2014-07-14T15:02:00-05:00 2013-08-31 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2012-09-01 410693875 MINNESOTA ORCHESTRAL ASSOCIATION MINN 6123715600 1111 NICOLLET MALL MINNEAPOLIS MN 55403 BRYAN EBENSTEINER 6123715600 2014-07-14 1 LARRY ADAMS P01314654 6123764500 2012 2015-11-30 17:44:51Z MICHAEL HENSON 1111 NICOLLET MALL MINNEAPOLIS MN 55403 28646236 0 X WWW.MNORCH.ORG X 1907 MN A MINNESOTA SYMPHONY ORCHESTRA INTERNATIONALLY RECOGNIZED FOR ITS ARTISTIC EXCELLENCE. 70 66 595 300 51040 0 32248414 11926506 8239383 203166 4124665 1992286 105360 61255 44717822 14183213 44729 62595 0 0 24109642 8576041 341170 358938 1566631 8412700 4579666 32908241 13577240 11809581 605973 216084689 218315716 41821165 34212298 174263524 184103418 X THE MINNESOTA ORCHESTRA ENRICHES, INSPIRES AND SERVES OUR COMMUNITY AS A SYMPHONY ORCHESTRA INTERNATIONALLY RECOGNIZED FOR ITS ARTISTIC EXCELLENCE. 0 0 8040927 62595 203166 THE MINNESOTA ORCHESTRA IS RECOGNIZED FOR DISTINGUISHED PERFORMANCES AROUND THE WORLD, AWARD-WINNING RECORDINGS, RADIO BROADCASTS AND EDUCATIONAL PROGRAMS, AND COMMITMENT TO BUILDING THE REPERTOIRE OF THE FUTURE. THE ENSEMBLE NOW PRESENTS NEARLY 175 CONCERTS THAT ARE HEARD LIVE BY 350,000 INDIVIDUALS, AND EDUCATION AND OUTREACH PROGRAMS THAT SERVE 85,000 MUSIC LOVERS OF ALL AGES. THE ORCHESTRA MAKES ITS HOME AT ORCHESTRA HALL IN MINNEAPOLIS, WHERE ITS CONCERTS ARE BROADCAST ACROSS THE STATE EACH FRIDAY EVENING BY MINNESOTA PUBLIC RADIO. MANY PROGRAMS ARE SUBSEQUENTLY HEARD NATION-WIDE ON AMERICAN PUBLIC MEDIA RADIO PROGRAMS.THE MINNESOTA ORCHESTRA, NOW IN ITS SECOND CENTURY, HAS LONG RANKED AMONG AMERICA'S TOP SYMPHONIC ENSEMBLES, WITH A DISTINGUISHED HISTORY OF ACCLAIMED PERFORMANCES IN ITS HOME STATE AND AROUND THE WORLD; AWARD-WINNING RECORDINGS, RADIO BROADCASTS AND EDUCATIONAL OUTREACH PROGRAMS; AND A VISIONARY COMMITMENT TO BUILDING THE ORCHESTRAL REPERTOIRE OF TOMORROW.THE ENSEMBLE ANNUALLY PRESENTS NEARLY 175 PROGRAMS IN A TYPICAL YEAR, PRIMARILY AT ITS HOME VENUE OF ORCHESTRA HALL IN DOWNTOWN MINNEAPOLIS, WHICH UNDERWENT A MAJOR RENOVATION IN 2012-13. THE ORCHESTRA'S CONCERTS ARE HEARD BY LIVE AUDIENCES OF 350,000 EVERY YEAR. THE ORCHESTRA'S INTERNATIONAL TOURS HAVE REAPED SIGNIFICANT PRAISE, MOST RECENTLY A CRITICALLY LAUDED 2010 TOUR OF EUROPEAN FESTIVALS. DURING THIS TOUR THE ORCHESTRA PERFORMED AT THE EDINBURGH INTERNATIONAL FESTIVAL, AMSTERDAM'S CONCERTGEBOUW AND THE BBC PROMS IN LONDON-BEFORE CHEERING CROWDS TOTALING 12,000 FOR TWO CONCERTS AT ROYAL ALBERT HALL, ONE OF WHICH CULMINATED IN A PERFORMANCE OF BEETHOVEN'S NINTH SYMPHONY. UNDER ITS MOST RECENT MUSIC DIRECTOR, OSMO VANSKA, THE ENSEMBLE UNDERTOOK FOUR EUROPEAN TOURS, APPEARED ANNUALLY AT NEW YORK'S CARNEGIE HALL OR LINCOLN CENTER AND TOURED MINNESOTA IN 2005, 2007 AND 2008.THE ORCHESTRA'S RECORDINGS AND BROADCASTS HAVE DRAWN ACCLAIM SINCE THE EARLY 1920S, WHEN THE ENSEMBLE BECAME ONE OF THE FIRST TO BE HEARD VIA THESE MEDIA. UNDER OSMO VANSKA, THE ORCHESTRA COMPLETED SEVERAL ACCLAIMED RECORDING PROJECTS, PRIMARILY FOR BIS RECORDS, INCLUDING A FIVE-DISC CYCLE OF THE COMPLETE BEETHOVEN SYMPHONIES THAT THE NEW YORK TIMES WROTE "MAY BE THE DEFINITIVE [CYCLE] OF OUR TIME." THE RECORDING OF BEETHOVEN'S NINTH SYMPHONY RECEIVED A 2008 GRAMMY NOMINATION FOR BEST ORCHESTRAL PERFORMANCE, AND THE ALBUM FEATURING THE SECOND AND SEVENTH SYMPHONIES WAS NOMINATED FOR A 2009 CLASSIC FM GRAMOPHONE AWARD. THE ORCHESTRA AND VANSKA ALSO RECORDED A TWO-CD SET OF TCHAIKOVSKY'S PIANO-AND-ORCHESTRA WORKS WITH SOLOIST STEPHEN HOUGH, A DISC FEATURING BRUCKNER'S FOURTH SYMPHONY, AN ALBUM OF BEETHOVEN'S FOURTH AND FIFTH PIANO CONCERTOS WITH RUSSIAN PIANIST YEVGENY SUDBIN, AND TWO ALBUMS OF SIBELIUS SYMPHONIES, INCLUDING A DISC FEATURING SIBELIUS' SYMPHONIES NO.2 AND 5 THAT GARNERED A 2013 GRAMMY NOMINATION FOR BEST ORCHESTRAL PERFORMANCE.THE ORCHESTRA'S FRIDAY NIGHT PERFORMANCES ARE BROADCAST LIVE REGIONALLY BY MINNESOTA PUBLIC RADIO, A WEEKLY TRADITION FOR MORE THAN 35 YEARS. MANY PROGRAMS ARE SUBSEQUENTLY FEATURED ON AMERICAN PUBLIC MEDIA'S NATIONAL PROGRAMS, SYMPHONYCAST AND PERFORMANCE TODAY. IN ADDITION TO OFFERING TRADITIONAL CONCERTS, THE MINNESOTA ORCHESTRA TYPICALLY CONNECTS WITH MORE THAN 85,000 MUSIC LOVERS ANNUALLY THROUGH FAMILY CONCERTS AND EDUCATIONAL PROGRAMS INCLUDING YOUNG PEOPLE'S CONCERTS, A SERIES THAT MARKED ITS CENTENNIAL DURING THE 2011-12 SEASON. IN THE LAST DECADE MORE THAN HALF A MILLION STUDENTS HAVE EXPERIENCED A MINNESOTA ORCHESTRA YOUNG PEOPLE'S CONCERT. MUSICIANS ALSO ENGAGE IN SUCH ORCHESTRA-SPONSORED INITIATIVES AS THE ADOPT-A-SCHOOL PROGRAM, SIDE-BY-SIDE REHEARSALS AND CONCERTS WITH YOUNG AREA MUSICIANS, AND THE UPBEAT PROGRAM, WHICH ESTABLISHES MULTI-YEAR RELATIONSHIPS WITH COMMUNITIES THROUGHOUT THE TWIN CITIES AND AROUND THE STATE.IN 2011, EXTENDING A LONG TRADITION OF PERFORMANCES THROUGHOUT THE STATE OF MINNESOTA, THE ORCHESTRA LAUNCHED COMMON CHORDS. THIS MULTI-YEAR INITIATIVE IS DESIGNED TO CREATE PARTNERSHIPS BETWEEN THE ORCHESTRA AND PARTICIPATING MINNESOTA CITIES, CULMINATING IN A CELEBRATORY FESTIVAL WEEK THAT FEATURES PERFORMANCES AND DOZENS OF ACTIVITIES THAT REFLECT THE INTERESTS, DIVERSITY AND HERITAGE OF EACH COMMUNITY. LAUNCHED WITH SUPPORT FROM THE ANDREW W. MELLON FOUNDATION, COMMON CHORDS PRESENTED ITS FIRST FESTIVAL WEEK IN GRAND RAPIDS, MINNESOTA, IN OCTOBER 2011; A SECOND PARTNERSHIP IN WILLMAR, MINNESOTA, CULMINATED IN MAY 2012 AND ADDITIONAL PARTNERSHIPS ARE PLANNED IN THE YEARS AHEAD.ALONG WITH ITS CORE SERIES OF CLASSICAL CONCERTS, THE MINNESOTA ORCHESTRA OFFERS NUMEROUS POPS CONCERTS IN A SERIES LED BY CONDUCTOR SARAH HICKS, PRESENTING THE GREATEST CONTEMPORARY POP PERFORMERS IN GENRES RANGING FROM LATIN, JAZZ AND BIG BAND TO BROADWAY, COUNTRY AND WORLD MUSIC. IN 2008, THE ORCHESTRA ESTABLISHED JAZZ AT ORCHESTRA HALL, A JAZZ SERIES FEATURING TOP PERFORMERS FROM AROUND THE NATION, AND NAMED IRVIN MAYFIELD AS THE SERIES' ARTISTIC DIRECTOR. AMERICAN CONDUCTOR ANDREW LITTON SERVES AS ARTISTIC DIRECTOR FOR THE ORCHESTRA'S BELOVED URBAN SUMMER MUSIC FESTIVAL, SOMMERFEST.IT SHOULD BE NOTED THAT THE MINNESOTA ORCHESTRA'S ENTIRE 2012-13 CONCERT SEASON WAS CANCELLED DUE TO A LABOR DISPUTE. FOLLOWING SIX MONTHS OF NEGOTIATIONS WITH THE MUSICIANS' UNION THAT DID NOT YIELD A CONTRACT SETTLEMENT, THE BOARD INSTITUTED A LOCKOUT ON OCTOBER 1, 2012, WHICH EXTENDED THROUGH JANUARY 2014. A SETTLEMENT - IN WHICH MUSICIANS ACCEPTED AN AVERAGE 15% SALARY REDUCTION OVER A THREE-YEAR CONTRACT - WAS REACHED ON JANUARY 14. MUSICIANS RETURNED TO WORK ON FEBRUARY 1 AND THE ORCHESTRA BEGAN PERFORMING CONCERTS AGAIN ON FEBRUARY 7, 2014. PRESIDENT AND CEO MICHAEL HENSON SUBSEQUENTLY ANNOUNCED IN MARCH 2014 THAT HE PLANNED TO STEP DOWN FROM THE ORGANIZATION IN AUGUST 2014. HENSON WAS APPOINTED PRESIDENT IN 2007. THE BOARD OF DIRECTORS IS ESTABLISHING A COMMITTEE TO SEARCH FOR HIS SUCCESSOR. 8040927 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 1 134 0 1 595 1 1 1 0 0 0 0 1 1 0 0 0 0 X 70 66 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 MN X BRYAN EBENSTEINER 6123715600 1111 NICOLLET MALL MINNEAPOLIS MN 55403 MICHAEL HENSON 40.00 0.50 X X 509998 0 28679 MARGARET ANKENY 1.00 0.00 X 0 0 0 EMILY BACKSTROM 1.00 0.00 X 0 0 0 KAREN BAKER 1.00 0.00 X 0 0 0 MICHAEL BELZER 1.00 0.00 X 0 0 0 ROCHELLE BLEASE 1.00 0.00 X 0 0 0 DAVID BOEHNEN 1.00 0.00 X 0 0 0 PATRICK BOWE 1.00 0.00 X X 0 0 0 MARGARET BRACKEN 1.00 0.00 X 0 0 0 BARBARA BURWELL 1.00 0.00 X 0 0 0 JON CAMPBELL 1.00 0.00 X X 0 0 0 MARI CARLSON 1.00 0.00 X 0 0 0 NICKY CARPENTER 1.00 0.00 X 0 0 0 JAN CONLIN 1.00 0.00 X 0 0 0 MARK COPMAN 1.00 0.00 X 0 0 0 KATHY CUNNINGHAM 1.00 0.00 X 0 0 0 KENNETH CUTLER 1.00 0.00 X 0 0 0 ANDREW CZAJKOWSKI 1.00 0.00 X 0 0 0 JAMES DAMIAN 1.00 0.00 X 0 0 0 RICHARD 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WALLIN 1.00 0.00 X 0 0 0 TIM WELSH 1.00 0.00 X 0 0 0 WENDY WENGER DANKEY 1.00 0.00 X 0 0 0 JOHN WHALEY 1.00 0.00 X 0 0 0 DAVID WICHMANN 1.00 0.00 X 0 0 0 JOHN WILGERS 1.00 0.00 X 0 0 0 THERESA WISE 1.00 0.00 X 0 0 0 PAUL ZELLER 1.00 0.00 X 0 0 0 BRYAN EBENSTEINER 40.00 0.00 X 175530 0 22944 ROBERT NEU 40.00 0.00 X 157500 0 19761 OSMO VANSKA 40.00 0.00 X 936346 0 7752 BASIL REEVE 40.00 0.00 X 154481 0 9273 ROGER FRISCH 40.00 0.00 X 154326 0 22033 R DOUG WRIGHT 40.00 0.00 X 146859 0 20753 BURT HARA 40.00 0.00 X 140339 0 20716 MICHAEL GAST 40.00 0.00 X 137238 0 15956 2512617 0 167867 36 0 1 0 KUWABARA PAYNE MCKENNA & BLUMBERG 322 KING STREET WEST TORONTO CA M5V 1J2 ARCHITECTS 617854 RUFALO CODY 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 52406 TELEPHONE CAMPAIGN/TICKET SELLING 612876 FAEGRE BAKER DANIELS LLP 90 SOUTH 7TH STREET 2200 MINNEAPOLIS MN 55402 LEGAL 387500 CAMBRIDGE ASSOCIATES LLC 125 HIGH STREET BOSTON MA 02110 INVESTMENT ADVISOR 150000 FELHABER LARSON FENLON & VOGT 220 SOUTH 6TH STREET 2200 MINNEAPOLIS MN 55402 LEGAL 132910 5 469510 3050270 8406726 3192478 11926506 CONCESSIONS & FEES 711130 137851 137851 ORCHESTRA TICKETS 711130 36253 36253 OTHER 711130 20202 20202 ORCHESTRA SERVICE FEES 532000 7377 7377 NON-ORCHESTRA TICKETS 711130 1483 1483 203166 941472 51040 890432 40273 40273 15470588 14419774 1050814 1050814 1050814 51400 469510 0 51400 51400 12831 43249 -30418 -30418 14183213 203166 51040 2002501 62595 62595 1923182 1036357 886825 4144497 2852551 518682 773264 153471 95333 23341 34797 2028297 1769908 103736 154653 326594 222242 38611 65741 80482 12914 67568 70029 70029 358938 358938 1046704 137509 901958 7237 626549 616246 10303 189117 75682 70036 43399 166038 70512 88593 6933 68820 68820 385181 110467 274714 53744 15290 22175 16279 96737 8065 83519 5153 600076 52285 547791 667572 600772 33400 33400 230418 40969 189449 DIRECT CONCERT EXPENSES 112138 112138 CREDIT CARD FEES 42025 42025 DONOR RECOGNITION 40972 40972 MUSIC RENTAL LICENSES 12351 12351 90713 25896 49255 15562 13577240 8040927 3969682 1566631 1085178 931359 1298410 1254958 25833543 7620849 232903 283370 75078 135211 1025955 740263 72331148 16834562 15737794 55496586 46174867 44207814 90774883 102450798 899780 787707 32946298 4406801 216084689 218315716 7448343 6290450 2757848 1631387 1690000 1690000 11400000 7600000 9250000 10950000 9274974 6050461 41821165 34212298 X -13954632 22819936 42300814 4470694 145917342 156812788 174263524 184103418 216084689 218315716 X 605973 3157840 6076081 X 0 1 X 1 0 X 15954452 31141394 18628242 32248414 11926506 109899008 15954452 31141394 18628242 32248414 11926506 109899008 27341788 82557220 2354926 1780250 1131452 1006689 981745 7255062 117154070 38512385 0.70470 0.67140 X SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: PART II, SECTION A SHOWS SIGNIFICANT INCREASES IN PUBLIC SUPPORT IN 2009 AND 2011 COMPARED TO THE OTHER YEARS SHOWN. MOA WAS RENOVATING ORCHESTRA HALL AND HAD BEEN RAISING SUPPORT TO FUND THE COST OF THE RENOVATION. IN 2009 $15.2M IN DONATIONS WERE RECEIVED FOR THE HALL RENOVATION PROJECT. IN 2011 MOA RECEIVED A $14M BONDING GRANT FROM THE STATE OF MINNESOTA ALSO FOR THE HALL RENOVATION PROJECT. THESE WERE ONE-TIME, SPECIAL CONTRIBUTIONS AND GRANTS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 144830 144830 11865779 12010609 750530 187633 0 0 1000000 1000000 1000000 750530 3750530 5625795 120843 106348 81350 144830 453371 250000 250000 250000 187633 937633 1406450 59035640 132053 4514710 5631774 58050629 69012220 413 2496514 12473507 59035640 74599095 945650 5615404 12147929 69012220 74007874 1194477 6335402 6938658 74599095 93417008 822217 -12913370 7317981 74007874 0.00000 1.00000 0.00000 0 0 3006334 3006334 8496347 8269067 227280 54829074 3436849 51392225 5927403 5128646 798757 71990 71990 55496586 78468500 F HEDGE FUND OF FUNDS & PRIVATE EQUITY 23982298 F 102450798 UNFUNDED PENSION LIABILITY 5589320 LEASEHOLD IMPROVEMENT LIABILITY 461141 6050461 X 22858950 3157840 5517897 8675737 14183213 0 14183213 13019056 1116137 1116137 11902919 1674321 1674321 13577240 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUND WAS CREATED BY DONORS WHO WANTED TO FUND ANNUAL ORCHESTRA ACTIVITIES INTO PERPETUITY. IF SO DESIGNATED BY THE DONOR, THESE GIFTS ARE CONSIDERED PERMANENT ENDOWMENTS, BUT INVESTMENT EARNINGS AND GROWTH ARE AVAILABLE TO SUPPORT ANNUAL ACTIVITIES. THE BOARD OF DIRECTORS HAS ADOPTED THE STANDARDS OF UPMIFA IN DETERMINING THE AMOUNT TAKEN FROM ENDOWMENTS EACH YEAR FOR ACTIVITIES. THE FINANCE COMMITTEE OF THE BOARD REVIEWS THE ANNUAL DRAW AMOUNT AS A PART OF THE BUDGET AND PLANNING PROCESS, AND THEN PRESENTS ITS FINDINGS TO THE BOARD OF DIRECTORS FOR APPROVAL. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ASSOCIATION IS QUALIFIED AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AS AMENDED, (CODE) AND SIMILAR STATUTES OF MINNESOTA LAW AND, ACCORDINGLY, IS GENERALLY NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. THE ASSOCIATION HAS BEEN CLASSIFIED AS A PUBLICLY SUPPORTED CHARITABLE ORGANIZATION UNDER SECTION 509(A)(1) OF THE CODE AND QUALIFIES FOR THE MAXIMUM CHARITABLE CONTRIBUTION DEDUCTION FOR DONORS. THE ASSOCIATION HAS ADOPTED GUIDANCE IN THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES STANDARD. NO ADJUSTMENTS TO THE FINANCIAL STATEMENTS WERE REQUIRED AS A RESULT OF THE IMPLEMENTATION THIS STANDARD. THE ASSOCIATION HAS NO CURRENT OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE ASSOCIATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR THE YEARS ENDING AUGUST 31, 2010 TO 2012 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -162,315. CHANGE IN BENEFICIAL INTEREST IN NET ASSETS OF FOUNDATION & TRUST 5,874,437. REFUNDED TICKET FEES RECOGNIZED AS REVENUE IN A PRIOR YEAR -237,474. COST OF GOODS SOLD 43,249. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 43,249. REPAYMENT OF GRANTS PREVIOUSLY RECEIVED FOR SPECIFIED PURPOSES 1,072,888. PART XII, LINE 4B - OTHER ADJUSTMENTS: PENSION EXPENSE 1,674,321. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 8392520 0 0 0 0 0 0 8392520 0 8392520 1 0 0 1 1 0 X X X X X X X 1 RUFFALO CODY 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 524063018 TELEPHONE CAMPAIGN 0 335267 358938 0 335267 358938 MN WI BALL 520910 469510 51400 520910 469510 51400 51400 1 MINNESOTA CITIZENS FOR THE ARTS 2233 UNIVERSITY AVENUE ST PAUL MN 55114 411262965 501(C)(4) 62595 0 N/A N/A ARTS LOBBYING 0 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS TO ORGANIZATIONS WERE MADE TO SUPPORT LOBBYING ACTIVITIES. MEETINGS ARE HELD BY THE RECIPIENTS TO DISCUSS ON-GOING EFFORTS AND CURRENT ISSUES. INDIVIDUALS RECEIVED AWARDS BASED ON PERFORMANCE AT MUSICAL COMPETITIONS. THE INDIVIDUALS' USE OF THE FUNDS WAS NOT MONITORED. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 MICHAEL HENSON 393448 0 116550 0 0 0 10000 0 18679 0 538677 0 0 0 BRYAN EBENSTEINER 173637 0 0 0 1893 0 6859 0 16085 0 198474 0 0 0 ROBERT NEU 156339 0 0 0 1161 0 6242 0 13519 0 177261 0 0 0 OSMO VANSKA 903645 0 0 0 32701 0 0 0 7752 0 944098 0 0 0 BASIL REEVE 154481 0 0 0 0 0 3518 0 5755 0 163754 0 0 0 ROGER FRISCH 152043 0 0 0 2283 0 6888 0 15145 0 176359 0 0 0 R DOUG WRIGHT 146859 0 0 0 0 0 4562 0 16191 0 167612 0 0 0 BURT HARA 140339 0 0 0 0 0 4548 0 16168 0 161055 0 0 0 MICHAEL GAST 137238 0 0 0 0 0 4562 0 11394 0 153194 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE - OSMO VANSKA - INCLUDED IN TAXABLE COMPENSATION. BUSINESS CLUB DUES - MICHAEL HENSON - MINNEAPOLIS CLUB - NOT INCLUDED IN TAXABLE COMPENSATION AND UTILIZED FOR BUSINESS PURPOSES AND MEETINGS. SUPPLEMENTAL INFORMATION PART III THE COMPENSATION REPORTED IN PART II FOR THE MUSICIANS WERE ONLY FOR 9 MONTHS OF THE CALENDAR YEAR 2012 DUE TO THE LOCKOUT STARTING ON OCTOBER 1, 2012. A MINNEAPOLIS COMMUNITY DEVELOPMENT AGENCY 416009115 2004-05-15 1690000 REFINANCING DEBT TO REFURBISH ORCHESTRA HALL 0 0 0 A 1690000 1690000 1997 0 1 1 1 A 0 0 0 0 0 0 1 A 0 0 1 0 1 0 0 0 0 A 0 US BANCORP RICHARD DAVIS, BOARD PAST CHAIR, CHAIRMAN, PRESIDENT & CEO OF U.S. BANCORP 100267 BANKING SERVICES 0 WELLS FARGO BANK JON CAMPBELL, BOARD CHAIR, IS EXECUTIVE VICE PRESIDENT AT WELLS FARGO BANK 268556 BANKING SERVICES 0 FAEGRE BAKER DANIELS LLP STEVEN KENNEDY, A BOARD MEMBER, IS AN OFFICER OF FAEGRE, BAKER, DANIELS LLP 307042 LEGAL SERVICES 0 X 42 3192478 TRADING PRICE 0 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): THE ASSOCIATION REPORTS THE NUMBER OF CONTRIBUTORS ON PART I, COLUMN (B). FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE INCLUDES THE CHAIR, THE CHAIR-ELECT, THE IMMEDIATE PAST CHAIR, THE PRESIDENT, THE SECRETARY, THE TREASURER, THE PRESIDENT OF WAMSO-MINNESOTA ORCHESTRA VOLUNTEER ASSOCIATION, AND OTHER VOTING MEMBERS OF THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE, SUBJECT AT ALL TIMES TO THE CONTROL AND DIRECTION OF THE BOARD OF DIRECTORS, HAS AND EXERCISES THE AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS OF THE CORPORATION IN THE INTERVALS BETWEEN MEETINGS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 2 BEN FOWKE, RICHARD DAVIS & CHRIS POLICINSKI - BUSINESS RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 7A THE PRESIDENT OF THE MINNESOTA ORCHESTRAL ASSOCIATION, THE PRESIDENT OF WAMSO-MINNESOTA ORCHESTRA VOLUNTEER ASSOCIATION, THE PRESIDENT-ELECT OF WAMSO, AND THE PRESIDENT OF THE YOUNG PEOPLE'S SYMPHONY CONCERT ASSOCIATION ARE EX-OFFICIO VOTING DIRECTORS DURING THE TERMS OF THEIR OFFICES. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY THE STAFF OF THE MINNESOTA ORCHESTRAL ASSOCIATION. IT WAS THEN REVIEWED BY AN INDEPENDENT ACCOUNTING FIRM, WHO THEN REVIEWED IT IN DETAIL WITH THE ASSOCIATION'S AUDIT COMMITTEE. THE AUDIT COMMITTEE CONSISTS ENTIRELY OF BOARD MEMBERS AND APPROVED THE 990 ON BEHALF OF THE ENTIRE BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE GOVERNANCE COMMITTEE OF THE BOARD OF DIRECTORS ASKS EACH BOARD MEMBER TO REVIEW THE ASSOCIATION'S CONFLICT OF INTEREST POLICY AND SIGN A DISCLOSURE FORM LISTING ANY POSSIBLE CONFLICTS OF INTEREST. THE SIGNED FORMS ARE REVIEWED AND DISCUSSED BY THE GOVERNANCE COMMITTEE, WHICH DECIDES WHETHER A CONFLICT OF INTEREST EXISTS. IN THE EVENT OF A CONFLICT, THE DIRECTOR NOTIFIES THE BOARD CHAIR OF THE CONFLICT AND DISCLOSES ALL RELATED MATERIAL INFORMATION. THAT DIRECTOR MAY NOT PARTICIPATE IN THE BOARD'S DISCUSSION OF THE MATTER EXCEPT TO DISCLOSE MATERIAL INFORMATION AND RESPOND TO QUESTIONS. THAT DIRECTOR MAY NOT PARTICIPATE IN THE VOTE CONCERNING WHETHER TO ACCEPT THE CONTRACT OR TRANSACTION RELATING TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 ON AN ANNUAL BASIS, THE COMPENSATION OF THE CEO AND OTHER KEY PERSONNEL IS REVIEWED AND DETERMINED BY THE COMPENSATION/HUMAN RESOURCES COMMITTEE. IN RELATION TO COMPENSATION, THE COMMITTEE KEEPS A PERMANENT RECORD OF PROCEEDINGS, INCLUDING A REPORT AND RECOMMENDATIONS, AS WELL AS ANY MAJOR DECISIONS. WHEN THERE IS A NEW CONTRACT, THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS ALSO REVIEWS THE COMPENSATION, THEN RECOMMENDS IT FOR APPROVAL TO THE EXECUTIVE COMMITTEE AND THE FULL BOARD OF DIRECTORS. THE REVIEW PROCESS WAS LAST UNDERTAKEN IN 2013. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE SHARED UPON REQUEST WITH ANY ENTITY, INCLUDING INDIVIDUALS, FOUNDATIONS AND CORPORATIONS. THE FINANCIAL STATEMENTS ARE ALSO RELEASED TO THE PUBLIC IN A SUMMARIZED VERSION THROUGH AN ANNUAL REPORT AND THROUGH THE 990, WHICH IS AVAILABLE ON THE INTERNET. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -162,315. CHANGE IN BENEFICIAL INTEREST IN NET ASSETS OF FOUNDATION & TRUST 5,874,437. PENSION EXPENSE 1,674,321. REFUNDED TICKET FEES RECOGNIZED AS REVENUE IN A PRIOR YEAR -237,474. REPAYMENT OF GRANTS PREVIOUSLY RECEIVED FOR SPECIFIED PURPOSES -1,072,888. THE OAKLEAF ENDOWMENT TRUST FOR THE MINNESOTA ORCHESTRA 80 SOUTH EIGHTH STREET MINNEAPOLIS MN 55402 416429379 INVESTMENT MN 501(C)(3) LINE 11A, I MINNESOTA ORCHESTRAL ASSOCIATION 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THE OAKLEAF ENDOWMENT TRUST FOR THE MINNESOTA ORCHESTRA C 3050270 FAIR MARKET VALUE