2014-08-29T15:56:11-05:00 2013-10-31 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2012-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 MELINDA GULICK 6029977586 2014-08-06 1 JEFFREY A BITHER P01428424 4808346030 2012 2015-11-30 17:44:51Z MELINDA GULICK 1521 W DOBBINS RD PHOENIX AZ 85041 13939894 0 X WWW.AZHUMANE.ORG X 1957 AZ THE SOCIETY PROVIDES SHELTER FOR INJURED, ILL, LOST, STRAY AND UNWANTED ANIMALS OF ALL KINDS, EDUCATES THE PUBLIC AND CONDUCTS PROGRAMS TO FURTHER THE PREVENTION OF CRUELTY TO ANIMALS, ALLEVIATES THE SUFFERING OF ANIMALS, PROMOTES KINDNESS TOWARD TREATMENT OF ANIMALS, AND SECURES HOMES FOR ANIMALS. 20 20 269 1849 1870 870 10627266 9500407 2828921 2752563 291635 214869 85979 215294 13833801 12683133 0 0 0 0 7916722 8357674 0 0 1425836 4136565 4655499 12053287 13013173 1780514 -330040 35721910 36337551 1257036 1242971 34464874 35094580 X MISSION - OUR MISSION IS TO IMPROVE THE LIVES OF ANIMALS, ALLEVIATE THEIR SUFFERING AND ELEVATE THEIR STATUS IN SOCIETY. WE SAFEGUARD, RESCUE, SHELTER, HEAL, ADOPT AND ADVOCATE FOR ANIMALS IN NEED, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF.VISION - WE ENVISION A WORLD IN WHICH ALL PEOPLE REGARD COMPANION ANIMALS AS LIFELONG, VALUED FAMILY MEMBERS; EMBRACE THEIR RESPONSIBILITY FOR THE WELFARE OF ANIMALS; AND RESPECT, VALUE AND PROTECT THE ANIMALS WITH WHOM WE SHARE THIS EARTH. 0 0 11072436 2958482 EVERY PET DESERVES A GOOD LIFE. THIS PASSIONATE BELIEF HAS DRIVEN THE ARIZONA HUMANE SOCIETY TO SERVE A CRITICAL ROLE IN OUR COMMUNITY FOR NEARLY 60 YEARS. WE RESCUE, HEAL, ADOPT AND ADVOCATE FOR HOMELESS, SICK, INJURED AND ABUSED ANIMALS. THROUGH COLLABORATIVE PARTNERSHIPS, AFFORDABLE COMMUNITY SERVICES, EMERGENCY RESCUE AND OUR MEDICAL TRAUMA CENTER, WE ARE COMMITTED TO PROVIDING SECOND CHANCES AND SAVING THE LIVES OF ANIMALS. SINCE OUR ESTABLISHMENT IN 1957, WE HAVE GROWN REMARKABLY TO BECOME ARIZONA'S LARGEST, NONPROFIT ANIMAL-WELFARE AND PROTECTION AGENCY. WE PROVIDE AN ARRAY OF PROGRAMS AND SERVICES, INCLUDING ANIMAL SHELTERING AND PET ADOPTIONS, THE EMERGENCY ANIMAL MEDICAL TECHNICIAN (EAMT) ANIMAL-RESCUE AND CRUELTY INVESTIGATION PROGRAM, LOW-COST SPAY/NEUTER AND WELLNESS SERVICES FOR OWNED ANIMALS, THE SECOND CHANCE ANIMAL HOSPITAL FOR SICK, ABUSED AND INJURED ANIMALS, FOSTER CARE FOR ANIMALS WHO NEED TEMPORARY RESPITE FROM THE SHELTER WHILE THEY HEAL FROM INJURY OR ILLNESS BEFORE GOING UP FOR ADOPTION, AND PROJECT SAFEHOUSE AND PROJECT ACTIVE DUTY TO AID THE PETS OF DOMESTIC VIOLENCE VICTIMS AND ACTIVE MEMBERS OF THE U.S. MILITARY. ANNUALLY, WE SERVE MORE THAN 65,000 ANIMALS IN OUR COMMUNITY, TAKE IN MORE THAN 38,000 PETS AND SAVE THE LIVES OF MORE THAN 17,000 DOGS, CATS AND CRITTERS. WE RESPOND TO MORE THAN 21,000 CALLS TO HELP ANIMALS IN DISTRESS, SPAY OR NEUTER MORE THAN 18,000 PETS AND TREAT MORE THAN 9,000 ILL AND INJURED ANIMALS IN OUR SECOND CHANCE ANIMAL HOSPITAL - THE LARGEST, SHELTER-BASED TRAUMA FACILITY FOR HOMELESS PETS IN THE SOUTHWEST. 11072436 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 71 0 1 269 1 1 1 0 0 0 0 1 1 0 0 0 1 0 X 20 20 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS ROAD PHOENIX AZ 85041 MELINDA MORRISON GULICK 10.00 X X 0 0 0 ANN DAMIANO 5.00 X X 0 0 0 KIMBERLEE REIMANN PADILLA 5.00 X X 0 0 0 PATRICK LOFTUS 5.00 X X 0 0 0 ED TROELL 3.00 X 0 0 0 EILEEN ROGERS 4.00 X 0 0 0 CINDY WATTS 4.00 X 0 0 0 BRYANT COLEMAN 4.00 X 0 0 0 SUSANNE INGOLD 4.00 X 0 0 0 ROB KORT 3.00 X X 0 0 0 ANDREA MARCONI 4.00 X 0 0 0 KERRY MILLIGAN 3.00 X 0 0 0 MICHAEL NAPIER 4.00 X 0 0 0 MARY FRANCES EWING 2.00 X 0 0 0 MEREDITH SAVAGE 2.00 X 0 0 0 ANN SINER 2.00 X 0 0 0 ANDREW SUSSMAN 2.00 X 0 0 0 RONALD WILSON 2.00 X 0 0 0 PATTY WITHYCOMBE 2.00 X 0 0 0 TRACY WEISS 2.00 X 0 0 0 GUY COLLISION 40.00 X 168403 0 7248 KATHLEEN CROTEAU 40.00 X 100786 0 2886 NANCY BRADLEY-SIEMENS 40.00 X 108716 0 2469 377905 0 12603 3 0 1 0 0 925140 8575267 336685 9500407 CLINIC OPERATIONS 541900 1252263 1252263 ADOPTION FEES 541900 854202 854202 ANIMAL INTAKE 541900 627049 627049 EDUCATION 611600 19049 19049 2752563 264140 264140 1900 0 1900 1900 1900 73000 94000 75859 140412 -2859 -46412 -49271 -49271 199152 925140 199152 0 5805 200 5605 5605 1015287 841138 174149 174149 OTHER INCOME 541900 33640 31770 1870 33640 12683133 2958482 1870 222374 157390 20188 122062 15140 6929976 6450690 84339 394947 22763 20015 2748 729737 690892 3221 35624 517808 477203 11566 29039 11654 315 8458 2881 33800 20000 13800 28000 28000 303 303 348170 256183 23211 68776 262628 155068 107560 1952072 1327765 109865 514442 89183 28717 9711 50755 433597 368009 65588 179126 166117 2084 10925 55869 23901 3212 28756 724317 679807 38710 5800 98153 79189 15238 3726 REPAIRS & MAINTENANCE 133832 118333 11657 3842 OUTSIDE ANIMAL SERVICES 132044 132044 HIRING, TRAINING & DEV 32639 9838 19115 3686 RECOGNITION & AWARDS 21607 1759 4149 15699 118505 66403 52102 13013173 11072436 514901 1425836 7523805 7452359 7095342 7716420 1825380 1357386 13034 18188 111163 192891 239629 193323 19413338 8238312 10862896 11175026 1452303 591625 6598358 7640333 35721910 36337551 928207 926577 45348 36092 283481 280302 1257036 1242971 X 25754783 25909267 4072091 4085313 4638000 5100000 34464874 35094580 35721910 36337551 X -330040 -7028 966774 X X 0 1 X 1 0 X 13810368 9109346 9533268 10627266 9500407 52580655 13810368 9109346 9533268 10627266 9500407 52580655 3410150 49170505 257743 299183 291393 299453 266040 1413812 3708 1619 4954 2031 1870 14182 57116 32828 60779 88647 31770 271140 54279789 16976620 0.90590 0.89810 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: TRAINING FEES OPERATIONS MANAGEMENT INCOME OTHER MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 0 0 1 28000 28000 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: THE ORGANIZATION HIRED A LOBBYIST TO CRAFT AND CREATE HOUSE BILL 2242 WHICH EXPANDS THE UNLAWFUL SALE OF ANIMALS TO INCLUDE COMMERCIAL BREEDERS. STAFF INVOLVEMENT WAS MINIMAL. 2139948 2139948 11579326 4037603 7541723 1938826 1736058 202768 1711252 1182267 528985 2043986 1282384 761602 11175026 DEPOSITS 31333 BENEFICIARY INTEREST IN REMAINDER TRUSTS 2509000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 5100000 7640333 GIFT ANNUITY PAYABLE 280302 280302 X 15707163 -7028 2058926 966774 3018672 12688491 -5358 -5358 12683133 15077457 2058926 2058926 13018531 -5358 -5358 13013173 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2013, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2010 AND STATE RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2009 ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 966,774. COMPASSION WITH FASHION 496765 378675 118090 118090 PET TELETHON 464580 383518 81062 81062 1 162947 162947 1124292 925140 199152 199152 199152 0 X X X X 0 0 0 0 0 0 0 0 0 GUY COLLISION 162000 0 4753 0 1650 0 0 0 7248 0 175651 0 0 0 X 19 9420 FAIR MARKET VALUE X 2905 FAIR MARKET VALUE X 90000 SEE STMT X 21 12375 AUCTIONED PRICE X 4 7504 VALUE ON DAY OF RECEIPT X 1 85000 SALE PRICE X FOOD/CARE 289 35881 FAIR MARKET VALUE X EVENT PRIZES 335 93600 FAIR MARKET VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. NON REPORTING OF REVENUE: PART I, LINE 33: THE ORGANIZATION HAS ONLY INCLUDED THE NET INCREASE OF THRIFT STORE INVENTORY IN CONTRIBUTION REVENUE. TOTAL CONTRIBUTIONS TO THE THRIFT STORES IS ESTIMATED TO BE $443,000. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION HAD AN HR CONSULTANT AND AN ED/CEO FOR PART OF THE YEAR. FORM 990, PART VI, SECTION B, LINE 11 THE PREPARED 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE EXECUTIVE DIRECTOR AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES ARE UTILIZED TO DETERMINE THE COMPENSATION RATES FOR THE MARKET. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AND PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 966,774. EXPLANATION TO DESCRIBE ANY CHANGES TO PROCESS OF OVERSIGHT OF THE AUDIT: FORM 990, PART XI, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.