2014-01-29T19:22:35-06:00 2013-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BLVD SUITE 700 LOS ANGELES CA 900243783 990 2012-07-01 953443202 CLAREMONT INSTITUTE FOR THE STUDY OF STATESMANSHIP CLAR 9096216825 937 W FOOTHILL BLVD SUITE E CLAREMONT CA 91711 ROBERT H GRANSDEN JR 9096216825 2014-01-28 1 LIOR TEMKIN P00748170 3104773924 2014-01-28 2012 2015-11-30 17:44:51Z BRIAN T KENNEDY 937 W FOOTHILL BLVD SUITE E CLAREMONT CA 91711 7550500 0 X WWW.CLAREMONT.ORG X 1979 CA THE MISSION OF THE CLAREMONT INSTITUTE IS TO TEACH THE PRACTICAL APPLICATION OF THE PRINCIPLES OF THE AMERICAN FOUNDING TO THE NEXT GENERATION OF CONSERVATIVE LEADERS, AND TO BUILD THEM INTO A COMMUNITY DEDICATED TO PRESERVING CONSTITUTIONAL GOVERNMENT. 18 11 19 10 6155 0 3966997 4603053 364051 235029 92459 121193 0 0 4423507 4959275 51770 57050 0 0 1405119 2133088 52747 47100 816409 2653569 2335758 4163205 4572996 260302 386279 3532990 3309421 719686 133066 2813304 3176355 X THE MISSION OF THE CLAREMONT INSTITUTE IS TO TEACH THE PRACTICAL APPLICATION OF THE PRINCIPLES OF THE AMERICAN FOUNDING TO THE NEXT GENERATION OF CONSERVATIVE LEADERS, AND TO BUILD THEM INTO A COMMUNITY DEDICATED TO PRESERVING CONSTITUTIONAL GOVERNMENT. 1 0 1220806 113919 THE CLAREMONT REVIEW OF BOOKS IS A QUARTERLY PUBLICATION FEATURING BOOK REVIEWS AND ARTICLES THAT ADDRESS THE PRINCIPLES OF THE AMERICAN FOUNDING AND CONTEMPORARY ETHICAL AND PUBLIC POLICY ISSUES. THIS PROGRAM ALSO INCLUDES CRB FORUMS, WHERE OPINION LEADERS AND POLICY MAKERS DISCUSS IN PERSON ISSUES COVERED IN THE MAGAZINE. THIS PROGRAM ALSO INCLUDES THE AMERICAN MIND, A VIDEO SERIES COMPLEMENTING THE MAGAZINE. EXPENSES FOR THE CLAREMONT REVIEW OF BOOKS PROGRAM GROUP TOTALED $1,220,806. REVENUES FROM SUBSCRIPTIONS TOTALED $107,764 AND REVENUES FROM ADVERTISING FEES TOTALED $6,155. 622784 2550 THE SALVATORI CENTER FOR THE AMERICAN CONSTITUTION INCLUDES OUR EDUCATIONAL PUBLIUS FELLOWSHIP PROGRAM THAT TRAINS YOUNG CONSERVATIVE LEADERS IN THE PRINCIPLES OF LIMITED CONSTITUTIONAL GOVERNMENT. IT ALSO INCLUDES SCHOLARSHIP AND OTHER EDUCATION ACTIVITIES. EXPENSES FOR THE SALVATORI CENTER, INCLUDING THE PUBLIUS FELLOWSHIP PROGRAM, CAME TO $622,784. THIS INCLUDES GRANTS (STIPENDS) TOTALING $2,550 TO PROGRAM INTERNS. 534195 19500 THE CENTER FOR CONSTITUTIONAL JURISPRUDENCE PRODUCES SCHOLARSHIP AND EDUCATIONAL PROGRAMS THAT PROMOTE THE AMERICAN FOUNDERS' VIEW OF JURISPRUDENCE. THIS PROGRAM INCLUDES THE JOHN MARSHALL FELLOWSHIPS, AN EDUCATION PROGRAM FOR LAW STUDENTS AND RECENT GRADUATES. IT ALSO INCLUDES SEMINARS AND COLLOQUIA ON CONSTITUTIONAL LAW. EXPENSES FOR THIS CENTER CAME TO $534,195, INCLUDING GRANTS (STIPENDS) TOTALING $19,500 TO THE JOHN MARSHALL FELLOWS. 1116752 35000 121110 OTHER PROGRAMS OF THE CLAREMONT INSTITUTE INCLUDE THE WASHINGTON OFFICE, LED BY FORMER SECRETARY OF EDUCATION WILLIAM J. BENNETT; THE NATIONAL SECURITY/STATESMANSHIP PROJECT; PANELS AT THE AMERICAN POLITICAL SCIENCE ASSOCIATION'S ANNUAL MEETING; THE ENDOWED SALVATORI PRIZE IN THE AMERICAN FOUNDING; PUBLICATIONS, POLICY CONFERENCES, PUBLIC EVENTS, WEBSITES, AND APPEARANCES IN PRINT, BROADCAST, AND NEW MEDIA. EXPENSES FOR THESE OTHER PROGRAMS TOTALED $1,116,752, INCLUDING GRANTS OF $35,000 FOR THE SALVATORI PRIZE IN AMERICAN FOUNDING. REVENUE FOR THESE OTHER PROGRAMS TOTALED $121,110. 1116752 35000 121110 3494537 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 1 0 0 1 0 0 0 0 1 1 0 0 0 1 110 0 1 19 1 1 1 0 0 0 0 1 1 0 0 0 0 X 18 11 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 1 1 1 1 0 AL AK AR AZ CA CO CT FL GA HI IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NY OH OK OR PA RI SC TN VA WA WI WV X X BRIAN T KENNEDY PRESIDENT 9096216825 937 W FOOTHILL BLVD SUITE E CLAREMONT CA 91711 ARNN LARRY P 1.00 X 0 0 0 BENNETT WILLIAM J 20.00 X 206000 0 0 CRUMMER ROY E 1.00 X 0 0 0 ERLER EDWARD J 1.00 X 8750 0 0 FARKAS JOEL H 1.00 X 0 0 0 FLANNERY CHRISTOPHER 8.00 X 45580 0 0 HIGGINS JAMES E 1.00 X 0 0 0 JAFFA HARRY V 20.00 X 18000 0 0 KADISH LAWRENCE 1.00 X 0 0 0 KENNEDY BRIAN T 60.00 X X 179679 0 22048 KESLER CHARLES R 8.00 X 237546 0 0 KLINGENSTEIN THOMAS D 1.00 X 0 0 0 LEWIS JEFFREY B 1.00 X 0 0 0 MARINI JOHN 1.00 X 12300 0 0 MATTSON LARRY 1.00 X 0 0 0 SANBORN BRUCE C 1.00 X 0 0 0 SCHRAMM PETER W 1.00 X 0 0 0 WEST THOMAS G 1.00 X 5000 0 0 PALM DANIEL C 2.00 X 4851 0 0 COLLISSON ANA 40.00 X 116617 0 34965 LEIBSOHN SETH 40.00 X 119763 0 6397 GRANSDEN ROBERT 40.00 X 108734 0 24348 SEAGRAVES VERAL 40.00 X 122655 0 28109 1185475 0 115867 7 0 1 0 CHARLES KESLER 937 W FOOTHILL BLVD STE E CLAREMONT CA 91711 EDITOR, CRB; TEACHING, WRITING 237545 WILLIAM J BENNETT 937 W FOOTHILL BLVD STE E CLAREMONT CA 91711 WASHINGTON FELLOW 206000 BAUMWOLL INTERNATIONAL CONSULTING LTD 144 W 86TH ST NEW YORK NY 10024 STRATEGIC MARKETING 185850 3 15000 4588053 2340759 4603053 CONFERENCE INCOME 900099 127265 121110 6155 SUBSCRIPTION REVENUE 900099 107764 107764 235029 80105 80105 2632313 2591225 41088 41088 41088 4959275 228874 6155 121193 57050 57050 1348742 922374 64734 361634 610925 493436 79162 38327 79925 66705 6666 6554 93496 58902 9350 25244 55617 42478 3185 9954 47100 47100 15355 15355 130369 130369 32538 24839 1646 6053 113961 88947 6670 18344 226256 160653 732 64871 372605 365877 1032 5696 20628 20628 7056 5389 404 1263 24330 18582 1393 4355 CONSULTING 568422 533162 1000 34260 OUTSIDE SERVICES 253543 199613 29554 24376 PRINTING & PUBLICATION 167883 153411 13143 1329 HONORARIA 147728 147728 199467 155391 7396 36680 4572996 3494537 262050 816409 206419 1013134 1328552 282851 79354 47776 143842 135889 13468 7953 1823988 1870565 81209 87142 3532990 3309421 148198 70611 71488 62455 500000 719686 133066 X 388583 791401 409489 369722 2015232 2015232 2813304 3176355 3532990 3309421 X 386279 -29161 5933 X X 0 1 X 1 0 X 3132924 3038045 2599136 3966997 4603053 17340155 3132924 3038045 2599136 3966997 4603053 17340155 6668494 10671661 65345 41655 56033 65341 80105 308479 17648634 1255930 0.60470 0.69810 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1847494 92031 15355 1924170 1769692 88039 10237 1847494 1378632 250000 147060 6000 1769692 997326 300000 87446 6140 1378632 1152194 -146550 8318 997326 1.00000 0 0 5507 5507 0 138335 130382 7953 7953 X 4936046 -29161 5933 -23228 4959274 0 4959274 4572996 0 4572996 0 4572996 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS ARE FOR THE SALVATORI CENTER FOR THE AMERICAN CONSTITUTION, THE SALVATORI PRIZE IN THE AMERICAN FOUNDING, SENIOR FELLOWS, PUBLIUS & LINCOLN FELLOWSHIPS, AND GENERAL OPERATIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE INSTITUTE IS A TAX-EXEMPT INSTITUTION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE REVENUE AND TAXATION CODE OF THE STATE OF CALIFORNIA, EXCEPT WITH RESPECT TO ANY UNRELATED BUSINESS INCOME. IN ACCORDANCE WITH FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC NO. 740, "UNCERTAINTY IN INCOME TAXES ("ASC 740"),THE INSTITUTE RECOGNIZES THE IMPACT OF TAX POSITION IN THE FINANCIAL STATEMENTS IF THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. TO DATE, THE INSTITUTION HAS NOT RECORDED ANY UNCERTAIN TAX POSITIONS. THE INSTITUTION RECOGNIZES POTENTIAL ACCRUED INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS IN INCOME TAX EXPENSE. DURING THE YEAR ENDED JUNE 30, 2013, THE INSTITUTE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DID NOT NOTE ANY MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR WHICH MAY HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF CHARITABLE REMAINDER TRUST 5,933. X X X X X X 1 CLEAR WORD COMMUNICATIONS 12841 BRAEMAR VILLAGE PLAZA 51 BRISTOW VA 20136 DIRECT MAIL 0 318743 20000 298743 MARTS & LUNDY 1200 WALL STREET WEST LYNDHURST NJ 07071 FUNDRAISING CONSULTING 0 0 27100 0 318743 47100 298743 AK AL AR AZ CA CO CT FL GA HI IL KS KY MA MD ME MI MN MS NC ND NH NM NY OH OK OR PA RI SC TN VA WA WI WV NJ EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) ALL FUNDS ARE IN THE CUSTODY OF CLAREMONT INSTITUTE AT ALL TIMES. 1 JOHN MARSHALL FELLOWSHIP 13 19500 CASH SALVATORI PRIZE IN THE AMERICAN FOUNDING 1 35000 CASH INTERNSHIPS 3 2550 CASH PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: JOHN MARSHALL FELLOWSHIPS ARE AWARDED TO LAW STUDENTS OR YOUNG ATTORNEYS WHO SHOW EXCEPTIONAL POTENTIAL IN THE FIELD OF CONSTITUTIONAL LAW. THE JOHN MARSHALL FELLOWS SPEND APPROXIMATELY ONE WEEK WITH CLAREMONT INSTITUTE STAFF AND SCHOLARS LEARNING TO APPLY THE PRINCIPLES OF THE AMERICAN FOUNDING TO CONTEMPORARY JURISPRUDENCE. A $1,500 HONORARIUM IS AWARDED TO EACH FELLOW. THE SALVATORI PRIZE IN THE AMERICAN FOUNDING IS GIVEN TO AN INDIVIDUAL WHO HAS DISTINGUISHED HIMSELF OR HERSELF BY AN UNDERSTANDING OF, AND ACTIONS TAKEN TO PRESERVE AND FOSTER, THE PRINCIPLES UPON WHICH THE UNITED STATES WAS BUILT. INTERNSHIPS GIVE STUDENTS THE EDUCATIONAL OPPORTUNITY TO VOLUNTEER AT THE CLAREMONT INSTITUTE AND PARTICIPATE IN ITS PROGRAMS. INTERNS RECEIVE AN HONORIUM FROM THE CLAREMONT INSTITUTE. X 0 1 X X X 1 0 0 0 0 0 0 0 0 BENNETT WILLIAM J 206000 0 0 0 0 0 0 0 0 0 206000 0 0 0 KENNEDY BRIAN T 179679 0 0 0 0 0 0 0 22048 0 201727 0 0 0 KESLER CHARLES R 237546 0 0 0 0 0 0 0 0 0 237546 0 0 0 COLLISSON ANA 116617 0 0 0 0 0 0 0 34965 0 151582 0 0 0 SEAGRAVES VERAL 122655 0 0 0 0 0 0 0 28109 0 150764 0 0 0 PART I, LINE 1A THE INSTITUTE OCCASIONALLY PROVIDES DR. BENNETT, THE CLAREMONT INSTITUTE WASHINGTON FELLOW, WITH FIRST CLASS TRAVEL. THIS IS AN ORAL AGREEMENT. PART I, LINE 4A THE INSTITUTE PROVIDED AN EMPLOYEE WITH A SEVERANCE PAYMENT OF $20,833, LESS STANDARD WITHHOLDING AND DEDUCTIONS. CHARLES R KESLER DIRECTOR 237546 EDITOR, CRB. MR. KESLER SERVES ON A CONSULTING BASIS AS EDITOR OF THE CLAREMONT REVIEW OF BOOKS. 0 WILLIAM J BENNETT DIRECTOR 206000 WASHINGTON FELLOW. MR. BENNETT SERVES ON A CONSULTING BASIS AS THE CLAREMONT INSTITUTE'S WASHINGTON FELLOW,TO ADVANCE THE MISSION AND PROGRAMS OF THE CLAREMONT INSTITUTE. 0 X 26 2340759 FAIR MARKET VALUE 0 0 1 THIRD PARTY USE: PART I, LINE 32B: WHEN GIFTS OF PUBLICLY TRADED SECURITIES ARE RECEIVED, IT IS THE PRACTICE OF THE CLAREMONT INSTITUTE TO SELL THE SECURITIES AS SOON AS IS PRUDENT, USING A LICENSED BROKER. NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 THE NEWEST PROGRAM OF THE CLAREMONT INSTITUTE IS THE AMERICAN MIND, A VIDEO INTERVIEW SERIES THAT COMPLEMENTS THE CLAREMONT REVIEW OF BOOKS. FORM 990, PART VI, SECTION B, LINE 11 THE INFORMATIONAL RETURN IS PREPARED BY OUTSIDE ACCOUNTANTS AND PRESENTED TO THE AUDIT COMMITTEE. ONCE APPROVED BY THE AUDIT COMMITTEE THE RETURN IS THEN MADE AVAILABLE TO THE REST OF THE BOARD, PRIOR TO BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C WITH AN ANNUAL REVIEW OF VENDOR CONTRACTS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE CEO IS DETERMINED BY A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS WHO COMPARE THE SALARIES OF OTHER LIKE-SIZED ORGANIZATIONS. THE SALARIES OF OTHER OFFICERS AND OTHER KEY EMPLOYEES ARE DETERMINED BY THE CEO BASED ON COMPARABLE SALARIES OF LIKE-SIZED ORGANIZATIONS. PUBLICLY AVAILABLE DATA IS REVIEWED AND SALARIES ARE NEGOTIATED BASED ON MARKET CONSIDERATIONS AND CONDITIONS. FORM 990, PART VI, SECTION C, LINE 18 FORM 990 IS AVAILABLE FOR PUBLIC INSPECTION ON WWW.GUIDESTAR.ORG OR UPON REQUEST AND FORM 1023 IS AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF CHARITABLE REMAINDER TRUST 5,933. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CHI RESEARCH INSTITUTE 937 W FOOTHILL BLVD SUITE E CLAREMONT CA 91711 954774715 ACCEPTS DONATIONS OF LAND.WHEN SOLD, PROCEEDS ARE DONATED TO CLAREMONT. CA 501(C)(3) 170(B)(1)(A)(VI) THE CLAREMONT INSTITUTE 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 CHI RESEARCH N 100 ESTIMATE