QUID PRO QUO ON GIFTS 900099 164871 164871 ASSOCIATION CONTRACT FEES 900099 55000 55000 849923 1893355 1893355 705668 0 705668 705668 705668 59748656 57069576 2679080 2679080 2679080 87257 67300 159389 -72132 -72132 16080616 4234671 0 1821223 6271602 6271602 1703898 1703898 7217 7217 32250 32250 276920 104848 172072 5297 4766 531 18056 3476 14580 103835 2946 100889 7768 275 7493 302069 302069 410241 410241 28895 28895 CONTRACT LABOR 575103 350728 224375 FOUNDATION SUPPORT 462766 83548 379218 EQUIPMENT RENTAL AND MA 182966 68778 114188 CONTRACT SERVICES 145737 37081 108656 386225 105651 280574 10920845 8687810 830459 1402576 5698938 2375749 7570045 5001074 63688 0 31460 121678 15783049 1799422 15334978 13983627 65059922 67937329 6667363 12558701 1013122 9070053 101439516 111048211 1788556 3102855 2695920 2230875 5159096 6093627 9643572 11427357 X 0 0 13068388 20821363 78727556 78799491 91795944 99620854 101439516 111048211 5159771 2665139 0 X X 0 1 X 1 0 X 14002882 8583902 8631545 18932400 10024722 60175451 14002882 8583902 8631545 18932400 10024722 60175451 3723758 56451693 2337273 2270131 2375583 2435633 2599023 12017643 72193094 5579040 0.78200 0.73700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X ARTWORK TURNED OVER TO NIU 51134771 3720711 6393183 1605117 777683 58865865 48763217 5161413 -532608 1572131 685120 51134771 38449911 3236807 8724479 1024123 623857 48763217 30283533 2937534 6457294 702557 525893 38449911 34302728 1272632 -4831832 459995 30283533 0.04400 0.95500 0.00100 0 0 3829350 3829350 11870927 1734193 10136734 82772 65229 17543 13983627 LIMITED PARTNERSHIPS 12447675 F CASH VALUE OF LIFE INSURANCE 111026 F 12558701 CONSTRUCTION-IN-PROGRESS 9068611 OTHER RECEIVABLES 1442 9070053 DEPOSITS HELD IN CUSTODY FOR OTHERS 2608965 GIFT ACCOUNTS ADMINISTERED FOR NIU 2916954 PRESENT VALUE OF PAYMENTS-UNITRUST/CGAS 133436 DUE TO NORTHERN ILLINOIS UNIVERSITY 434272 6093627 18745755 2665139 2665139 16080616 0 16080616 10920845 0 10920845 0 10920845 PART III, LINE 4: COLLECTIONS INCLUDE A ONE ROOM SCHOOL MUSEUM AND ARTWORK TO PROVIDE CULTURE AT THE UNIVERSITY. PART V - LINE 4 - THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO SUPPORT NORTHERN ILLINOIS UNIVERSITY IN ITS MISSION TO ADVANCE EXCELLENCE AND TRANSFORM LIVES. RED & BLACK EVENT 154557 67300 87257 159389 154557 67300 87257 159389 159389 -72132 1 NORTHERN ILLINOIS UNIVERSITY 1515 W LINCOLN HIGHWAY DEKALB IL 60115 366008480 PUBLIC UNIVERSITY 6064057 207545 UNIVERSITY EXPENSES 1 SCHOLARSHIPS, FELLOWSHIPS & AWARDS 1678 1703898 FMV PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: RECORDS ARE MAINTAINED THROUGH ACCOUNTING SYSTEM SHARED WITH THE RECIPIENT, NORTHERN ILLINOIS UNIVERSITY. 1 X X X 0 0 0 0 0 0 0 0 0 MICHAEL P MALONE 0 218555 0 0 0 0 0 27159 0 30660 0 276374 0 0 ALBERTA SOLFISBURG 0 164835 0 0 0 0 0 20614 0 21657 0 207106 0 0 JOHN BASS 0 176044 0 0 0 0 0 13455 0 18141 0 207640 0 0 MALLORY SIMPSON-THRU 072012 0 153752 0 0 0 0 0 11735 0 13315 0 178802 0 0 JEAN GODLEWSKI 0 122570 0 0 0 0 0 15193 0 28604 0 166367 0 0 A ILLINOIS FINANCING AUTHORITY- SERIES 2006 861091967 NONEAVAIL 2013-03-22 2108875 CONSTRUCTION OF THE ACADEMIC AND ATHLETIC PERFORMANCE CENTER AT NIU 0 0 0 B ILLINOIS FINANCING AUTHORITY- SERIES 2013 861091967 NONEAVAIL 2013-02-01 6100000 CONSTRUCTION OF THE KENNETH AND ELLEN CHESSICK PRACTICE CENTER 0 0 0 A 2108875 2108875 2007 1 0 1 1 B 6100000 122000 0 0 0 1 NORTHERN ILLINOIS UNIVERSITY CHERILYN MURER, D. BAKER & BOB BOEY ARE MEMBERS OF BOTH BOARDS 630052 CONTRACT FOR THE UNIVERSITY TO PROVIDE EMPLOYEE AND PROGRAM SERVICES TO THE FOUNDATION 0 NORTHERN ILLINOIS UNIVERSITY CHERILYN MURER, D. BAKER & BOB BOEY ARE MEMBERS OF BOTH BOARDS 630052 INCOME FROM THE PERFORMANCE OF PROGRAM SERVICES FOR THE UNIVERSITY 0 NORTHERN ILLINOIS UNIVERSITY CHERILYN MURER, D. BAKER & BOB BOEY ARE MEMBERS OF BOTH BOARDS 705668 RENTAL INCOME FROM BUILDINGS USED BY THE UNIVERSITY 0 CASTLE BANK NA B BOEY-ON BOTH BOARDS,T STRUTHERS-CEO BANK 1956800 CASH DEPOSITORY ACCOUNT WITH COMPENSATING BALANCE HELD AT BANK 0 THE NATIONAL BANK & TRUST OF SYCAMORE MICHAEL CULLEN - BANK PRESIDENT, FOUNDATION BOARD MEMBER 2230875 BONDS PAYABLE OUTSTANDING WITH BANK 0 THE NATIONAL BANK & TRUST OF SYCAMORE MICHAEL CULLEN-BANK PRESIDENT, FOUNDATION BOARD MEMBER 133436 BANK HOLDS THE CHARITABLE GIFT ANNUITIES INCLUDED IN THE FOUNDATION INVESTMENTS AND A TRUST 0 X 22979 FMV X EQUIPMENT 12 165445 FAIR MARKET VALUE X MISCELLANEOUS 26 19121 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 DENNIS L. BARSEMA, DIRECTOR, AND STACEY BARSEMA, DIRECTOR - FAMILY RELATIONSHIP. REGE EISAMAN, DIRECTOR, HAS BUSINESS RELATIONSHIPS WITH MALLORY SIMPSON, JEFFREY A. ECKMANN, DIRECTOR, AND JEAN GODLEWSKI, CONTROLLER. DENNIS L. BARSEMA, DIRECTOR, HAS BUSINESS RELATIONSHIP WITH KEN CHESSICK, DIRECTOR. BOB BOEY, DIRECTOR, HAS BUSINESS RELATIONSHIPS WITH TIMOTHY A. STRUTHERS, DIRECTOR, CASTLE BANK'S PRESIDENT & CEO. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD HAS ADOPTED THE PRACTICE THAT THE PRESIDENT/CEO, CONTROLLER AND AUDIT COMMITTEE REVIEW THE FORM 990 BEFORE IT IS FILED. THE BOARD MEMBERS ARE THEN PROVIDED A COPY OF THE FORM 990 BEFORE IT IS FILED. IT IS REVIEWED AT THE NEXT BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C MANAGEMENT AND THE AUDIT COMMITTEE ANNUALLY REVIEWS ALL EXISTING AND NEW RELATIONSHIPS TO IDENTIFY ANY CONFLICTS OF INTEREST THAT NEED TO BE DISCLOSED. ALL EMPLOYEES, DIRECTORS, AND BOARD MEMBERS ARE GIVEN A COPY THE CONFLICT OF INTEREST POLICY. THEY ARE ALSO REQUIRED TO COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE. THE AUDIT COMMITTEE REVIEWS THE CONFLICT OF INTEREST REPORTS ANNUALLY. POTENTIAL CONFLICTS ARE SHARED WITH RELEVANT COMMITTEE CHAIRS AND MEMBERS RECUSE THEMSELVES FROM DISCUSSIONS AND VOTES ON RELATED MATTERS. FORM 990, PART VI, SECTION B, LINE 15 THE NIU FOUNDATION'S BOARD OF DIRECTORS ARE NOT COMPENSATED. NIU FOUNDATION EMPLOYEES ARE NOT PAID DIRECTLY BY THE NIU FOUNDATION. THE NIU FOUNDATION EMPLOYEES ARE PAID BY NORTHERN ILLINOIS UNIVERSITY AND THE NIU FOUNDATION PAYS THE UNIVERSITY A CONTRACT FEE FOR A PORTION OF THE SALARIES AND SERVICES PERFORMED BY THE EMPLOYEES. THE NIU FOUNDATION'S PRESIDENT IS RESPONSIBLE FOR NEGOTIATION AND APPROVAL OF SERVICE CONTRACT AMOUNTS WITH NORTHERN ILLINOIS UNIVERSITY AND THE NIU FOUNDATION. THE CONTRACTS ARE TYPICALLY RENEWED EACH YEAR AT THE PRIOR YEAR AMOUNT PLUS THE UNIVERSITY SALARY INCREMENT LEVEL FOR PERSONAL SERVICES. NIU MAINTAINS A REGULAR COMPENSATION PROCESS FOR THE PRESIDENT AND KEY EMPLOYEES WHICH INCLUDES THE USE OF COMPARABLE DATA. NIU FOUNDATION HAS A COMPENSATION COMMITTEE THAT REVIEWS COMPENSATION FOR THE PRESIDENT/CEO AND KEY EMPLOYEES WHICH INCLUDES THE USE OF COMPARABLE DATA. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT FORM 990, PART XI, LINE 2C THE ORGANIZATION HAS AN AUDIT COMMITTEE OF THE BOARD OD DIRECTORS WHICH ASSUMES RESPONSIBILITY FOR REVIEWING THE ANNUAL AUDITED FINANCIAL STATEMENTS AND SELECTION OF THE AUDIT FIRM TO PERFORM THE ANNUAL AUDIT. NORTHERN ILLINOIS UNIVERSITY 1515 W LINCOLN HIGHWAY DEKALB IL 60115 366008480 PUBLIC STATE UNIVERSITY IL GOVERNMENTAL ENTITY N/A 0 NORTHERN ILLINOIS UNIVERSITY ALUMNI ASSOCIATION ALTGELD HALL- ROOM 134 DEKALB IL 60115 237013258 EDUCATIONAL, RELATIONSHIP BUILDING, AND CHARITABLE ASSOCIATION IL 501(C)(3) 170(B)(1)(A)(VI) N/A 0 0 1 0 0 0 0 0 0 0 1 0 1 0 1 1 0 1 0 0 NORTHERN ILLINOIS UNIVERSITY B 6174406 NORTHERN ILLINOIS UNIVERSITY J 704668 NORTHERN ILLINOIS UNIVERSITY ALUMNI ASSOCIATION L 55000 NORTHERN ILLINOIS UNIVERSITY L 630052 NORTHERN ILLINOIS UNIVERSITY O 607665