2014-09-03T16:26:52-05:00 2013-12-31 351509921 SWARTZ RETSON & CO PC 235 E 86TH AVENUE MERRILLVILLE IN 46410 990 2013-01-01 237170019 LAKE AREA UNITED WAY INC LAKE 2199232302 221 WEST RIDGE ROAD GRIFFITH IN 46319 JOE STEPHAN VP FINANCE & ADMINISTRATION 2199232302 2014-08-26 1 TAMARA L LYNCH P00060108 2197693616 2013 2015-11-30 17:44:51Z JOE STEPHAN 221 WEST RIDGE ROAD GRIFFITH IN 46319 4126578 0 X WWW.LAUW.ORG X 1972 IN TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER. 24 24 14 150 0 0 4824148 4023684 3484 4250 36590 51348 14818 32231 4879040 4111513 3951803 3541017 0 0 681076 730383 0 0 469625 413881 405410 5046760 4676810 -167720 -565297 3887702 3197707 1456562 658523 2431140 2539184 TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER. 0 0 3541017 3541017 ALLOCATIONS TO UNITED WAY AGENCIES - PRIMARY FUNCTION OF UNITED WAY ORGANIZATION 299530 4250 PLANNING AND ALLOCATION - ASSESSING COMMUNITY NEEDS AND DETERMINING ALLOCATION PLANS 3840547 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 4 0 14 1 0 0 0 0 0 0 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 IN IL X X JOE STEPHAN 2199232302 221 W RIDGE ROAD GRIFFITH IN 46319 TINA EBENGER TRUSTEE 1.00 X 0 0 0 THOMAS DABERTIN TRUSTEE 1.00 X 0 0 0 THOMAS KEILMAN TRUSTEE 1.00 X 0 0 0 CHRISTINA HERRERA TRUSTEE 1.00 X 0 0 0 JENNIFER FREDERICKS TRUSTEE 1.00 X 0 0 0 JOHN P KENNEDY TRUSTEE 1.00 X 0 0 0 AARON MCDERMOTT SECRETARY 1.00 X X 0 0 0 JILL HASIAK FINANCE CHAIR 1.00 X X 0 0 0 BRETT JACOBS TRUSTEE 1.00 X 0 0 0 BRAD VOSBERG TRUSTEE 1.00 X 0 0 0 PAUL MULLANEY TRUSTEE 1.00 X 0 0 0 ARIEL RIVERA TRUSTEE 1.00 X 0 0 0 THOMAS KIRSCH II TRUSTEE 1.00 X 0 0 0 RANDY PALMATEER TRUSTEE 1.00 X 0 0 0 JEREMY MILLER CHAIRPERSON (THRU SEPT 2013) 1.00 X X 18333 0 1281 ALLEN M SPAJER TRUSTEE 1.00 X 0 0 0 VANCE KENNEY TRUSTEE 1.00 X 0 0 0 TAMARA YOUNG-KING TRUSTEE 1.00 X 0 0 0 ROSA MARIA RODRIGUEZ TRUSTEE 1.00 X 0 0 0 LYNETTE A JONES TRUSTEE 1.00 X 0 0 0 CURTIS WHITTAKER CHAIRPERSON (AS OF OCT 2013) 1.00 X X 0 0 0 MARLON R MITCHELL TRUSTEE 1.00 X 0 0 0 KAY NELSON TRUSTEE 1.00 X 0 0 0 DAVID VAJDA TRUSTEE 1.00 X 0 0 0 SHELICE TOLBERT TRUSTEE 1.00 X 0 0 0 DAN MURCHEK TRUSTEE 1.00 X 0 0 0 MATT SALTANOVITZ TRUSTEE 1.00 X 0 0 0 DAVE KOESTER TRUSTEE 1.00 X 0 0 0 LOUIS R MARTINEZ PRESIDENT 40.00 X 122901 0 2700 P JOE STEPHAN V P OF FINANCE & ADMINISTRATION 40.00 X 86523 0 15478 227757 0 19459 1 0 0 0 0 493400 3530284 45677 4023684 MONEY SMART 900099 4250 4250 4250 10286 10286 41771 0 709 41771 -709 41062 41062 14335 14356 -21 -21 MISCELLANEOUS 900099 32252 32252 32252 4111513 4250 0 83579 3541017 3541017 259896 69165 129948 60783 307629 93758 58117 155754 76878 21379 18197 37302 43970 11051 4077 28842 42010 12078 13329 16603 22704 22704 96911 18589 29069 49253 46425 8670 7462 30293 46915 6588 3869 36458 10967 3018 2657 5292 9314 2993 1884 4437 12869 6870 1513 4486 13027 10126 1232 1669 10479 2958 2635 4886 UNITED WAY DUES 58224 58224 SPECIAL EVENTS 19361 15072 4289 BUILDING AND GROUNDS MA 16662 4498 3971 8193 SMALL EQUIPMENT PURCHAS 12316 1067 571 10678 29236 11650 7179 10407 4676810 3840547 366638 469625 112207 76317 1577830 1301951 1727614 1250493 6831 6696 483318 274923 147826 208395 315394 353855 3887702 3197707 133113 79041 6000 1317449 579482 1456562 658523 X -193626 665823 2624766 1873361 2431140 2539184 3887702 3197707 X -565297 -2811 -10928 687080 X X 0 1 1 0 X 9743755 13208475 9553319 4824148 4023684 41353381 9743755 13208475 9553319 4824148 4023684 41353381 20144203 21209178 30587 28967 22585 17000 10286 109425 2251 24475 10265 14818 32252 84061 41546867 18269 0.51050 0.50920 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 315394 9808 46874 14028 4193 353855 287997 1163 44131 13853 4044 315394 304450 8912 -8186 13294 3885 287997 279389 34384 5576 3747 304450 220091 62262 2964 279389 0.84370 0.15630 1 0 83934 83934 258801 191923 66878 140583 83000 57583 208395 LEGACY FOUNDATION 353855 F 353855 ACCRUED PENSION LIABILITY 579482 579482 X 3297554 -2811 1665 -1146 3298700 812813 812813 4111513 3876590 12593 14356 26949 3849641 827169 827169 4676810 PART V, LINE 4: FUNDS GIVEN TO A LOCAL COMMUNITY FOUNDATION THROUGH LAKE AREA UNITED WAY, INC. TO PROVIDE CONTINUED FUNDING TO LAKE AREA UNITED WAY, INC. INCOME FROM FUNDS MAY BE USED FOR OPERATING PURPOSES. PART X, LINE 2: WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES ARE RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. THE CURRENT AND THREE PRIOR TAX PERIODS REMAIN SUBJECT TO EXAMINATION BY TAXING JURISDICTIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH REVENUE NOT INCLUDABLE IN FINANCIAL STATEMENTS 827,169. GAMING EXPENSES -14,356. PART XII, LINE 2D - OTHER ADJUSTMENTS: GAMING EXPENSES 14,356. PART XII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH EXPENSES NOT INCLUDABLE IN FINANCIAL STATEMENTS 827,169. 1 ST CASIMIRS ROMAN CATHOLIC CHURCH 4340 JOHNSON AVENUE HAMMOND IN 46327 350883494 501(C)(3) 14200 ALLOCATION DESIGNATED BY DONOR HAMMOND DEVELOPMENT CORPORATION (TOWLE THEATER) 5246 HOHMAN AVENUE HAMMOND IN 46320 351581423 501(C)(3) 30000 ALLOCATION DESIGNATED BY DONOR HAMMOND EDUCATION FOUNDATION INC 41 WILLIAMS STREET HAMMOND IN 46320 351572375 501(C)(3) 7520 ALLOCATION DESIGNATED BY DONOR CHALLENGER LEARNING CENTER OF NORTHWEST INDIANA INC 2300 173RD STREET HAMMOND IN 46323 351995603 501(C)(3) 21000 ALLOCATION DESIGNATED BY DONOR NORTHWEST INDIANA QUALITY OF LIFE COUNCIL (DBA ONE REGION) 601 W 45TH AVENUE MUNSTER IN 46321 352117392 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR FOODBANK OF NWI INC 2248 W 35TH AVENUE GARY IN 46408 351528285 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR HAMMOND HURRICANES YOUTH FOUNDATION 5854 WALLACE ROAD HAMMOND IN 46320 200819151 501(C)(3) 20000 ALLOCATION DESIGNATED BY DONOR LEGACY FOUNDATION INC 1000 E 80TH PLACE MERRILLVILLE IN 46410 351872803 501(C)(3) 15000 ALLOCATION DESIGNATED BY DONOR PULASKI PARK NEIGHBORHOOD ASSOCIATION INC 4120 S GROVER AVENUE HAMMOND IN 46327 352113999 501(C)(3) 25000 ALLOCATION DESIGNATED BY DONOR NWI SPECIAL EDUCATION COOPERATIVE 2150 W 97TH PLACE CROWN POINT IN 46307 351396399 GOVERNMENTAL INSTR. 39901 ALLOCATION DESIGNATED BY DONOR HAMMOND READS INC PO BOX 606 HAMMOND IN 46325 743115587 501(C)(3) 10000 ALLOCATION DESIGNATED BY DONOR HESSVILLE YOUTH HOOPS PO BOX 2576 HAMMOND IN 46323 352000638 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR SOUTH SHORE ARTS INC 1040 RIDGE ROAD MUNSTER IN 46321 237049722 501(C)(3) 20000 ALLOCATION DESIGNATED BY DONOR ASIAN AMERICAN MEDICAL SOCIETY PO BOX 10039 MERRILLVILLE IN 46410 351487544 501(C)(6) 5000 ALLOCATION DESIGNATED BY DONOR BLUE SKIES HOSPICE FOUNDATION INC 2714 169TH STREET HAMMOND IN 46323 043728290 501(C)(3) 10000 ALLOCATION DESIGNATED BY DONOR BOOKS BRUSHES & BANDS FOR EDUCATION INC 5920 HOHMAN AVENUE HAMMOND IN 46320 352122525 501(C)(3) 25000 ALLOCATION DESIGNATED BY DONOR 4 QUARTERS 4 LIFE COMMUNITY ORGANIZATION 6069 MUSTANG BREEZE TRAIL UNIT 102 HENDERSON NV 89011 272673566 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR AMERICAN CANCER SOCIETY INC 250 WILLIAMS ST NW ATLANTA GA 30303 131788491 501(C)(3) 6731 ALLOCATION DESIGNATED BY DONOR ANCILLA SYSTEMS INC (AKA NAZARETH HOME) 1419 S LAKE PARK AVENUE HOBART IN 46342 362609644 501(C)(3) 10000 ALLOCATION DESIGNATED BY DONOR UNITED WAY OF METROPOLITAN CHICAGO 333 S WABASH AVE 30TH FLR CHICAGO IL 60604 300200478 501(C)(3) 6967 ALLOCATION DESIGNATED BY DONOR CAMPAGNA ACADEMY 7403 CLINE AVENUE SCHERERVILLE IN 46375 351068483 501(C)(3) 10519 ALLOCATION DESIGNATED BY DONOR UNITED CITIZENS ASSOCIATION INC 2148 SUPERIOR AVENUE WHITING IN 46394 351371891 501(C)(3) 32500 ALLOCATION DESIGNATED BY DONOR ROBERTSON CHILD DEVELOPMENT CENTER 4860 OLCOTT AVENUE EAST CHICAGO IN 46312 351129614 501(C)(3) 9313 ANNUAL ALLOCATION YWCA OF NWI 150 WEST 15TH AVENUE GARY IN 46407 350868221 501(C)(3) 85887 ANNUAL ALLOCATION THE SALVATION ARMY 8225 COLUMBIA AVENUE MUNSTER IN 46321 362167910 501(C)(3) 159419 ANNUAL ALLOCATION TRADEWINDS 5901 WEST 7TH AVENUE GARY IN 46406 351139485 501(C)(3) 76798 ANNUAL ALLOCATION UNITED NEIGHBORHOOD ORGANIZATION 3616 ELM STREET EAST CHICAGO IN 46312 237181634 501(C)(3) 125000 ANNUAL ALLOCATION ST JUDE HOUSE 12490 MARSHALL STREET CROWN POINT IN 46307 351905782 501(C)(3) 38361 ANNUAL ALLOCATION URBAN LEAGUE OF NWI 3101 BROADWAY GARY IN 46409 351178594 501(C)(3) 70000 ANNUAL ALLOCATION THE CARING PLACE 107 N WASHINGTON ST VALPARAISO IN 46383 310944075 501(C)(3) 38361 ANNUAL ALLOCATION WOODLAND CHILD DEVELOPMENT CENTER 3027 JF MAHONEY DRIVE HAMMOND IN 46323 351164394 501(C)(3) 11343 ANNUAL ALLOCATION SOUTHLAKE YMCA 201 NORTH GRIFFITH BLVD GRIFFITH IN 46319 351369437 501(C)(3) 22413 ANNUAL ALLOCATION NORTHWEST INDIANA CATHOLIC YOUTH ORGANIZATION 7725 BROADWAY SUITE C MERRILLVILLE IN 46410 350777082 501(C)(3) 35445 ANNUAL ALLOCATION HOBART FAMILY YMCA 601 WEST 40TH PLACE HOBART IN 46342 351382817 501(C)(3) 42494 ANNUAL ALLOCATION INDIANA LEGAL SERVICES INC 7863 BROADWAY MERRILLVILLE IN 46410 356059654 501(C)(3) 46837 ANNUAL ALLOCATION CRISIS CENTER 101 N MONTGOMERY GARY IN 46403 351324480 501(C)(3) 62576 ANNUAL ALLOCATION GIRL SCOUTS OF GREATER CHICAGO AND NWI 20 SOUTH CLARK ST CHICAGO IN 60603 363871241 501(C)(3) 85549 ANNUAL ALLOCATION DEAF SERVICES 6 EAST 67TH AVENUE MERRILLVILLE IN 46410 351433171 501(C)(3) 39704 ANNUAL ALLOCATION NORTHWEST FAMILY SERVICES 5927 COLUMBIA AVENUE HAMMOND IN 46320 351146228 501(C)(3) 88584 ANNUAL ALLOCATION GARY NEIGHBORHOOD SERVICES 300 W 21ST AVENUE GARY IN 46407 351188882 501(C)(3) 106195 ANNUAL ALLOCATION MENTAL HEALTH AMERICA OF LAKE COUNTY 5201 FOUNTAIN DRIVE SUITE 1 CROWN POINT IN 46307 351014213 501(C)(3) 61439 ANNUAL ALLOCATION CEREBRAL PALSY OF NORTHWEST INDIANA INC AKA CENTER FOR POSSIBILITIES 22 TYLER AVENUE HOBART IN 46342 351169900 501(C)(3) 39603 ANNUAL ALLOCATION BOYS AND GIRLS CLUBS OF NWI 839 BROADWAY 3RD FLOOR GARY IN 46402 350941137 501(C)(3) 285480 ANNUAL ALLOCATION AMERICAN RED CROSS - LAKE COUNTY 791 EAST 83TH AVENUE MERRILLVILLE IN 46410 351587902 501(C)(3) 223959 ANNUAL ALLOCATION MEALS ON WHEELS OF NORTHWEST INDIANA INC 8446 VIRGINIA STREET MERRILLVILLE IN 46410 311168281 501(C)(3) 107947 ANNUAL ALLOCATION BOY SCOUTS OF AMERICA CALUMET COUNCIL 8751 CALUMET AVENUE MUNSTER IN 46321 350867968 501(C)(3) 86723 ANNUAL ALLOCATION PLUS $10,000 DESIGNATED BY DONOR YMCA OF HAMMOND AREA INC 7322 SOUTHEASTERN AVENUE HAMMOND IN 46324 351046843 501(C)(3) 147230 ANNUAL ALLOCATION PLUS $100,000 DESIGNATED BY DONOR CATHOLIC CHARITIES DIOCESE OF GARY 940 BROADWAY GARY IN 46402 351122204 501(C)(3) 281991 ANNUAL ALLOCATION PLUS $12,500 DESIGNATED BY DONOR PARENTS AS TEACHERS OF LAKE COUNTY DBA EARLY LEARNING PARTNERSHIP OF NWI 6530 NEW HAMPSHIRE AVENUE HAMMOND IN 46323 352109773 501(C)(3) 64606 ANNUAL ALLOCATION PLUS $20,000 DESIGNATED BY DONOR HAVEN HOUSE PO BOX 508 HAMMOND IN 46325 351725951 501(C)(3) 63361 ANNUAL ALLOCATION PLUS $25,000 DESIGNATED BY DONOR GREATER HAMMOND COMMUNITY SERVICES 824 HOFFMAN STREET HAMMOND IN 46327 351398205 501(C)(3) 135593 ANNUAL ALLOCATION PLUS $25,000 DESIGNATED BY DONOR ARC BRIDGES 2650 WEST 35TH AVENUE GARY IN 46408 351055076 501(C)(3) 121003 ANNUAL ALLOCATION PLUS $30,000 DESIGNATED BY DONOR NORTHWEST INDIANA COMMUNITY ACTION CORP (2-1-1) 5240 FOUNTAIN DRIVE CROWN POINT IN 46307 351112290 501(C)(3) 77109 FUNDING FOR AREA 2-1-1 CALL CENTER UNITED WAY OF PORTER COUNTY PO BOX 2028 VALPARAISO IN 46384 356006484 501(C)(3) 306288 VOLUNTEER ACTION CENTER PART I, LINE 2: AGENCIES WHICH RECEIVE FUNDING FROM LAKE AREA UNITED WAY, INC. ARE REQUIRED TO PROVIDE FEDERAL FORM 990 AND A COPY OF THE ANNUAL AUDIT EACH YEAR TO THE LAKE AREA UNITED WAY, INC. ALLOCATIONS COMMITTEE. IN ADDITION, AN ANNUAL CITIZEN'S REVIEW IS PERFORMED WITH THE AGENCIES' EXECUTIVES AND BOARD BY THE LAKE AREA UNITED WAY, INC.'S AGENCY REVIEW COMMITTEE. THE EXPECTED OUTCOMES FOR THE AGENCIES ARE REVIEWED AND MEASURED BY THE LAKE AREA UNITED WAY, INC.'S ALLOCATIONS COMMITTEE. X SOFTWARE 1 34266 FMV X FURNITURE 2 9386 FMV X MISCELLANEOUS 3 1940 FMV X CARPETING 1 1751 FMV 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THERE IS NO COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY THE VICE PRESIDENT OF FINANCE AND ADMINISTRATION AND THE FINANCE COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED BY SELECT MEMBERS OF THE EXECUTIVE BOARD ON AN ANNUAL BASIS. A PERFORMANCE REVIEW IS COMPLETED, AND FEEDBACK IS DISCLOSED TO THE PRESIDENT. ANY SALARY ADJUSTMENT IS COMMUNICATED BY THE BOARD TO THE CFO, THROUGH THE BOARD PRESIDENT OR THE CHAIR OF THE FINANCE COMMITTEE. THE OTHER EXECUTIVES ARE REVIEWED BY THE PRESIDENT, WHO MAKES SALARY RECOMMENDATIONS BASED ON INDUSTRY DATA AND PERFORMANCE REVIEWS. THESE ARE SUBMITTED FOR FINANCE COMMITTEE APPROVAL DURING THE ANNUAL BUDGET REVIEW PROCESS. ALL OTHER EMPLOYEES ARE EVALUATED BY DEPARTMENT HEADS AND THE FINANCE COMMITTEE REVIEWS AND APPROVES THE RESULTS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: PENSION RELATED CHANGES OTHER THAN PERIODIC PENSION COST 687,080. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.