2014-11-03T11:15:46-06:00 2013-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2013-01-01 133874103 INSTITUTE FOR MUSIC AND NEUROLOGIC FUNCTION INST 7185194238 1250 WATERS PLACE TOWER 1 NO 602 BRONX NY 10461 IRA GREEN SR VP/CFO 7185194238 2014-10-30 1 ISRAEL TANNENBAUM P01589203 2128674000 2013 2015-11-30 17:44:51Z IRA GREEN 1250 WATERS PLACE TOWER 1 NO 602 BRONX NY 10461 905868 0 X WWW.IMNF.ORG X 1995 NY TO SOLICIT FUNDS TO PROMOTE THE THERAPEUTIC EFFECTS OF MUSIC ON NEUROLOGIC FUNCTION. 27 25 6 34 0 0 254013 255989 534000 581500 0 0 72834 38419 860847 875908 0 0 0 0 767018 702796 0 0 44529 254959 194057 1021977 896853 -161130 -20945 73227 108488 1277789 1333995 -1204562 -1225507 X IN 1995, THE INSTITUTE FOR MUSIC AND NEUROLOGIC FUNCTION (IMNF) WAS CREATED WITH DR. OLIVER SACK'S HELP TO SPARK GREATER COLLABORATIONS AMONG MUSIC THERAPISTS AND NEUROSCIENTISTS AROUND THE WORLD. THE IMNF, THE ONLY ONE OF ITS KIND IN THE UNITED STATES, IS EXPANDING THERAPEUTIC MODALITIES FOR TREATING PATIENTS WITH STROKES AND OTHER NEUROLOGICAL CONDITIONS. IMNF USES MUSIC THERAPY TO ASSIST THOSE WITH MEMORY DEFICITS, MOTOR REHABILITATION NEEDS, AND SPEECH THERAPY. IT IS ALSO A MAJOR TRAINING CENTER FOR MUSIC THERAPISTS AND A RESOURCE FOR NEW COLLABORATIONS IN MUSIC-BRAIN RESEARCH. 0 0 732948 581500 MUSIC THERAPY TO ASSIST THOSE WITH MEMORY DEFICITS, MOTOR REHABILITATION NEEDS, AND SPEECH THERAPY. AS WELL AS A MAJOR TRAINING CENTER FOR MUSIC THERAPISTS AND A RESOURCE FOR NEW COLLABORATIONS IN MUSIC-BRAIN RESEARCH. DURING THE YEAR ENDING DECEMBER 31, 2013, 2,300 PATIENTS WERE TREATED. 732948 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 20 0 6 1 0 0 0 0 0 1 1 0 0 0 0 X 27 25 1 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X IRA GREEN SR VPCFO 7185194238 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 CONCETTA M TOMAINO EXECUTIVE DIRECTOR 35.00 X X 166868 0 41142 MICHAEL S FASSLER CEO/PRESIDENT 0.20 34.80 X X 7668 943198 481782 JUSTIN GINSBERG TREASURER 0.50 X X 0 0 0 EDWIN H STERN III CHAIRMAN 0.50 5.00 X X 0 0 0 JAY STARK SECRETARY 0.50 X X 0 0 0 ROBIN STRONGIN DIRECTOR 0.50 X 0 0 0 GEORGE E BOYAJIAN DIRECTOR 0.50 X 0 0 0 CHARLES F BUTLER MD PHD DIRECTOR 0.50 X 0 0 0 CLIFFORD P CASE III DIRECTOR 0.50 X 0 0 0 TOM CALDERONE DIRECTOR 0.50 X 0 0 0 KEVIN TWITCHELL DIRECTOR 0.50 X 0 0 0 MICKEY HART DIRECTOR 0.50 X 0 0 0 BARBARA GRENELL DIRECTOR 0.50 X 0 0 0 THOMAS F ROBERTS DIRECTOR 0.50 X 0 0 0 MOBY DIRECTOR 0.50 X 0 0 0 MICHAEL R POTACK DIRECTOR 0.50 7.00 X 0 0 0 AL CAFARO DIRECTOR 0.50 X 0 0 0 NICK STERN DIRECTOR 0.50 X 0 0 0 JOEL THOME DIRECTOR 0.50 X 0 0 0 AMIR ARBISSER MD DIRECTOR 0.50 X 0 0 0 AXEL FREUDMANN DIRECTOR 0.50 X 0 0 0 KAREN KARP DIRECTOR 0.50 X 0 0 0 HARVEY ALTER DIRECTOR 0.50 X 0 0 0 CHARLES ARMSTRONG DIRECTOR 0.50 X 0 0 0 JOHN IACHETTI BOARD MEMBER 0.50 X 0 0 0 JENNIFER JUZAITIS BOARD MEMBER 0.50 X 0 0 0 THOMAS NOBILE BOARD MEMBER 0.50 X 0 0 0 STEPHEN B MANN SENIOR VP-ADMINISTRATION 0.20 28.30 X 3352 412321 63490 PAUL ROSENFELD COO 0.20 34.80 X 5319 653868 98437 IRA GREEN SR VP/CFO 0.20 34.80 X 4590 564580 88823 JOSEPH M HEALY JR PHD COO 0.20 34.80 X 6164 758163 99509 CHRISTIE O'TOOLE CHIEF ADMINISTRATIVE OFFIC 0.20 34.80 X 3751 461377 77539 KAREN EASTMOND CHIEF COMPLIANCE OFFICER 0.20 34.80 X 1734 241081 33296 PETER FRAGALE SR VP/CHRO 0.50 34.50 X 1795 249503 52922 MARTIN MARKOVITS VP INFORMATION TECHNOLOGY 0.20 34.80 X 1546 214858 26233 SANDRA SELIKSON DIRECTOR OF MEDICAL SERVICES 0.20 34.80 X 1871 260066 43440 YITZY HOLLANDER CORPORATE VP OF FINANCE 0.50 34.50 X 2123 295016 47450 NEIL GLUCKIN CHIEF MARKETING OFFICER 0.20 34.80 X 1717 238598 44436 208498 5292629 1198499 1 0 1 0 0 195869 60120 28822 255989 MUSIC THERAPY 624310 581500 581500 581500 38000 195869 29960 8040 8040 MISCELLANEOUS 900099 30379 30379 30379 875908 581500 0 38419 X 248158 208010 40148 324762 294828 22283 7651 20945 20177 768 68829 60687 7106 1036 40102 35289 4010 803 3725 3725 12000 12000 127514 112088 15426 34068 643 33425 9361 518 7997 846 4879 564 4315 2510 787 1723 896853 732948 119376 44529 64227 103888 9000 4600 73227 108488 6050 38083 1271739 1295912 1277789 1333995 X -1204562 -1225507 -1204562 -1225507 73227 108488 -20945 0 X X 0 1 X 1 0 X X X X 0 0 0 BAHS 131739920 3 1 1 1 0 CNR 112289702 9 0 1 1 0 2 0 PART I, LINE 11H IN 2013, THE INTITUTE PROVIDED SUPPORT TO BETH ABRAHAM HEALTH SERVICES AND CENTER FOR NURSING AND REHABILITATION, INC. IN THE FORM OF MUSIC THERAPY. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO RELATED PARTIES 1295912 1295912 X 905868 29960 29960 875908 0 875908 926813 29960 29960 896853 0 896853 PART X, LINE 2: THE INSTITUTE HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2010 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS 29,960. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS 29,960. MUSIC HAS POWER AWARDS 233869 195869 38000 29960 233869 195869 38000 29960 29960 8040 0 1 0 0 0 0 0 1 0 CONCETTA M TOMAINO EXECUTIVE DIRECTOR 161841 0 0 0 5027 0 13611 0 27531 0 208010 0 0 0 MICHAEL S FASSLER CEO/PRESIDENT 6597 811433 893 109887 178 21878 3663 450588 222 27309 11553 1421095 0 0 STEPHEN B MANN SENIOR VP-ADMINISTRATION 3214 395375 0 0 138 16946 358 44001 154 18977 3864 475299 0 0 PAUL ROSENFELD COO 4165 512320 985 120737 169 20811 572 70334 222 27309 6113 751511 0 0 IRA GREEN SR VP/CFO 3948 485655 494 60706 148 18219 494 60798 222 27309 5306 652687 0 0 JOSEPH M HEALY JR PHD COO 4773 587078 1239 152407 152 18678 664 81655 139 17051 6967 856869 0 0 CHRISTIE O'TOOLE CHIEF ADMINISTRATIVE OFFIC 3154 387946 481 59135 116 14296 403 49605 222 27309 4376 538291 0 0 KAREN EASTMOND CHIEF COMPLIANCE OFFICER 1734 241081 0 0 0 0 177 24636 61 8422 1972 274139 0 0 PETER FRAGALE SR VP/CHRO 1689 234761 0 0 106 14742 197 27446 181 25098 2173 302047 0 0 MARTIN MARKOVITS VP INFORMATION TECHNOLOGY 1546 214858 0 0 0 0 51 7051 137 18994 1734 240903 0 0 SANDRA SELIKSON DIRECTOR OF MEDICAL SERVICES 1809 251410 0 0 62 8656 128 17722 183 25407 2182 303195 0 0 YITZY HOLLANDER CORPORATE VP OF FINANCE 2018 280454 0 0 105 14562 154 21373 185 25738 2462 342127 0 0 NEIL GLUCKIN CHIEF MARKETING OFFICER 1717 238598 0 0 0 0 121 16784 197 27334 2035 282716 0 0 PART I, LINE 3 THE SALARIES FOR THE EXECUTIVES ARE DETERMINED BY THE PARENT COMPANY, CENTERLIGHT HEALTH SYSTEM, INC. THE METHODS UTILIZED INCLUDE A COMPENSATION COMMITTEE, WRITTEN EMPLOYMENT CONTRACTS, INDEPENDENT COMPENSATION CONSULTANTS, COMPARING TO THE FORM 990'S OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS, OR STUDIES AND APPROVAL BY THE COMPENSATION COMMITTEE OF THE BOARD. PART I, LINE 4B MICHAEL FASSLER - $351,378 PART I, LINE 7 BONUSES ARE DETERMINED BY THE BOARD AND ARE BASED ON PERFORMANCE. X 2 28822 SELLING PRICE 0 0 0 PART I, COLUMN (B): THE AMOUNT IN COLUMN B IS REFERRING TO THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 2 EDWIN H STERN III AND NICK STERN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 CENTERLIGHT HEALTH SYSTEM, INC. IS THE SOLE MEMBER OF INSTITUTE FOR MUSIC AND NEUROLOGIC FUNCTION. FORM 990, PART VI, SECTION A, LINE 7A CENTERLIGHT HEALTH SYSTEM, INC. MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE RETURNS ARE BASED ON THE CERTIFIED FINANCIAL STATEMENTS, AS WELL AS INFORMATION PROVIDED IN RESPONSE TO A DETAILED QUESTIONNAIRE WITH ADDITIONAL INFORMATION NOT INCLUDED IN THE FINANCIAL STATEMENTS INCLUDING COMPENSATION AND BENEFITS FOR SENIOR MANAGEMENT, PROCEDURES FOR ESTABLISHING SUCH COMPENSATION, AND GOVERNANCE POLICIES AND PROCEDURES (CONFLICTS OF INTEREST, RECORD RETENTION AND DESTRUCTION, WHISTLEBLOWER). DRAFTS OF THE COMPLETED RETURNS ARE REVIEWED BY THE SENIOR VP FINANCE AND THE CORPORATE VP FINANCE. ANY COMMENTS ARISING FROM OUR REVIEW ARE DISCUSSED AND IF REQUIRED, CHANGES ARE MADE TO THE DRAFT. THAT DRAFT WILL BE SUBMITTED TO THE AUDIT COMMITTEE FOR ITS REVIEW AND APPROVAL. ONCE THE AUDIT COMMITTEE HAS COMPLETED ITS REVIEW COPIES OF THE RETURNS WILL BE PROVIDED TO ALL BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 12C ENFORCEMENT: NEW BOARD MEMBERS AND EMPLOYEES ARE GIVEN A COPY OF THE RESPECTIVE POLICIES. EACH YEAR ALL EMPLOYEES ARE REMINDED AT THE ANNUAL CORPORATE COMPLIANCE PROGRAM TRAINING OF THE POLICY AND OF THE SANCTIONS ASSOCIATED WITH NON-COMPLIANCE. ANNUALLY, DIRECTORS OF THE BOARD AND KEY EMPLOYEES ARE ASKED TO REVIEW THE POLICY AND TO DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY HAVE OCCURRED SINCE THE LAST DISCLOSURE. THE AUDIT COMMITTEE OF THE BOARD REVIEWS THE BOARD AND SENIOR MANAGEMENT DISCLOSURES WHILE THE CORPORATE COMPLIANCE PROGRAM STEERING COMMITTEE REVIEWS THE DISCLOSURES OF KEY EMPLOYEES. PROCEDURES FOR MANAGING IDENTIFIED CONFLICTS: BEFORE THE BOARD OF DIRECTORS TAKES ACTION TO REVIEW OR APPROVE A CONTRACT, TRANSACTION OR COMPENSATION ARRANGEMENT INVOLVING AN ACTUAL CONFLICT OF INTEREST, THE DIRECTOR, OFFICER, OR EMPLOYEE WHO HAS THE POTENTIAL/ACTUAL CONFLICT OF INTEREST AND WHO IS IN ATTENDANCE AT THE MEETING MUST DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. THE CHAIRPERSON OF THE BOARD OR DESIGNEE (IF APPROPRIATE) WILL APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE AND REPORT TO THE BOARD OF DIRECTORS ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. BASED ON THE INFORMATION FURNISHED BY THE DISINTERESTED PERSON OR COMMITTEE, THE BOARD OF DIRECTORS WILL MAKE A DETERMINATION OF WHETHER THE ORGANIZATION CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR MORE REASONABLE ARRANGEMENTS FROM AN ENTITY OR PERSON THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST IS NOT REASONABLY ATTAINABLE UNDER THE CIRCUMSTANCES, THE BOARD OF DIRECTORS WILL DETERMINE, BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS, WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ORGANIZATIONS' BEST INTEREST AND FOR ITS OWN BENEFIT AND WHETHER THE TRANSACTION IS FAIR AND REASONABLE TO THE ORGANIZATION. A DIRECTOR WHO HAS A CONFLICT OF INTEREST MAY NOT VOTE ON THE TRANSACTION OR ARRANGEMENT AND MAY NOT BE PRESENT IN THE MEETING ROOM WHEN THE VOTE IS TAKEN, UNLESS THE VOTE IS BY SECRET BALLOT. THE DIRECTOR'S INELIGIBILITY TO VOTE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. THE AUDIT COMMITTEE, WHICH SHALL BE COMPOSED SOLELY OF DISINTERESTED DIRECTORS, SHALL ENSURE THAT THESE PROCEDURES ARE COMPLIED WITH, AND RECOMMEND REMOVAL OF THOSE THAT FAIL TO COMPLY WITH THE POLICY. MONITORING: CONTINUOUSLY, THROUGHOUT THE COURSE OF THE YEAR, ALL EMPLOYEES AND DIRECTORS ARE REMINDED OF THE CONFLICTS OF INTEREST POLICIES THROUGH CASES AND CONSEQUENCES DISCUSSIONS OF NON-COMPLIANCE. THIS IS DONE VIA E-MAIL, AT DIRECTORS MEETINGS, AND DURING STEERING COMMITTEE MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE CEO AND SENIOR EXECUTIVES ARE REVIEWED AND APPROVED BY A COMMITTEE OF THE BOARD OF THE PARENT COMPANY, CENTERLIGHT HEALTH SYSTEM, INC. THE SERVICE OF AN INDEPENDENT COMPENSATION CONSULTANT IS USED TO DETERMINE THE APPROPRIATE COMPENSATION. THIS PROCESS INCLUDES THE UTILIZATION OF A COMPARATIVE SALARY ANALYSIS WITH COMPARABLE ORGANIZATIONS' SENIOR MANAGEMENT. THE 2013 SALARIES WERE DETERMINED BASED ON A REVIEW IN APRIL OF 2013. SUBSEQUENTLY ANOTHER REVIEW WAS DONE IN FEBRUARY OF 2014. FORM 990, PART VI, SECTION C, LINE 18 THESE FORMS ARE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THESE FORMS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING FEES: PROGRAM SERVICE EXPENSES 112,088. MANAGEMENT AND GENERAL EXPENSES 15,426. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 127,514. FORM 990, PART XII, LINE 2C PROCESS HAS NOT CHANGED FROM PRIOR YEAR. CENTERLIGHT HEALTH SYSTEM INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133323765 TO SUPPORT HEALTHCARE SERVICES NY 501(C)(3) 11 TYPE I N/A 0 CENTERLIGHT HEALTHCARE INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133600807 MANAGED CARE ENTITY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 CENTERLIGHT HEALTHCARE DIAGNOSTIC AND TREATMENT CENTER INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133631727 DIAGNOSTIC TREATMENT CENTER NY 501(C)(3) 11 TYPE I CENTERLIGHT HEALTHCARE INC 0 TBM HOUSING DEVELOPMENT FUND COMPANY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133227442 HOUSING FOR THE ELDERLY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 BETH ABRAHAM HOUSING DEVELOPMENT FUND COMPANY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133067236 HOUSING FOR THE ELDERLY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 PARK HOUSING DEVELOPMENT FUND COMPANY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133566484 HOUSING FOR THE ELDERLY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 BEST CHOICE HOME HEALTH CARE INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133889937 HOME CARE NY 501(C)(3) 11 TYPE I CENTERLIGHT HEALTH SYSTEM INC 0 MVP HOUSING DEVELOPMENT FUND COMPANY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133760575 HOUSING FOR THE ELDERLY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 SCHNURMACHER CENTER FOR REHABILITATION 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133482590 SKILLED NURSING FACILITY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 ALL THINGS RELATIVE INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 133482335 MANAGE GERIATRIC CARE OF ELDERLY CLIENTS NY 501(C)(3) PF CENTERLIGHT HEALTH SYSTEM INC 0 BETH ABRAHAM HEALTH SERVICES 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 131739920 SKILLED NURSING FACILITY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 CENTER FOR NURSING AND REHABILITATION INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 112289702 SKILLED NURSING FACILITY NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 BETH ABRAHAM - CNR FOUNDATION INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 113284763 FUNDRAISING NY 501(C)(3) 7 CENTERLIGHT HEALTH SYSTEM INC 0 CNR HOUSING DEVELOPMENT FUND CORPORATION 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 061633495 HOUSING FOR THE ELDERLY NY 501(C)(3) PF CENTERLIGHT HEALTH SYSTEM INC 0 MARGARET TIETZ NURSING AND REHABILITATION CENTER 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 136266115 SKILLED NURSING FACILITY & DAYCARE NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 CL HEALTHCARE INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 460833951 HOME CARE NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 CENTERLIGHT CERTIFIED HOME HEALTH AGENCY INC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 461840894 HOME CARE NY 501(C)(3) 9 CENTERLIGHT HEALTH SYSTEM INC 0 612 ALLERTON AVENUE CREATIVE ARTS THERAPY PROFESSIONAL PRACTICE PC 1250 WATERS PLACE TOWER 1 SUITE 602 BRONX NY 10461 271810936 MUSIC THERAPY NY N/A C 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0