2014-05-14T09:53:34-05:00 2013-06-30 990 2012-07-01 530199180 TRUSTEES FOR HARVARD UNIVERSITY TRUS 6174957792 1033 MASSACHUSETTS AVENUE THIRD FLOOR CAMBRIDGE MA 02138 MAUREEN H FORRESTER 6174957792 2014-05-12 2012 2015-11-30 17:44:51Z DREW GILPIN FAUST MASSACHUSETTS HALL CAMBRIDGE MA 02138 2203725918 0 X N/A X 1941 DC TO FACILITATE HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC. 12 9 218 35 0 0 321133 57720 613521 746444 39334189 46960681 400430 259250 40669273 48024095 1307877 1484482 0 0 10001431 10387890 0 0 5829 15882269 19130426 27191577 31002798 13477696 17021297 1009031371 1066926424 1591617 2064642 1007439754 1064861782 X TO FACILITATE HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC. 0 0 20932560 938355 562704 DUMBARTON OAKS IS A MUSEUM, RESEARCH LIBRARY, AND EDUCATIONAL FACILITY FOR THE STUDY OF BYZANTINE AND MEDIEVAL HUMANITIES, PRE-COLUMBIAN ART, AND LANDSCAPE ARCHITECTURE. THE FACILITY SERVES APPROXIMATELY 46 FELLOWS. 5469094 546127 183740 SEE SCHEDULE OCENTER FOR HELLENIC STUDIES IS AN EDUCATIONAL CENTER IN THE FIELD OF HELLENIC STUDIES DESIGNED TO REDISCOVER HUMANISM OF THE HELLENIC GREEKS. HELLENISM FOR THE CENTER ENCOMPASSES THE EVOLUTION OF THE GREEK LANGUAGE AND ITS CULTURE AS A CENTRAL POINT OF CONTACT FOR ALL OF THE DIFFERENT CIVILIZATIONS OF THE ANCIENT MEDITERRANEAN WORLD. IT ALSO INCLUDES INTERACTIONS WITH FOREIGN CULTURES AND THE DIFFUSION OF ROMAN INFLUENCES. THIS HUMANISTIC VISION ANIMATES THE CENTER'S MAIN ACTIVITIES: (1) BUILDING AND MAINTAINING A WORLD-CLASS COLLECTION OF RESOURCES FOR THE STUDY OF THE ANCIENT GRECO-ROMAN WORLD; (2) MAKING THESE RESOURCES AVAILABLE TO THE COMMUNITY OF SCHOLARS, OFFERING RESIDENTIAL AND NON-RESIDENTIAL FELLOWSHIPS TO SUPPORT RESEARCH IN THE FIELD, AND PROVIDING A VENUE WHERE THE FELLOWS AND OTHER SCHOLARS CAN COLLABORATE AND SHARE THEIR INSIGHTS WITH DIVERSE AUDIENCES BOTH AT THE CENTER AND BEYOND THROUGH SEMINARS, OTHER FORMS OF LIVE PRESENTATIONS, AND PUBLICATIONS; (3) DISSEMINATING SCHOLARSHIP ON THE HELLENIC WORLD IN PRINTED AND ELECTRONIC FORMATS AND DEVELOPING INFORMATION TECHNOLOGIES TO ENHANCE EXISTING METHODS AND PIONEER NEW AVENUES OF RESEARCH AND TEACHING; AND (4) DESIGNING AND ORCHESTRATING ACTIVITIES FOR A GLOBAL AUDIENCE WITH THE GOAL OF ENABLING A WIDE RANGE OF PARTICIPANTS, INCLUDING NON-TRADITIONAL STUDENTS, UNDERGRADUATES, GRADUATE STUDENTS, SCHOLARS FROM OTHER DISCIPLINES, AND LIFE-LONG LEARNERS TO ENGAGE IN THE STUDY AND APPRECIATION OF HELLENIC CULTURE. DURING CALENDAR YEAR 2013 THE CENTER FOR HELLENIC STUDIES WAS ABLE TO PROVIDE THE FOLLOWING RESOURCES: SUPPORT TO 59 RESEARCH FELLOWS, 43 OF WHOM VISITED OR LIVED ON CAMPUS; SUPPORT TO 1 VISITING SCHOLAR, WHO VISITED CAMPUS; FUNDING FOR 11 INTERNSHIPS IN WASHINGTON, DC AND 18 SCHOLARSHIPS FOR AMERICAN AND GREEK STUDENTS PARTICIPATING IN ITS PROGRAMS IN GREECE; ORGANIZATION OF 5 SEMINARS IN WHICH 51 FACULTY MEMBERS/PROFESSIONALS AND 22 UNDERGRADUATES WERE ABLE TO PARTICIPATE; AND HOSTING 9 FACULTY MEMBERS AND 14 UNDERGRADUATES FOR 2 RESEARCH SYMPOSIUMS IT HELD DURING THE YEAR. 26401654 1 1 0 0 0 0 0 1 0 1 1 1 0 1 0 0 0 1 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 112 0 1 218 1 0 1 GR 0 0 0 0 0 0 0 0 X 12 9 1 0 0 0 0 0 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X OFFICE OF THE CONTROLLER HARVARD UNIVERSITY 6174957792 1033 MASSACHUSETTS AVENUE 3RD FLOOR CAMBRIDGE MA 02138 X LAWRENCE S BACOW 1.00 10.00 X 0 19999 789 SUSAN L GRAHAM 1.00 5.00 X 0 0 0 NANNERL O KEOHANE 1.00 5.00 X 0 2000 0 PATRICIA A KING UNTIL 1212 1.00 5.00 X 0 0 0 WILLIAM F LEE 1.00 5.00 X 0 0 0 JOSEPH J O'DONNELL 1.00 5.00 X 0 0 0 ROBERT D REISCHAUER 1.00 5.00 X 0 0 0 ROBERT E RUBIN 1.00 5.00 X 0 0 0 DREW GILPIN FAUST 1.00 61.00 X X 0 770887 269750 JAMES F ROTHENBERG 5.00 11.00 X X 0 0 0 JESSICA T MATHEWS AS OF 113 1.00 5.00 X 0 0 0 PAUL J FINNEGAN AS OF 113 1.00 5.00 X 0 0 0 THEODORE V WELLS JR 113 1.00 5.00 X 0 0 0 MARC L GOODHEART 1.00 60.00 X 0 314480 62452 GREGORY NAGY 40.00 20.00 X 15000 198981 121818 JAN M ZIOLKOWSKI 60.00 5.00 X 177930 1388 170942 MARY BETH TSIKALAS 60.00 X 117794 0 23585 MARGARET MULLETT 60.00 X 115462 0 21538 GUDRUN BUEHL 60.00 X 118078 0 18041 MICHAEL STEEN 60.00 X 159330 0 73677 SUZANNE DAY 60.00 X 156619 0 19229 860213 1307735 781821 8 0 1 0 CUNNINGHAM QUILL ARCHITECTS PLLC 1054 31ST ST SUITE 315 WASHINGTON DC 20007 ARCHITECTURE SERVICES 468645 THE WHITING-TURNER CONTRACTING COMPANY PO BOX 17596 BALTIMORE MD 21297 CONSTRUCTION 337581 POWER SERVICES 5800 WOODCLIFF ROAD SUITE 108 BOWIE MD 20720 CONSTRUCTION 307917 G4S PO BOX 277469 ATLANTA GA 30384 SECURITY SERVICES 289008 ENVIRONMENTAL ENHANCEMENTS INC 103 SHAW ROAD STERLING VA 20166 LANDSCAPING SERVICES 107170 6 24575 33145 57720 ADMISSIONS AND RELATED 900099 423269 423269 PUBLICATIONS & MATERIA 511190 323175 323175 746444 5190513 5190513 18023 18023 337657 96430 241227 241227 241227 2197375561 2155605393 41770168 41770168 41770168 48024095 746444 0 47219931 848018 848018 636464 636464 212566 170053 38262 4251 7363903 5938864 1425039 638434 499503 138573 358 1621089 1150549 469630 910 551898 431799 119789 310 102360 49596 52764 58023 12693 45330 24879 3974 20905 1009558 947145 62413 10576 8764 1812 930557 764263 166294 289667 257006 32661 545 545 2653273 2468218 185055 659898 554316 105582 323649 286080 37569 2 2 3049601 2648138 401463 284686 190324 94362 ADMIN FEES TO HU 8675543 7527382 1148161 BOOKS AND SUBSCRIPTIONS 568938 552371 16567 PUBLISHING 366529 362921 3608 ALL OTHER EXPENSES 79348 60710 18638 42794 31958 10836 31002798 26401654 4595315 5829 674913 409164 3998 15084 32676 14432 48085 106924962 28756810 77554384 78168152 417770079 474984556 310896780 244092125 202116785 269176582 1009031371 1066926424 1344384 2017747 247233 46895 1591617 2064642 X 895672164 970150184 5326246 52202391 106441344 42509207 1007439754 1064861782 1009031371 1066926424 X 17021297 51398334 -10997603 X X 0 1 X 1 0 X X X 0 0 0 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 042103580 2 1 1 1 10600592 1 10600592 SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART I, LINE H THE SUPPORT TO PRESIDENT AND FELLOWS OF HARVARD COLLEGE (PRESIDENT AND FELLOWS) LISTED IN COLUMN (VII) IN LINE H IS TREATED BY PRESIDENT AND FELLOWS AS A CAPITAL CONTRIBUTION AND REPORTED AS SUCH IN SCHEDULE R, PART V, ON THE PRESIDENT AND FELLOWS' FORM 990 FOR THE YEAR ENDED JUNE 30, 2013. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X X 0 893671000 0 95856000 1404000 39672000 1623000 946828000 910795000 4210000 -352000 906000 16913000 3164000 893670000 675213000 117320000 160245000 1075000 37744000 3164000 910795000 643523000 68294000 697000 32836000 3071000 675213000 924447000 -240022000 594000 38551000 1757000 643523000 0.04500 0.10000 0.85500 0 1 1 3172680 3172680 99886247 25526011 74360236 3866035 3230799 635236 78168152 PRIVATE EQUITIES 104128775 F REAL ASSETS 139963350 F 244092125 COLLATERAL ADVANCED UNDER SECURITY BORROWING AGREEMENT 183669467 OTHER INVESTMENTS 44082418 DUE FROM HARVARD UNIVERSITY 21245371 CASH AND EQUIV HELD BY HARVARD UNIVERSITY 20179326 269176582 PART III, LINE 1A: PART III, LINE 1A: THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES HOUSES PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES. PART III, LINE 4: PART III, LINE 4: CENTER FOR HELLENIC STUDIES COLLECTIONS THE CENTER FOR HELLENIC STUDIES COLLECTIONS IS MAINLY A LIBRARY COLLECTION COMPRISING APPROXIMATELY 60,000 VOLUMES IN THE FIELD OF HELLENIC STUDIES COVERING A WIDE RANGE OF DISCIPLINES. THE LIBRARY COLLECTION IS A VALUABLE RESOURCE TO RESEARCHERS. DUMBARTON OAKS COLLECTIONS THE DUMBARTON OAKS MUSEUM COMPRISES THREE COLLECTIONS (THE BYZANTINE COLLECTION, THE ROBERT WOODS BLISS COLLECTION OF PRE-COLUMBIAN ART, AND THE HOUSE COLLECTION). THE DUMBARTON OAKS MUSEUM HAS 35,000 OBJECTS RECORDED AND MANAGED THROUGH AN ELECTRONIC DATABASE IN A WIDE RANGE OF MEDIA - MINOR ART, SCULPTURE, ANTIQUE FURNITURE, TEXTILES AND WALL TAPESTRIES, FLOOR MOSAICS, PRINTS, PAINTING AND MONUMENTAL FRESCO REPLICA PAINTING COMING FROM EUROPE, MIDDLE AND SOUTH AMERICA, NORTH AMERICA, AND ASIA. THE DUMBARTON OAKS MUSEUM'S COLLECTIONS ARE AN IMPORTANT RESOURCE FOR THE SCHOLARLY COMMUNITY OF THE DUMBARTON OAKS RESEARCH INSTITUTE AS WELL AS TO STUDENTS AND A BROADER GENERAL PUBLIC. THE MISSION OF THE DUMBARTON OAKS MUSEUM IS TO CONNECT SCHOLARS WITH ART AND ART SCHOLARSHIP WITH THE PUBLIC. THROUGH AN ACTIVE PROGRAM OF RESEARCH AND EXHIBITIONS, THE MUSEUM STRIVES TO ADVANCE KNOWLEDGE AND STIMULATE APPRECIATION OF ART BY ENGAGING VISITORS AESTHETICALLY, VISUALLY, AND INTELLECTUALLY. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT TRUSTEES' MISSION OF FACILITATING HARVARD UNIVERSITY'S SCIENTIFIC, LITERARY, AND EDUCATIONAL ACTIVITIES IN WASHINGTON, DC. PART X, LINE 2: FIN 48 EFFECTIVE JULY 1, 2007, HARVARD UNIVERSITY, WHICH INCLUDES TRUSTEES, ADOPTED FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FIN 48). FIN 48 SETS A MINIMUM THRESHOLD FOR FINANCIAL STATEMENT RECOGNITION OF THE BENEFIT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. NO DISCLOSURE IN THE JUNE 30, 2013 FINANCIAL STATEMENTS REGARDING UNCERTAIN TAX POSITIONS WAS REQUIRED. PART V, LINE 1B, (B) PRIOR YEAR THE $4,210,000 LISTED AS CONTRIBUTIONS IN PART V, LINE 1B, (B)PRIOR YEAR, REPRESENTS A CHANGE IN PRESENTATION TO THE ENDOWMENT BEGINNING BALANCE. THIS CHANGE IN PRESENTATION DOES NOT AFFECT TOTAL NET ASSETS. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - 1 4 PROGRAM SERVICES CLASSICAL STUDIES 439560 EAST ASIA AND THE PACIFIC - GRANTMAKING 3773 EUROPE (INCLUDING ICELAND & GREENLAND) - GRANTMAKING 565545 MIDDLE EAST AND NORTH AFRICA - GRANTMAKING 1127 RUSSIA & THE NEWLY INDEPENDENT STATES - GRANTMAKING SOUTH AMERICA - ARGENTINA, BOLIVIA, GRANTMAKING 36469 SOUTH ASIA - AFGHANISTAN, BANGLADESH, GRANTMAKING 29550 1 4 0 0 1 4 1076024 0 1076024 FELLOWSHIPS EAST ASIA AND THE PACIFIC - 2 3773 EFT OR CHECK STIPENDS, SCHOLARSHIPS, AND RESEARCH-RELATED REIMBURSEMENTS. EUROPE (INCLUDING ICELAND & GREENLAND) - 13 97543 EFT OR CHECK FELLOWSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) - 35 468002 EFT OR CHECK FELLOWSHIPS MIDDLE EAST AND NORTH AFRICA - 1 1127 EFT OR CHECK FELLOWSHIPS SOUTH AMERICA - ARGENTINA, BOLIVIA, 2 36469 EFT OR CHECK FELLOWSHIPS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 1 29550 EFT OR CHECK 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY CONSTITUTED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. 1 STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS 15 255000 TRAVEL GRANTS 15 23225 RESEARCH-RELATED REIMBURSEMENTS FOR FELLOWS 25 61358 OTHER GRANTS 3 20000 FELLOWSHIPS 40 488434 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY CONSTITUTED COMMITTEES OR INDIVIDUALS. X X X 1 1 0 1 0 0 0 0 0 1 0 DREW GILPIN FAUST 0 751960 0 0 0 18927 0 131995 0 137755 0 1040637 0 0 MARC L GOODHEART 0 314161 0 0 0 319 0 31995 0 30457 0 376932 0 0 GREGORY NAGY 15000 198427 0 0 0 554 0 25635 73500 22683 88500 247299 0 0 JAN M ZIOLKOWSKI 175843 0 0 0 2087 1388 23112 23112 124577 141 325619 24641 0 0 MICHAEL STEEN 150624 0 8325 0 381 0 16995 0 56682 0 233007 0 0 0 SUZANNE DAY 156568 0 0 0 51 0 18076 0 1154 0 175849 0 0 0 PART I, LINE 1A FIRST-CLASS OR CHARTER TRAVEL TRUSTEES' TRAVEL POLICY ALLOWS FOR FIRST CLASS TRAVEL FOR BUSINESS PURPOSES IN LIMITED CIRCUMSTANCES. IN ACCORDANCE WITH THIS POLICY, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES MAY TRAVEL FIRST CLASS ON A SMALL NUMBER OF TRIPS DURING THE YEAR. TRAVEL EXPENSES ARE INCURRED FOR TRUSTEES PURPOSES AND THEREFORE ARE NOT TREATED AS TAXABLE COMPENSATION. TRAVEL FOR COMPANIONS TRUSTEES' TRAVEL POLICY ALLOWS REIMBURSEMENT FOR COMPANION TRAVELERS WHEN THE COMPANION'S ATTENDANCE AT A PROFESSIONAL FUNCTION OR INVOLVEMENT IN FUNDRAISING ACTIVITIES SERVES A LEGITIMATE BUSINESS PURPOSE. IN ACCORDANCE WITH THIS POLICY, TRUSTEES REIMBURSED CERTAIN EMPLOYEES FOR COMPANION TRAVEL DURING THE YEAR. IN THESE CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBERS TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR TRUSTEES AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEES' TAXABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE TRUSTEES FOR HARVARD UNIVERSITY PROVIDES HOUSING TO PROFESSOR ZIOLKOWSKI AND PROFESSOR NAGY, KEY EMPLOYEES, AND TO MR. STEEN, A REPORTABLE EMPLOYEE. THEY ARE REQUIRED TO RESIDE IN THE RESPECTIVE HOUSES AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF DUMBARTON OAKS AND THE CENTER FOR HELLENIC STUDIES. THE ESTIMATED VALUE OF THE NONTAXABLE HOUSING BENEFITS REPORTED ON FORM 990, PART VIII, SECTION A, COLUMN F, ARE $104,940 FOR PROFESSOR ZIOLKOWSKI, $73,500 FOR PROFESSOR NAGY, AND $39,000 FOR MR. STEEN. PART I, LINE 4B PART I, LINE 3 AS DISCUSSED IN SCHEDULE O, OFFICERS ARE NOT COMPENSATED IN THEIR CAPACITY AS OFFICERS OF TRUSTEES FOR HARVARD UNIVERSITY. TRUSTEES' OFFICERS ALSO SERVE AS OFFICERS OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE. THE PRESIDENT OF TRUSTEES IS COMPENSATED FOR HER POSITION AT PRESIDENT AND FELLOWS OF HARVARD COLLEGE. PART I, LINE 4B, SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN: IN CALENDAR YEAR 2012, THE HARVARD CORPORATION ESTABLISHED A NON-QUALIFIED DEFERRED COMPENSATION PLAN OF WHICH PRESIDENT FAUST IS A BENEFICIARY. DURING THE CALENDAR YEAR, THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE CONTRIBUTED $100,000 TO HER DEFERRED COMPENSATION ACCOUNT. THE $100,000 IS REPORTED ON SCHEDULE J, PART II, COLUMN (C)(II), RETIREMENT AND OTHER DEFERRED COMPENSATION FROM RELATED ORGANIZATIONS. IF THE PRESIDENT REMAINS IN HER ROLE AT THE UNIVERSITY, THE AMOUNT WILL FULLY VEST AND BE REPORTED AS TAXABLE INCOME TO THE PRESIDENT IN CALENDAR YEAR 2015. PART I, LINE 7 TRUSTEES FOR HARVARD UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II). FORM 990, PART VI, SECTION A, LINE 2 THE GOVERNING BOARD OF TRUSTEES FOR HARVARD UNIVERSITY IS COMPRISED OF THE SAME INDIVIDUALS AS THE GOVERNING BOARD OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE. CERTAIN OFFICERS, TRUSTEES, AND KEY EMPLOYEES OF TRUSTEES ARE EMPLOYED BY PRESIDENT AND FELLOWS OF HARVARD COLLEGE, INCLUDING PRESIDENT FAUST, SECRETARY GOODHEART, TRUSTEE BACOW, AND KEY EMPLOYEE NAGY. KEY EMPLOYEE ZIOLKOWSKI HAS A FACULTY APPOINTMENT AT THE PRESIDENT AND FELLOWS OF HARVARD UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7B CERTAIN ACTIONS OF THE TRUSTEES GOVERNING BODY, SUCH AS THE ELECTION OF NEW DIRECTORS AND AMENDMENTS TO THE CORPORATE STATUTES, ARE SUBJECT TO THE CONSENT OF HARVARD UNIVERSITY'S BOARD OF OVERSEERS. FORM 990, PART VI, SECTION B, LINE 11 THE TRUSTEES FOR HARVARD UNIVERSITY FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF AND INTERNAL AND EXTERNAL COUNSEL. FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE BOARD OF THE FILING ORGANIZATION BEFORE IT WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C AS PART OF HARVARD UNIVERSITY, TRUSTEES IS SUBJECT TO THE SAME CONFLICT OF INTEREST POLICIES AND PROCEDURES AS THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE. ANNUALLY, HARVARD UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S CORPORATE DIRECTORS. THE COMPLETED FORMS OF DIRECTORS ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY. AS PART OF HARVARD UNIVERSITY, TRUSTEES IS SUBJECT TO THE SAME POLICIES AND PROCEDURES AS THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE FOR DETERMINING AND REVIEWING COMPENSATION. THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE HAS DISCLOSED IN ITS FORM 990 THE PROCESS UNDERTAKEN TO DETERMINE COMPENSATION FOR ITS OFFICERS. OFFICERS ARE NOT COMPENSATED IN THEIR CAPACITY AS OFFICERS OF TRUSTEES FOR HARVARD UNIVERSITY. CERTAIN OFFICERS OF THE FILING ORGANIZATION ALSO SERVE AS OFFICERS OF THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE AND ARE COMPENSATED BY PRESIDENT AND FELLOWS OF HARVARD COLLEGE FOR SERVICES PERFORMED FOR THAT ORGANIZATION. EACH KEY EMPLOYEE OF TRUSTEES IS ALSO A HARVARD UNIVERSITY FACULTY MEMBER WITHIN THE FACULTY OF ARTS AND SCIENCES AND THE PROCESS FOR DETERMINING COMPENSATION IS DESCRIBED BELOW: THE SALARIES ARE SET ANNUALLY BY THE DIVISIONAL DEAN AND APPROVED BY THE DEAN OF THE FACULTY OF ARTS AND SCIENCES (FAS). THE PROCESS FOLLOWS THAT IN PLACE FOR ALL FAS FACULTY MEMBERS. THE AMOUNT IS SET ON A STANDARD 9-MONTH BASIS, AND DOES NOT INCLUDE ANY DIRECT RECOGNITION OF DIRECTOR DUTIES. IN RECOGNITION OF THEIR RESPECTIVE ROLES, EACH KEY EMPLOYEE IS PROVIDED WITH A SUPPLEMENTAL COMPENSATION AMOUNT WHICH IS INCLUDED IN THE FIGURES REPORTED ON PART VII AND SCHEDULE J. IN ADDITION, BOTH INDIVIDUALS ARE ELIGIBLE TO EARN SALARY DURING THE SUMMER MONTHS, PROVIDED THEY HAVE EXTERNAL FUNDING. FORM 990, PART VI, SECTION C, LINE 19 TRUSTEES FOR HARVARD UNIVERSITY'S FINANCIAL STATEMENTS ARE INCORPORATED IN HARVARD UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS, WHICH ARE AVAILABLE ON HARVARD UNIVERSITY'S WEBSITE. HARVARD UNIVERSITY'S CONFLICT OF INTEREST POLICY IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. TRUSTEES' CHARTER IS AVAILABLE UPON REQUEST. AVERAGE HOURS PER WEEK PART VII, LINE 1A, COLUMN B THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES OR HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, LINE 1A, COLUMN (B) ARE ESTIMATES, WITH 40-60 HOURS PER WEEK REPRESENTING FULL TIME EMPLOYMENT. ACTUAL HOURS WORKED PER WEEK MAY VARY. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: TRANSFERS TO AFFILIATED ORGS -11,022,592. OTHER CHANGES IN NET ASSETS 24,989. FINANCIAL STATEMENTS AND REPORTING FORM 990, PART XII, LINE 2 HARVARD UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACTIVITIES OF CERTAIN SUBSIDIARIES THAT FILE SEPARATE TAX RETURNS, INCLUDING TRUSTEES FOR HARVARD UNIVERSITY. THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2013 WERE AUDITED BY AN INDEPENDENT ACCOUNTANT. 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TAXABLE AS A TRUST SCHEDULE R, PART IV SPLIT INTEREST TRUSTS: THE TRUSTS LISTED ARE DOMICILED IN MASSACHUSETTS, NEW YORK, AND WASHINGTON D.C.