2014-11-17T09:28:56-06:00 2014-06-30 351346211 HARDING SHYMANSKI & CO PSC PO BOX 3677 EVANSVILLE IN 47735 990 2013-07-01 351160722 SOUTHWESTERN BEHAVIORAL HEALTHCARE INC SOUT 8124364231 415 MULBERRY STREET EVANSVILLE IN 47713 MICHAEL CARROLL CFO 8124364231 2014-11-12 1 MICHAEL J VOGEL P00075676 8124649161 2013 2015-11-30 17:44:51Z DENNIS N MORAN 415 MULBERRY STREET EVANSVILLE IN 47713 15393486 0 X SOUTHWESTERN.ORG X 1966 IN MENTAL HEALTH AND SUBSTANCE ABUSE SERVICES 19 19 230 19 0 0 32719 25501 14039053 14383744 200 185 1090620 984056 15162592 15393486 0 0 0 0 8528386 9439955 0 0 0 6286093 5830862 14814479 15270817 348113 122669 5865989 6154504 1186765 1352611 4679224 4801893 MENTAL HEALTH AND SUBSTANCE ABUSE SERVICES 0 0 10007760 13610764 MENTAL HEALTH PROGRAM SERVICES- INCLUDES INPATIENT RESIDENTIAL, PARTIAL HOSPITALIZATION, OUTPATIENT, AND CONSULTATION AND EDUCATION 2156312 772980 SUBSTANCE ABUSE PROGRAM SERVICES - INCLUDES INPATIENT, RESIDENTIAL, OUTPATIENT, PARTIAL HOSPITALIZATION, CONSULTATION AND EDUCATION, & DETOXIFICATION - RESIDENTIAL ONLY 12164072 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 10 0 1 230 1 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IN X MICHAEL CARROLL 8124364231 415 MULBERRY STREET EVANSVILLE IN 47713 ROBERT ROCK CHAIRMAN 0.50 0.50 X X 0 0 0 DAVID KELLEY DIRECTOR 0.50 X 0 0 0 JUDITH HARPER DIRECTOR 0.50 X 0 0 0 DONALD HENDRICKSON DIRECTOR 0.50 X 0 0 0 MARK KOPTA DIRECTOR 0.50 X 0 0 0 LARRY TWYCROSS DIRECTOR 0.50 0.50 X 0 0 0 MARSHA RICHARDSON DIRECTOR 0.50 X 0 0 0 PAT BROOKS DIRECTOR 0.50 X 0 0 0 SUSAN MCDOWELL RILEY DIRECTOR 0.50 0.50 X 0 0 0 SUZANNE CROUCH DIRECTOR 0.50 X 0 0 0 VICKI SIMPSON DIRECTOR 0.50 X 0 0 0 JOHN KOEHLER DIRECTOR 0.50 X 0 0 0 ALVIN HOLDER SECRETARY 0.50 X X 0 0 0 JOY JINES TREASURER 0.50 X X 0 0 0 DIANE ARNESON VICE CHAIRMAN 0.50 0.50 X X 0 0 0 MICHAEL CARROLL EX-OFFICIO 0.50 41.50 X 0 162625 5816 BETTY POOLE DIRECTOR 0.50 X 0 0 0 SHARON JAMES DIRECTOR 0.50 X 0 0 0 ROBERT PIGMAN DIRECTOR 0.50 X 0 0 0 ANN WHITE DIRECTOR 0.50 X 0 0 0 BEVERLY CORN VANHAAFFTEN DIRECTOR 0.50 X 0 0 0 DENNIS N MORAN PRESIDENT/CEO 40.00 X 145652 0 7115 GREGORY UNFRIED STAFF PHYSICIAN 36.00 X 204351 0 9609 WILLARD WHITEHEAD MEDICAL DIRECTOR 36.00 4.00 X 236479 40738 12640 JOHN WUERTZ STAFF PHYSICIAN 32.00 X 174704 0 9003 TINA EVANS-ROBINSON STAFF PHYSICIAN 40.00 X 222461 0 9675 JULIE WOOD STAFF PHYSICIAN 40.00 X 120473 0 0 1104120 203363 53858 8 0 1 0 SODEXO INC 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 321376 ST MARY'S MEDICAL CENTER 1400 PROFESSIONAL BLVD EVANSVILLE IN 47714 INPATIENT CONTRACT 146326 DEACONESS HOSPITAL PO BOX 152 EVANSVILLE IN 47701 INPATIENT CONTRACT 132815 3 10475 15026 25501 FEE & CONTRACT REVENUE 623990 7783442 7783442 NET SERVICE REVENUE 623990 6600302 6600302 14383744 185 185 MENTAL HEALTH FUNDS RE 623990 779452 779452 SERVICE CONTRACT INCOM 623990 64115 64115 INCREASE IN CSV 623990 47803 47803 92686 92686 984056 15393486 14383744 0 984241 152767 145664 7103 7251037 6915384 335653 264504 252214 12290 1251509 1191886 59623 520138 495971 24167 2277886 2277886 35718 22460 13258 40297 25339 14958 26872 26872 131896 100876 31020 1180474 1047059 133415 196225 193083 3142 41159 25881 15278 154348 136046 18302 PURCHASED SERVICES 651235 651235 BAD DEBTS 381854 381854 OPERATING EXPENSES 153940 153940 SUPPLIES 143402 143402 415556 254906 160650 15270817 12164072 3106745 0 1600 1600 2619245 3178801 1692241 1358993 210233 239057 2510306 1729166 857342 781140 237743 292752 247585 302161 5865989 6154504 983080 1106808 15885 9375 187800 236428 1186765 1352611 X 4679224 4801893 4679224 4801893 5865989 6154504 122669 0 X X 0 1 X 1 1 1 X 299 13460 22111 32719 25501 94090 13876905 12975139 13398094 14039053 14383744 68672935 13877204 12988599 13420205 14071772 14409245 68767025 0 0 0 68767025 8574 6767 2311 200 185 18037 8574 6767 2311 200 185 18037 930126 972723 1011457 1090620 984056 4988982 14815904 13968089 14433973 15162592 15393486 73774044 0.93210 0.92880 0.00020 0.00100 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2025263 1670595 354668 485043 58571 426472 781140 457(B) DEFERRED COMPENSATION LIABILITY 233997 DUE TO HILLCREST WASHINGTON YOUTH HOME, INC. 479 DUE TO HEALTHCARE 1952 236428 X 15393486 0 15393486 0 15393486 15270817 0 15270817 0 15270817 PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS RULED THAT THE CORPORATION IS EXEMPT FROM THE PAYMENT OF FEDERAL INCOME TAX UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE CORPORATION HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION AND HAS BEEN DESIGNATED AS A "PUBLICLY-SUPPORTED" ORGANIZATION. MANAGEMENT EVALUATED THE COMPANY'S UNCERTAIN TAX POSITIONS AND CONCLUDED THAT THE COMPANY HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THE CORPORATION IS SUBJECT TO INCOME TAX EXAMINATIONS FOR ITS U.S. FEDERAL INCOME TAXES AND STATE JURISDICTIONS. THE STATUTE OF LIMITATIONS FOR ASSESSMENT OF FEDERAL AND STATE INCOME TAXES EXPIRED WITH RESPECT TO TAX RETURNS THROUGH 2010. X X X X X 0 1 0 0 0 0 0 0 0 MICHAEL CARROLL EX-OFFICIO 0 153412 0 0 0 9213 0 5816 0 0 0 168441 0 0 DENNIS N MORAN PRESIDENT/CEO 137662 0 0 0 7990 0 7115 0 0 0 152767 0 0 0 GREGORY UNFRIED STAFF PHYSICIAN 191919 0 0 0 12432 0 9609 0 0 0 213960 0 0 0 WILLARD WHITEHEAD MEDICAL DIRECTOR 224047 40738 0 0 12432 0 12640 0 0 0 249119 40738 0 0 JOHN WUERTZ STAFF PHYSICIAN 163142 0 0 0 11562 0 9003 0 0 0 183707 0 0 0 TINA EVANS-ROBINSON STAFF PHYSICIAN 210029 0 0 0 12432 0 9675 0 0 0 232136 0 0 0 PART I, LINE 4B PART I, LINE 4B: MICHAEL B. CARROLL PARTICIPATED IN A 457(F) PLAN. THE TOTAL PLAN CONTRIBUTIONS MADE BY THE ORGANIZATION WERE $6,000. FORM 990, PART VI, SECTION A, LINE 7A SOUTHWESTERN HEALTHCARE, INC. APPOINTS THE MAJORITY OF THE BOARD OF DIRECTORS FOR SOUTHWESTERN BEHAVIORAL HEALTHCARE, INC. THE BOARD ELECTS THE BALANCE OF THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE FIRST REVIEW PROCESS IS CONDUCTED BY THE FINANCE COMMITTEE. COPIES ARE THEN PROVIDED TO THE BOARD OF DIRECTORS FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C TO ENSURE THAT ALL PERSONS ARE AWARE OF THE CONFLICT OF INTEREST POLICY, ALL PERSONS MUST SIGN AN ANNUAL STATEMENT AFFIRMING THE RECEIPT OF A COPY OF THE CONFLICT OF INTEREST POLICY. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER THE INTEREST PERSON DISCLOSES ALL THE FINANCIAL INTERESTS AND MATERIAL FACTS, THE GOVERNING BOARD AND COMMITTEE MEMBERS WILL DISCUSS THE POTENTIAL CONFLICT OF INTEREST AND VOTE ON THE ISSUE TO DETERMINE WHETHER A CONFLICT EXISTS OR NOT. IF THE GOVERNING BOARD FURTHER INVESTIGATES THE MATTER AND DISCOVERS THAT THE INTERESTED PERSON HAS FAILED TO DISCLOSE ALL THE MATERIAL FACTS, DISCIPLINARY AND CORRECTION ACTION WILL TAKE PLACE. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION REVIEWS THE SALARY SURVEY CONDUCTED BY THE INDIANA COUNCIL OF COMMUNITY MENTAL HEALTH CENTERS, WHICH ARE 25 SIMILAR ORGANIZATIONS IN INDIANA. THE ORGANIZATION ALSO REVIEWS FORM 990 OF SIMILAR LOCAL HEALTH CARE OPERATORS AND THE HUMAN RESOURCE CENTER PRIOR TO RECOMMENDING SALARY INCREASES TO THE BOARD OF DIRECTORS FOR THEIR REVIEW AND APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 ALL OF THE FOLLOWING GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST: ARTICLES OF INCORPORATION, BYLAWS, BOARD MEMBER LISTS, AND ALL BOARD POLICIES/PROCEDURES. IN ADDITION, THE FINANCIAL STATEMENTS ARE PUBLISHED IN THE ORGANIZATION'S ANNUAL REPORT WHICH IS AVAILABLE TO THE COMMUNITY. FORM 990, PART XII, LINE 2C: THERE WERE NO CHANGES TO THE PROCESS IN THE CURRENT YEAR. MULBERRY CENTER INC 415 MULBERRY STREET EVANSVILLE IN 47713 300166429 PROVIDE BEHAVIORAL HEALTH CARE SERVICES TO SOUTHWESTERN INDIANA COUNTIES IN 501(C)3 9 N/A 0 SOUTHWESTERN FOUNDATION INC 415 MULBERRY STREET EVANSVILLE IN 47713 261503650 SUPPORT AFFILIATED CORPORATIONS THROUGH FUNDRAISING & GRANT WRITING IN 501(C)3 11A N/A 0 SOUTHWESTERN HEALTHCARE INC 415 MULBERRY STREET EVANSVILLE IN 47713 261503592 ADMIN SERVICES, PRGM COORDINATION, PLANNING, FINANCIAL ASSISTANCE IN 501(C)3 11A N/A 0 HILLCREST WASHINGTON YOUTH HOME INC 415 MULBERRY STREET EVANSVILLE IN 47713 311138958 PROVIDE EMERGENCY SHELTER AND RESIDENTIAL CARE TO CHILDREN AND ADOLESCENTS IN 501(C)3 9 N/A 0 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 1 1 1 1 SOUTHWESTERN HEALTHCARE INC M 2277786 FMV SOUTHWESTERN HEALTHCARE INC K 1077312 FMV NO OTHER TRANSACTIONS OVER 50000