2014-05-15T15:03:55-05:00 2013-12-31 113576325 SCHAEFFER & SAM CPA PC 1232 RXR PLAZA UNIONDALE NY 115561232 990PF 2013-01-01 137294014 2001 FREDERICK & NANCY DEMATTEIS FAMILY CHARITABLE TRUST DEMA 5167455800 1230 RXR PLAZA WEST TOWER 12TH FL UNIONDALE NY 115561230 DONALD M SCHAEFFER TRUSTEE 5167455800 2014-05-15 1 SAMIA B SAM P00236947 5168329100 2013 2015-12-30 17:16:21Z X 29702244 X X 833097 783093 646203 10224241 646203 1479300 1429296 224615 49594 175021 40973 0 40973 38418 19209 19209 6166 6166 0 113130 103916 9214 423302 178885 244417 1770000 1770000 2193302 178885 2014417 -714002 1250411 201089 219059 219059 658714 770770 770770 9467175 8987635 9341632 1917775 6125616 7800942 5300534 4365725 4740554 9139904 5506685 6821388 12200 7899 7899 26697391 25983389 29702244 0 0 X 26697391 25983389 0 0 0 0 26697391 25983389 26697391 25983389 26697391 -714002 0 25983389 0 25983389 BESSEMER TRUST #9D7B71 - ST P 296058 242938 53120 53120 BESSEMER TRUST #9D7B71 - LT P 2939510 2620557 318953 318953 STATE STREET BANK & TRUST CO # XXX-XX-XXXX - ST P 3255933 3257873 -1940 -1940 STATE STREET BANK & TRUST CO # XXX-XX-XXXX - ST - WASH SALE P 30501 30501 0 0 STATE STREET BANK & TRUST CO # XXX-XX-XXXX - LT P 3492440 3426169 66271 66271 CAPITAL GAINS DIVIDENDS P 209799 209799 209799 646203 0 2089421 29681167 0.070396 2183811 31389284 0.069572 2051782 31348163 0.065451 2042486 30889220 0.066123 2412962 37185461 0.064890 0.336432 0.067286 29552716 1988484 12504 2000988 2014417 X 12504 0 12504 0 12504 26131 26131 13627 13627 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A DONALD M SCHAEFFER TRUSTEE 5167455800 1230 RXR PLAZA UNIONDALE NY 115561230 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NANCY DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 CHAIRWOMAN/AS REQUIRED 0.00 0 0 0 ROBERT F VIZZA C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 PRESIDENT/AS REQUIRED 5.00 108333 0 0 DONALD M SCHAEFFER C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 4.00 61983 0 0 STANLEY SIROTE C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 2.00 32655 0 0 DOUGLAS COOPER C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 2.00 21644 0 0 RICHARD F DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 0.00 0 0 0 SCOTT L DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 0.00 0 0 0 LINDA LANGER C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 0.00 0 0 0 TRACEY SERKO C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 0.00 0 0 0 NONE 0 ROBERT F VIZZA C/O THE DEMATTEIS ORGAINZATIONS 1230 RXR PLAZA UNIONDALE NY 11545 PRESIDENT 108333 DONALD M SCHAEFFER C/O THE DEMATTEIS ORGAINZATIONS 1230 RXR PLAZA UNIONDALE NY 11545 TRUSTEE 61983 0 NONE 0 0 29917004 85753 0 30002757 0 0 30002757 450041 29552716 1477636 1477636 12504 12504 1465132 0 1465132 0 1465132 2014417 0 2014417 12504 2001913 1465132 0 0 474712 794857 635213 625473 2530255 2014417 0 0 0 1465132 549285 0 0 3079540 0 0 0 0 0 0 0 3079540 474712 794857 635213 625473 549285 ATTN ROBERT F VIZZA THE DEMATTEIS F PO BOX 15 GLEN HEAD NY 11545 5167054974 APPLICATIONS REQUIRE A ONE PAGE ABSTRACT OUTLINING: (1) ORGANIZATION'S MISSION AND SERVICES RENDERED; (2) DESCRIPTION OF THE PROJECT FOR WHICH FUNDING IS SOUGHT; (3) TOTAL COST OF PROJECT; (4) SOURCES AND AMOUNTS OF OTHER SUPPORT; AND (5) COPY OF THE IRS TAX-EXEMPT STATUS LETTER. THE BOARD MEETS QUARTERLY AND TAKES ACTION ON ALL APPLICATIONS RECEIVED. ALL DECISIONS ARE FINAL. THE FOUNDATION MAKES GRANTS ONLY TO PRIVATE, PUBLICLY SUPPORTED, NOT-FOR-PROFIT, APPROVED 501(C)(3) TAX-EXEMPT AGENCIES, INSTITUTIONS, AND ORGANIZATIONS. THE FOUNDATION MAKES GRANTS TO ELIGIBLE INSTITUTIONS WHOSE MISSION INVOLVES: EDUCATION, HEALTH AND HUMAN SERVICES, MEDICAL RESEARCH, AND THE ARTS WITH A FOCUS ON THE NEW YORK METROPOLITAN AREA. APPLICANTS ARE ASKED NOT TO REQUEST A SPECIFIC GRANT AMOUNT; THE BOARD OF TRUSTEES DECIDES ON THE APPROVED GRANT LEVEL. COLD SPRING HARBOR LABORATORY ONE BUNGTOWN ROAD COLD SPRING HARBOR NY 11724 NONE PUBLIC CHARITIES COLON CANCER RESEARCH 1000000 HOFSTRA UNIVERSITY 101C HOFSTRA HALL HEMPSTEAD NY 11549 NONE PUBLIC CHARITIES GENERAL GRANT 250000 OLD WESTBURY GARDENS PO BOX 430 OLD WESTBURY NY 11568 NONE PUBLIC CHARITIES GENERAL GRANT 50000 PALM BEACH POPS 500 AUSTRALIAN AVES STE 200 WEST PALM BEACH FL 33401 NONE PUBLIC CHARITIES GENERAL GRANT 12500 RAYMOND F KRAVIS CENTER FOR THE PERFORMING ARTS 701 OKEECHOBEE BLVD WEST PALM BEACH FL 33401 NONE PUBLIC CHARITIES GENERAL GRANT 67500 ST VINCENT'S SERVICES 66 BOERUM PLACE BROOKLYN NY 11201 NONE PUBLIC CHARITIES GENERAL GRANT 150000 WESTHAMPTON BEACH PERFORMING ARTS CENTER 76 MAIN STREET WESTHAMPTON NY 11978 NONE PUBLIC CHARITIES GENERAL GRANT 100000 WHEELCHAIR CHARITIES INC 83-10 35TH AVENUE JACKSON HEIGHTS NY 11372 NONE PUBLIC CHARITIES GENERAL GRANT 140000 1770000 0 14 833097 18 646203 0 1479300 0 1479300 0 0 0 0 0 0 0 0 0 0 SCHAEFFER & SAM, CPA, P.C. 38418 19209 19209 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53-4942 (A) - 3(D)(2), THE 2001 FREDERICK AND NANCY DEMATTEIS FAMILY CHARITABLE TRUST HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED: ______________________ DATE: _________________NAME & TITLE: __________________________________________ 25000 SHARES - UNITED PARCEL SVC 3.875% 4/01/14 24945 25207 100000 SHARES - MORGAN STANLEY 6% 5/13/14 99651 101907 15000 SHARES - BELLSOUTH CORP 5.2% 9 / 15 / 14 14988 15489 230000 SHARES - GOLDMAN SACHS GROUP 5.125% 1/15/15 224471 240256 45000 SHARES - HSBC FINANCE CORP 5.2596 4 / 15 / 15 40313 47394 190000 SHARES - VERIZON GLOBAL FDG 4.9% 9 / 15 / 15 186485 202945 115000 SHARES - MORGAN STANLEY 5.37596 10/15/15 112281 123691 70000 SHARES - CON EDISON CO NY 5.37596 12/15/15 75804 76136 160000 SHARES - GOLDMAN SACHS GROUP 5.3596 1/15/16 156746 173147 40000 SHARES - ELI LILLY & CO 5.2% 3 / 15 / 17 39350 44665 30000 SHARES - MORGAN STANLEY 4.75% 3/22/17 29918 32740 30000 SHARES - MORGAN STANLEY 5.55% 4/27/17 30341 33466 120000 SHARES - MERRILL LYNCH CO 6.496 8 / 28 / 17 121948 138349 420000 SHARES - GEN ELEC CAP CORP 5.62596 9 / 15 / 17 412400 477792 150000 SHARES - ORACLE CORP 1.2% 10/15/17 14974 14761 55000 SHARES - AT&T INC 1.4 12/01/17 54997 54222 55000 SHARES - GOLDMAN SACHS GROUP 2.375% 1 / 22 / 18 54628 55209 40000 SHARES - BANK OF NY MELLON 1.3% 1/25/18 39943 38995 195000 SHARES - BEAR STEARNS CO INC 7.2596 2/01 /18 206935 233487 25000 SHARES - MORGAN STANLEY 2.125% 4 / 25 / 18 23869 24784 120000 SHARES - PEPSICO INC 56 6/01/18 118047 134606 75000 SHARES - JOHNSON & JOHNSON 5.15% 7/15/18 74846 85343 23000 SHARES - VERIZON COMMS INC 8.7596 11 /01/18 22871 29430 55000 SHARES - PFIZER INC 6.2% 3/15/19 54944 65199 30000 SHARES - CONS EDISON CO OF NY 6.65% 4/01 /19 29973 35942 97000 SHARES - MORGAN STANLEY 7.3% 5 / 13 / 19 102888 117798 165000 SHARES - MORGAN STANLEY 5.56 1 /26/20 161522 185224 60000 SHARES - GOLDMAN SACHS GROUP 5.375% 3 / 15 / 20 59208 66728 10000 SHARES - BANK OF AMERICA CORP 5.875% 1 / 05 / 21 9926 11494 80000 SHARES - GOLDMAN SACHS GROUP 5.25% 7 / 27 / 21 78480 87587 20000 SHARES - GOLDMAN SACHS GROUP 5.75% 1/24/22 19973 22514 65000 SHARES - PEPSICO INC 2.75% 3/05/22 66569 61757 20000 SHARES - ANHEUSER- BUSCH INBEV 2.5% 7/15/22 19904 18499 20000 SHARES - EBAY INC 2.6% 7/15/22 19493 18395 190000 SHARES - GENERAL ELEC CAP COPR 3.15% 9/07/22 187698 183867 20000 SHARES - ORACLE CORP 2.5% 10/15/22 19976 18319 35000 SHARES - MICROSOFT CORP 2.125% 11/15/22 34691 31619 55000 SHARES - AMAZON.COM INC 2.5% 11/29/22 53814 49579 110000 SHARES - AT&T INC 2.625% 12/01/22 108857 99249 40000 SHARES - INTEL CORP 2.7% 12/15/22 39614 36872 135000 SHARES - GOLDMAN SACHS GROUP 3.625% 1/22/23 130768 130727 30000 SHARES - BERKSHIRE HATHAWAY INC 3% 2/11/23 29746 28331 30000 SHARES - APPLE INC 2.4% 5/03/23 29421 26976 50000 SHARES - ESCROW GM CORP SR 8.25% 7/15/23 0 375 20000 SHARES - JERSEY CITY MEDICAL 3.039% 11/20/28 20000 18390 50000 SHARES - BELL ATLANTIC PA 6% 12/01/28 55695 49244 35000 SHARES - GMAC (GENL MTRS ACC) 8% 11/01/31 34205 41650 125000 SHARES - VERIZON GBL FDG CORP 7.75% 6/15/32 120018 159988 85000 SHARES - MERRILL LYNCH & CO MT 5 45% 7/15/14 77586 87207 150000 SHARES - MERRILL LYNCH & CO MTN 5% 1 /15/15 142831 156290 40000 SHARES - GOLDMAN SACHS GRP INC 1.6% 11/23/15 39967 40430 40000 SHARES - WALT DISNEY CO MTN 1.1% 12/01/17 39716 39415 30000 SHARES - BANK OF AMERICA CORP MTN 2% 1/11/18 29955 29947 90000 SHARES - MERRILL LYNCH MTN 6 875% 4/25/18 92771 106413 95000 SHARES - BK OF AMER CORP MTN 3.3% 1/11/23 92543 89896 125000 SHARES - MORGAN STANLEY 1.9061% 1/24/14 120156 125100 75000 SHARES - GEN ELEC CAP CORP 0.4527% 1/08/16 49688 74641 213 SHARES - GENERAL MOTORS CO 6029 8705 51 SHARES - MOTORS LIQUIDATION COMPANY 0 1640 194 SHARES - GENERAL MTRS CO WTS 7/10/16 3613 6041 194 SHARES - GENERAL MTRS CO WTS 7/01/19 2736 4485 950 SHARES - DOLLAR GENERAL CORP (DG) 41182 57304 650 SHARES - L BRANDS INC (LB) 37093 40202 1050 SHARES - MACYS INC (M) 36067 56070 700 SHARES - TARGET CORP (TGT) 38655 44289 350 SHARES - VIACOM INC CL B NEW (VIAB) 22044 30569 650 SHARES - CVS/CAREMARK CORP (CVS) 24588 46520 550 SHARES - LORILLARD INC COM (LO) 24604 27874 500 SHARES - WALGREEN CO (WAG) 18114 28720 525 SHARES - CONOCOPHILLIPS (COP) 28442 37091 700 SHARES - MARATHON OIL CORP (MRO) 18431 24710 550 SHARES - ACE LIMITED 27371 56941 700 SHARES - AMERICAN INTL GROUP INC (AIG) 28708 35735 700 SHARES - CITIGROUP INC (C) 20871 36477 1450 SHARES - KEYCORP NEW (KEY) 18373 19459 650 SHARES - MORGAN STANLEY GRP INC (MS) 19015 20384 650 SHARES - AETNA INC NEW (AET) 28178 44583 1550 SHARES - MYLAN INC (MYL) 64593 67270 2000 SHARES - PFIZER INC (PFE) 59786 61260 550 SHARES - THERMO FISHER SCIENTIFIC (TMO) 31718 61242 800 SHARES - ZIMMER HLDGS INC (ZMH) 50512 74552 150 SHARES - CUMMINS INC (CMI) 19447 21145 575 SHARES - ILLINOIS TOOL WORKS INC (ITW) 39075 48346 600 SHARES - NIELSEN HOLDINGS BV 19494 27534 300 SHARES - UNION PACIFIC CORP (UNP) 47223 50400 375 SHARES - ACCENTURE PLC CL A 20861 30832 130 SHARES - APPLE INC (AAPL) 62699 72932 975 SHARES - AVAGO TECHNOLOGIES 34898 51557 265 SHARES - INTERNATIONAL BUS MACHINES (IBM) 49918 49706 850 SHARES - QUALCOMM INC (QCOM) 53832 63112 675 SHARES - CENTURYLINK INC (CTL) 25332 21498 1500 SHARES - AMERICAN WATER WORKS CO (AWK) 61044 63390 2000 SHARES - BRIDGESTONE CORP ADR 35801 37866 700 SHARES - DAIHATSU MOTOR CO. LTD ADR 27398 23736 1600 SHARES - NIKON CORP PLC UNSPON?ADR 43652 30582 800 SHARES - SWATCH GROUP AG UNSPON ADR 25301 26513 775 SHARES - VOLKSWAGEN AG ADR 28292 43602 685 SHARES - IMPERIAL TOBACCO LT ADR 50368 53051 2350 SHARES - J SAINSBURY SPN ADR NEW 54092 56825 1550 SHARES - SVENSKA CL AKTIBLGT ADR 42148 47784 650 SHARES - ENI S.P.A. ADR 27965 31518 633 SHARES - SINOPEC/CHINA PETE&CHM ADR 52983 52013 975 SHARES - TOTAL SA ADR 50294 59738 1150 SHARES - ALLIANZ AKTIENGES ADR 11140 20656 1400 SHARES - BNP PARIBAS SPON ADR 37126 54642 3050 SHARES - CHINA CONSTRUCTION ADR 45272 46024 2550 SHARES - MUNICH RE GROUP ADR 30821 56273 6000 SHARES - RSA INS GRP INC SPON ADR 57044 45414 1550 SHARES - SKANDINAVISKA ENSKILD ADR 18208 20413 1050 SHARES - WHARF HOLDINGS ADR 10031 16060 1000 SHARES - SANOFI ? ADR 34099 53630 2350 SHARES - ITOCHU CORP ADR 50814 58087 2650 SHARES - WEIR GROUP PLC ADR 46947 46788 2950 SHARES - SUMITOMO METAL MIN CO LTD 42151 38647 1030 SHARES - CHINA TELECOM ADR 58164 52087 2750 SHARES - KDDI CORP ADR 23742 42319 7750 SHARES - TELE2 AB ADR 55047 43950 1100 SHARES - TIM PARTICIPACOES SA ADR 26318 28864 1525 SHARES - TOKYO GAS LTD ADR 29481 30063 425989.834 SHARES - OW LARGE CAP STRATEGIES FD - BOOK COST 4,046,033 4038749 5312093 4249811 4511676 4737824 4829956 210167.477 SHARES - OW GLOBAL SML & MID CAP FD - BOOK COST 2,607,785 AT COST 2560278 3610677 242295.884 SHARES - OW GLOBAL OPPORTUNITIES FD - BOOK COST 1,616,128 AT COST 1490245 1914137 71517.58 SHARES - OW REAL RETURN FUND - BOOK COST 669,329 AT COST 616916 595026 6000 SHARES - FHLMC 8 375% SER Z PFD AT COST 157200 53820 5700 SHARES - FNMA 8 25% PFD AT COST 142150 49875 3000 SHARES - GOLDMAN SACHS GROUP INC 6 125% PFD AT COST 73875 73080 200000 SHARES - BARCLAYS BANK PLC 6 75% 5/22/19 AT COST 197049 241054 70000 SHARES - BARCLAYS BK PLC 5% 9/22/16 AT COST 71335 77066 130000 SHARES - BARCLAYS BANK PLC 5 125% 1/08/20 AT COST 128666 144148 70000 SHARES - SHELL INTL FINANCE 2.25% 1/06/23 AT COST 68971 62505 SCHLESINGER, GANNON & LAZETERA, LLP 40973 0 40973 ACCRUED GNMA INCOME - STATE STREET 12200 7899 7899 BROKERAGE FEES 109334 102559 6775 NEW YORK LAW JOURNAL AD 135 0 135 FILING FEES 750 0 750 INSURANCE 1924 962 962 PROFESSIONAL DUES & SUBSCRIPTIONS 725 290 435 POSTAGE 262 105 157 FOREIGN TAXES PAID 4087 4087 0 FEDERAL WITHHOLDING TAXES 2079 2079 0