2014-10-02T17:54:09-05:00 2013-12-31 271155496 ROBERT LEE & ASSOCIATES LLP 226 AIRPORT PARKWAY SAN JOSE CA 95110 990PF 2013-01-01 941196182 THE BOTHIN FOUNDATION BOTH 4155616540 1660 BUSH STREET NO 300 SAN FRANCISCO CA 94109 LYMAN H CASEY PRESIDENT 4155166450 2014-09-26 1 ROBERT A LEE P00156212 4088556770 2013 2015-12-30 17:16:21Z X 40000473 X X 964323 964323 2310172 12107346 2310172 7704 0 3282199 3274495 0 0 0 10474 6284 3142 581546 264399 275755 66010 0 0 1980 198 1188 7666 500 1750 667676 271381 281835 1301578 1347320 1969254 271381 1629155 1312945 3003114 85909 99928 99928 1108852 1786508 1786508 97696 101602 97696 97696 4291 1460 1460 23499270 28946212 28946212 9413582 9068669 9068669 34213506 40000473 40000473 19884 18363 95742 50000 54546 211100 170172 279463 X 34043334 39721010 34043334 39721010 34213506 40000473 34043334 1312945 4510185 39866464 145454 39721010 EQUITY & BOND SALES P 12107346 9797174 2310172 2310172 2310172 0 1686044 32842957 0.051337 1559779 32628836 0.047804 1537003 31771624 0.048377 1433720 28753556 0.049862 1952569 33890245 0.057614 0.254994 0.050999 36443154 1858564 30031 1888595 1629155 60062 0 60062 0 60062 47900 11600 59500 562 0 0 0 0 0 0 0 0 0 0 0 1 CA 1 0 0 0 0 1 WWW.PFS-LLC.NET/BOTHIN PACIFIC FOUNDATION SERVICES LLC 4155616540 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LYMAN H CASEY 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 PRESIDENT 2.00 0 0 0 A MICHAEL CASEY 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 TREASURER/VP 2.00 0 0 0 LAURA KING PFAFF 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 SECRETARY 2.00 0 0 0 DEVON LAYCOX 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 VP / GOVERNANCE CHAIR 2.00 0 0 0 PAUL SUSSMAN 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 DIRECTOR/ AUDIT COMMITTEE 2.00 0 0 0 PAM MCCOSKER 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 ADVISORY CHAIR 2.00 0 0 0 THEODORE A GRIFFINGER 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 DIRECTOR/ FINANCE 2.00 0 0 0 CHRISTIAN F MILLER 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 DIRECTOR 2.00 0 0 0 KATHERINE JOINER 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 DIRECTOR 2.00 0 0 0 NONE 0 PACIFIC FOUNDATION SERVICES LLC 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 FOUNDATION MANAGEMENT 334794 OSTERWEIS CAPITAL MANAGEMENT 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 INVESTMENT COUNSELING 111427 PETERSEN FLYNN & DINSMORE 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 INVESTMENT COUNSELING 56101 0 0 35761888 1236238 0 36998126 0 0 36998126 554972 36443154 1822158 1822158 60062 60062 1762096 0 1762096 0 1762096 1629155 0 1629155 0 1629155 1762096 0 0 8086 5806 75124 89016 1629155 0 0 0 1629155 0 89016 89016 0 0 0 0 0 43925 0 0 0 HECTOR MELENDEZ SENIOR PROGRAM OFFI 1660 BUSH STREET SUITE 300 SAN FRANCISCO CA 94109 4155616540 FOR GUIDELINES AND MORE INFORMATION ABOUT THIS FOUNDATION, SEE WWW.PFS-LLC.NET FOR GUIDELINES AND MORE INFORMATION ABOUT THIS FOUNDATION, SEE WWW.PFS-LLC.NET FOR GUIDELINES AND MORE INFORMATION ABOUT THIS FOUNDATION, SEE WWW.PFS-LLC.NET 826 VALENCIA 826 VALENCIA ST SAN FRANCISCO CA 94110 501 ( C ) (3) PUBLIC 826 VALENCIA ROOF CONSTRUCTION 33000 ASIAN ART MUSEUM OF SAN FRANCISCO 200 LARKIN STREET SAN FRANCISCO CA 94102 501 ( C ) (3) PUBLIC SUPPORT THE PURCHASE SHIPPING AND INSTALLATION OF 20 ADA COMPLIANT GALLERY BENCHES 6050 ASPIRANET 3925 NORIEGA STREET SAN FRANCISCO CA 94122 501 ( C ) (3) PUBLIC FLOORING RENOVATIONS TO THE SUNSET NEIGHBORHOOD BEACON CENTER 13900 BERNAL HEIGHTS NEIGHBORHOOD CENTER 515 CORTLAND AVENUE SAN FRANCISCO CA 94110 501 ( C ) (3) PUBLIC BUILDING RENOVATION AND TELECOMMUNICATIONS UPGRADE 30000 BLACK COALITION ON AIDS INC 601 CESAR CHAVEZ STREET SAN FRANCISCO CA 94124 501 ( C ) (3) PUBLIC BCA IT UPGRADE PROJECT 7500 BOYS & GIRLS CLUBS OF SONOMA VALLEY PO BOX 218 EL VERANO CA 95433 501 ( C ) (3) PUBLIC TECHNOLOGY EXPANSION 30000 BUCKELEW PROGRAMS 900 FIFTH AVENUE SUITE 150 SAN RAFAEL CA 94901 501 ( C ) (3) PUBLIC D-STREET HOUSE REHABILITATION 32800 CAMINAR 2600 S EL CAMINO REAL SUITE 200 SAN MATEO CA 94403 501 ( C ) (3) PUBLIC VEHICLE FOR Y.E.S. PROGRAM 30000 CENTER FOR DOMESTIC PEACE 734 A STREET SAN RAFAEL CA 94901 501 ( C ) (3) PUBLIC FACILITY RENOVATIONS AT EMERGENCY SHELTER FOR VICTIMS OF DOMESTIC VIOLENCE IN MARIN COUNTY 35000 CHILDREN'S BOOK PROJECT 45 HOLLY PARK CIRCLE SAN FRANCISCO CA 94110 501 ( C ) (3) PUBLIC CHILDREN?S BOOK PROJECT ? IT EQUIPMENT 4880 COASTSIDE CHILDREN'S PROGRAMS 494 MIRAMONTES AVE HALF MOON BAY CA 94019 501 ( C ) (3) PUBLIC FLOORING AND EXTERIOR RENOVATION AND REPAIR TO CHILD CARE FACILITY IN HALF MOON BAY 27000 COMMUNITY INITIATIVES (ENRICHING LIVES THROUGH MUSIC) PO BOX 1133 LARKSPUR CA 94977 501 ( C ) (3) PUBLIC PURCHASE MUSICAL INSTRUMENTS AND A SOUND SYSTEM FOR EL SISTEMA-INSPIRED MUSIC PROGRAM IN THE CANAL NEIGHBORHOOD IN SAN RAFAEL CA. 25000 COMMUNITY INITIATIVES (PEER RESOURCES) 727 GOLDEN GATE AVENUE 2/F SAN FRANCISCO CA 94102 501 ( C ) (3) PUBLIC TO SUPPORT DATA MIGRATION FOR PEER RESOURCES, A SAN FRANCISCO SCHOOL-BASED YOUTH EMPOWERMENT PROGRAM 7500 COMMUNITY OVERCOMING RELATIONSHIP ABUSE 2211 PALM AVE SAN MATEO CA 94403 501 ( C ) (3) PUBLIC NEW TECHNOLOGY FOR SAFE HOUSE AND 24-HOUR RESPONSE PROGRAM 22300 COMMUNITY SUPPORT NETWORK 1410 GUERNEVILLE ROAD SUITE 14 SANTA ROSA CA 95403 501 ( C ) (3) PUBLIC COMMUNITY SUPPORT NETWORK STONY POINT COMMONS ROOF REPLACEMENT 25000 COMPASS FAMILY SERVICES 49 POWELL STREET 3RD FLOOR SAN FRANCISCO CA 94102 501 ( C ) (3) PUBLIC REFURBISH TRANSITIONAL HOUSING UNITS AND CONDUCT SAFETY UPGRADES TO A TRANSITIONAL HOUSING COMPLEX IN SAN FRANCISCO 35000 COUNCIL ON FOUNDATIONS 2121 CRYSTAL DRIVE SUITE 700 ARLINGTON VA 22202 501 ( C ) (3) PUBLIC ANNUAL MEMBERSHIP DUES JANUARY - DECEMBER 2013. TOTAL PAYMENT WILL BE FOR 3,730 (3,230 IS THE GRANT PORTION; 500 IS ANNUAL DUES) 3230 CURIODYSSEY 1651 COYOTE POINT DRIVE SAN MATEO CA 94401 501 ( C ) (3) PUBLIC CURIODYSSEY CARGO VAN 30000 ENVIRONMENTAL VOLUNTEERS INC 2560 EMBARCADERO ROAD PALO ALTO CA 94303 501 ( C ) (3) PUBLIC WEATHER STATION PROJECT 7500 FAMILY SERVICE AGENCY OF SAN FRANCISCO 1010 GOUGH STREET SAN FRANCISCO CA 94109 501 ( C ) (3) PUBLIC PURCHASE AND INSTALL ROOM DIVIDERS IN THREE INFANT/TODDLER CHILD CARE ROOMS 25000 FOOD RUNNERS 2579 WASHINGTON STREET SAN FRANCISCO CA 94115 501 ( C ) (3) PUBLIC DESIGN A NEW LOGISTICS SYSTEM FOR AGENCY THAT DELIVERS DONATED PERISHABLE FOOD TO SOCIAL SERVICES AGENCIES IN SAN FRANCISCO 15000 FRANDELJA ENRICHMENT CENTER 950 GILMAN AVENUE SAN FRANCISCO CA 94124 501 ( C ) (3) PUBLIC FLOORING FOR CLASSROOMS 20800 GIRL SCOUTS OF NORTHERN CALIFORNIA 1650 HARBOR BAY PARKWAY SUITE 100 ALAMEDA CA 94502 501 ( C ) (3) PUBLIC TO RENOVATE AND BRING INTO ADA COMPLIANCE THE BATHROOMS AT THE BUSH UNIT OF CAMP BOTHIN 25000 HUCKLEBERRY YOUTH PROGRAMS 3310 GEARY BLVD SAN FRANCISCO CA 94118 501 ( C ) (3) PUBLIC UPGRADES TO TELECOMMUNICATION SYSTEM FOR AGENCY SERVING AT-RISK YOUTH IN SAN FRANCISCO AND MARIN COUNTIES 19100 INDIVIDUALS NOW SOCIAL ADVOCATES FOR YOUTH 3440 AIRWAY DR SUITE E SANTA ROSA CA 95403 501 ( C ) (3) PUBLIC TELEPHONE AND COMMUNICATIONS INFRASTRUCTURE UPGRADE FOR AGENCY SERVING HOMELESS AND AT-RISK YOUTH IN SONOMA COUNTY 28000 INTEGRATED COMMUNITY SERVICES 3020 KERNER BLVD SUITE A SAN RAFAEL CA 94901 501 ( C ) (3) PUBLIC EXPANSION AND RENOVATIONS TO THE GROWING EXCELLENCE IN MARIN GARDEN 25000 INTERNATIONAL CHILD RESOURCE EXCHANGE INSTITUTE (PROJECT COMMOTION) 2095 HARRISON STREET SAN FRANCISCO CA 94110 501 ( C ) (3) PUBLIC SUPPORT THE RENOVATION AND EQUIPPING OF THE FACILITIES FOR PROJECT COMMOTION 22100 LA CASA DE LAS MADRES 1663 MISSION STREET STUITE 225 SAN FRANCISCO CA 94103 501 ( C ) (3) PUBLIC EMERGENCY SHELTER RENOVATION PROJECT 25000 LUCILE PACKARD FOUNDATION FOR CHILDREN 400 HAMILTON AVE SUITE 340 PALO ALTO CA 94301 501 ( C ) (3) PUBLIC TO PURCHASE A CAR FOR THE CARE-A-VAN PROGRAM 29100 MARIN PERFORMING STARS 271 DRAKE AVENUE SAUSALITO CA 94965 501 ( C ) (3) PUBLIC PURCHASE A NEW 15-SEAT PASSENGER VAN TO TRANSPORT LOW-INCOME CHILDREN TO CULTURAL ENRICHMENT ACTIVITIES 25000 MID-PENINSULA BOYS AND GIRLS CLUB 200 NORTH QUEBEC STREET SAN MATEO CA 94401 501 ( C ) (3) PUBLIC TO UPGRADE THE COMUPTER LAB AND ADJACENT OFFICE 40200 MURAL MUSIC & ARTS PROJECT 2043 EUCLID AVE EAST PALO ALTO CA 94303 501 ( C ) (3) PUBLIC MMAP MULTIMEDIA STUDIO 30500 NEW CONSERVATORY THEATRE CENTER 25 VAN NESS AVENUE LL SAN FRANCISCO CA 94102 501 ( C ) (3) PUBLIC ORGANIZATIONAL CAPACITY-BUILDING VIA IT UPGRADES & REPLACEMENTS 47800 NINTH STREET MEDIA CONSORTIUM INC 145 9TH ST SUITE 250 SAN FRANCISCO CA 94103 501 ( C ) (3) PUBLIC PURCHASE TECHNOLOGY EQUIPMENT FOR THE MOBILE MEDIA LAB PROJECT SERVING UNDER RESOURCED COMMUNITIES IN SAN FRANCISCO 29100 NORTHERN CALIFORNIA GRANTMAKERS 625 MARKET STREET 15TH FLOOR SAN FRANCISCO CA 94105 501 ( C ) (3) PUBLIC 2013 ANNUAL MEMBERSHIP DUES 3060 OLD SKOOL CAF 1429 MENDELL ST SAN FRANCISCO CA 94124 501 ( C ) (3) PUBLIC GENIE DI SAN FAUSTINO AWARD 25000 PETALUMA HEALTH CENTER 1179 NORTH MCDOWELL BLVD PETALUMA CA 94954 501 ( C ) (3) PUBLIC REPLACE FOUR DENTAL CHAIRS FOR CLINIC SERVING LOW INCOME FAMILIES IN SONOMA COUNTY 35400 PIE RANCH PO BOX 363 PESCADERO CA 94060 501 ( C ) (3) PUBLIC BUILDING RENOVATION TO CREATE NEW CLASSROOM AND BUNKHOUSE 25000 RAPHAEL HOUSE OF SAN FRANCISCO INC 1065 SUTTER STREET SAN FRANCISCO CA 94109 501 ( C ) (3) PUBLIC WOMEN'S BATHROOM RENOVATION 35000 SAINT FRANCIS FOUNDATION 900 HYDE STREET STE 1208 SAN FRANCISCO CA 94109 501 ( C ) (3) PUBLIC UPGRADES TO THE BOTHIN BURN CENTER 50000 SAN FRANCISCO CHILD ABUSE PREVENTION CENTER 1757 WALLER STREET SAN FRANCISCO CA 94117 501 ( C ) (3) PUBLIC BUILDING IMPROVEMENTS INCLUDING SEISMIC STRENGTHENING AND ADA ACCESSIBILITY 35000 SAN FRANCISCO CONSERVATION CORPS 241 FIFTH STREET SAN FRANCISCO CA 94103 501 ( C ) (3) PUBLIC RENOVATION OF THE NEW RECYCLING FACILITY 40000 SAN FRANCISCO PARKS ALLIANCE (KIDS IN PARKS) 314 RUTLEDGE STREET SAN FRANCISCO CA 94110 501 ( C ) (3) PUBLIC PURCHASE A GREENHOUSE FOR GREEN HAIRSTREAK BUTTERFLY EDUCATION AND RESTORATION PROGRAM AT HERBERT HOOVER MIDDLE SCHOOL 9000 SAN MATEO COUNTY HEALTH FOUNDATION 222 W 39TH AVE SAN MATEO CA 94403 501 ( C ) (3) PUBLIC SUPPORT THE PURCHASE OF NEW DENTAL EQUIPMENT - SUBMITTED 72012. HECTOR RECOMMENDS TO MAKE THIS A CHALLENGE GRANT FOR FEB 2013 (20-25K) 25000 STERNE SCHOOL 2690 JACKSON STREET STERNE SCHOOL SAN FRANCISCO CA 94115 501 ( C ) (3) PUBLIC CREATE A SCIENCE LAB AS PART OF A LARGER CAMPAIGN TO RENOVATE A MIDDLE SCHOOL SERVING STUDENTS WITH LEARNING DIFFERENCES 25000 SUPPORT FOR FAMILIES OF CHILDREN WITH DISABILITIES 1663 MISSION STREET 7TH FLOOR SAN FRANCISCO CA 94103 501 ( C ) (3) PUBLIC PURCHASE THREE EMERGENCY EVACUATION CHAIRS 9400 TENDERLOIN NEIGHBORHOOD DEVELOPMENT CORPORATION 201 EDDY STREET SAN FRANCISCO CA 94102 501 ( C ) (3) PUBLIC HONORARIUM FOR HOSTING THE BOTHIN FOUNDATION ANNUAL 2013 MEETING 2500 TENDERLOIN NEIGHBORHOOD DEVELOPMENT CORPORATION 201 EDDY STREET SAN FRANCISCO CA 94102 501 ( C ) (3) PUBLIC TO REPLACE THE PHONE SYSTEM IN 3 CENTRAL OFFICES AND 6 OTHER BUILDINGS OWNED BY TNDC 30000 THE CERES COMMUNITY PROJECT PO BOX 151049 SAN RAFAEL CA 94915 501 ( C ) (3) PUBLIC TELEPHONE AND IT INFRASTRUCTURE UPGRADES FOR FOOD DELIVERY AND YOUTH VOCATIONAL TRAINING PROGRAM SERVING SERIOUSLY ILL SONOMA COUNTY RESIDENTS 23500 THE FOUNDATION CENTER 312 SUTTER STREET 606 SAN FRANCISCO CA 94108 501 ( C ) (3) PUBLIC GENERAL SUPPORT (DELAYED PAYMENT FROM 2010) 5000 THE FOUNDATION CENTER 312 SUTTER STREET 606 SAN FRANCISCO CA 94108 501 ( C ) (3) PUBLIC TO SUPPORT GENERAL OPERATIONS 6000 THE NO PENNY OPERA 937 SHOTWELL ST SAN FRANCISCO CA 94110 501 ( C ) (3) PUBLIC PURCHASE A COMMERCIAL REFRIGERATOR FOR THE FREE FARM STAND 4000 THE TIDES CENTER (OASIS FOR GIRLS) 1091 MISSION STREET SAN FRANCISCO CA 94013 501 ( C ) (3) PUBLIC BUILDING RENOVATION AND NECESSARY ELECTRICAL WORK TO CONSTRUCT NEW PROGRAMMING SPACE IN SAN FRANCISCO FOR OASIS FOR GIRLS 35300 TIDES CENTER (THE WOMEN'S CLINIC) 1833 FILLMORE STREET THIRD FLOOR SAN FRANCISCO CA 94115 501 ( C ) (3) PUBLIC TO PURCHASE THE HARDWARE NECESSARY TO IMPLEMENT ELECTRONIC MEDICAL RECORDS FOR THE WOMEN'S CLINIC 38100 VOLUNTEERS IN MEDICINE - SAN FRANCISCO 4877 MISSION STREET SAN FRANCISCO CA 94112 501 ( C ) (3) PUBLIC EXPANSION OF VOLUNTEER-POWERED FREE CLINIC FOR THE WORKING UNINSURED 28000 WILLMAR CENTER FOR BEREAVED CHILDREN INC PO BOX 1374 SONOMA CA 95476 501 ( C ) (3) PUBLIC CREATE A NEW FAMILY RESOURCE LIBRARY AND ADULT SERVICES PROGRAM SPACE AS WELL AS A NEW PEER GRIEF SUPPORT MEETING ROOM FOR CHILDREN & TEENS 7500 WOMEN HELPING ALL PEOPLE 79 COLE DRIVE SUITE 5 MARIN CITY CA 94965 501 ( C ) (3) PUBLIC TO UPGRADE HARDWARE IN TECHNOLOGY LEARNING LAB FOR FAMILY RESOURCE CENTER SERVING LOW-INCOME CHILDREN AND YOUTH IN MARIN CITY 15000 ZEN HOSPICE PROJECT INC 273 PAGE STREET SAN FRANCISCO CA 94102 501 ( C ) (3) PUBLIC TECHNOLOGY INFRASTRUCTURE AND EQUIPMENT UPGRADES FOR ORGANIZATION PROVIDING HOSPICE AND PALLIATIVE CARE IN SAN FRANCISCO 23200 1347320 SAINT FRANCIS FOUNDATION 900 HYDE STREET STE 1208 SAN FRANCISCO CA 94109 501 ( C ) (3) PUBLIC UPGRADES TO THE BOTHIN BURN CENTER 50000 50000 14 964323 14 7704 18 2310172 0 3282199 0 3282199 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 10474 6284 3142 BONDS & US TREASURIES 9068669 9068669 STOCKS 28862816 28862816 UNSETTLED STOCK 83396 83396 CHANGE IN DEFERRED LIABILITY 145454 DUES AND SUBSCRIPTIONS 2500 500 1750 INSURANCE 4887 0 0 BOARD MEETING EXPENSES 241 0 0 MISCELLANEOUS EXPENSES 38 0 0 OTHER INCOME 7704 0 7704 UNREALIZED GAINS ON INVESTMENTS 4510185 DEFERRED TAX LIABILITY 54546 200000 TAX LIABILITY 0 11100 FOUNDATION MANAGEMENT FEES 334794 33480 267838 INVESTMENT MANAGER FEES 200145 200145 0 AUDIT FEES 23750 7917 7917 BANK AND CUSTODY FEES 22857 22857 0 FEDERAL TAXES 59000 0 0 FRANCHISE TAX BOARD 160 0 0 OTHER TAXES 6850 0 0