2014-09-23T10:41:41-05:00 2013-12-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2013-01-01 360753125 The Financial Services Roundtable FINA 2022894322 600 13th Street NW No 400 Washington DC 20005 George Forsberg Chief Financial Officer 2022894322 2014-09-22 1 Nicole M Prince CPA P01315245 7038930300 2014-09-17 2013 2015-11-30 17:44:51Z X Timothy Pawlenty 600 13th Street NW No 400 Washington DC 20005 20366278 0 X www.fsround.org X 1994 DC Promotes the business of banking and financial services and encourages the development of sound banking and financial policies and practices. 31 31 57 29 0 0 134734 200000 22538045 19961998 24640 23133 36692 181147 22734111 20366278 0 0 0 0 10331976 10955079 0 0 0 12158509 7752215 22490485 18707294 243626 1658984 11482042 16703003 4993427 8394404 6488615 8308599 X Promotes the business of banking and financial services and encourages the development of sound banking and financial policies and practices. 0 0 Identifies impacts of pending legislation and regulation affecting the financial services industry and develops and advocates solutions to major policy concerns. The Anthony T. Cluff Research Fund was established for the purpose of researching issues impacting financial service interests and of concern to members. BITS addresses issues at the intersection of financial services, technology and public policy, where industry cooperation serves the public good, such as critical infrastructure protection, fraud prevention, and the safety of financial services. The Housing Policy Council Fund was established for the purpose to determine and influence the most critical public policy issues that shape a vibrant and competitive mortgage and housing marketplace. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 79 0 1 57 1 0 0 0 0 0 0 X 31 31 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC X Sarah Drew 2022894322 600 13th Street NW Suite 400 Washington DC 20005 John G Stumpf Chairman 1.00 X X 0 0 0 Larry Zimpleman Chairman-Elect 1.00 X X 0 0 0 Thomas J Wilson Immediate-Past Chairman 1.00 X X 0 0 0 Kelly S King BITS Chairman 1.00 X X 0 0 0 Thomas R Watjen Treasurer 1.00 X X 0 0 0 Richard K Davis Director 1.00 X 0 0 0 James E Rohr Director 1.00 X 0 0 0 Edward B Rust Jr Director 1.00 X 0 0 0 John D Johns Director 1.00 X 0 0 0 William H Cary Director 1.00 X 0 0 0 Kevin T Kabat Director 1.00 X 0 0 0 Bharat Masrani Director 1.00 X 0 0 0 Liam E McGee Director 1.00 X 0 0 0 Ronald P O'Hanley Director 1.00 X 0 0 0 James C Smith Director 1.00 X 0 0 0 Theodore A Mathas Director 1.00 X 0 0 0 Ajaypal S Banga Director 1.00 X 0 0 0 Gary C Bhojwani Director 1.00 X 0 0 0 Mark Casady Director 1.00 X 0 0 0 James A Israel Director 1.00 X 0 0 0 D Bryan Jordan Director 1.00 X 0 0 0 Manuel Sanchez Director 1.00 X 0 0 0 Stephen D Steinour Director 1.00 X 0 0 0 Beth E Mooney Director 1.00 X 0 0 0 John F Barrett Director 1.00 X 0 0 0 Irene M Dorner Director 1.00 X 0 0 0 Grayson Hall Director 1.00 X 0 0 0 Brian T Moynihan Director 1.00 X 0 0 0 Mark W Mullin Director 1.00 X 0 0 0 David W Nelms Director 1.00 X 0 0 0 William H Rogers Jr Director 1.00 X 0 0 0 Timothy Pawlenty CEO 55.00 X 1647754 0 0 Richard M Whiting Executive Director 55.00 X 828021 0 68738 John Dalton President HPC 55.00 X 1028217 0 54124 Paul Smocer President BITS 55.00 X 402640 0 53200 Eric Selk Executive Director - Hope Now 55.00 X 213922 0 36497 Scott Talbott SVP of Public Policy 55.00 X 759894 0 73138 Paul Leonard VP of Government Affairs 55.00 X 385561 0 70198 John Carlson EVP BITS 55.00 X 268510 0 56710 Richard Foster VP and Sr. Counsel for Reg. and Legal Affairs 55.00 X 203206 0 29361 Craig Schwartz Director of Registory Programs 55.00 X 195397 0 34775 Steve Bartlett CEO (outgoing) 0.00 X 938881 0 0 6872003 0 476741 21 1 1 0 Barnett Sivon Natter 1155 15th Street NW Suite 1101 Washington DC 20005 Consulting 688138 Adrian Harpool Associates 1820 Madison Avenue Baltimore MD 21217 Media specialist 238298 Bradley Dwin Stonegate Associates 15005 Wellwood Road Silver Spring MD 20905 Consultant for Hope Now 144500 Smith Free Group LLC 1401 K Street NW Suite 1200 Washington DC 20005 Consultant for GA and HPC 120000 Clark Lytle Geduldig Cranford LLC 1101 K Street NW Suite 650 Washington DC 20005 Consultant for GA 108000 5 200000 200000 Membership dues 900099 16118332 16118332 Coalition income 900099 1522091 1522091 Meetings & conferences 900099 823525 823525 Hope Now sponsorship & outreach 900099 773050 773050 Community service 900099 480000 480000 245000 245000 19961998 23133 23133 Other income 900099 181147 181147 181147 20366278 20143145 0 23133 4333112 5301290 366179 515093 439405 209085 32793 1404329 404672 135873 1384489 201424 879983 305487 57824 Coalition expenditures 1145009 Staff and meeting reali 780851 Community service 354068 Hope Now outreach 285275 171053 18707294 3328447 7980887 4857915 4868857 421984 297276 84696 160892 2986342 2777627 444998 208715 231842 322796 2112160 2863580 11482042 16703003 3241006 3284465 1287247 4883638 465174 226301 4993427 8394404 X 6488615 8308599 6488615 8308599 11482042 16703003 X 1658984 35104 125896 X 0 1 X 1 0 0 0 0 16118332 6560000 450295 7010295 8602963 -1592668 2045865 1955861 90004 940477 821766 118711 208715 Deposits 249575 Assets held under deferred compensation plan 338901 Prepaid pension asset 2275104 2863580 Refundable advances 211723 Deferred rent 14578 226301 X 20401382 35104 35104 20366278 0 20366278 18707294 0 18707294 0 18707294 Part X, Line 2: Management evaluated the Roundtable's tax positions and concluded that the Roundtable's financial statements do not include any uncertain tax positions. X X X 1 1 X X X X X 0 0 0 Timothy Pawlenty CEO 1600000 0 0 0 47754 0 0 0 0 0 1647754 0 0 0 Richard M Whiting Executive Director 543750 0 278157 0 6114 0 53200 0 15538 0 896759 0 0 0 John Dalton President HPC 700000 0 320738 0 7479 0 53200 0 924 0 1082341 0 0 0 Paul Smocer President BITS 309167 0 90719 0 2754 0 53200 0 0 0 455840 0 0 0 Eric Selk Executive Director - Hope Now 195833 0 15722 0 2367 0 29384 0 7113 0 250419 0 0 0 Scott Talbott SVP of Public Policy 321891 0 170000 0 268003 0 53200 0 19938 0 833032 0 0 0 Paul Leonard VP of Government Affairs 328750 0 50697 0 6114 0 49000 0 21198 0 455759 0 0 0 John Carlson EVP BITS 246708 0 15688 0 6114 0 35512 0 21198 0 325220 0 0 0 Richard Foster VP and Sr. Counsel for Reg. and Lega 180500 0 20687 0 2019 0 19101 0 10260 0 232567 0 0 0 Craig Schwartz Director of Registory Programs 173090 0 20203 0 2104 0 26411 0 8364 0 230172 0 0 0 Steve Bartlett CEO (outgoing) 0 0 900000 0 38881 0 0 0 0 0 938881 0 0 0 Part I, Line 1a Social club memberships are provided to Scott Talbott and John Dalton, primarly for business uses. Timothly Pawlenty, CEO, received a housing allowance in the amount of $20,000 during 2013. Additionally, the CEO received a discretionary spending account allowance in the amount of $25,000 for purposes of travel. Form 990, Part VI, Section A, line 6 The Roundtable's membership is reserved for for-profit companies delivering integrated financial services within the United States. The Roundtable's Nominating Committee, comprised of representatives of the membership, has the authority to nominate Board members for election. Form 990, Part VI, Section A, line 7a The Roundtable's directors are elected by the membership. Form 990, Part VI, Section A, line 7b Any amendments to the Roundtable's Bylaws are required to be approved by the membership. Form 990, Part VI, Section B, line 11 The 990 is prepared by the Roundtable's outside auditors. It is then reviewed by the CFO, the CEO, and the Audit and Finance Committee. The return will be distributed to the Board of Directors prior to filing. Form 990, Part VI, Section B, line 12c The conflict of interest policy is distributed to directors, officers, executive employees, and key employees for self-disclosure. It must be signed and returned to the organization, where it is kept on file. Individuals are required to report any conflicts to the Board, which will take the appropriate actions. Form 990, Part VI, Section B, line 15 An annual salary survey is prepared by the Roundtable's outside auditors using data gleaned from comparable trade associations. The survey is reviewed by the Chairman and the Compensation Committee who then decide on a compensation amount. The decision is documented and a copy is retained in the personnel file. Form 990, Part VI, Section C, line 19 Only the Organization's financial statements are available to the public. They are included in the annual report and are posted on the organization's website. Form 990, Part XI, line 9: Change in benefit plan obligation 125,896. fTLD Registry Services LLC 1120 Connecticut Avenue NW Washington DC 20036 454083790 Operate financial services TLDs to promote safety and security. DE N/A Related 0 1 0.33300 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0