2014-08-13T10:09:45-05:00 2013-12-31 420714325 MCGLADREY LLP 105 8TH AVENUE SE SUITE 300 OLYMPIA WA 985011386 990 2013-01-01 911593913 GENEVA FOUNDATION GENE 2533831398 917 PACIFIC AVENUE NO 600 TACOMA WA 98402 ELISE HUSZAR PRESIDENT 2536823810 2014-08-01 1 ANTONIA GOH CPA P00187374 3607547244 2013 2015-11-30 17:44:51Z ELISE HUSZAR 917 PACIFIC AVENUE NO 600 TACOMA WA 98402 41086629 0 X WWW.GENEVAUSA.ORG X 1993 WA TO SUPPORT AND ADVANCE INNOVATIVE MEDICAL RESEARCH AND EXCELLENCE IN EDUCATION WITHIN THE U.S. MILITARY. 11 8 434 8 0 0 13200 1200 36436584 37462396 18242 24181 0 0 36468026 37487777 0 0 0 0 17635226 21752109 0 0 81072 18145669 16611905 35780895 38364014 687131 -876237 25851336 21306336 21637408 17907966 4213928 3398370 X GENEVA FOUNDATION IS A WA NOT-FOR-PROFIT CORPORATION. GENEVA PROVIDES SCIENTIFIC, EDUCATIONAL, FINANCIAL, AND PROJECT MANAGEMENT SUPPORT TO THE US MILITARY MEDICAL COMMUNITY IN THE CONDUCT OF FEDERALLY AND PRIVATELY SPONSORED RESEARCH AND CLINICAL TRIALS AS WELL AS EDUCATION AND TRAINING OPPORTUNITIES. THE FOUNDATION WAS ESTABLISHED IN 1993 TO FACILITATE MEDICAL RESEARCH AND EDUCATIONAL ACTIVITIES IN MILITARY MEDICAL FACILITIES. SUCH ACTIVITIES INCLUDE PROVIDING MANAGEMENT SUPPORT TO ASSIST IN THE RESEARCH AND DEVELOPMENT OF NEW MEDICAL THERAPIES AND PROVIDING ACADEMIC OPPORTUNITIES FOR MEDICAL PERSONNEL. 0 0 31805220 37462396 THE GENEVA FOUNDATION'S MISSION IS TO PROMOTE AND SUPPORT THE ADVANCEMENT OF MILITARY MEDICINE. THE FOUNDATION HAS EMERGED AS A LEADING NON-PROFIT ORGANIZATION IN SUPPORT OF MILITARY MEDICINE BY BUILDING RELATIONSHIPS WITH HIGHLY SKILLED RESEARCHERS, BY PROVIDING STRONG FINANCIAL AND PROGRAM MANAGEMENT SERVICES, AND BY MAINTAINING A FOCUS ON SUPERIOR CUSTOMER SERVICE. THE GENEVA FOUNDATION'S VISION IS TO BE THE PREMIER FOUNDATION SERVING THE MILITARY MEDICAL COMMUNITY, FOSTERING RESEARCH AND EDUCATIONAL OPPORTUNITIES WHILE PROVIDING SUPERIOR CUSTOMER SERVICE WITH THE HIGHEST LEVEL OF INTEGRITY. GENEVA STRIVES TO WORK HAND-IN-HAND WITH ITS PARTNERS TO SHAPE THE FUTURE OF MILITARY MEDICINE. SINCE ITS INCEPTION IN 1993, THE GENEVA FOUNDATION HAS MANAGED OVER $185 MILLION IN FEDERAL AND NON-FEDERAL FUNDS IN SUPPORT OF MILITARY RESEARCH AND EDUCATION. IN 2013, THE FOUNDATION SUPPORTED APPROXIMATELY 271 INDUSTRY-SPONSORED CLINICAL TRIALS AND FEDERAL AND NON-FEDERAL GRANT AND CONTRACT PROGRAMS. TO ACCOMPLISH ITS MISSION, THE FOUNDATION PARTNERS WITH OVER 50 MILITARY MEDICAL FACILITIES AND LABORATORIES NATIONWIDE.WHILE THE FOUNDATION'S GROWTH IN THE MANAGEMENT OF CLINICAL TRIALS, GRANT RESEARCH, AND EDUCATION PROGRAMS CONTINUES TO REACH NEW HEIGHTS, GENEVA REMAINS FOCUSED ON PROVIDING A HIGH LEVEL OF CUSTOMER SERVICE CUSTOMIZED TO EACH CLIENT'S INDIVIDUAL NEEDS. GENEVA'S CORPORATE OFFICE REMAINS SMALL WITH FIFTY-ONE (51) PEOPLE WHO DIRECTLY SUPPORT THE WORK OF MANY MORE PROJECT-BASED EMPLOYEES AND INVESTIGATORS. GENEVA'S MULTI-FACETED COLLABORATIONS ALLOW IT TO SUPPORT RESEARCH ACTIVITIES THAT DIRECTLY IMPACT THE SAFETY, HEALTH, AND WELLNESS OF THE UNITED STATES ARMED FORCES AND THEIR BENEFICIARIES AND AFFECT THE PUBLIC AT LARGE. 31805220 1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 99 0 1 434 1 0 0 0 0 0 0 0 0 0 0 X 11 8 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 WA X THE ORGANIZATION 2533831398 917 PACIFIC AVENUE SUITE 600 TACOMA WA 98402 CLIFF ROBERTSON BOARD MEMBER 1.00 X 0 0 0 DAVID SHOULTZ BOARD MEMBER 1.00 X 0 0 0 SCOTT O'HALLORAN BOARD MEMBER 1.00 X 0 0 0 PATRICK STEEL BOARD MEMBER 1.00 X 0 0 0 FRANK SCOGGINS BOARD MEMBER 1.00 X 0 0 0 LINDA NGUYEN BOARD MEMBER 1.00 X 0 0 0 DAVID LITTLE BOARD MEMBER 1.00 X 0 0 0 MICHAEL HANSCH PRESIDENT 1.00 X 0 0 0 DAVID BLANFORD TREASURER 1.00 X 55877 0 0 ELISE HUSZAR PRESIDENT/BOARD SECRETARY 40.00 X 149227 0 11712 RICK TRIGGS CHIEF OPERATIONS OFFICER 40.00 X 101670 0 7708 JANE TAYLOR CHIEF STRATEGY OFFICER 36.00 X 136298 0 28735 LISA WELCH SENIOR PROJECT DIRECTOR 40.00 X 172335 0 6535 JAMES SCHEAR SENIOR RESEARCH SCIENTIST 40.00 X 147404 0 28446 TRAVIS WARREN ASSOCIATE INVESTIGATOR 40.00 X 144900 0 24190 JOHN WINSTON PROGRAM MANAGER III 40.00 X 143147 0 6535 VICTORIA TEPE PORTFOLIO MANAGER 40.00 X 140881 0 25235 1191739 0 139096 25 0 1 0 ALDEVRON LLC 3233 15TH ST S FARGO ND 58104 PROCESS DEVELOPMENT 223082 ERNST & YOUNG LLP 8484 WESTPARK DRIVE MCLEAN VA 22102 PROJECT MANAGEMENT SUPPORT 116327 MAHESH LACHYANKAR 50 HUNTING AVENUE SHREWSBURY MA 01545 CONSULTING 115491 3 1200 1200 GOVERNMENT GRANTS 611710 29727483 29727483 GENERAL & ADMINISTRATIVE 611710 5212950 5212950 CLINICAL STUDY REVENUE 611710 1134708 1134708 FEDERAL ACQUISITION ACTIVITIES 611710 796757 796757 EDUCATIONAL REVENUE 611710 590498 590498 37462396 24181 24181 3598852 3598852 0 37487777 37462396 0 24181 491227 491227 17770514 14945772 2765694 59048 410935 350173 58641 2121 1544784 1223151 314223 7410 1534649 1229582 299387 5680 64595 64595 81683 81683 2434741 2140460 293481 800 35161 94 34933 134 3665846 3489794 171244 4808 409370 9853 399517 915980 769520 146460 803928 598275 205653 SUBCONTRACTOR PAYMENTS 5074430 5074430 0 0 PROGRAM COSTS & LAB FEE 2319251 1477679 841572 0 PROFESSIONAL DEVELOPMEN 361069 207122 152876 1071 BAD DEBT EXPENSE 171414 171414 0 0 274437 117901 156536 38364014 31805220 6477722 81072 7695599 2616585 9369803 6363400 4581200 8597232 1301387 1437662 238636 249763 2919090 1513044 2097534 1406046 567177 635648 25851336 21306336 4170192 4164996 17366216 13742970 101000 0 21637408 17907966 X 4213928 3398370 4213928 3398370 25851336 21306336 -876237 60679 0 X X 0 1 X 1 1 1 X 10113422 12863900 23145693 13200 1200 46137415 10113422 12863900 23145693 13200 1200 46137415 46137415 20776 23784 18596 18242 24181 105579 46242994 37462396 0.99770 0.99780 X 18000 18000 38346014 38364014 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 68000 43000 18000 129000 250000 250000 250000 750000 1125000 19168 5916 13252 2899922 1507128 1392794 1406046 X 37548456 60679 60679 37487777 0 37487777 38364014 0 38364014 0 38364014 PART X, LINE 2: NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE FINANCIAL STATEMENTS SINCE THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE INTERNAL REVENUE CODE, SECTION 501(C)(3). ADDITIONALLY, THE FOUNDATION HAS DONE AN ASSESSMENT OF ANY UNCERTAIN TAX POSITIONS AND HAS DETERMINED THAT IT HAS NO UNCERTAIN TAX POSITIONS TO RECORD AS A LIABILITY AT DECEMBER 31, 2013 AND 2012. FORM 990, FILED BY THE FOUNDATION, IS SUBJECT TO EXAMINATIONS BY THE INTERNAL REVENUE SERVICE UP TO THREE YEARS FROM THE EXTENDED DUE DATE OF EACH RETURN. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE AND LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2010. 1 X 0 0 0 0 0 0 0 0 0 ELISE HUSZAR PRESIDENT/BOARD SECRETARY 149227 0 0 0 0 0 11692 0 20 0 160939 0 0 0 JANE TAYLOR CHIEF STRATEGY OFFICER 136298 0 0 0 0 0 22200 0 6535 0 165033 0 0 0 LISA WELCH SENIOR PROJECT DIRECTOR 172335 0 0 0 0 0 0 0 6535 0 178870 0 0 0 JAMES SCHEAR SENIOR RESEARCH SCIENTIST 147404 0 0 0 0 0 23000 0 5446 0 175850 0 0 0 TRAVIS WARREN ASSOCIATE INVESTIGATOR 144900 0 0 0 0 0 15855 0 8335 0 169090 0 0 0 VICTORIA TEPE PORTFOLIO MANAGER 140881 0 0 0 0 0 17500 0 7735 0 166116 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE DIRECTOR REVIEWS THE ACCURACY OF THE COMPLETED FORM 990 BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO SIGN CONFLICT OF INTEREST STATEMENTS WHEN THEY JOIN THE FOUNDATION. THE EXECUTIVE TEAM IS REQUIRED TO MONITOR COMPLIANCE. BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST TO THE FOUNDATION'S EXECUTIVE TEAM FOR DETERMINATION. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS COMPLETES AN ANNUAL PERFORMANCE EVALUATION ON THE PRESIDENT OF THE COMPANY TO ESTABLISH THE COMPENSATION FOR THE NEW EVALUATION PERIOD. THE AMOUNT IS SUBMITTED AS PART OF THE OPERATING BUDGET AND APPROVED BY THE BOARD OF DIRECTORS. OPERATING BUDGET IS DEVELOPED BY EXECUTIVE TEAM AND DEPARTMENT DIRECTORS. PRESIDENT ESTABLISHES COMPENSATION FOR KEY PERSONNEL USING SALARY COMPARISONS OF LIKE POSITIONS IN THE REGION. OPERATING BUDGET IS PRESENTED TO THE BOARD OF DIRECTORS FOR THEIR REVIEW AND APPROVAL WITH THE FULL DISCLOSURE OF COMPENSATION TO THE PRESIDENT OF THE BOARD. OPERATING BUDGET IS REVIEWED AND APPROVED ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION PRESENTS ITS FINANCIAL STATEMENTS IN ACCORDANCE WITH STATEMENT OF FINANCIAL ACCOUNTING STANDARDS NO 117, FINANCIAL STATEMENTS OF NOT-FOR-PROFIT ORGANIZATIONS (SFAS NO 117). UNDER SFAS NO 117, THE FOUNDATION IS REQUIRED TO REPORT INFORMATION REGARDING ITS FINANCIAL POSTION AND ACTIVITIES ACCORDING TO THREE CLASSES OF NET ASSETS: UNRESTRICTED NET ASSETS, TEMPORARILY RESTRICTED NET ASSETS, AND PERMANENTLY RESTRICTED NET ASSETS. THE AUDITED FINANCIAL STATEMENTS ARE AVAIABLE TO THE PUBLIC BY REQUEST AND APPROVAL BY THE EXECUTIVE TEAM. THE GOVERNING AND ORGANIZING DOCUMENTS ARE AVAILABLE UPON REQUEST. BOARD MEMBERS ARE REQUIRED TO SIGN CONFLICT OF INTEREST STATEMENTS. THESE STATEMENTS ARE MAINTAINED ON FILE WITH THE FOUNDATION AND MAY BE VIEWED UPON REQUEST AND AUTHORIZATION BY THE FOUNDATION'S LEADERSHIP. ADDITIONALLY, GENEVA MAINTAINS A CONFLICT OF INTEREST POLICY RELATED TO ALL EMPLOYEES AND TO RESEARCH CONDUCTED UNDER THE AUSPICES OF FEDERALLY SPONSORED RESEARCH AWARDS. THE POLICY IS STATED IN GENEVA'S EMPLOYEE HANDBOOK AND EXCERPTS ARE PROVIDED ON GENEVA'S WEBSITE AVAILABLE TO EMPLOYEES, PI, AND COLLABORATORS. CONFLICT OF INTEREST DISCLOSURES PROVIDED BY ALL KEY RESEARCH PERSONNEL DURING THE APPLICATION DEVELOPMENT STAGE. POLICY REQUIRES THAT ALL KEY PERSONNEL ON FEDERAL RESEARCH AWARDS DISCLOSE ANY REAL OR PRECEIVED CONFLICTS OF INTEREST AND KEEP THE FOUNDATION APPRAISED OF ANY STATUS CHANGES DURING THEIR WORKING RELATIONSHIP WITH THE FOUNDATION. FORM 990, PART XII, LINE 2C: AUDIT OVERSIGHT AND SELECTION PROCESS DID NOT CHANGE SINCE THE PRIOR YEAR.