2014-11-14T09:27:47-06:00 2013-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2013-01-01 800320904 AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS AMER 2027375900 1133 19TH STREET NW NO 200 WASHINGTON DC 20036 MICHELE GANON SECRETARY/TREASURER 2027375900 2014-11-14 1 SCOTT E HALLBERG CPA P01081188 2023319880 2013 2015-11-30 17:44:51Z MICHELE GANON 1133 19TH STREET NW NO 200 WASHINGTON DC 20036 3021628 0 X WWW.AAUP.ORG X X 2008 DC THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSION SCHOOLS OF SIMILAR GRADE, FOT THE PROMOTION OF THE INTERESTS OF HIGHER EDUCATION AND RESEARCH, AND IN GENERAL TO INCREASES THE USEFULNESS AND ADVANCES THE STANDARDS, IDEALS AND WELFARE OF THE PROFESSION. 42 41 41 100 61632 5146 0 353 0 2962686 0 0 0 58589 0 3021628 0 353425 0 0 0 1618559 0 0 0 0 1504601 0 3476585 0 -454957 0 2478786 0 2933743 0 -454957 THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTEREST OF HIGHER EDUCATION AND RESEARCH. 0 0 COMMITTEES - WORK ON A VARIETY OF TOPICS OF IMPORTANCE TO HIGHER EDUCATION AND TO FACULTY, THE MOST SIGNIFICNAT OF WHICH IS THE COMMITTEE ON ACADEMIC FREEDOM, TENURE AND GOVERNANCE WHICH PROMOTES PRINCIPLES OF ACADEMIC FREEDOM, SHARED GOVERNANCE AND DUE PROCESS THROUGH THE DEVELOPMENT OF POLICY DOCUMENTS AND REPORTS; AND APPLICATION OF THESE PRINCIPLES TO PARTICULAR SITUATIONS THAT ARE BROUGHT TO ITS ATTENTION (CASEWORK AND INVESTIGATIONS). PUBLICATIONS INCLUDING COMPENDIUM OF MODEL POLICIES FOR COLLEGE AND UNIVERSITIES; PRINTING OF BI-MONTHLY JOURNAL. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 20 0 1 41 0 1 1 0 0 0 0 0 X 42 41 0 0 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X JULIE SCHMID 2027375900 1133 NINETEENTH STREET NW SUITE 200 WASHINGTON DC 20036 JACQUELINE ARANTE COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 MARIA T BACIGALUPO COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 CHARLES BAKER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 KENNETH A BARRICK COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 MAYRA BESOSA COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 BOB BOIKESS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ASHLEE BRAND COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANGELA BROMMEL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JANE L BUCK COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 HOWARD BUNSIS CHAIR, AAUP-CBC 3.00 X 0 0 0 JEFFREY BUTTS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LINDA CARROLL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 PHILIP COLE COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 SALLY DEAR-HEALEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 KIM EMERY COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 ANNE FRIEDMAN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 A LEE FRITSCHLER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 GRANVILLE GANTER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JEFFREY HALPERN PAST CHAIR - CBC 3.00 X 0 0 0 RANA JALEEL COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 HARRY W JANES COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JEANETTE JENEAULT COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JULIAN MADISON COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 NANCY MANSBERGER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LUIS MARTIN-CABRERA COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANN MCGLASHAN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 NANCY MCKENNEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 DAN MURPHY COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 VIJAY NAIR COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 CARY NELSON PAST PRESIDENT 3.00 X 0 0 0 DANIEL O'CONNOR COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 CHARLES J PARRISH COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 DONNA L POTTS PAST CHAIR, ASC 3.00 X 0 0 0 CLAYTON ROSATI CHAIR, ASC 3.00 X 0 0 0 LINDA ROUILLARD COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JOEL RUSSELL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 DEANNE D WOOD COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 MEHMET YAYA COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 RUDY FICHTENBAUM PRESIDENT 3.00 X 0 0 0 MICHELE GANON SECRETARY-TREASURER 3.00 X 0 0 0 SUSAN MICHALCZYK SECOND VICE PRESIDENT 3.00 X 0 0 0 HENRY REICHMAN FIRST VICE PRESIDENT 3.00 X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 37.50 X 47993 0 7267 MARTIN SNYDER SENIOR ASSOCIATE GENERAL SECRETARY 37.50 X 182335 0 21885 AARON NISENSON SENIOR COUNSEL 37.50 X 149187 0 28326 ANGELA HEWETT DIRECTOR OF ORGANIZING 37.50 X 127321 0 18740 JORDAN KURLAND ASSOCIATE GENERAL SECRETARY 37.50 X 113230 0 25136 GREG SCHOLTZ DIRECTOR 37.50 X 112003 0 17129 SCOTT CLIFTHORNE EMPLOYEE 37.50 X 112363 0 11879 844432 0 130362 6 0 1 0 0 353 353 MEMBERSHIP DUES 900099 2401472 2401472 PUBLICATIONS 541800 443811 383079 60732 MEETING REGISTRATION A 900099 117403 117403 2962686 47881 47881 MISCELLANEOUS REVENUE 900099 10708 9808 900 10708 3021628 2911762 61632 47881 353425 529301 1089258 269855 326834 238140 266525 388259 OTHER EXPENSES 14988 3476585 600595 1617423 10000 6149 623855 379236 0 244619 0 2478786 577719 380699 150000 0 1825325 0 2933743 X 0 0 0 0 0 -454957 0 -454957 0 2478786 -454957 0 X X 0 1 X 1 0 0 1 0 161415 115297 46118 462440 263939 198501 244619 DUE TO AAUP COLLECTIVE BARGAINING CONGRESS 74042 POSTRETIREMENT BENEFIT OBLIGATION 1751283 1825325 X 3021628 0 3021628 0 3021628 3476585 0 3476585 0 3476585 PART X, LINE 2: MANAGEMENT HAS EVALUATED THE INCOME TAX POSITIONS TAKEN AND CONCLUDED THAT AS OF DECEMBER 31, 2013 THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE ACCRUAL OF A LIABILITY IN THE FINANCIAL STATEMENTS. 1 AAUP OHIO STATE CONFERENCE 460685557 5263 GENERAL SUPPORT AAUP GEORGIA STATE CONFERENCE 453704844 5164 GENERAL SUPPORT AAUP NEW YORK STATE CONFERENCE 161060238 7408 GENERAL SUPPORT NEVADA FACULTY ALLIANCE 8329 W SUNSET ROAD NO 210 LAS VEGAS NV 89113 880274752 6386 FOR PILOT PROJECT TO BUILD MEMBERSHIP AND TO ENHANCE THE CAPACITY TO ORGANIZE EXISTING MEMBERS IN NEVADA. AAUP COLLECTIVE BARGAINING CONGRESS 1133 19TH STREET NW 200 WASHINGTON DC 20036 800320969 262984 SUMMER INSTITUTE AND GENERAL SUPPORT 5 PART I, LINE 2: THERE IS ACTIVE COMMUNICATION BETWEEN THE ORGANIZATIONS THAT MONITORS THE USE OF GRANT FUNDS INFORMALLY. X X 0 0 0 MARTIN SNYDER SENIOR ASSOCIATE GENERAL SECRETARY 153335 0 0 0 29000 0 15456 0 6429 0 204220 0 0 0 AARON NISENSON SENIOR COUNSEL 144395 0 0 0 4792 0 11875 0 16451 0 177513 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS (EIN: 53-0196570, THE "PREDECESSOR 501(C)(3) ORGANIZATION") RESTRUCTURED INTO THREE RELATED NOT-FOR-PROFIT ORGANIZATIONS EXEMPT UNDER INTERNAL REVENUE CODE SECTIONS 501(C)(3), 501(C)(5) AND 501(C)(6). THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS IS THE NEWLY FORMED 501(C)(6) PROFESSIONAL ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 6 FOUR CLASSES OF MEMBERS: A. ACTIVE MEMBERS. ANY PERSON WHO HOLDS A PROFESSIONAL POSITION OF TEACHER OR RESEARCHER OR RELATED PROFESSIONAL APPOINTMENT, EXCLUDING ADMINISTRATORS BUT INCLUDING ANY MEMBER OF A BARGAINING UNIT IN THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS COLLECTIVE BARGAINING CONGRESS ("AAUPCBC") AT A COLLEGE, UNIVERSITY, OR PROFESSIONAL SCHOOL OF SIMILAR GRADE ACCREDITED IN THE UNITED STATES OR CANADA, MAY BE ADMITTED TO ACTIVE MEMBERSHIP IN THE ASSOCIATION. B. GRADUATE STUDENT MEMBERS. ANY PERSON WHO IS, OR WITHIN THE PAST FIVE YEARS HAS BEEN, A GRADUATE STUDENT MAY BE ADMITTED TO GRADUATE STUDENT MEMBERSHIP. GRADUATE STUDENT MEMBERS SHALL HAVE ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. GRADUATE STUDENT MEMBERS SHALL BE TRANSFERRED TO ACTIVE MEMBERSHIP AS SOON AS THEY BECOME ELIGIBLE. C. RETIRED MEMBERS. AN ACTIVE MEMBER WHO RETIRES MAY CHOOSE TO BE TRANSFERRED TO RETIRED MEMBERSHIP. RETIRED MEMBERS RETAIN ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. D. ASSOCIATE MEMBERS. ANY PERSON NOT ELIGIBLE FOR ONE OF THE OTHER THREE CLASSES OF MEMBERSHIP MAY BE ADMITTED AS AN ASSOCIATE MEMBER, INCLUDING MEMBERS OF THE GENERAL PUBLIC AND PERSONS SERVING AS HIGHER EDUCATION ADMINISTRATORS. HOWEVER, MEMBERS OF BARGAINING UNITS IN THE AAUP-CBC MAY BE ADMITTED TO ACTIVE MEMBERSHIP ONLY IF THEY ARE MEMBERS OF THE LOCAL ORGANIZATION THAT SERVES AS BARGAINING AGENT. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE COUNCIL OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS ARE ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT IRS FORM 990 WAS PROVIDED TO THE EXECUTIVE COMMITTEE OF THE COUNCIL FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES THAT ANNUAL DISCLOSURE FORMS BE COMPLETED. THESE FORMS ARE REVIEWED AND MAINTAINED. AFTER A BOARD DETERMINATION, ANY PARTY WITH A POTENTIAL CONFLICT OF INTEREST WOULD BE REQUIRED TO BE RECUSED FROM ANY DISCUSSIONS OR DECISIONS WITH REGARD TO THE POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF COUNCIL USES SALARY SURVEYS OF COMPARABLE POSITIONS TO DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE AUDIT COMMITTEE HAS RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. AAUP FOUNDATION 1133 19TH STREET NW SUITE 200 WASHINGTON DC 20036 800320933 DE LINE 9 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 AAUP FOUNDATION N 87418 ALLOCATED BASED ON TIMESHEETS AAUP FOUNDATION O 91692 ALLOCATED BASED ON TIMESHEETS AAUP FOUNDATION P 105748 DIRECT CHARGES AAUP FOUNDATION S 0 NET ASSETS/LIAB. AFTER RSTRCTRNG