2014-10-06T13:18:14-05:00 2013-05-31 161071694 SCIARABBA WALKER & CO LLP 410 EAST UPLAND ROAD ITHACA NY 14850 990 2012-06-01 150532204 ITHACA COLLEGE ITHA 6072743118 953 DANBY ROAD ITHACA NY 148507002 CARL SGRECCI 6072743118 2014-10-06 1 DAVID M STINSON P00213287 6072725550 2012 2016-02-25 16:41:14Z X GERALD HECTOR 953 DANBY ROAD ITHACA NY 148507002 346919266 0 X WWW.ITHACA.EDU X 1892 NY FOUNDED AS THE ITHACA CONSERVATORY OF MUSIC IN 1892, ITHACA COLLEGE BECAME A NONPROFIT, PRIVATE COLLEGE IN 1931. DURING THE EARLY DECADES OF THE TWENTIETH CENTURY, THE ACADEMIC PROGRAM EXPANDED TO INCLUDE OTHER PROFESSIONAL FIELDS, AND AT MID-CENTURY, THE INSTITUTION BEGAN DEVELOPING THE LIBERAL ARTS CURRICULA THAT HAVE GRADUALLY EVOLVED INTO THE LARGE AND DIVERSE SCHOOL OF HUMANITIES AND SCIENCES. AS A RESULT OF THIS UNUSUAL HISTORY OF INTERWEAVING, TWO DISTINCT PROGRAMS, PROFESSIONAL AND LIBERAL STUDIES AT ITHACA COLLEGE ARE TODAY MUTUALLY SUPPORTIVE AND INTEGRAL PARTS OF A TOTAL ACADEMIC PROGRAM.ITHACA COLLEGE IS A FULLY ACCREDITED, COEDUCATIONAL, NONDENOMINATIONAL INSTITUTION OFFERING A BROADLY DIVERSIFIED PROGRAM OF PROFESSIONAL AND LIBERAL ARTS STUDIES. THE COLLEGE SEEKS DIVERSITY IN ITS STUDENT BODY AND ADMITS APPLICANTS ON THE BASIS OF INDIVIDUAL QUALIFICATIONS, WITHOUT REGARD TO RACE, CREED, OR NATIONAL ORIGIN. 30 27 5742 27 -807 0 12321586 12079312 279106635 295126207 6867300 9638940 3617368 3581797 301912889 320426256 88480440 95043940 0 0 121683955 127854895 0 0 3239827 72734272 76011964 282898667 298910799 19014222 21515457 686319224 720707166 262436900 248106227 423882324 472600939 X TO PROVIDE A FOUNDATION FOR A LIFETIME OF LEARNING, ITHACA COLLEGE IS DEDICATED TO FOSTERING INTELLECTUAL GROWTH, AESTHETIC APPRECIATION, AND CHARACTER DEVELOPMENT IN OUR STUDENTS. THE ITHACA COLLEGE COMMUNITY THRIVES ON THE PRINCIPLES THAT KNOWLEDGE IS ACQUIRED THROUGH DISCIPLINE, COMPETENCE IS ESTABLISHED WHEN KNOWLEDGE IS TEMPERED BY EXPERIENCE, AND CHARACTER IS DEVELOPED WHEN COMPETENCE IS EXERCISED FOR THE BENEFIT OF OTHERS.A COMPREHENSIVE COLLEGE THAT SINCE ITS FOUNDING HAS RECOGNIZED THE VALUE OF COMBINING THEORY AND PERFORMANCE, ITHACA PROVIDES A RIGOROUSEDUCATION BLENDING LIBERAL ARTS AND PROFESSIONAL PROGRAMS OF STUDY. OUR TEACHING AND SCHOLARSHIP ARE MOTIVATED BY THE NEED TO BE INFORMEDBY, AND TO CONTRIBUTE TO, THE WORLD'S SCIENTIFIC AND HUMANISTIC ENTERPRISES. LEARNING AT ITHACA EXTENDS BEYOND THE CLASSROOM TO ENCOMPASS A BROAD RANGE OF RESIDENTIAL, PROFESSIONAL, AND EXTRACURRICULAR OPPORTUNITIES. 0 0 183370848 95043940 244310059 INSTRUCTION, RESEARCH, AND PUBLIC SERVICE: ITHACA COLLEGE ENROLLS ALMOST 6,800 STUDENTS AND OFFERS PRIMARILY UNDERGRADUATE DEGREES IN SEVERAL PROFESSIONAL AREAS AND THE ARTS AND SCIENCES. THESE SERVICES ARE THE COLLEGE'S PRIMARY MISSION. 30284460 50816148 AUXILIARIES: SERVICES PROVIDED TO STUDENTS INCLUDING RESIDENCE, DINING HALLS, AND BOOKSTORE AND ENHANCE THE COLLEGE EXPERIENCE 21658394 ACADEMIC SUPPORT: OFFICE OF THE DEANS, LIBRARY, ACADEMIC COMPUTING, AND CLIENT SERVICES, CONTINUING EDUCATION, CENTER FOR CULTURE, RACE AND ETHNICITY AND INTERNATIONAL PROGRAMS. THESE SERVICES SUPPORT THE COLLEGE'S PRIMARY MISSION OF INSTRUCTION, RESEARCH, AND PUBLIC SERVICE. 26770161 STUDENT SERVICES: STUDENT SUPPORT SERVICES INCLUDING ADMISSIONS, REGISTRAR, ATHLETICS, AND STUDENT CLUBS. THESE SERVICES CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING. 26770161 262083863 1 1 0 1 0 0 1 0 0 1 1 1 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 489 0 1 5742 1 1 1 1 UK 0 0 0 0 0 0 0 0 X 30 27 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X GERALD HECTOR VP OF FINANCE & ADMIN 6072743118 953 DANBY ROAD ITHACA COLLEGE ITHACA NY 148507002 X THOMAS H GRAPE 1.00 X X 0 0 0 THOMAS ROCHON 40.00 X X 374215 0 169284 ADELAIDE GOMER 1.00 X 0 0 0 ARRIEN SCHILTKAMP 1.00 X 0 0 0 CAROLEEN A FEENEY 1.00 X 0 0 0 CHRISTOPHER LACROIX 1.00 X 0 0 0 DAVID FLEISHER II 1.00 X 0 0 0 DAVID GIANNOTTI 1.00 X 0 0 0 DAVID LISSY 1.00 X 0 0 0 DOREEN HETTICH-ATKINS 40.00 X 63218 0 12489 MICHAEL KAPLAN 1.00 X 0 0 0 JASON HAMILTON 40.00 X 67319 0 12821 JOHN MCCLUNG 1.00 X 0 0 0 KATHLEEN GARNER DARNIEDER 1.00 X 0 0 0 KENNETH POLLINGER 1.00 X 0 0 0 KURT WOLFGRUBER 1.00 X 0 0 0 LAWRENCE SMITH 1.00 X 0 0 0 LISA PUNTILLO 1.00 X 0 0 0 MARK DICKER 1.00 X 0 0 0 MICHAEL BATTLE 1.00 X 0 0 0 STEPHEN MCCLUSKI 1.00 X 0 0 0 SUSAN PERVI 1.00 X 0 0 0 W KENNETH FUCHS 1.00 X 0 0 0 WALTER SMITH SJ 1.00 X 0 0 0 LAWRENCE ALLEVA 1.00 X 0 0 0 RICHARD EATON 1.00 X 0 0 0 DAVID BACHRACH 1.00 X 0 0 0 JAMES NOLAN JR 1.00 X 0 0 0 TARIQ MEYERS 1.00 X 0 0 0 DAVID LEBOW 1.00 X X 0 0 0 NANCY PRINGLE 40.00 X 196060 0 44408 ERIC MAGUIRE 40.00 X 168288 0 26286 CARL SGRECCI 40.00 X 213881 0 22821 ROCHELLE SEMMLER 40.00 X 44378 0 5131 BRIAN MCAREE 40.00 X 140615 0 47227 MARISA KELLY 40.00 X 186918 0 30750 CHRISTOPHER BIEHN 40.00 X 273422 0 25999 LESLIE LEWIS 40.00 X 171150 0 22549 GWEN SEAQUIST 40.00 X 172870 0 22274 DIANE GAYESKI 40.00 X 173772 0 23833 MARY ELLEN ZUCKERMAN 40.00 X 205099 0 31097 JEFFREY LIPPIT 40.00 X 151846 0 23565 2603051 0 520534 171 0 1 0 SODEXO 9801 WASHINGTONIAN BLVD GAITHERBURG MD 20878 FOOD AND FACILITIES MANAGEMENT 10009652 THE HAYNER HOYT CORP 625 ERIE BLVD WEST SYRACUSE NY 13201 CONSTRUCTION MANAGEMENT 8677068 THE PIKE COMPANY ONE CIRCLE STREET ROCHESTER NY 14607 CONSTRUCTION MANAGEMENT 2479439 IES ABROAD 33 WEST MONROE STREET STE 3200 CHICAGO IL 60603 STUDY ABROAD PROFESSIONALS 2131790 EASTMAN ASSOCIATES INC 6 RAILROAD AVE ONEONTA NY 13820 CONSTRUCTION MANAGEMENT 1960790 57 2902981 9176331 1758390 12079312 TUITION & FEES 900099 244310059 244310059 ROOM 721000 34282988 34282988 BOARD 722210 11524707 11524707 SALES-EDUCATION DEPART 611710 3938504 3938504 CONFERENCES 611710 1069949 1069949 295126207 1867612 -73269 1940881 29720400 81911 21952213 78770 7768187 3141 7771328 7771328 6618782 4462027 2156755 64552 2092203 ALL OTHER INCOME 900004 1425042 7910 1417132 1425042 320426256 295126207 -807 13221544 X 95043940 95043940 1764611 1764611 95158955 77364231 15815418 1979306 6176054 5023571 1023959 128524 18033567 14009750 3648781 375036 6721708 4639323 1942573 139812 239869 23987 215882 192835 3857 188978 770615 770615 9787616 8319474 1468142 947563 482310 207516 257737 5976419 5677598 298821 4138344 3331367 703518 103459 8692240 8692240 17980014 16721413 1258601 3053726 2137608 916118 SUPPLIES 6358881 5468638 813937 76306 RENTALS AND LEASES 3717341 3122566 594775 0 ENTERTAINMENT 2585307 2585307 LIVING EXPENSES 2317741 2317741 9253453 7118942 1954864 179647 298910799 262083863 33587109 3239827 1015784 1120791 86770527 83946545 4556832 3580650 2545888 2918149 9211773 9038057 779831 751347 4444603 3542318 572811761 203190170 365212700 369621591 117921987 131654218 85358596 111687131 8500703 2846369 686319224 720707166 37796633 35852181 5980638 6490561 185056216 178785354 33603413 26978131 262436900 248106227 X 287541404 328043233 100186285 106601918 36154635 37955788 423882324 472600939 686319224 720707166 X 21515457 21813702 5389456 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 18726 18726 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: MEMBERSHIP DUES PAID TO VARIOUS ORGANIZATIONS THAT LOBBY AS PART OF THEIR ACTIVITIES. X X 2 101.00 1 1 1 203488681 18178725 29585030 1450009 6288141 243514286 209669014 8498106 -8603229 1478047 4597163 203448681 175669538 4033341 38335380 1570445 6798800 209669014 111899492 57765032 11683003 1535129 4142860 175669538 164702143 661886 -48273254 1389056 3802227 111899492 0.71000 0.16000 0.13000 0 0 13289594 13289594 389754475 101936334 287818141 89698159 61316960 28381199 58317799 29614994 28702805 21751734 10321882 11429852 369621591 ARCHSTONE MKT NEUTRAL STRATEGY 11665330 F BARLOW PARTNERS OFFSHORE 10858155 F COMMONFUND CAPITAL INTL PRTNERS IV LP 1211178 F C/F INT'L PRIVATE EQUITY PTNERS VI LP 1518901 F C/F INT'L PRIVATE EQUITY PTNERS V LP 859890 F COMMONFUND CAPITAL VENTURE PRTNERS VI 1645102 F COMMONFUND CAPITAL VENTURE PRTNERS VII 897727 F C/F PRIVATE EQUITY PTNERS VII 1305288 F COMMONFUND CAPITAL PRIV EQUITY PRTNERS V 2051278 F COMMONFUND CAPITAL PRIV EQUITY PARTNERS VI 790686 F COMMONFUND CAPITAL VENTURE PARTNERS VIII 917475 F JER EUROPE FD III 1011400 F JER REAL ESTATE QUALIFIED PARTNERS III 1554373 F JER REAL ESTATE QUALIFIED PARTNERS IV, 620522 F LEXINGTON CAPITAL PARTNERS VIA 4312344 F PERRY PARTNERS INT LP CLASS F 9358057 F REALTY ASSOC FUND VII CORP 2532946 F REALTY ASSOC FUND VIII 3446400 F REALTY ASSOCIATES FUND IX CORP 10150340 F WELLINGTON ARCHIPELAGO HOLDING 8788169 F SIGULER GUFF DISTRESSED FUND 3077116 F AG CORE PLUS REALTY FUND 1587596 F IRON POINT REAL ESTATE PARTNERS 870567 F HOPLITE OFFSHORE FUND 3172592 F STEADFAST INTERNATIONAL 3015490 F WELLINGTON CTF SRA 12468586 F SSGA US TIPS INDEX CTF 3435010 F FPA CRESCENT 4453613 F DAVIDSON KEMPNER 4111000 F 111687131 U.S. GOVT GRANTS REFUNDABLE 8336821 COND. ASSET RETIREMENT OBLIG. 966628 INTEREST RATE SWAP AGREEMENTS 17674682 26978131 260306483 21813702 13881080 35694782 224611701 770615 95043940 95814555 320426256 216977324 13881080 13881080 203096244 770615 95043940 95814555 298910799 DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: THE CONSERVATION EASEMENTS ARE NOT REPORTED ON THE BALANCE SHEET OR IN FOOTNOTES TO THE ORGANIZATION'S FINANCIAL STATEMENTS. THE AMOUNTS ARE CONSIDERED IMMATERIAL. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO PROVIDE SCHOLARSHIPS AND GRANTS, AND TO SUPPORT THE EDUCATIONAL PROGRAMS AT ITHACA COLLEGE. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 13,539,982. CONFERENCE EXPENSES 341,098. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED ON FINANCIALS 95,043,940. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 13,539,982. CONFERENCE EXPENSES 341,098. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED ON FINANCIALS 95,043,940. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE COLLEGE'S NONDISCRIMINATORY POLICY APPEARS IN THE UNDERGRADUATE CATALOG, AS WELL AS ON THE COLLEGE'S WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES VARIOUS FUNDING FROM GOVERNMENTAL SOURCES IN ITS ADMINISTRATION OF FINANCIAL AID PROGRAMS SUCH AS PELL, TAP AND BUNDY. 0 EUROPE 1 4 STUDY ABROAD PROGRAM FOR COLLEGE STUDENTS IN LONDON EDUCATIONAL DEGREE PROGRAM, INCLUDING INTERNSHIPS IN MANY ACADEMIC AREAS AND A NINE-CREDIT INTENSIVE DRAMA COURSE. THE ITHACA COLLEGE LONDON CENTER IS RUN BY A DIRECTOR AND STAFF WHO HELP THE STUDENTS WITH THEIR DAILY PERSONAL AND ACADEMIC NEEDS. 1176955 EUROPE 1 34 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 56392 CENTRAL AMERICA AND THE CARIBBEAN 0 18 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 38565 SUB-SAHARAN AFRICA 0 2 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 11293 EAST ASIA AND THE PACIFIC 0 16 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 83725 CENTRAL AMERICA AND THE CARIBBEAN - 0 6 TRAVEL IN THE SOUTHERN CARIBBEAN ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND WORK ON RESEARCH PROJECT. 8981 EAST ASIA AND THE PACIFIC - 0 9 TRAVEL IN EAST ASIA & PACIFIC. ATTEND, SPEAK AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 28051 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 36 TRAVEL IN EUROPE. ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 98001 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 2 TRAVEL IN EUROPE. RECRUITMENT OF INTERNATIONAL STUDENTS AND DEVELOPMENT 3972 MIDDLE EAST AND NORTH AFRICA - 0 1 TRAVEL IN THE MIDDLE EAST ATTEND ACADEMIC CONFERENCE. 2700 NORTH AMERICA - CANADA AND MEXICO, BUT 0 44 TRAVEL IN CANADA & MEXICO ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES. 44144 RUSSIA & THE NEWLY INDEPENDENT STATES - 0 3 TRAVEL IN RUSSIA SHORT TERM STUDY AND ATTEND CONFERENCES. 3532 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 32 TRAVEL IN SOUTH AMERICA MLK SCHOLAR TRIP, ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 62045 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 4 INTERNATIONAL PROGRAMS - SUMMER STUDY ABROAD PROGRAM - COLLEGE STUDENTS INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 53055 SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 3 TRAVEL IN SOUTH ASIA STUDENT PROJECT DOCUMENTARY AND ANTHROPOLOGICAL RESEARCH 5207 SUB-SAHARAN AFRICA - ANGOLA, 0 2 TRAVEL IN SUB-SAHARAN AFRICA ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 8360 EUROPE (INCLUDING ICELAND & GREENLAND) 0 49 TRAVEL IN EUROPE. PARTICIPATION IN COMPETITIONS AND OTHER ATHLETIC, ARTISTIC, MUSICAL AND ACADEMIC PROGRAMS. 95961 EAST ASIA AND THE PACIFIC 0 2 TRAVEL IN EAST ASIA INTERNATIONAL STUDENT RECRUITMENT. 55854 2 125 0 142 2 267 1501963 334830 1836793 GRANT/SCHOLARSHIP EUROPE 213 1946190 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SOUTH AMERICA 12 125392 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SUB-SAHARAN AFRICA 4 52873 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP EAST ASIAN AND THE PACIFIC 23 206757 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA 3 54468 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SOUTH ASIA 4 25206 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP RUSSIA & THE NEWLY INDEPENDENT STATES - 1 42151 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN - 2 27977 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT 1 0 1 1 1 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: SCHOLARSHIPS GIVEN ARE DEPOSITED INTO THE STUDENT'S ACCOUNT TO BE USED FOR TUITION IN EDUCATIONAL PROGRAM. THE FUNDS EXPENDED FOR TRAVEL AND ATTENDING CONFERENCES ARE ACCOUNTED FOR WHEN TRAVEL REPORTS ARE SUBMITTED TO ITHACA COLLEGE. METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: EXPENDITURES ARE REPORTED ON AN ACCRUAL BASIS ACCORDING TO GAAP, CONSISTENT WITH THE ITHACA COLLEGE METHOD OF ACCOUNTING. 1 SCHOLARSHIPS TO ATTEND ITHACA COLLEGE 5233 80653408 GRADUATE ASSISTANT SCHOLARSHIP 150 1244268 HIGHER EDUCATION OPPORTUNITY PROGRAM 63 2180972 RESTRICTED SCHOLARSHIPS TO ATTEND ITHACA COLLEGE 777 5877530 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: STUDENTS MUST MEET THE REQUIREMENTS SPECIFIED IN THE SCHOLARSHIP PROGRAM IN ORDER TO RECEIVE THE SCHOLARSHIP. THE REQUIREMENTS INCLUDE CRITERIA, SUCH AS FINANCIAL NEED, OBTAINING/MAINTAINING THE REQUIRED GRADE POINT AVERAGE, STUDYING IN A CERTAIN ACADEMIC DISCIPLINE, ETC. IF THE SCHOLARSHIP IS AN ONGOING ONE, THE STUDENT MUST CONTINUE TO MEET THE SCHOLARSHIP REQUIREMENTS IN ORDER TO BE AWARDED A SCHOLARSHIP IN SUBSEQUENT YEARS. FINANCIAL NEED, GRADE POINT AVERAGES AND OTHER SCHOLARSHIP CRITERIA ARE MONITORED TO DETERMINE WHETHER THE STUDENT MEETS THE CRITERIA. THERE ARE A LIMITED NUMBER OF GRADUATE ASSISTANTSHIPS THAT ARE AWARDED TO INDIVIDUALS PURSUING A MASTERS DEGREE AT ITHACA COLLEGE. LIKE SCHOLARSHIPS, THE STUDENT MUST MEET THE APPLICABLE REQUIREMENTS IN ORDER TO BE AWARDED A GRADUATE ASSISTANTSHIP, SUCH AS OBTAINING/MAINTAINING THE REQUIRED GRADE POINT AVERAGE, STUDYING IN A CERTAIN ACADEMIC DISCIPLINE, ETC. X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 THOMAS ROCHON 357215 0 0 0 17000 0 110367 0 58917 0 543499 0 0 0 NANCY PRINGLE 176741 0 0 0 19319 0 16013 0 28395 0 240468 0 0 0 ERIC MAGUIRE 168288 0 0 0 0 0 15332 0 10954 0 194574 0 0 0 CARL SGRECCI 207631 0 0 0 6250 0 18099 0 4722 0 236702 0 0 0 BRIAN MCAREE 140615 0 0 0 0 0 12804 0 34423 0 187842 0 0 0 MARISA KELLY 186918 0 0 0 0 0 17224 0 13526 0 217668 0 0 0 CHRISTOPHER BIEHN 161422 0 75000 0 37000 0 14960 0 11039 0 299421 0 0 0 LESLIE LEWIS 171150 0 0 0 0 0 15261 0 7288 0 193699 0 0 0 GWEN SEAQUIST 121014 0 0 0 51856 0 11087 0 11187 0 195144 0 0 0 DIANE GAYESKI 173772 0 0 0 0 0 15581 0 8252 0 197605 0 0 0 MARY ELLEN ZUCKERMAN 195099 0 0 0 10000 0 17915 0 13182 0 236196 0 0 0 JEFFREY LIPPIT 151846 0 0 0 0 0 13693 0 9872 0 175411 0 0 0 PART I, LINE 1A ITHACA COLLEGE PROVIDES HOUSING AND COUNTRY CLUB MEMBERSHIP TO ITS PRESIDENT. A DORMITORY AUTH OF THE STATE OF NEW YORK 146000293 649905QU3 2009-09-17 36903147 REISSUANCE OF SERIES 2008 BONDS 0 0 0 B TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099CQ5 2004-11-10 31100000 CONSTRUCTION AND RENOVATION OF CAMPUS FACILITIES 0 0 0 C TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099CZ5 2005-09-29 49624325 ADVANCED REFUNDING OF SERIES 1997 AND SERIES 1998 0 0 0 D TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099DU5 2009-08-20 30924994 REISSUANCE OF SERIES 2007 BONDS 0 0 0 A 5645000 36903147 439564 36463583 2009 1 0 1 1 B 4500000 32424139 343050 412183 31325726 343180 2007 0 0 1 1 C 7750000 52595756 497030 525210 51573516 1999 0 1 1 1 D 1895000 30924994 415639 581248 29928107 2009 1 0 1 1 A 0 1 1 1 0 0.00000 0.00000 0.00000 0 0 1 B 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 NA 0 0 0 NA 0 0 1 B 0 0 0 1 1 1 UBS AG 30.000000000000 0 0 0 NA 0 0 1 C 0 0 0 1 1 1 BANK OF AMERICA 20.800000000000 0 0 0 NA 0 0 1 D 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 A 1 B 1 C 1 D 1 FORM 990, SCHEDULE K, COLUMN B PART IV, LINE 2C THE REBATE COMPUTATION WAS PERFORMED ON NOVEMBER 10, 2009. FORM 990, SCHEDULE K, COLUMN C PART I, LINE A(F) THE SERIES 1997 BONDS WERE ISSUED ON MARCH 4, 1997 AND THE SERIES 1998 BONDS WERE ISSUED ON MAY 7, 1998. FORM 990, SCHEDULE K, COLUMN C PART II, LINE II AMOUNT LISTED INCLUDES $393,187.7 FOR STATE AND ISSUER ADMINISTRATIVE FEES FORM 990, SCHEDULE K, COLUMN C PART III BECAUSE PROCEEDS OF THE BONDS WERE USED TO REFUND BONDS ISSUED BEFORE JANUARY 1, 2003, THE ISSUER HAS NOT COMPLETED PART III WITH RESPECT TO THE BONDS. FORM 990, SCHEDULE K, COLUMN C PART IV, LINE 3 A SWAP WITH DEXIA CREDIT LOCAL WAS NOVATED ON SEPTEMBER 29, 2005 TO BANK OF AMERICA, N.A. FORM 990, SCHEDULE K, COLUMN C PART IV, LINE 2C THE ORGANIZATION HAD SEMI-ANNUAL REPORTS COMPLETED TO VERIFY THAT THE YIELD ON THE ESCROWED SECURITIES PURCHASED WITH BOND PROCEEDS WAS LESS THAN THE YIELD ON THE BONDS THROUGH THE MATURITY OF THE LAST ESCROWED SECURITY. SINCE THE ESCROW YIELD WAS LOWER THAN THE BOND YIELD, NO REBATE HAS BEEN DUE. THE LAST YIELD VERIFICATION WAS COMPLETED AS OF JULY 1, 2008. FORM 990, SCHEDULE K, COLUMN D PART I, LINE D(F) THE SERIES 2007 BONDS WERE ISSUED ON APRIL 26, 2007. FORM 990, SCHEDULE K, COLUMN D PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. FORM 990, SCHEDULE K, COLUMN A PAGE 2 PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. FORM 990, SCHEDULE K, COLUMN A PAGE 2 PART IV, LINE 2C THE REBATE COMPUTATION WAS PERFORMED ON APRIL 7, 2013. FORM 990, SCHEDULE K, COLUMN A PART I, LINE A(F) THE PRIOR SERIES 2008 BONDS WERE ISSUED ON MAY 29, 2008. FORM 990, SCHEDULE K, COLUMN A PART II, QUESTION 11 AMOUNT LISTED INCLUDES $20,000.00 FOR STATE AND ISSUER ADMINISTRATIVE FEES. FORM 990, SCHEDULE K, COLUMN A PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR USINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. FORM 990, SCHEDULE K, COLUMN A PART III, LINE 9 THE ORGANIZATION IMPLEMENTED REVISED WRITTEN PROCEDURES TO ENSURE ALL NONQUALIFIED BONDS ARE REMEDIATED IN ACCORDANCE WITH REGULATIONS SECTIONS 1.141-12 AND 1.145-2 SHORTLY AFTER THE COMPLETION OF THE REPORTING PERIOD APPLICABLE TO THIS FORM. FORM 990, SCHEDULE K, COLUMN A PART IV, LINE 7 THE ORGANIZATION IMPLEMENTED REVISED WRITTEN PROCEDURES TO MONITOR THE REQUIREMENTS OF SECTION 148 SHORTLY AFTER THE COMPLETION OF THE REPORTING PERIOD APPLICABLE TO THIS FORM. FORM 990, SCHEDULE K, COLUMN A PART V THE ORGANIZATION IMPLEMENTED REVISED WRITTEN PROCEDURES TO UNDERTAKE CORRECTIVE ACTION SHORTLY AFTER THE COMPLETION OF THE REPORTING PERIOD APPLICABLE TO THIS FORM. FORM 990, SCHEDULE K, COLUMN B PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. A TOMPKINS CTY DEVELOPMENT CORPORATION 272290745 890096AT7 2011-04-07 25869342 ACQUISITION, CONSTRUCTION AND REFURBISHMENT OF DORM AND COMMUNITY CENTER 0 0 0 A 455000 25871026 419663 257657 24993584 201123 2012 0 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 NA 0 0 0 NA 0 0 1 A 1 BRIAN SGRECCI SON OF FORMER VP FINANCE 1500 BID AND RECEIVED A CONTRACT TO PROVIDE LANDSCAPING SERVICES AT ITHACA COLLEGE. 0 X 4 DE MINIMUS VALUE X 21 1276734 STOCK MARKET VALUE X MUSICAL INSTRUMENTS 2 1 DE MINIMUS VALUE X TELEVISION 1 1 DE MINIMUS VALUE X BOOKS, PLAYS, SCRIPTS 2 1 DE MINIMUS VALUE X CDS AND DVDS 2 2 DE MINIMUS VALUE X PAYMENT FOR ATHLETIC/OTHER EVENTS 3 4570 CASH VALUE X ATHLETIC EQUIPMENT 1 1898 DE MINIMUS VALUE X MUSIC & PHOTOS 1 1 CASH VALUE X CARPET 1 6090 CASH VALUE X RAZOR SAIL BANNER KIT 1 315 CASH VALUE X COMPUTER SOFTWARE SUBSC, SOFTWARE SUPPORT 1 355184 CASH VALUE X FOX PRODUCTION FILMS 2 82988 CASH VALUE X TRAVEL - ROUND TRIP - SHANGHAI 1 5596 CASH VALUE X ELECTRIC HOSPITAL BED 1 2 DE MINIMUS VALUE X ANATOMICAL MODELS-TEACHING & RESRCH 1 1 DE MINIMUS VALUE X ART SUPPLIES, WARDROBE, CONSTR MAT. 1 1 DE MINIMUS VALUE X MUSICAL INSTRUMENT - PIANO 1 25000 APPRAISED VALUE X DECORATIVE ARTWORK 1 1 DE MINIMUS VALUE 0 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS IS THE NUMBER OF ITEMS DONATED BY EACH CONTRIBUTOR. SPOUSES WHO CONTRIBUTE PROPERTY JOINTLY ARE COUNTED AS ONE CONTRIBUTOR. FORM 990, PART VI, SECTION B, LINE 11 ITHACA COLLEGE'S BOARD OF DIRECTORS AND AUDIT COMMITTEE REVIEWED THE DRAFT FORM 990 PREPARED BY OUTSIDE TAX ACCOUNTANTS BEFORE IT WAS SIGNED. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES AND SENIOR MANAGEMENT COMPLETE ANNUAL CONFLICT OF INTEREST FORMS. THE FORMS ARE SUBMITTED TO THE SECRETARY OF THE BOARD AND ALL DISCLOSED CONFLICTS ARE FORWARDED TO THE CHAIR OF THE AUDIT COMMITTEE FOR REVIEW AND ON-GOING MONITORING. FORM 990, PART VI, SECTION B, LINE 15 A. THE BOARD OF TRUSTEES SUB-COMMITTEE ON COMPENSATION ANNUALLY COLLECTS COMPARABILITY DATA TO BE USED IN ESTABLISHING PRESIDENTIAL COMPENSATION. THIS DATA IS GATHERED USING THE ASSISTANCE OF NON-INTERESTED PARTIES INCLUDING EXTERNAL CONSULTANTS AND THE COLLEGE'S OFFICE OF HUMAN RESOURCES. THE SUB-COMMITTEE ON COMPENSATION MAKES A RECOMMENDATION TO THE EXECUTIVE COMMITTEE, WHICH HAS AUTHORITY TO APPROVE THE RECOMMENDATION. THE EXECUTIVE COMMITTEE REPORTS TO THE FULL BOARD THE DETAILS OF THE REVIEW AND COMPENSATION. B. HUMAN RESOURCES OBTAINS COMPARABILITY DATA ON COMPENSATION WHICH IS SHARED WITH THE PRESIDENT. THE DATA IS REVIEWED AND THE COMPENSATION COMMITTEE IS INFORMED OF THE DECISIONS. THE PRESIDENT ANNUALLY REVIEWS THE COMPENSATION POLICIES OF THE COLLEGE RELATED TO SENIOR OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 THE PUBLIC MAY CONTACT THE OFFICE OF THE VP OF FINANCE AND ADMINISTRATION IN ORDER TO REVIEW THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS. BONUS PAYMENT REPORTED 990 PART VII, SECTION A, LINE 37 AND SCHEDULE J, PART II, LINE 7 FORM 990 WAS AMENDED TO ADD THE $75,000 HIRING BONUS PAID TO CHRISTOPHER BIEHN, VP OF INSTITUTIONAL ADVANCEMENT. THE BONUS HAD BEEN INADVERTENTLY OMITTED FROM THE ORIGINAL RETURN. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INT RATE SWAP AGREEMENTS 5,516,860. POSTRETIREMENT BENEFITS EXPENSE OTHER THAN NET PERIODIC COST -685,926. ADJUSTMENT OF CONDITIONAL ASSET RETIREMENT OBLIGATION 558,522. AUDIT COMMITTEE 990, PART XI, LINE 2C THE AUDIT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE SELECTION OF THE AUDITORS AND THE CONDUCT OF THE AUDIT. THAT FUNCTION HAS NOT CHANGED IN THE PAST YEAR. LINE 5, COLUMN A SUPPLEMENTAL INFORMATION SCHEDULE K, PART II ISSUANCE COSTS FROM PROCEEDS INCLUDES $243,726 TO PAY THE REMARKETING FEE. LINE 5, COLUMN B SUPPLEMENTAL INFORMATION SCHEDULE K, PART II ISSUANCE COST FROM PROCEEDS INCLUDES $412,183 FOR BOND INSURANCE PREMIUM FEE. LINE 7, COLUMN B SUPPLEMENTAL INFORMATION SCHEDULE K, PART II CAPITAL EXPENDITURES FROM PROCEEDS INCLUDES $343,180 FOR STATE AND ISSUER ADMINISTRATIVE FEES. LINE 5, COLUMN C SUPPLEMENTAL INFORMATION SCHEDULE K, PART II ISSUANCE COST FROM PROCEEDS INCLUDES $478,336 FOR BOND INSURANCE PREMIUM AND $46,874 FOR THE LIQUIDITY FACILITY FEE. LINE 5, COLUMN D SUPPLEMENTAL INFORMATION SCHEDULE K, PART II CAPITAL EXPENDITURES FROM PROCEEDS INCLUDES $318,980 FOR BOND INSURANCE PREMIUM FEE.