2014-11-17T12:57:46-06:00 2013-12-31 522041603 SQUIRE LEMKIN COMPANY LLP 111 ROCKVILLE PIKE SUITE 475 ROCKVILLE MD 20850 990 2013-01-01 061548706 AMERICAN THORACIC SOCIETY AMER 2123158600 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 STEPHEN CRANE EXECUTIVE DIRECTOR 2123158600 2014-11-14 1 NANCY JOHNSON P01593478 3014246800 2013 2015-11-30 17:44:51Z STEPHEN CRANE 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 27948687 0 X WWW.THORACIC.ORG X 2001 DC THE MISSION OF ATS IS TO IMPROVE HEALTH WORLDWIDE BY ADVANCING RESEARCH, CLINICAL CARE, AND PUBLIC HEALTH IN RESPIRATORY DISEASE, CRITICAL ILLNESS, AND SLEEP DISORDERS. THE MEDICAL AND SCIENTIFIC AREAS OF INTEREST ARE AS FOLLOWS: PULMONOLOGY, CRITICAL CARE, SLEEP MEDICINE, INFECTIOUS DISEASE, PEDIATRICS, ALLERGY/IMMUNOLOGY, THORACIC SURGERY, BEHAVIORAL SCIENCE, ENVIRONMENTAL AND OCCUPATIONAL MEDICINE, PHYSIOLOGY AND MOLECULAR BIOLOGY. 28 27 73 0 1013396 0 6897318 6516701 17594156 17049252 310558 404207 606633 662124 25408665 24632284 649222 118979 0 0 7172008 7094115 0 0 373025 15312392 13934191 23133622 21147285 2275043 3484999 24288329 30360758 12800101 14708867 11488228 15651891 X AMERICAN THORACIC SOCIETY, INC. IS AN INTERNATIONAL PROFESSIONAL AND SCIENTIFIC SOCIETY WHICH PREVENTS AND FIGHTS RESPIRATORY DISEASE THROUGH RESEARCH, EDUCATION, PATIENT CARE AND ADVOCACY. THE MISSION OF ATS IS TO IMPROVE HEALTH WORLDWIDE BY ADVANCING RESEARCH, CLINICAL CARE, AND PUBLIC HEALTH IN RESPIRATORY DISEASE, CRITICAL ILLNESS, AND SLEEP DISORDERS. THE MEDICAL AND SCIENTIFIC AREAS OF INTEREST ARE AS FOLLOWS: PULMONOLOGY, CRITICAL CARE, SLEEP MEDICINE, INFECTIOUS DISEASE, PEDIATRICS, ALLERGY/IMMUNOLOGY, THORACIC SURGERY, BEHAVIORAL SCIENCE, ENVIRONMENTAL AND OCCUPATIONAL MEDICINE, PHYSIOLOGY AND MOLECULAR BIOLOGY. 0 0 5637523 11191969 INTERNATIONAL CONFERENCE - TO PROVIDE ORIGINAL RESEARCH AND EDUCATION IN RESPIRATORY AND CRITICAL CARE MEDICINE DURING INTERNATIONAL CONFERENCE. ANNUALLY, THE ORGANIZATION HOLDS THE MOST PRESTIGIOUS RESPIRATORY AND CRITICAL CARE CONFERENCE OFFERING PROGRAMS FOR PHYSICIANS, SCIENTISTS AND HEALTH CARE PROVIDERS ON TOPICS IN AREAS OF PULMONARY, RESPIRATORY, SLEEP, ENVIRONMENTAL/OCCUPATIONAL HEALTH AND CRITICAL CARE MEDICINE. THIS INTERNATIONAL CONFERENCE FEATURES SIX DAYS OF PROFESSIONAL EDUCATION AND THE OPPORTUNITY FOR A CRITICAL EXCHANGE OF INFORMATION BETWEEN PULMONARY AND CRITICAL CARE SLEEP SPECIALISTS AROUND THE WORLD. PRESENTATIONS OF ORIGINAL RESEARCH IN ALL RESPIRATORY FIELDS ARE REPRESENTED AND SPECIAL TRACKS IN CLINICAL MEDICINE AND CRITICAL CARE OFFER A FOCUSED PROGRAM FOR CLINICIANS AND OTHERS. 3078385 4317187 EDUCATIONAL PUBLICATIONS - TO PUBLISH EDUCATIONAL JOURNALS ON RESPIRATORY DISEASES.1) AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE (AJRCCM) - THIS OFFICIAL JOURNAL OF THE ORGANIZATION IS PUBLISHED TWICE MONTHLY AND FOCUSES ON HUMAN BIOLOGY AND DISEASE AS WELL AS STUDIES THAT CONTRIBUTE TO THE UNDERSTANDING OF THE PATHOPHYSIOLOGY AND TREATMENT OF DISEASES THAT AFFECT THE RESPIRATORY SYSTEM AND CRITICALLY ILL PATIENTS.2) AMERICAN JOURNAL OF RESPIRATORY CELL AND MOLECULAR BIOLOGY (AJRCMB) - AN OFFICIAL JOURNAL OF THE ORGANIZATION, THIS MONTHLY PUBLICATION FOCUSES ON CELLULAR, BIOCHEMICAL, MOLECULAR, DEVELOPMENTAL GENETIC AND IMMUNOLOGIC STUDIES OF LUNG CELLS AND MOLECULES.3) THE ANNALS IS AN OFFICIAL INTERNATIONAL ONLINE JOURNAL OF THE AMERICAN THORACIC SOCIETY, THE ANNALS OF THE AMERICAN THORACIC SOCIETY (ANNALSATS), FORMERLY PATS, DELIVERS UP-TO-DATE AND AUTHORITATIVE COVERAGE OF ADULT AND PEDIATRIC PULMONARY AND RESPIRATORY SLEEP MEDICINE AND ADULT MEDICAL CRITICAL CARE. THE SCOPE OF THE JOURNAL ENCOMPASSES CONTENT THAT IS APPLICABLE TO CLINICAL PRACTICE, THE FORMATIVE AND CONTINUING EDUCATION OF CLINICAL SPECIALISTS, AND THE ADVANCEMENT OF PUBLIC HEALTH. 2128505 118979 500350 EDUCATION - TO PROVIDE EDUCATION THROUGH VARIOUS VENUES THROUGHOUT THE YEAR. THE ORGANIZATION ALSO PROVIDES EDUCATIONAL EVENTS AT VARYING LEVELS FOR PULMONARY SUB-SPECIALISTS, SCIENTISTS, ADVANCE PRACTICE NURSES AND OTHER HEALTH CARE PROFESSIONALS. THESE EVENTS INCLUDE THE ANNUAL CLINICAL STATE OF THE ART REVIEW COURSE, THE METHODS IN EPIDEMIOLOGY, CLINICAL AND OPERATIONAL RESEARCH COURSE AND OTHER SPECIALIZED COURSES. THROUGHOUT THE YEAR, EDUCATIONAL OPPORTUNITIES ARE ALSO PROVIDED IN A VARIETY OF TEACHING MODALITIES, INCLUDING LIVE EVENTS, MONOGRAPHS AND NEWSLETTERS, AUDIOCASSETTES, CD'S AND ONLINE LEARNING. THE AMERICAN THORACIC SOCIETY ALSO PARTICIPATES IN EDUCATION EVENTS AND PROGRAMS IN OTHER COUNTRIES AND UNDER-DEVELOPED AREAS. 3016466 35625 OTHER PROGRAM SERVICES RELATE TO MISCELLANEOUS REGISTRATION FEES AND PULMONARY LAB FEES. 3016466 35625 13860879 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 312 0 1 73 1 1 1 0 0 0 0 0 0 0 0 0 X 28 27 0 0 0 0 1 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 NY X X NICOLE ANTHONY 2123158615 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 MONICA KRAFT IMMEDIATE PAST PRESIDENT 3.00 X X 0 0 0 PATRICIA W FINN PRESIDENT 7.00 X X 0 0 0 THOMAS W FERKOL PRESIDENT - ELECT 5.00 X X 0 0 0 ATUL MALHOTRA VICE PRESIDENT 3.00 X X 0 0 0 DAVID GOZAL SECRETARY-TREASURER 2.00 X X 0 0 0 JAMES BECK PRESIDENTIAL APPOINTEE 1.00 X 0 0 0 ROY BROWER PRESIDENTIAL APPOINTEE 1.00 X 0 0 0 ROBERT H BROWN CHAIR 1.00 X 0 0 0 SHANNON CARSON CHAIR 1.00 X 0 0 0 ROBIN R DETERDING CHAIR 1.00 X 0 0 0 GREGORY P DOWNEY CHAIR 1.00 X 0 0 0 JAMES F DONOHUE FOUNDATION BOARD OF TRUSTEE CHAIRMAN 1.00 X 0 0 0 ROGER S GOLDSTEIN CHAIR 1.00 X 0 0 0 ROBIN L GROSS CHAIR 1.00 X 0 0 0 JERRY A KRISHNAN CHAIR 1.00 X 0 0 0 DAVID M LEWINSOHN CHAIR 1.00 X 0 0 0 SAMYA Z NASR CHAIR 1.00 X 0 0 0 LINDA NICI CHAIR 1.00 X 0 0 0 IRINA PETRACHE CHAIR 1.00 X 0 0 0 VSEVOLOD Y POLOTSKY CHAIR 1.00 X 0 0 0 CARRIE A REDLICH CHAIR 1.00 X 0 0 0 LYNN F REINKE CHAIR 1.00 X 0 0 0 JESSE ROMAN RODRIGUEZ CHAIR 1.00 X 0 0 0 CHARLIE STRANGE CHAIR 1.00 X 0 0 0 CAREY C THOMPSON CHAIR 1.00 X 0 0 0 REGINA VIDAVER CHAIR 1.00 X 0 0 0 JASON YUAN CHAIR 1.00 X 0 0 0 STEPHEN C CRANE EXECUTIVE DIRECTOR 35.00 X X 359927 0 58033 FRAN DUMELLE SR. DIRECTOR, INT'L ACTIVI 35.00 X 167195 0 29084 KEVIN WILSON SR. DIRECTOR, DOCUMENTS & MEDICAL AFFAIRS 35.00 X 177751 0 31648 MICHELLE TURENNE SR. DIRECTOR, CORPORATE ALLIANCES & DEVELOPMENT 35.00 X 154220 0 26195 DIANE GERN PUBLISHER 35.00 X 154392 0 28167 GARY EWART SR. DIRECTOR, GOVERNMENT RELATIONS 35.00 X 145588 0 27156 EILEEN LARSSON CHIEF PROGRAM OFFICER 35.00 X 147602 0 26592 SHANE MCDERMOTT SR. DIRECTOR, ETHICS & CONFLICTS OS INTEREST MANAM 35.00 X 145518 0 26561 FRANCINE COMI SR. DIRECTOR, SCIENTIFIC MEETINGS AND CONFERENCES 35.00 X 139664 0 25036 BRIAN KELL SR. DIRECTOR, COMMUNICATIONS AND MARKETING 35.00 X 132524 0 23981 1724381 0 302453 14 0 1 0 PSAV 23918 NETWORK PLACE CHICAGO IL 60673 AUDIO VISUAL SERVICES 1046909 DARTMOUTH JOURNAL SERVICES PO BOX 415740 BOSTON MA 02241 PRINTING & PUBLICATION DISTRIBUTIONS 905694 ACSA PO BOX 30422 HARTFORD CT 06150 HEALTH INSURANCE 843358 25 BROADWAY ONE STATE STREET PLAZA NEW YORK NY 10004 OCCUPANCY 823491 AIRPLUS PO BOX 724-6064 PHILADELPHIA PA 19170 TRAVEL SERVICES 669302 5 3696399 921551 1898751 6516701 INTERNATIONAL CONFERENCE 541800 11191969 11191969 SCIENTIFIC JOURNAL 541800 5330583 4317187 1013396 POST-GRADUATE FEES 611710 500350 500350 REGISTRATION FEES 611710 26350 26350 17049252 259466 259466 354649 354649 3461144 3316403 144741 144741 144741 MISCELLANEOUS 900099 272499 272499 MEMBER LIST RENTAL 900099 25701 25701 PULMONARY LAB FUNCTION 611710 9275 9275 307475 24632284 16045131 1013396 1057056 X 118979 118979 1186612 559253 627359 4840360 2375621 2264942 199797 70713 65936 4777 588681 330967 234244 23470 407749 224355 171357 12037 31608 31608 95035 26000 69035 74476 74476 4194579 3581657 552582 60340 1225437 632353 592599 485 1072869 31746 1041123 539621 374248 143494 21879 2858089 2205580 606361 46148 378760 256510 122250 108332 39212 69120 PRINTING & PUBLICATIONS 1571819 1571819 0 0 HOTEL 418952 418952 0 0 ATS FOUNDATION SUPPORT 362136 362136 0 0 AWARDS AND GRANTS 354928 354928 647550 396563 246895 4092 21147285 13860879 6913381 373025 6307624 9974579 295311 368425 456051 332979 10695474 5828086 5211268 4867388 11615644 14414956 402431 402431 24288329 30360758 2895205 2655693 6970420 8291496 2934476 3761678 12800101 14708867 X 10775600 14835955 592353 695661 120275 120275 11488228 15651891 24288329 30360758 X 3484999 1080587 -401923 X 0 1 X 1 0 X 8297228 6131300 6382630 6897318 6516701 34225177 13309659 13786729 16129338 17594156 17049252 77869134 21606887 19918029 22511968 24491474 23565953 112094311 0 0 0 112094311 1026785 1147477 842803 710460 614115 4341640 47678 47678 1074463 1147477 842803 710460 614115 4389318 69852 104366 181620 202361 307475 865674 22751202 21169872 23536391 25404295 24487543 117349303 0.95520 0.94800 0.03740 0.04670 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 5000 0 0 1 120000 0 0 125000 0 120275 3015 3015 120275 120275 3542 3542 120275 135823 15548 120275 136323 500 135823 137397 1074 136323 1.00000 0 0 758150 681681 76469 1740496 1555301 185195 8196828 3591104 4605724 4867388 DUE TO AFFILIATE 1926473 DEFERRED LEASE BENEFIT 903908 ACCRUED PENSION COST 931297 3761678 X 25712871 1080587 1080587 24632284 0 24632284 21549208 401923 401923 21147285 0 21147285 PART V, LINE 4: THE INTENDED USE OF THE SOCIETY'S ENDOWMENT FUNDS ARE TO SUPPORT GRANTS AND TRAINING ASSOCIATED WITH THE SOCIETY'S VARIOUS PROGRAMS. PART X, LINE 2: INCOME TAXES - ATS COMPLIES WITH THE PROVISIONS OF THE FASB ACCOUNTING STANDARDS CODIFICATION TOPIC, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. MANAGEMENT EVALUATED ATS' TAX POSITIONS AND CONCLUDED THAT ATS HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE ACCOUNTING STANDARDS. NO PROVISION FOR INCOME TAXES WAS REQUIRED FOR 2013 OR 2012. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN DEFINED BENEFIT RETIREMENT PLAN 401,923. 1 TECHNICAL ASSISTANCE GRANT 1 118979 0 X X X 0 0 0 0 0 0 0 0 0 STEPHEN C CRANE EXECUTIVE DIRECTOR 359927 0 0 0 0 0 3825 0 54208 0 417960 0 0 0 FRAN DUMELLE SR. DIRECTOR, INT'L ACTIVI 167195 0 0 0 0 0 2284 0 26800 0 196279 0 0 0 KEVIN WILSON SR. DIRECTOR, DOCUMENTS & MEDICAL AF 177751 0 0 0 0 0 1391 0 30257 0 209399 0 0 0 MICHELLE TURENNE SR. DIRECTOR, CORPORATE ALLIANCES & 154220 0 0 0 0 0 2242 0 23953 0 180415 0 0 0 DIANE GERN PUBLISHER 154392 0 0 0 0 0 2280 0 25887 0 182559 0 0 0 GARY EWART SR. DIRECTOR, GOVERNMENT RELATIONS 145588 0 0 0 0 0 2198 0 24958 0 172744 0 0 0 EILEEN LARSSON CHIEF PROGRAM OFFICER 147602 0 0 0 0 0 2112 0 24480 0 174194 0 0 0 SHANE MCDERMOTT SR. DIRECTOR, ETHICS & CONFLICTS OS 145518 0 0 0 0 0 2150 0 24411 0 172079 0 0 0 FRANCINE COMI SR. DIRECTOR, SCIENTIFIC MEETINGS AN 139664 0 0 0 0 0 2027 0 23009 0 164700 0 0 0 BRIAN KELL SR. DIRECTOR, COMMUNICATIONS AND MAR 132524 0 0 0 0 0 1941 0 22040 0 156505 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN THORACIC SOCIETY HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A TWO MEMBERS OF THE BOARD OF DIRECTORS ARE APPOINTED AND THE REMAINDER ARE ELECTED BY MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR AND THE DIRECTOR OF FINANCE DOES A NUMERICAL CHECK TO ENSURE ACCURACY. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES, DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST FORM ANNUALLY. ANY DISCLOSURES ARE INVESTIGATED. FORM 990, PART VI, SECTION B, LINE 15 IN ADDITION TO COMPARABILITY DATA, ATS ALSO EXAMINES FOR EACH POSITION, THE INTERNAL GRADE STRUCTURE, WHERE THE POSITION FALLS WITHIN THE GRADE STRUCTURE AND THE TENURE FOR THE POSITION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 3,581,657. MANAGEMENT AND GENERAL EXPENSES 552,582. FUNDRAISING EXPENSES 60,340. TOTAL EXPENSES 4,194,579. FORM 990, PART XI, LINE 9: ADJUSTMENT FOR PENSION LIABILITY -401,923. ATS FOUNDATION INC 25 BROADWAY 18TH FLOOR NEW YORK NY 100062755 202138855 EDUCATION & RESEARCH NY 501(C)(3) LINE 11A, I N/A 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 ATS FOUNDATION INC B 362136 TOTAL ADMINISTRATIVE EXPENSES ATS FOUNDATION INC E 1926473 DUE TO AFFILIATE