2014-02-12T20:25:41-06:00 2013-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2012-07-01 112201344 BROOKLYN ACADEMY OF MUSIC INC BROO 7186364110 30 LAFAYETTE AVENUE BROOKLYN NY 11217 KEITH STUBBLEFIELD 7186364153 2014-02-12 1 ROBERT R LYONS CPA P00227472 2125038800 2012 2015-11-30 17:44:51Z KEITH STUBBLEFIELD 30 LAFAYETTE AVENUE BROOKLYN NY 11217 61228060 0 X WWW.BAM.ORG X 1861 NY BAM IS THE HOME FOR ADVENTUROUS ARTISTS, AUDIENCES, AND IDEAS. 65 63 1158 28 0 0 52760133 42102981 20969680 14000690 -3319 5449 1531049 1582812 75257543 57691932 0 0 0 0 22826857 28142081 0 0 5475326 29268798 22922559 52095655 51064640 23161888 6627292 167420590 183402007 9529896 7332581 157890694 176069426 X BAM'S MISSION IS TO BE THE HOME FOR ADVENTUROUS ARTISTS, AUDIENCES, AND IDEAS. 0 0 7304132 4509609 SPRING SEASON:THE 2013 SPRING SEASON COMMENCED IN JANUARY WITH LEGENDARY THEATER DIRECTOR PETER BROOK'S THE SUIT, PERFORMED BY C.I.C.T./THEATRE DES BOUFFES DU NORD FROM FRANCE. FOLLOWING THE SUIT, BAM'S 2013 SPRING SEASON CONTINUED WITH AN ECLECTIC ARRAY OF PROGRAMMING INCLUDING THE NEW YORK PREMIERE OF TRISHA BROWN'S FINAL TWO WORKS I'M GOING TO TOSS MY ARMS - IF YOU CATCH THEM THEY'RE YOURS & LES YEAUX ET L'AME, ALONG WITH ADDITIONAL REPERTORY CLASSICS IN A THREE-EVENING ENGAGEMENT AT THE BAM HOWARD GILMAN OPERA HOUSE; THE LARAMIE PROJECT & THE LARAMIE PROJECT: TEN YEARS LATER PERFORMED IN CYCLE; AN EVENING OF HIP HOP WITH MIC CHECK: HIP HOP FROM NORTH AFRICA AND THE MIDDLE EAST; THE ROYAL SHAKESPEARE COMPANY'S THRILLING RE-IMAGINING OF JULIUS CAESAR; THE RETURN OF THE ROYAL BALLET OF CAMBODIA; AND RUSSIAN CINEMA NOW, A TWO-WEEK RUSSIAN BAMCINMATEK SERIES FEATURING THE BEST IN RUSSIAN CINEMA. THE 2013 SPRING SEASON REACHED A TOTAL AUDIENCE OF 105,097. 7164617 4371953 NEXT WAVE FESTIVAL:THE 2012 NEXT WAVE FESTIVAL OPENED IN SEPTEMBER WITH LIGHTHOUSE/ LIGHTNING ROD AND EXCERPTS FROM GRIOT NEW YORK, A COLLABORATION BETWEEN FAMED CHOREOGRAPHER GARTH FAGAN AND RENOWNED JAZZ MUSICIAN WYNTON MARSALIS; AND CLOSED IN JANUARY WITH WHEN PAST & FUTURE COLLIDE: PARIS 1919 LIVE, JOHN CALE'S LIVE PERFORMANCE OF HIS SEMINAL 1973 ALBUM BACKED BY WORDLESS MUSIC ORCHESTRA. OTHER NEXT WAVE FESTIVAL HIGHLIGHTS INCLUDED BROOKLYN-BASED INVESTIGATIVE THEATER ENSEMBLE THE CIVILIANS' PARIS COMMUNE; PINA BAUSCH'S FINAL WORK ".COMO EL MUSGUITO EN LA PIEDRA, AY SI, SI, SI . . ." PERFORMED BY HER COMPANY, PINA BAUSCH TANZTHEATER WUPPERTAL; AND TONEELGROEP AMSTERDAM'S U.S. PREMIERE OF ROMAN TRAGEDIES, A FIVE AND ONE-HALF HOUR VERSION OF THREE OF SHAKESPEARE'S POLITICALLY CHARGED TRAGEDIES: CORIOLANUS, JULIUS CAESAR, AND ANTONY AND CLEOPATRA. BAM ALSO PRESENTED A SPECIAL WINTER ENGAGEMENT OF THE HOLIDAY CLASSIC THE NUTCRACKER, PRESENTED BY THE WORLD-RENOWNED AMERICAN BALLET THEATRE, IN DECEMBER 2012. 348019 505677 BAMCINEMATEK:BAM PRESENTED THE FIFTH ANNUAL BAMCINEMAFEST FROM JUNE 19-JUNE 28, OUR LARGEST FESTIVAL YET WITH AUDIENCES OF NEARLY 8,000. DESIGNED TO PRESENT AND FOSTER DISCOURSE ON NEW INDEPENDENT FILM, BAMCINEMAFEST IS AN OPPORTUNITY FOR AUDIENCES TO VIEW NEW INDEPENDENT FILMS AND REPERTORY FAVORITES IN A FESTIVAL ATMOSPHERE. HAILED BY RICHARD BRODY OF THE NEW YORKER AS "THE CITY'S BEST INDEPENDENT FILM SHOWCASE," THE SERIES FEATURED 24 FEATURE FILMS, INCLUDING OVER 20 NEW YORK PREMIERES AND ONE WORLD PREMIERE, AS WELL AS 14 SHORT FILMS, Q&AS WITH FILMMAKERS, AND ONE OUTDOOR SCREENING. THE OPENING NIGHT FEATURED THE NEW YORK PREMIERE OF THE FEATURE FILM AIN'T THEM BODIES SAINTS (2013), AND INCLUDED AN INTRODUCTION AND POST-SCREENING PARTY WITH THE FILM'S DIRECTOR DAVID LOWERY AND STARS ROONEY MARA, CASEY AFFLECK, BEN FOSTER, NATE PARKER, AND KEITH CARRADINE. OTHER FESTIVAL HIGHLIGHTS INCLUDED A CONCERT FROM CULT CANADIAN SYNTHPUNK STAR PEACHES FOLLOWING A SCREENING OF HER SELF-DIRECTED PEACHES DOES HERSELF (2012), WHICH TELLS A LOOSELY BIOGRAPHICAL TALE OF HER RISE TO STARDOM AND A ROMANCE THAT ENDS IN HEARTBREAK; AND THE NEW YORK PREMIERE OF I USED TO BE DARKER (2013), WHICH CONFRONTS THE PAIN OF A FAMILY'S DISSOLUTION IN THE FORM OF THIS NATURALISTIC, LO-FI MUSICAL, FOLLOWED BY A CONCERT FROM ONE OF THE FILM'S STARS, SINGER-SONGWRITER KIM TAYLOR. HOWARD FEINSTEIN OF FILMMAKER MAGAZINE PRAISED BAMCINEMAFEST AS "SOMETHING OF A CINEMATIC WUNDERKIND." 27001554 4613451 EXPENSES IN THIS CATEGORY INCLUDE PROGRAMMING PROVIDED BY BAM'S EDUCATION AND HUMANITIES DEPARTMENT AS WELL AS BAM'S COMMUNITY OUTREACH. BAM'S AFTER-SCHOOL PROGRAMS ARE TAILORED TO MEET CITY AND STATE LEARNING STANDARDS AS PART OF BAM EDUCATION'S CONTINUING MISSION TO SUPPORT THE INTEGRATION OF THE ARTS INTO THE SCHOOL CURRICULUM. EXPENSES IN THIS CATEGORY ALSO INCLUDE OVERHEAD COSTS COVERING PRODUCTION MANAGEMENT, ARTIST SERVICES, MARKETING, AND BUILDING OPERATIONS ALL IN SUPPORT OF THE ORGANIZATION'S PROGRAMMING. BAM RENTS ITS THEATERS AND PUBLIC SPACES TO COMMERCIAL AND NON-PROFIT GROUPS, AS WELL AS COMMUNITY ORGANIZATIONS AND INDIVIDUALS. 27001554 4613451 41818322 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 355 0 1158 1 0 0 0 0 1 1 1 1 0 0 0 0 X 65 63 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X KEITH STUBBLEFIELD 7186364153 30 LAFAYETTE AVENUE BROOKLYN NY 11217 ALAN H FISHMAN 5.00 X 0 0 0 ADAM E MAX 5.00 X 0 0 0 WILLIAM I CAMPBELL 5.00 X 0 0 0 KAREN BROOKS HOPKINS 60.00 X X 379341 0 43045 JOSEPH V MELILLO 60.00 X X 371788 0 42758 JAMES MCLAREN 5.00 X X 0 0 0 JEFF BARKER 0.50 X 0 0 0 TONY BECHARA 0.50 X 0 0 0 RENE BOTTCHER 0.50 X 0 0 0 LINDA CHINN 0.50 X 0 0 0 HENRY CHRISTENSEN 0.50 X 0 0 0 PAMELA A CODISPOTI 0.50 X 0 0 0 CHERYL DELLA ROSA 0.50 X 0 0 0 DINYAR S DEVITRE 0.50 X 0 0 0 BETH DEWOODY 0.50 X 0 0 0 MARK DIKER 0.50 X 0 0 0 ANDRE DUA 0.50 X 0 0 0 BRENDAN DUGAN 0.50 X 0 0 0 THERESE M ESPERDY 0.50 X 0 0 0 TERI EVERETT 0.50 X 0 0 0 MALLORY FACTOR 0.50 X 0 0 0 RONALD E FEINER ESQ 0.50 X 0 0 0 RICHARD E FELDMAN ESQ 0.50 X 0 0 0 STEVEN G FELSHER 0.50 X 0 0 0 JEANNE DONOVAN FISHER 0.50 X 0 0 0 BARRY FOX 0.50 X 0 0 0 MARYANNE GILMARTIN 0.50 X 0 0 0 ROBERT M GREENBERG 0.50 X 0 0 0 GPENN HOLSENBECK 0.50 X 0 0 0 DEREK JENKINS 0.50 X 0 0 0 MARY KANTOR 0.50 X 0 0 0 DAN KLORES 0.50 X 0 0 0 I STANLEY KRIEGEL 0.50 X 0 0 0 EDGAR LAMPERT 0.50 X 0 0 0 FRANCOIS LETACONNOUX 0.50 X 0 0 0 GARY LYNCH 0.50 X 0 0 0 MARTIN F MERTZ 0.50 X 0 0 0 AHRIN MISHAN 0.50 X 0 0 0 DONALD MULLEN 0.50 X 0 0 0 WILLIAM A PERLMUTH 0.50 X 0 0 0 WILLIAM POLLARD 0.50 X 0 0 0 DAVID RAMSAY 0.50 X 0 0 0 FRANCES RESHESKE 0.50 X 0 0 0 JONATHAN ROSE 0.50 X 0 0 0 ANNA KUZMIK SAMPAS 0.50 X 0 0 0 ALBERTO SANCHEZ 0.50 X 0 0 0 AMY SCHULMAN 0.50 X 0 0 0 TIMOTHY SEBUNYA 0.50 X 0 0 0 ADI SHAMIR 0.50 X 0 0 0 DANNY SIMMONS 0.50 X 0 0 0 JESSICA SMITH 0.50 X 0 0 0 BRIAN STAFFORD 0.50 X 0 0 0 JOSEPH STERN 0.50 X 0 0 0 PEDRO TORRES CILIBERTO 0.50 X 0 0 0 JAKOB TROLLBACK 0.50 X 0 0 0 JOHN USDAN 0.50 X 0 0 0 BRIGITTE VOSSE 0.50 X 0 0 0 NORA ANN WALLACE 0.50 X 0 0 0 ELAINE WEINSTEIN 0.50 X 0 0 0 FRANKLIN WEISSBERG 0.50 X 0 0 0 VAUGHN WILLIAMS 0.50 X 0 0 0 ADAM WOLFENSOHN 0.50 X 0 0 0 CLAIRE WOOD 0.50 X 0 0 0 ANDREW ZOLLI 0.50 X 0 0 0 ANNE HUBBARD 0.50 X 0 0 0 MARK JACKSON 0.50 X 0 0 0 PATRICIA MICHELS 0.50 X 0 0 0 GORDON BOWEN 0.50 X 0 0 0 DAVID DANGOOR 0.50 X 0 0 0 ALICE BERNSTEIN 50.00 X 230046 0 30459 KEITH STUBBLEFIELD 45.00 X 246899 0 35277 MATTHEW BREGMAN 50.00 X 179327 0 29921 SOO PAK 50.00 X 166635 0 28512 STEPHANIE HUGHLEY 50.00 X 156000 0 27331 EFI SHAHAR 40.00 X 163139 0 33575 THOMAS PAULUCCI 40.00 X 167632 0 49687 JOHN MANDERBACH 40.00 X 159899 0 48180 2220706 0 368745 42 1 1 0 HUNTER ROBERTS CONSTRUCTION GROUP 2 WORLD FIN CENTER 6TH FLOOR NEW YORK NY 10281 CONSTRUCTION 5166286 EW HOWELL CO 113 CROSSWAYS PARK DRIVE WOODBURY NY 11797 CONSTRUCTION 3903101 GREAT PERFORMANCES 304 HUDSON STREET 2ND FLOOR NEW YORK NY 10013 CATERING 723261 GLYNDEBOURNE PRODUCTION LTD LEWES BN8 5UU EAST SUSSEX UK PERFORMERS 710010 LES ARTS FLORISSANTS 2 RUE DE STREET PETERSBOURG PARIS FR 75008 PERFORMERS 384275 28 1170660 3337860 14662479 22931982 1183315 42102981 PERFORMANCE INCOME 711110 10104328 10104328 BAM ROSE CINEMA 711110 3131092 3131092 BAMART REVENUE 900099 528629 528629 FOOD SERVICES & OTHER MISC. 900099 174145 174145 CO-PRESENTER INCOME 711190 62496 62496 14000690 4194 4194 2809556 2188853 620703 620703 620703 543428 542173 1255 1255 1255 805102 1170660 805102 0 MISCELLANEOUS INCOME 900099 962109 962109 962109 57691932 14000690 0 1588261 X 1967337 1064389 683319 219629 19773243 15617615 1710603 2445025 1005220 815234 80417 109569 5396281 4376384 431702 588195 127955 127955 72000 72000 4550 4550 6928138 6472871 128060 327207 3037145 2631288 5277 400580 683034 633340 12008 37686 792204 792204 2670051 2631303 9093 29655 1010543 811526 90978 108039 153351 65595 87756 PRODUCTION EXPENSES 2252909 2141487 7674 103748 FILM RENTAL 1233277 1233226 51 HOSPITALITY & RECEPTION 1131464 238879 56346 836239 BUILDING MAINTENANCE 616857 607499 1615 7743 2209081 1685482 261588 262011 51064640 41818322 3770992 5475326 9386038 1829870 21849850 24375478 658194 726946 1905497 3003042 72558965 7025869 52703658 65533096 80917353 87933575 167420590 183402007 7174346 5071128 1075550 728325 500000 275267 780000 1257861 9529896 7332581 X 55001940 65795407 24902005 32014064 77986749 78259955 157890694 176069426 167420590 183402007 X 6627292 2356742 9194698 X X 0 1 X 1 1 1 X 22531773 25772569 35479734 52760133 24647582 161191791 22531773 25772569 35479734 52760133 24647582 161191791 1721114 159470677 1625795 3393522 2010157 2711922 2813750 12555146 199667 322543 665487 1020507 1136254 3344458 177091395 72034706 0.90050 0.87420 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4550 4550 51765147 51769697 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 69663 54055 54153 4550 182421 250000 250000 250000 250000 1000000 1500000 69663 54055 54153 4550 182421 ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: PART I-A, LINE 1: BAM ENGAGES REPRESENTATION TO ASSIST IN PROCURING GRANTS AND OTHER OPERATING AND CAPITAL FUNDING FROM LOCAL AND STATE SOURCES. BAM DOES NOT CONTRIBUTE TO ANY POLITICAL CAMPAIGNS. 80872090 279374 11231658 3337860 1167327 87877935 83116249 2622492 -1160644 3008640 697367 80872090 73671009 863980 11898579 2918030 399289 83116249 69258256 1054336 6633937 2856290 419230 73671009 77549492 5405576 -10549772 2586864 560176 69258256 0.12890 0.86990 0.00120 0 1 1 2455533 191012 2264521 8393275 4695883 3697392 3443421 1612089 1831332 58266736 526885 57739851 65533096 BENEFICIAL INTEREST IN BAM ENDOWMENT TRUST 87877935 SECURITY DEPOSITS AND OTHER 55640 87933575 DUE TO BAM ENDOWMENT TRUST 1257861 1257861 X 64865666 2356742 7005845 9362587 55503079 2188853 2188853 57691932 55610135 2356642 2188853 4545495 51064640 0 51064640 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS REPORTED IN PART V ARE BEING ADMINISTERED THROUGH THE BAM ENDOWMENT TRUST, A SUPPORTING ORGANIZATION AS DEFINED IN CODE SECTION 509(A)(3) OF THE INTERNAL REVENUE CODE OF 1986. THE EARNINGS OF THE TRUST ARE USED EXCLUSIVELY TO ASSIST BAM IN CARRYING OUT ITS MISSION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: BAM HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2013 AND 2012 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISION FOR UNCERTAIN TAX POSITIONS. BAM IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCREASE IN BENEFICIAL INTEREST IN BAM ENDOWMENT TRUST 7,005,845. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT RENTAL EXPENSES 2,188,853. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT RENTAL EXPENSES 2,188,853. SPRING IGNITE GALA 954842 571665 383177 53317 87780 242080 NEXT WAVE GALA 584316 324661 259655 11500 98261 149894 2 436604 274334 162270 77990 84280 1975762 1170660 805102 64817 264031 476254 805102 0 X X X 0 1 0 0 0 0 0 0 0 KAREN BROOKS HOPKINS 379341 0 0 0 0 0 25443 0 17602 0 422386 0 0 0 JOSEPH V MELILLO 371788 0 0 0 0 0 25307 0 17451 0 414546 0 0 0 ALICE BERNSTEIN 229046 0 0 0 1000 0 20843 0 9616 0 260505 0 0 0 KEITH STUBBLEFIELD 227586 0 15000 0 4313 0 20710 0 14567 0 282176 0 0 0 MATTHEW BREGMAN 179327 0 0 0 0 0 16319 0 13602 0 209248 0 0 0 SOO PAK 166635 0 0 0 0 0 15164 0 13348 0 195147 0 0 0 STEPHANIE HUGHLEY 156000 0 0 0 0 0 14196 0 13135 0 183331 0 0 0 EFI SHAHAR 163139 0 0 0 0 0 14846 0 118729 0 296714 0 0 0 THOMAS PAULUCCI 167632 0 0 0 0 0 28497 0 21190 0 217319 0 0 0 JOHN MANDERBACH 159899 0 0 0 0 0 27183 0 20997 0 208079 0 0 0 JONATHAN ROSE DIRECTOR 210794 CONST.:MR. ROSE'S COMPANY (JONATHAN ROSE COMPANIES, INC.) PROVIDES ONGOING CONSTRUCTION MANAGEMENT SERVICES TO BAM 0 X 25 542173 FAIR MARKET VALUE X 8 9609 FAIR MARKET VALUE X CATERING 13 35373 FAIR MARKET VALUE X FLOWERS 1 180000 FAIR MARKET VALUE X OTHER 35 416160 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE TAX RETURNS FOR BAM ARE REVIEWED BY A SUB-COMMITTEE OF ITS BOARD OF TRUSTEES. AFTER REVIEW AND COMPLETION OF ANY NEEDED REVISIONS, THE PROPOSED FINAL VERSIONS OF THE TAX RETURNS ARE PRESENTED TO THE FULL BOARD FOR REVIEW AND COMMENT. SUBSEQUENTLY, THE TAX RETURNS ARE FILED WITH THE APPROPRIATE AUTHORITIES. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, ALL MEMBERS OF THE BOARD OF TRUSTEES AND SENIOR MANAGEMENT ARE REQUIRED TO REVIEW AND SIGN BAM'S CONFLICT OF INTEREST POLICY. WHEN A BIDDING SITUATION WITH A POTENTIAL CONFLICT ARISES, PROPOSALS FROM MULTIPLE SOURCES ARE REQUESTED. A SUBCOMMITTEE OF BAM'S BOARD GOVERNANCE COMMITTEE SERVES AS THE CONFLICT OF INTEREST COMMITTEE AND EVALUATES EACH CONFLICT OR POTENTIAL CONFLICT TO ENSURE THAT EACH BID MEETS THE CRITERIA SET FORTH IN BAM'S CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 A COMMITTEE CONSISTING OF INDEPENDENT TRUSTEES AND MEMBERS OF MANAGEMENT COMPLETED A COMPENSATION REVIEW. THE SALARY AND BENEFIT DATA FOR COMPARABLE ROLES WAS REVIEWED AND DISCUSSED. FOR TOP MANAGEMENT, OFFICERS, AND KEY EMPLOYEES, A COMPENSATION TARGET AND RANGE WAS ESTABLISHED FOR EACH POSITION. FORM 990, PART VI, SECTION C, LINE 19 THROUGH ITS WEBSITE (WWW.BAM.ORG), BAM MAKES AVAILABLE ITS CONFLICT OF INTEREST POLICY AND ITS FINANCIAL STATEMENTS. OTHER FEES FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 6,472,871. MANAGEMENT AND GENERAL EXPENSES 128,060. FUNDRAISING EXPENSES 327,207. TOTAL EXPENSES 6,928,138. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: INCREASE IN BENEFICIAL INTEREST IN BET ENDOWMENT TRUST 7,005,845. RENTAL EXPENSES 2,188,853. THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT FORM 990, PART XII, LINE 2C: HAS NOT BEEN CHANGED FROM THE PRIOR YEAR. BAM ENDOWMENT TRUST 30 LAFAYETTE AVENUE BROOKLYN NY 11217 113112268 THE BAM ENDOWMENT TRUST OPERATES EXCLUSIVELY FOR THE BENEFIT OF BAM NY 509(A)(3) 501(C)(3) N/A 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 BAM ENDOWMENT TRUST Q 150000 COST BAM ENDOWMENT TRUST C 3337860 CASH BAM ENDOWMENT TRUST R 769709 CASH BAM ENDOWMENT TRUST E 2250000 COST BAM ENDOWMENT TRUST S 769709 CASH