2014-11-17T14:37:27-06:00 2013-12-31 521711839 COUNCILOR BUCHANAN & MITCHELL PC 7910 WOODMONT AVENUE SUITE 500 BETHESDA MD 20814 990 2013-01-01 522385104 BANK INSURANCE & SECURITIES ASSOCIATION BANK 2023671111 2025 M STREET NO 800 WASHINGTON DC 20036 JEFFREY HARTNEY EXECUTIVE DIRECTOR 2023671111 2014-11-17 1 DANIEL L WEAVER P01249346 3019860600 2013 2015-11-30 17:44:51Z JEFFREY HARTNEY 2025 M STREET NO 800 WASHINGTON DC 20036 2725447 0 X WWW.BISANET.ORG X 2002 CA SUPPORT MEMBER FIRMS AND FINANCIAL PROFESSIONALS WITHIN DEPOSITORY INSTITUTIONS BY BUILDING A COMMUNITY AND PROVIDING FORUMS. 25 25 0 50 435198 0 0 0 2276568 2465980 5163 8924 10945 1500 2292676 2476404 0 0 0 0 0 0 0 0 0 2141297 2199700 2141297 2199700 151379 276704 1866779 2243322 663621 763460 1203158 1479862 X BISA'S MISSION IS TO SUPPORT MEMBER FIRMS AND FINANCIAL PROFESSIONALS WITHIN DEPOSITORY INSTITUTIONS BY BUILDING A COMMUNITY AND PROVIDING FORUMS TO ENHANCE THEIR PROFESSIONALISM, KNOWLEDGE, AND PRODUCTIVITY TO HELP THEM BEST SERVE THEIR CLIENTS WITH A BROAD ARRAY OF FINANCIAL SOLUTIONS. 0 0 PROVIDED EDUCATIONAL SEMINARS TO MEMBERS PROVIDED RESEARCH AND STATISTICS NEWSLETTERS, DIRECTORIES, WEBSITES & OTHER PUBLICATIONS TO MEMBERS 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 0 1 1 0 0 0 0 0 X 25 25 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 DC CA X SMITHBUCKLIN CORPORATION 2023671111 2025 M STREET SUITE 800 NW WASHINGTON DC 200363309 X SAM GUERRIERI JR PRESIDENT 5.00 X X 0 0 0 DAN OVERBEY PRESIDENT ELECT 5.00 X X 0 0 0 MARC A VOSEN IMMEDIATE PAST PRESIDENT 5.00 X X 0 0 0 THOMAS N HOWE SECRETARY/TREASURER 5.00 X X 0 0 0 FRANK A CONSALO VICE PRESIDENT 5.00 X X 0 0 0 DAN MCCORMACK VICE PRESIDENT 5.00 X X 0 0 0 MICHAEL ANDERSON DIRECTOR 5.00 X 0 0 0 BRETT BOWERS DIRECTOR 5.00 X 0 0 0 SCOTT DIXON DIRECTOR 5.00 X 0 0 0 STEVE DOWDEN DIRECTOR 5.00 X 0 0 0 WESLEY EGAN DIRECTOR 5.00 X 0 0 0 RICHARD GUERRINI DIRECTOR 5.00 X 0 0 0 JIM FUJINAGA DIRECTOR 5.00 X 0 0 0 BRUCE HAGEMANN DIRECTOR 5.00 X 0 0 0 HOWARD HAMMOND DIRECTOR 5.00 X 0 0 0 JOHN W HOUSTON DIRECTOR 5.00 X 0 0 0 ANDY KALBAUGH DIRECTOR 5.00 X 0 0 0 TOM KLEPS DIRECTOR 5.00 X 0 0 0 RICHARD KOLL DIRECTOR 5.00 X 0 0 0 DONNA MCNEELY DIRECTOR 5.00 X 0 0 0 KEVIN MUMMAU DIRECTOR 5.00 X 0 0 0 JIM NONNENGARD DIRECTOR 5.00 X 0 0 0 CHRIS RADZOM DIRECTOR 5.00 X 0 0 0 VANCE RICHARD DIRECTOR 5.00 X 0 0 0 LEANN RUMMEL DIRECTOR 5.00 X 0 0 0 JAMES M MCNEIL EXECUTIVE DIRECTOR 40.00 X 0 0 0 0 0 0 0 0 0 0 SMITHBUCKLIN CORPORATION 2025 M STREET NW WASHINGTON DC 20036 MANAGEMENT FEES 958889 MORGAN LEWIS AND BOCKIUS LLP 1701 MARKET STREET PHILADELPHIA PA 19103 LEGAL FEES 150000 2 MEMBERSHIP DUES AND AS 900099 1584975 1584975 BISA MAGAZINE REVENUE 541800 435713 515 435198 CONFERENCE REVENUE 900099 300292 300292 BENCHMARKING 900099 145000 145000 2465980 8924 8924 249043 249043 0 0 MISCELLANEOUS 900099 1500 1500 1500 2476404 2030782 435198 10424 X 341250 35014 53096 786323 90912 138953 88101 659105 5509 DUES AND SUBSCRIPTIONS 1437 2199700 232854 265144 1498796 1793566 73319 110993 61810 73619 1866779 2243322 80956 97575 0 582665 665885 663621 763460 X 1203158 1479862 1203158 1479862 1866779 2243322 276704 0 X X 0 1 X 1 0 0 1 0 0 X 2476404 0 2476404 0 2476404 2199700 0 2199700 0 2199700 PART X, LINE 2: THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THAT GUIDANCE, THE ASSOCIATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE ASSOCIATION AND VARIOUS POSITIONS RELATED TO THE POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME (UBIT). THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES FOR FISCAL YEARS 2013 AND 2012. THE ASSOCIATION'S POLICY WOULD BE TO RECOGNIZE INTEREST AND PENALTIES, IF ANY, ON TAX POSITIONS RELATED TO ITS UNRECOGNIZED TAX BENEFITS IN INCOME TAX EXPENSE IN THE FINANCIAL STATEMENTS. NO INTEREST AND PENALTIES WERE ASSESSED OR RECORDED DURING FISCAL YEARS 2013 AND 2012. FORM 990, PART VI, SECTION A, LINE 3 THE ASSOCIATION HAS CONTRACTED WITH SMITHBUCKLIN TO PERFORM ALL MANAGEMENT FUNCTIONS. FORM 990, PART VI, SECTION A, LINE 6 BANKS, SAVINGS BANKS, SAVINGS AND LOAN ASSOCIATIONS, CREDIT UNIONS, AND OTHER FINANCIAL SERVICES COMPANIES SO DESIGNATED BY THE BOARD, INCLUDING BROKER-DEALER, INSURANCE AGENCY, MUTUAL FUND, INVESTMENT MANAGEMENT, AND FINANCIAL OR ESTATE PLANNING SUBSIDIARIES AND AFFILIATES OF SUCH ENTITIES, SHALL BE CONSIDERED REGULAR MEMBERS. ALL ORGANIZATIONS INTERESTED IN SUPPORTING THE MARKETING, DEVELOPMENT OR MANUFACTURE OF SECURITIES, INSURANCE AND INVESTMENT PRODUCTS AND SERVICES FOR THE FINANCIAL INSTITUTION DISTRIBUTION CHANNEL SHALL BE CONSIDERED ASSOCIATE MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS ARE ELECTED BY THE MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 MANAGEMENT OF SMITHBUCKLIN REVIEWS THE FORM 990 AND EMAILS THE 990 TO THE BOARD PRIOR TO SUBMITTING THE FORM TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICERS AND BOARD OF DIRECTORS SIGN A DOCUMENT ANNUALLY WHICH WOULD DISCLOSE ANY CONFLICT OF INTERESTS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE AT OFFICE FORM 990, PART IX, LINE 11G STAFF TIME 299,253. GOVERNMENT RELATIONS 114,986. PUBLICATION 158,255. PRODUCTIVITY BENCHMARK RESEARCH 22,140. INFO CONTENT FEES 43,800. DEVELOPMENT FEES 147,889. FORM 990, PART XII, LINE 2C: THE OVERSIGHT PROCESS FOR THE SELECTION OF AN INDEPENDENT AUDITOR HAS NOT CHANGED FROM THE PRIOR YEAR.