2014-06-30T18:23:13-05:00 2013-12-31 222131009 ROTHSTEIN KASS 101 MONTGOMERY STREET 22ND FLOOR SAN FRANCISCO CA 94104 990PF 2013-01-01 680290059 THE KARL AND ALICE RUPPENTHAL FOUNDATION FOR THE ARTS KARL 5105273883 820 EUCLID AVENUE BERKELEY CA 947081306 KARL RUPPENTHAL PRESIDENT 5105273883 2014-06-30 1 SANDER I STADTLER P00195939 4157886666 2013 2015-12-30 17:16:21Z X 1141169 X X 369 369 369 2833 2833 2833 1304 162394 1304 4506 4506 3202 0 0 0 0 11625 0 0 0 160 0 0 0 4136 4136 0 0 15921 4136 0 0 255000 255000 270921 4136 0 255000 -266415 370 3202 12486 136648 136648 5911 105804 729051 729051 205315 273533 275470 329516 1139232 1141169 0 0 X 418532 1494663 0 0 -89016 -355431 329516 1139232 329516 1139232 329516 -266415 1076131 1139232 0 1139232 AMGEN 85 SH. P 2013-08-23 2013-08-29 9340 8973 367 367 ATWOOD OCEANICS 49 SH. P 2013-08-23 2013-11-21 2698 2823 -125 -125 BANCO BRADESCO 855 SH. P 2013-08-23 2013-11-21 11499 10249 1250 1250 BAXTER 237 SH. P 2013-08-23 2013-11-21 16430 17047 -617 -617 BT GROUP ADR 96 SH. P 2013-08-23 2013-08-29 4902 4963 -61 -61 CISCO 356 SH. P 2013-08-23 2013-10-25 7972 8532 -560 -560 CITI 220 SH. P 2013-08-23 2013-11-21 10875 10942 -67 -67 EMC CORP 146 SH. P 2013-08-23 2013-08-29 3778 3839 -61 -61 EBAY 151 SH. P 2013-08-23 2013-08-23 7621 7791 -170 -170 EOG 10 SH. P 2013-08-23 2013-10-14 1804 1565 239 239 INTEL 156 SH. P 2013-08-23 2013-08-29 3454 3494 -40 -40 IBM 52 SH. P 2013-08-23 2013-11-21 9558 9627 -69 -69 ITC 51 SH. P 2013-08-23 2013-11-21 4678 4552 126 126 JARDEN 65 SH. P 2013-08-23 2013-08-29 2839 2922 -83 -83 JP MORGAN 116 SH P 2013-08-23 2013-11-21 6644 6065 579 579 MIDDLEBY CORP 23 SH. P 2013-08-23 2013-11-21 5122 4379 743 743 MINERALS TECH 59 SH. P 2013-08-23 2013-08-29 2656 2748 0 0 NATNL GRID ADR 77 SH. P 2013-08-23 2013-12-17 4814 4462 352 352 NOVONORDISK ADR 27 SH. P 2013-08-23 2013-11-21 4660 4707 -47 -47 SEALED AIR CORP 100 SH. P 2013-08-29 2013-11-21 3216 2837 379 379 STARWOOD 28 SH. P 2013-08-23 2013-08-29 1797 1837 -40 -40 STATOIL 536 SH. P 2013-08-23 2013-08-29 11884 11566 318 318 SYMANTEC 275 SH. P 2013-08-23 2013-11-21 6493 7230 -737 -737 TARGET 125 SH. P 2013-08-23 2013-08-29 7891 8043 -152 -152 WFC 135 SH. P 2013-08-23 2013-08-29 5575 5762 -187 -187 3M 37 SH. P 2013-08-23 2013-08-29 4194 4227 -33 -33 1304 1304 1 0 0 0.000000 7 0 7 0 7 0 7 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 0 N/A SARA KATZ 5105273883 6166 BUENA VISTA AVE OAKLAND CA 94618 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SARA KATZ 6166 BUENA VISTA AVE OAKLAND CA 94618 PRESIDENT 5.00 0 0 0 JOSEPHINE MAXON 820 EUCLID AVENUE BERKELEY CA 947081306 SECRETARY 3.00 0 0 0 NONE 0 NONE 0 GIVEN THAT THE KARL AND ALICE RUPPENTHAL FOUNDATION'S MAIN GOAL IS THE SUPPORT OF MUSIC AND ART, IN 2013, THE LARGEST DIRECT CHARITABLE ACTIVITY WAS FOR THE SUPPORT OF VARIOUS TRAINING AND EDUCATION PROGRAMS OF YOUNG OPERA SINGERS AS WELL AS SUPPORT OF PRODUCTION OF ARTISTIC PROGRAMS AND ART EDUCATION. THE MAJORITY OF THE EXPENSE INCURRED WERE RELATED TO ACCOUNTING, TAX COMPLIANCE AND PAYMNET OF TAX LIABILITIES. 0 0 1051476 115131 0 1166607 0 0 1166607 17499 1149108 57455 57455 7 7 57448 0 57448 0 57448 255000 0 255000 0 255000 57448 19984 0 0 255000 19984 0 0 57448 177568 0 0 177568 0 0 0 0 0 0 0 177568 177568 X MEROLA OPERA PROGRAM 301 VAN NESS AVENUE SAN FRANCISCO CA 94102 NONE CHARITABLE ORG. HELP SUPPORT THE TRAINING OF ITS YOUNG OPERA SINGERS. 80000 SAN FRANCISCO BALLET 455 FRANKLIN STREET SAN FRANCISCO CA 94102 NONE CHARITABLE ORG. HELP SUPPORT THE ART OF BALLET 5000 SAN FRANCISCO OPERA 301 VAN NESS AVENUE SAN FRANCISCO CA 94102 NONE CHARITABLE ORG. HELP SUPPORT PRODUCTIONS AND ARTISTICS PROGRAMS. 10000 SAN FRANCISCO SYMPHONY 201 VAN NESS AVENUE SAN FRANCISCO CA 94102 NONE CHARITABLE ORG. HELP SUPPORT THE SYMPHONY WHICH HAS A STRONG MUSIC EDUCATION OUTREACH 60000 UNITARIAN UNIVERSALIST CHURCH OF BERKELEY ONE LAWSON ROAD BERKELEY CA 94708 NONE CHARITABLE ORG. HELP SUPPORT THE RELIGIOUS, MUSICAL, AND EDUCATIONAL PROGRAMS AT THE CHURCH AS WELL THE RESTORATION OF THEIR FINE AEOLIAN ORGAN. 100000 255000 0 14 369 2833 1304 0 0 4506 4506 3 AMOUNTS REPORTED IN COLUMN E REPRESENT THE EARNINGS FORM THE CASH 3 ACCOUNTS HELD BY THE FOUNDATION AND USED TO FUND ITS CHARITABLE 3 ACTIVITIES 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 11625 0 0 0 SARA KATZ AS FOUNDATION MANAGER HEREBY ELECTS UNDER THE PROVISIONS OF REG. 53.4942(A)-3(D)(2), TO APPLY ALL REMAINING DISTRIBUTIONS, AFTER REDUCING THE 2011 UNDISTRIBUTED INCOME TO ZERO, TO ANY UNDISTRIBUTED INCOME REMAINING FROM YEARS BEFORE 2011 CORPORATE BONDS #34454 273533 275470 0 0 729051 729051 INVESTMENT ACCOUNT EXPENSES 4136 4136 0 0 PORTFOLIO ACCOUNTS OPENED 1076131 EXCISE TAX 10 0 0 0 INCOME TAX 150 0 0 0