2014-05-13T14:57:55-07:00 2013-06-30 135565207 KPMG LLP 1225 17th Street STE 800 Denver CO 80202 990 2012-07-01 840404231 COLORADO SEMINARY COLO 3038712404 2199 S University Blvd Denver CO 802080001 Craig Woody 3038714073 2014-05-15 1 Adam Stark P01231721 3033827142 2014-05-15 2012 2015-11-30 17:44:51Z University of Denver Robert D Coombe 2199 South University Blvd Denver CO 80208 1187073882 0 X http://du.edu/ X 1864 CO The University of Denver (Colorado Seminary) is a higher educational institution, providing both undergraduate and graduate degrees - The mission of the University of Denver is to promote learning by engaging with students in advancing scholarly inquiry, cultivating critical and creative thought and generating knowledge. Our active partnerships with local and global communities contribute to a sustainable common good. 26 25 8273 3400 5445396 0 45625508 55349703 454676069 469502871 12194682 14872294 3027627 3681091 515523886 543405959 109118455 121251508 0 0 219042542 232286737 399553 392407 14813901 131929546 131268753 460490096 485199405 55033790 58206554 1260116921 1336405375 240354789 243195596 1019762132 1093209779 Higher Education Institution providing both undergraduate and graduate degrees -The mission of the University of Denver is to promote learning by engaging with students in advancing scholarly inquiry, cultivating critical and creative thought and generating knowledge. Our active partnerships with local and global communities contribute to a sustainable common good. 0 0 148068379 0 388092721 INSTRUCTION: 2012-2013 Academic Year: ENROLLMENT: Undergraduate 5,394, Graduate and Professional 6,262, Total fall Enrollment 11,656. DEGREES CONFERRED (2012-2013): Baccalaureate 1,223, Master's 2,111, First professional 266, Doctoral 128. Total degrees conferred 3,728. UNDERGRADUATE students can select from more than 100 undergraduate programs, including traditional majors and dual degree programs that span a variety of disciplines, including business, education, social work, art history, geographic information science, international studies, public policy and engineering. GRADUATE students can select from more than 120 graduate degree programs that will challenge, inspire and prepare you to achieve your highest academic and professional goals. Each DU graduate program combines rigorous study with critical thinking, collaboration and applied learning experiences that will enable students to expand their skills, deepen their expertise and apply their knowledge to benefit themselves and the world. 121251508 121251508 0 STUDENT SCHOLARSHIP 2012-2013 Academic Year: The University of Denver student can apply for financial aid to assist them and their family in covering the cost of their education. Scholarships and grants are available to students from federal, state and institutional programs. Institutional scholarship, waivers and cash assistance programs for the 2012-2013 academic year equaled $111,414,331 endowed and gift support scholarship programs funded $8,512,679 and the federal and state programs funded $1,324,497. Up to 80% of the students at the University receive some financial aid. 107156525 0 12689078 ACADEMIC SUPPORT and STUDENT SERVICES 2012-2013 Academic Year: ACADEMIC SUPPORT includes the administrative support for 12 graduate schools and professional programs and 8 undergraduate schools and colleges. Academic support also includes the Universities libraries, media and information technology support and other support functions for the University's primary missions. STUDENT SERVICES - consists of the activities of the admissions, registrar and financial resources offices as well as activities that contribute to the students development outside the formal instruction program that include intercollegiate athletic programs and sports and wellness recreation programs. Included in these activities are campus life, career and counseling centers, leadership programs and other campus activities that contribute to the students' emotional and physical well-being and intellectual, cultural and social development. 33995199 0 42495737 AUXILIARY ACTIVITIES 2012-2013 Academic Year: The Auxiliary Enterprises at the University of Denver exist to furnish goods or services to students, faculty, staff, institutional departments and the public. The most prominent of these enterprises provide support to our students which includes; a University Health Center and Residence and Food Facilities. The University also has a Performing Arts Center that hosts performances by the faculty and students of the University and the region's finest performing arts organizations. A small Conference and Events Services Department rounds out the University's auxiliary enterprise activities. 23288677 0 26225335 RESEARCH AND PUBLIC SERVICE: The University of Denver faculty members receive substantial funding from governmental and private sources to support their scholarship. The University has long promoted a teacher/scholar model for its faculty, encouraging professors to excel in the classroom and in research. Much of the faculty scholarship contributes to the University of Serving the Public Good. 57283876 0 68721072 433760288 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 1130 0 1 8273 1 1 1 0 0 0 0 1 1 1 1 0 0 0 X 26 25 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 0 1 0 CO X Margaret Henry 3038713740 2199 S University Blvd Denver CO 802080001 Anderson Edward T 1 0 X 0 0 0 Burns Joy S 1 0 X 0 0 0 Dimond Navin 1 0 X 0 0 0 Frank Margot G 1 0 X 0 0 0 Gallagher Kevin C 1 0 X 0 0 0 Garcia Francisco 1 0 X 0 0 0 Gilbertson Peter 1 0 X 0 0 0 Griesemer James 41.00 0 X 217115 0 34990 Hamill Patrick H 1 0 X 0 0 0 Hamilton Jane 1 0 X 0 0 0 Kelly Richard 1 0 X 0 0 0 Livingston Patricia A 1 0 X 0 0 0 Low John W 1 0 X 0 0 0 Miller John A 1 0 X 0 0 0 Morgridge Carrie 1 0 X 0 0 0 Myhren Trygve 1 0 X 0 0 0 Nagel Ralph 1 0 X 0 0 0 Newman Robert C 1 0 X 0 0 0 O'Leary Denise M 1 0 X 0 0 0 Reiman Scott J 1 0 X 0 0 0 Scrivner Douglas G 1 0 X 0 0 0 Shopneck Catherine C 1 0 X 0 0 0 Sturm Donald L 1 0 X 0 0 0 Tschudi Otto 1 0 X 0 0 0 Villarosa Clara 1 0 X 0 0 0 Waldeck Frederick T 1 0 X 0 0 0 Coombe Robert D 40 0 X 448685 0 53144 Woody Craig W 40 0 X 269412 0 31728 Henry Margaret 40 0 X 157054 0 29191 Feagins Rosalynn 40 0 X 65121 0 15357 Brownell Claire Anne 40 0 X 60003 0 24120 Duggan Angela 40 0 X 47780 0 21606 Kvistad Gregg 40 0 X 281036 0 25864 Lumpkin Scott 40 0 X 240648 0 34771 BradleyDoppes Margaret Jane 40 0 X 468645 0 48042 Willoughby Thomas F 40 0 X 230738 0 23397 Chan Paul H 40 0 X 192904 0 34587 Riordan Christine 40 0 X 390517 0 20000 McCall Anne 40 0 X 192217 0 26416 Katz Martin 40 0 X 292990 0 35396 Bemelen Jozef 40 0 X 174239 0 25278 Carroll Kevin 40 0 X 290570 0 13472 Brooks Timmy 40 0 X 285906 0 30496 Vogel Mark A 40 0 X 764856 0 22318 Gwozdecky George E 40 0 X 412036 0 42520 Scott Joseph 40 0 X 408745 0 37926 Lassar Sharon 40 0 X 263380 0 22201 Hill Christopher 40 0 X 262638 0 31724 Newman Karen 40 0 X 249859 0 19854 Juarez Jose 40 0 X 189200 0 33323 6856294 0 737721 336 1 1 0 Mainstays Painting Services 1154 W 124th Court Westminister CO 80234 Painting Services 380735 Holland and Hart PO Box 17283 Denver CO 802170283 Legal 380156 Alston and Bird LLP PO Box 933124 Atlanta GA 311933124 Legal 354487 Custom Direct LLC 16163 W 45th Drive Golden CO 80403 Custom Printing 300567 Alan & Brooks Building 920 West Mississippi Avenue Denver CO 80223 Construction Services 288298 20 0 0 898950 0 0 54450753 26516038 55349703 Tuition and fees 611310 388092721 388092721 0 0 Research grants 611310 26225335 26225335 0 0 Educational activities 611310 12689078 12689078 0 0 Auxiliary enterprises 611310 42492460 36845322 5647138 0 Student Loans 611310 3277 3277 0 0 0 0 0 0 469502871 7933615 0 -201742 8135357 20571 0 0 20571 235861 0 0 235861 2334406 0 863324 0 1471082 0 1471082 0 0 1471082 640363741 8691000 630622200 11514433 9741541 -2823433 6918108 0 0 6918108 539097 898950 667966 -128869 0 -128869 0 0 0 0 0 0 0 0 0 0 0 0 Actuarial adjustments 900099 392349 0 0 392349 Misc service revenues 611710 1710668 1710668 0 0 0 0 0 0 2103017 543405959 465566401 5445396 17044459 0 0 111470545 111470545 9780963 9780963 0 0 4833435 1209641 3348375 275419 492236 492236 0 0 184410741 159828999 17174063 7407679 9936487 8635964 905101 395422 20304639 17498562 1695814 1110263 12309199 10500486 1311002 497711 0 0 0 0 1888650 197925 764676 926049 249634 25000 224634 0 63042 0 63042 0 392407 392407 503002 0 503002 0 31679312 29246679 2191576 241057 2491365 2297093 172381 21891 21214020 18283465 772670 2157885 5416705 3405647 1958162 52896 0 0 0 0 20099120 19138074 940433 20613 11812509 11013566 354766 444177 0 0 0 0 6263686 4922428 506767 834491 6017705 5724041 293664 0 0 0 0 0 12356893 11752017 604876 0 2269918 829879 1440039 0 Books & Subscriptions 6916750 6916750 0 0 Financial Fees 2026442 590328 1400173 35941 0 0 0 0 485199405 433760288 36625216 14813901 42098097 37558801 15817153 13522606 30688690 30745153 18804713 22544048 0 0 0 0 0 0 3417040 3004976 1347739 1558875 768833339 151815360 583672043 617017979 365394323 408233346 164675340 170084630 19198620 18341113 0 0 15003163 13793848 1260116921 1336405375 55366336 58402739 0 0 24044983 26025805 133899290 130934313 0 0 0 0 0 1000000 0 0 27044180 26832739 240354789 243195596 X 621678656 655817731 156310915 179049711 241772561 258342337 1019762132 1093209779 1260116921 1336405375 X 58206554 13827248 0 0 0 1413845 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 63042 63042 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 The University pays dues to Independent Higher Education of Colorado along with two private higher education institutions in Colorado. This organization provides mostly legislative information to the Colorado institutions and at times influences legislators for the benefit of private higher education ($63,042). 0 0 X X X 0 386749857 19402198 29424565 6479636 9246202 501254 419349528 354210152 36370920 9967274 5482627 7897628 418234 386749857 295937813 29649376 41791469 5241692 7510531 416283 354210152 269909327 12012928 25596104 4545584 6681080 353882 295937813 316451880 2207459 -38516895 3862690 5941427 429000 269909327 0.21 0.59 0.2 1 0 52195175 33072595 85267770 11029881 602946085 114743526 499232440 0 0 0 0 0 59833825 37071834 22761991 0 9755778 0 9755778 617017979 0 0 Alternative Investments 169795615 F International Bond Holding 230000 F Other/Venture Capital 59015 F 170084630 0 Annuity and life interest obligations 10335886 Federal Perkins Loan Program-Refundable 16496853 26832739 X 559675340 13827248 0 0 2945135 16772383 542902957 503002 0 503002 543405959 486227693 0 0 0 1531290 1531290 484696403 503002 0 503002 485199405 SchD_P03_S00_L01 Schedule D, Part III, Line 1 Donated Works of Art are considered collections under the University's policy. The collections are held for public exhibition and education in furtherance of public service rather than financial gain. SchD_P03_S00_L04 Schedule D, Part III, Line 4 The University acquires and manages a wide variety of Works of Art. These are intended to enhance the academic and lifelong learning experiences of students, faculty, staff, and the general public. These objects bring the University and community audiences together through shared experiences with art and possess the potential to educate, enlighten and inspire. The University's art collection holdings will generally be considered to belonging to one of two categories: 1) artwork of general interest valued primarily as ornaments for the University's buildings and grounds; or 2) those artworks deemed to be of sufficient artistic, scholarly or financial value to justify inclusion in the formal University Art Collection. SchD_P05_S00_L04 Schedule D, Part V, Line 4 Spending distributions from the University's endowment funds provide support to university scholarships (54%), academic programs (19%), faculty chairs & professorships (22%), and other university operations and functions (5%). SchD_P10_S00_L02 Schedule D, Part X, Line 2 The University is recognized as an organization generally exempt from income taxes under Section 501(a) of the Internal Revenue Code (the Code) as an organization described in Section 501(c)(3) and a public charity, and not as a private foundation, under Section 509(a)(1). However, income generated from activities unrelated to the University's exempt purpose is subject to tax under Section 511 of the Code. The University had no material amounts of unrelated business income for the years ended June 30, 2013 and June 30, 2012. The University evaluates its tax position in accordance with the provisions of FASB ASC Topic 740-10, Income Taxes (formerly, FASB Interpretation No. 48). FASB ASC Topic 740-10 clarifies the accounting for uncertainty in income tax recognized in an entity's financial statements. FASB ASC Topic 740-10 requires entities to determine whether it is more likely than not that a tax position will be sustained upon examination by the appropriate taxing authorities before any part of the benefit can be recorded in the financial statements. It also provides guidance on the recognition, measurement, and classification of income tax uncertainties, along with any related interest or penalties. A tax position is measured at the largest amount of the benefit that is greater than 50% likely being realized upon settlement. The University has no uncertain income tax positions for the years ended June 30, 2013 and June 30, 2012. SchD_P11_S00_L02d Schedule D, Part XI, Line 2d Reclassification of Special Events expenses $667,966 Reclassification or Rental Expenses $863,324 Actuarial Adjustments $1,413,845 Total $2,945,135 SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Reclassification of Special Event expenses $667,966 Reclassification of Rental Expenses $863,324 Total $1,531,290 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SchE_P01_S00_L03 Schedule E, Part I, Line 3 The University includes descriptions on its website and states on the bottom of the University web pages that "The University is an equal opportunity/affirmative action institution". The following non-discrimination policy is publicized in college admission and other publications that are directed toward the student's educational experience. The University of Denver is an Equal Opportunity Institution. It is the policy of the University not to discriminate in admission of students, in the provision of services, or in employment on the basis of race, ethnicity, color, religion, sex, national origin, age, marital status, veteran status, sexual orientation, gender identity, gender expression or disability. The University complies with all applicable federal, state, and local laws, regulations and executive orders. SchE_P01_S00_L06 Schedule E, Part I, Line 6 The University participates in federal and state financial aid programs including: Federal Supplemental Education Opportunity Grant Program, Federal Family Education Loans, Federal Work-study Program, Job Location and Development Program, Federal Academic Competitiveness Grants, and Federal Science and Mathematics Access to Retain Talent (SMART) Grants. Colorado State programs include: Student Incentive Grant, Graduate Grant, College Work-study, Undergraduate Merit Scholarship, Part-time Student Grant, Governor's Opportunity Scholarship and Pre-Collegiate Academic Competitive Grant. 1 Central America and the Caribbean 0 0 Grantmaking Educational Scholarships and Awards 311267 Central America and the Caribbean 0 0 Investments 90413294 Central America and the Caribbean 0 0 Program Services Academic Support and Student Services 62806 Central America and the Caribbean 0 0 Program Services Institutional Support 17455 Central America and the Caribbean 0 0 Program Services Instruction 455292 Central America and the Caribbean 0 0 Program Services Research and Public Service 66069 East Asia and the Pacific 0 0 Grantmaking Educational Scholarships and Awards 4631423 East Asia and the Pacific 0 0 Investments 5041665 East Asia and the Pacific 0 0 Program Services Academic Support and Student Services 330368 East Asia and the Pacific 0 0 Program Services Institutional Support 320 East Asia and the Pacific 0 0 Program Services Instruction 1764094 East Asia and the Pacific 0 0 Program Services Research and Public Service 32289 Europe (including Iceland and Greenland) 0 0 Grantmaking Educational Scholarships and Awards 1751224 Europe (including Iceland and Greenland) 0 0 Investments 7542777 Europe (including Iceland and Greenland) 0 0 Program Services Academic Support and Student Services 851974 Europe (including Iceland and Greenland) 0 0 Program Services Auxiliary Activities 17500 Europe (including Iceland and Greenland) 0 0 Program Services Institutional Support 35986 Europe (including Iceland and Greenland) 0 0 Program Services Instruction 5249710 Europe (including Iceland and Greenland) 0 0 Program Services Research and Public Service 108630 Middle East and North Africa 0 0 Grantmaking Educational Scholarships and Awards 499315 Middle East and North Africa 0 0 Program Services Academic Support and Student Services 52688 Middle East and North Africa 0 0 Program Services Institutional Support 4746 Middle East and North Africa 0 0 Program Services Instruction 350643 Middle East and North Africa 0 0 Program Services Research and Public Service 8017 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking Educational Scholarships and Awards 1180099 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Academic Support and Student Services 89667 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Institutional Support 13759 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Instruction 103317 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Research and Public Service 21610 Russia and the newly independent States 0 0 Grantmaking Educational Scholarships and Awards 151491 Russia and the newly independent States 0 0 Program Services Academic Support and Student Services 12122 Russia and the newly independent States 0 0 Program Services Instruction 70793 Russia and the newly independent States 0 0 Program Services Research and Public Service 29778 South America 0 0 Grantmaking Educational Scholarships and Awards 407082 South America 0 0 Program Services Academic Support and Student Services 108616 South America 0 0 Program Services Institutional Support 840 South America 0 0 Program Services Instruction 962958 South America 0 0 Program Services Research and Public Service 4586 South Asia 0 0 Grantmaking Educational Scholarships and Awards 457048 South Asia 0 0 Program Services Academic Support and Student Services 27124 South Asia 0 0 Program Services Institutional Support 3474 South Asia 0 0 Program Services Instruction 304870 South Asia 0 0 Program Services Research and Public Service 43332 Sub-Saharan Africa 0 0 Grantmaking Educational Scholarships and Awards 392014 Sub-Saharan Africa 0 0 Program Services Academic Support and Student Services 182469 Sub-Saharan Africa 0 0 Program Services Institutional Support 14417 Sub-Saharan Africa 0 0 Program Services Instruction 486975 Sub-Saharan Africa 0 0 Program Services Research and Public Service 7656 0 0 124675649 Educational Scholarships Central America and the Caribbean 13 0 311267 Tuition and Fees FMV Educational Scholarships East Asia and the Pacific 389 0 4631423 Tuition and Fees FMV Educational Scholarships Europe (including Iceland and Greenland) 55 0 1751224 Tuition and Fees FMV Educational Scholarships Middle East and North Africa 41 0 499315 Tuition and Fees FMV Educational Scholarships North America (including Canada and Mexico, but not the United States) 37 0 1180099 Tuition and Fees FMV Educational Scholarships Russia and the newly independent States 9 0 151491 Tuition and Fees FMV Educational Scholarships South America 13 0 407082 Tuition and Fees FMV Educational Scholarships South Asia 23 0 457048 Tuition and Fees FMV Educational Scholarships Sub-Saharan Africa 17 0 392014 Tuition and Fees FMV 1 0 1 1 1 1 SchF_P01_S00_L02 Schedule F, Part I, Line 2 The University of Denver has a university wide scholarship and grant allocation system and process that distributes grant and scholarship funds for all divisions of the University. The purpose and eligibility criteria are established at the fund level. The expenditure of this financial resource is monitored through a comprehensive software system which allows for reconciliation, eligibility checks, and prevents over expenditure. The University also participates in annual independent financial audits to ensure compliance. All scholarships and grants to domestic and foreign recipients are directly applied to the recipient's tuition and fee receivable account and is applied to any outstanding charges prior to disbursement of any excess amounts. X X X X X X 1 RuffaloCODY LLC PO Box 3018 Cedar Rapids IA 524063018 Annual giving telephone solicitation 0 430132 392407 37725 Steven W Woods dba Aspen International Consulting 1501 Aspen Street Broomfield CO 80020 Event Consulting 0 0 9000 -9000 Kelli Kindel Events Inc PO Box 370075 Denver CO 80237 Event Consulting 0 0 13000 -13000 430132 414407 15725 AK AL AR AZ CA CO CT DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY Dinners 931157 657906 273251 12050 19979 123917 149308 15635 211532 Sporting Events 490926 225496 265430 0 700 18085 67736 41386 6581 1 15964 15548 416 0 0 0 0 0 1057 1438047 898950 539097 12050 20679 142002 217044 57021 219170 667966 -128869 1 Financial Aid-Federal SEOC program 234 0 423733 FMV Financial aid directly applied to students' tuition and fee charges. Financial Aid-State programs 558 0 900764 FMV Financial aid directly applied to students' tuition & fee charges. Financial Aid - Endowed and gift funded 1367 0 8512679 FMV Financial aid directly applied to students' tuition & fee charges. Financial Aid - GTA waivers 99 0 631559 FMV Financial aid directly applied to students' tuition & fee charges Financial Aid - Institutional education grants 6792 0 108467494 FMV Financial aid directly applied to students' tuition & fee charges. Educational awards and assistance 716 2315279 0 FMV Financial assistance awarded to students to assist with off campus housing, meals, books, fees and other miscellaneous student expenses. SchI_P01_S00_L02 Schedule I, Part I, Line 2 The University of Denver has a university wide scholarship and grant allocation system that distributes grant and scholarship funds to all divisions of the University. The purpose and eligibility criteria are established at the fund level. The expenditure of this financial resource is monitored through a comprehensive software system which allows for reconciliation, eligibility checks, and prevents over expenditure. The University also participates in annual independent financial audits to ensure compliance. All scholarships and grants to domestic and foreign recipients are directly applied to the recipient's tuition and fee receivable account and is applied to any outstanding charges prior to disbursement of any excess amounts. X X X 1 1 X X X 0 1 0 0 0 1 0 0 0 Griesemer James 217115 0 0 0 0 0 17690 0 17300 0 252105 0 0 0 Coombe Robert D 423685 0 25000 0 0 0 20000 0 33144 0 501829 0 0 0 Woody Craig W 269412 0 0 0 0 0 20000 0 11728 0 301140 0 0 0 Henry Margaret 157054 0 0 0 0 0 12584 0 16606 0 186244 0 0 0 Kvistad Gregg 281036 0 0 0 0 0 20000 0 5864 0 306900 0 0 0 Lumpkin Scott 240648 0 0 0 0 0 19020 0 15751 0 275419 0 0 0 BradleyDoppes Margaret Jane 295903 0 0 0 172742 0 37000 0 11042 0 516687 0 172742 0 Willoughby Thomas F 230738 0 0 0 0 0 17533 0 5864 0 254135 0 0 0 Chan Paul H 192904 0 0 0 0 0 15717 0 18870 0 227491 0 0 0 Riordan Christine 390517 0 0 0 0 0 20000 0 0 0 410517 0 0 0 McCall Anne 192217 0 0 0 0 0 15556 0 10861 0 218634 0 0 0 Katz Martin 292990 0 0 0 0 0 20000 0 15396 0 328386 0 0 0 Bemelen Jozef 174239 0 0 0 0 0 13550 0 11728 0 199517 0 0 0 Carroll Kevin 290570 0 0 0 0 0 0 0 13472 0 304042 0 0 0 Brooks Timmy 285906 0 0 0 0 0 19600 0 10896 0 316402 0 0 0 Vogel Mark A 181268 0 583588 0 0 0 14374 0 7944 0 787174 0 0 0 Gwozdecky George E 290635 0 121401 0 0 0 20000 0 22520 0 454556 0 0 0 Scott Joseph 343745 0 65000 0 0 0 20000 0 17926 0 446671 0 0 0 Lassar Sharon 263380 0 0 0 0 0 20676 0 1525 0 285581 0 0 0 Hill Christopher 262638 0 0 0 0 0 20000 0 11724 0 294362 0 0 0 Juarez Jose 189200 0 0 0 0 0 14642 0 18680 0 222522 0 0 0 Newman Karen 249859 0 0 0 0 0 19854 0 0 0 269713 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a The University provides housing for the Chancellor and he uses the property for University activities. Certain employees receive athletic/country club memberships as part of their compensation. The non-business use portion of the membership is recorded as taxable earnings to the employee. Spouse travel is allowed when it is determined to be a benefit to the University. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 Bradley-Doppes, Margaret (participation in supplemental nonqualified retirement plan $17,000) 4b-Bradley-Doppes, Margaret (received distribution from participation in a supplemental nonqualified retirement plan $174,742) SchJ_P01_S00_L06 Schedule J, Part I, Line 6 A portion of Mark Vogel's compensation is based on 50% of the net earnings from the Graduate Tax Continuing Education Program. Mark Vogel's earnings from this arrangement were $583,588. SchJ_P02_S00_L00 Schedule J, Part II Trustee James Griesemer is employed as a professor at the University and received $252,015 in salary and benefits. A Colorado Education & Cultural Facilities Authority - Series 2008 840896727 19645RFA4 2008-03-04 9953292 See supplemental information 0 0 0 B Colorado Education & Cultural Facilities Authority - Series 2007 840896727 1964584T7 2007-10-10 45839717 See supplemental information 0 0 0 C Colorado Education & Cultural Facilities Authority - Series 2005B 840896727 196458T37 2005-12-21 63962445 See supplemental information 0 0 0 D Colorado Education & Cultural Facilities Authority - Series 2005A 840896727 196458H97 2005-07-12 32548112 See supplemental information 0 0 0 A 2660000 0 9953292 0 0 0 199064 0 2996 0 9751232 0 2008 1 0 1 1 B 0 0 45839717 0 0 14905000 321632 698000 0 0 29915085 0 2007 0 1 1 1 C 8715000 36145000 63962445 0 5526466 0 393708 1057446 0 40450000 16534825 0 2008 0 1 1 1 D 370000 0 32548112 0 0 0 189124 493188 0 0 31865800 0 2005 0 1 1 1 A 0 0 1 1 0 0 0 0 0 0 1 B 0 0 1 1 0 0 0 0 0 0 1 C 0 0 1 1 1 0 0 0 0 0 0 1 D 0 0 1 1 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 1 Trinity Plus Funding 2.7 1 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 SchK_P01_S00_L00f Schedule K, Part I, Column f Part I - A(f)(Purpose of Bonds): The proceeds of the sale of the Series 2008 Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated January 15, 2008 and were subsequently used to (i) refund a certain prior issue commonly referred to as the Series 1997 Bonds which were issued October 30, 1997, and (ii) pay certain costs associated with the issue of these March 4, 2008 Series 2008 Bond. Part I - B (f) (Purpose of Bonds): The proceeds of the sale of the Series 2007 Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated January 1, 2007 and were subsequently used to (i) advance refund a certain prior bond issue commonly referred to as the Series 2001A Bonds which were issued October 12, 2001, (ii) advance refund a certain prior bond issue commonly referred to as the Series 2005B Bonds which were issued December 21, 2005, (iii) purchase a municipal bond insurance policy and a reserve fund surety bond for these Series 2007 Bonds, and (iv) pay certain costs associated with the issuance of these Series 2007 Bonds. Part I - C (f) (Purpose of Bonds): The proceeds of the sale of the Series 2005B Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated November 1, 2005 and were subsequently used to (i) construct and equip a student residence hall (commonly known as Nagel Hall), (ii) pay capitalized interest on these Series 2005B Bonds, (iii) advance refund a certain prior bond issue commonly referred to as the Series 1997 Bonds which were issued October 30, 1997, (iv) advance refund a certain prior bond issue commonly referred to as the Series 2000 Bonds which were issued December 5, 2000, (v) purchase a municipal bond insurance policy and a reserve fund surety bond for these Series 2005B Bonds and (vi) pay certain costs associated with the issuance of these Series 2005B Bonds. Part I - D (f) (Purpose of Bonds): The proceeds of the sale of the Series 2005A Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated June 1, 2005 and were subsequently used to (i) advance refund a certain prior bond issue commonly referred to as the Series 2000 Bonds which were issued December 5, 2000, (ii) purchase a municipal bond insurance policy and a reserve fund surety bond for the Series 2005A Bonds and (iii) pay certain costs associated with the issuance of these Series 2005A Bonds. Part I - A(f)(Purpose Bonds): The proceeds of the sale of the Series 2012 Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated March 1, 2012 and were subsequently used to (i) advance refund a certain prior bond issue commonly referred to as the Series 2001B Bonds which were issued November 1, 2001 and (ii) pay certain costs associated with the issuance of these Series 2012 Bonds. Part I - B(f)(Purpose of Bonds): The proceeds of the sale of the Series 2013 Bonds were loaned to Colorado Seminary under a certain Loan Agreement dated March 1, 2013 and were subsequently used to advance refund a certain prior bond issue commonly referred to as the Series 2005B Bonds which were issues December 21, 2005 and (ii) pay certain costs associated with the issuance of these Series 2013 Bonds. SchK_P04_S00_L02c Schedule K, Part IV, Line 2c Rebate computation performed on the following dates: Series 2008 3/4/2013, Series 2007 1/10/2012, Series 2005B 12/21/2010, Series 2005A 7/14/2010. A Colorado Education & Cultural Facilities Authority - Series 2012 840896727 19645RPPO 2012-04-20 9031913 See supplemental information 0 0 0 B Colorado Educational & Cultural Facilities Authority - Series 2013 840896727 19645RSR3 2013-03-01 24159389 See supplemental information 0 0 0 A 0 0 9031912 0 0 0 180638 0 0 0 8851274 0 2012 0 1 1 1 B 0 0 24159389 0 0 23913938 245451 0 0 0 0 0 2013 0 1 1 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 X 10 0 Appraisal X 1 0 Appraisal X 0 FMV X 0 FMV X 69 950146 FMV X 2 25565892 Appraisal X Misc. Tickets to events 7 0 Current Market Value X Misc - Other events 19 0 Current Market Value 3 0 1 0 SchM_P01_S00_L33 Schedule M, Part I, Line 33 Donated Works of Art are considered collections under the University's policy. The collections are held for public exhibition and education in furtherance of public service rather than financial gain. The University policy is not to enter revenue for nominal gifts in kind which include line 4 Books and publications, line 5 Clothing and household goods, and line 26 Meals and sporting event tickets. F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b Forms 990 and 990-T are prepared by University staff. The forms are then forwarded to an independent audit firm, KPMG, for review. The form is presented to and reviewed by the University's Audit Committee which has the authority to accept the submission and report to the Executive or Full Board of Trustees. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The University provides all trustees, officers, deans, and directors with a Conflict of Interest Disclosure form annually in accordance with board policy. The disclosure form addresses transactions with interested persons, compensation from related organizations, relationships among trustees and independence of trustees. All disclosures from staff are reviewed by the University's Internal Audit function and reported to the Senior Staff and Audit Committee, if appropriate. All disclosures from Trustees are reviewed and reported on the 990, if appropriate, and disclosed to the University's Audit Committee. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The deliberations and discussions regarding compensation plans for all employees including top management and key employees, except the Chancellor (CEO), are contemporaneously documented in the minutes of the annual board meeting that approves the budget for the upcoming year. Deliberations and discussions for the Chancellor's compensation package are carried on in executive session of the board for which detailed minutes are not prepared. The compensation of the University's Chancellor is determined by utilizing data from surveys and other published sources on comparable institutions. The initial compensation is set by the board and reviewed, and adjusted if appropriate, annually by the board. Compensation for all employees including top management and key employees is reviewed annually as part of the University's performance and merit process. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The University has its board policies and Conflicts of Commitment and Interest, and the financial statements available on the University's website. The organizing documents are available upon request. F990_P11_S00_L09 Form 990, Part XI, Line 9 Actuarial adjustments $1,413,845 HRTM Educational Enterprises Inc 2199 S University Blvd Denver CO 80208 432083191 Educational Restaurant CO 252074 0 Colorado Seminary Highlands Ranch Golf Club 9000 Creekside Way Highlands Ranch CO 80129 840404231 Golf course operations CO 2516154 5313512 Colorado Seminary Montecito Avocado Ranch LLC dba Montecito Avocado Ranch 850 Toro Canyon Road Santa Barbara CA 93108 461495159 Avocado production CA 508981 27083790 Colorado Seminary Charitable Remainder Trust (12) 2199 S University Blvd Denver CO 80208 CRUT CO Colorado Seminary T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0